Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:10 AM ET

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Alan Cohen

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 30, 2014 → Oct 26, 2021

2deals (issuers)

$281.3Mreported sold

68investors

4Form D filings

2014–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Cohen is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Jun 2014 and Oct 2021: Illumio, Inc. (Sunnyvale, CA — other technology — 2014–2017; $225M reported sold to 31 investors) and KENTIK TECHNOLOGIES, INC. (San Francisco, CA — other technology — 2021; $56.3M reported sold to 37 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $281.3M sold in total.

Listed alongside Andrew E. Rubin (3 shared filings), John M. Jack (3 shared filings), Steve Herrod (3 shared filings), John Thompson (2 shared filings), Paul J. Kirner (2 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 1 SEC release, 41 bankruptcy cases matching the name listed in Key records below.

What this means 45 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Alan Cohen and found 6 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Cohen has not run yet — it is joining a line of 8,463 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 closed (disposition not in docket feed), 2 dismissed

In Re: Alan S. Cohen closed

District Court, E.D. Missouri · No. 4:10-mc-00189 · Filed Mar 31, 2010 · Closed Mar 31, 2010 · Nature of suit: 480 Consumer credit

Role of Alan S. Cohen: Party · Outcome: Terminated 2010-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in MO (not a filing state)

Alan H Cohen v. Charles Schwab Brokerage Company dismissed

District Court, D. South Carolina · No. 2:09-cv-02873 · Filed Nov 5, 2009 · Closed Feb 18, 2010 · Nature of suit: Stockholders Suits · Cause: 28:1332 Diversity - Stockholders Suits

Role of Alan H Cohen: Plaintiff · Outcome: Terminated 2010-02-18 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in SC (not a filing state)

COHEN, ALAN G. v. RICE, BRUCE J. dismissed

District Court, E.D. New York · No. · Filed Jan 17, 1990 · Closed Jun 29, 1990 · Nature of suit: 850 Securities, Commodities, Exchange

Role of COHEN, ALAN G.: Plaintiff · Outcome: Terminated 1990-06-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Alan Cohen, Edward F. Daffy and Michael M. Karp Litigation release

SEC · Oct 31, 1995 · Parties as named in the release: Alan Cohen, Edward F. Daffy and Michael M. Karp Read the release ↗

same full name in the release title; 9 people with this name in Form D filings; the person's filing state is not named

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Cohen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

41 cases: 41 closed (disposition not in docket feed)

Alan R. Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 24-11290 · Filed Feb 9, 2024 · Closed Jun 27, 2024

Role of Alan R. Cohen: Debtor · Outcome: Case closed 2024-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)

Alan Cohen and Amy Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 14-19920 · Filed May 16, 2014 · Closed Sep 4, 2014

Role of Alan Cohen and Amy Cohen: Debtor · Outcome: Case closed 2014-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 14-13736 · Filed Feb 28, 2014 · Closed May 3, 2016

Role of Alan Cohen: Debtor · Outcome: Case closed 2016-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, S.D. New York · No. 14-22029 · Filed Jan 9, 2014 · Closed Jan 3, 2017

Role of Alan Cohen: Debtor · Outcome: Case closed 2017-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan M Cohen and Suzanne Mooney closed

United States Bankruptcy Court, D. New Jersey · No. 11-37617 · Filed Sep 21, 2011 · Closed Jan 18, 2017

Role of Alan M Cohen and Suzanne Mooney: Debtor · Outcome: Case closed 2017-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan Cohen and Myrna M. Cohen closed

United States Bankruptcy Court, N.D. California · No. 09-60148 · Filed Nov 20, 2009 · Closed May 15, 2015

Role of Alan Cohen and Myrna M. Cohen: Debtor · Outcome: Case closed 2015-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Alan Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 09-17090 · Filed Apr 17, 2009 · Closed Jul 28, 2009

Role of Alan Cohen: Debtor · Outcome: Case closed 2009-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 06-11519 · Filed Apr 12, 2006 · Closed Jan 11, 2010

Role of Alan Cohen: Debtor · Outcome: Case closed 2010-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

Alan L. Cohen and Donna R. Cohen closed

United States Bankruptcy Court, N.D. Ohio · No. 05-36011 · Filed Jun 14, 2005 · Closed Mar 29, 2006

Role of Alan L. Cohen and Donna R. Cohen: Debtor · Outcome: Case closed 2006-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in OH (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 04-35677 · Filed Nov 23, 2004 · Closed Dec 28, 2005

Role of Alan Cohen: Debtor · Outcome: Case closed 2005-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 04-13344 · Filed Mar 8, 2004 · Closed Dec 27, 2004

Role of Alan Cohen: Debtor · Outcome: Case closed 2004-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

Alan S Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 03-44892 · Filed Oct 22, 2003 · Closed Nov 9, 2007

Role of Alan S Cohen: Debtor · Outcome: Case closed 2007-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan W. Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-16561 · Filed Apr 30, 2003 · Closed Dec 9, 2008

Role of Alan W. Cohen: Debtor · Outcome: Case closed 2008-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

Alan W. Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-36554 · Filed Nov 19, 2002 · Closed May 22, 2003

Role of Alan W. Cohen: Debtor · Outcome: Case closed 2003-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

Alan S. Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 02-36391 · Filed Nov 13, 2002 · Closed Feb 26, 2003

Role of Alan S. Cohen: Debtor · Outcome: Case closed 2003-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)

Alan H. Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 02-56767 · Filed Jun 13, 2002 · Closed May 1, 2003

Role of Alan H. Cohen: Debtor · Outcome: Case closed 2003-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan J. Cohen closed

United States Bankruptcy Court, D. Massachusetts · No. 02-11651 · Filed Mar 7, 2002 · Closed May 16, 2003

Role of Alan J. Cohen: Debtor · Outcome: Case closed 2003-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in MA (not a filing state)

Alan H. Cohen and Lenore G. Cohen closed

United States Bankruptcy Court, M.D. Florida · No. 6:01-bk-12395 · Filed Dec 14, 2001 · Closed Apr 25, 2002

Role of Alan H. Cohen and Lenore G. Cohen: Debtor · Outcome: Case closed 2002-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)

Alan S Cohen closed

United States Bankruptcy Court, E.D. New York · No. 1-01-22532 · Filed Oct 3, 2001 · Closed Jun 9, 2006

Role of Alan S Cohen: Debtor · Outcome: Case closed 2006-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan J. Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-12116 · Filed Feb 14, 2001 · Closed Jun 8, 2001

Role of Alan J. Cohen: Debtor · Outcome: Case closed 2001-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

Alan S. Cohen closed

United States Bankruptcy Court, S.D. Florida. · No. 01-30055 · Filed Jan 5, 2001 · Closed Jun 21, 2001

Role of Alan S. Cohen: Debtor · Outcome: Case closed 2001-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)

Alan Cohen and Janet Cohen closed

United States Bankruptcy Court, E.D. New York · No. 1-00-23582 · Filed Dec 28, 2000 · Closed May 23, 2001

Role of Alan Cohen and Janet Cohen: Debtor · Outcome: Case closed 2001-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen v. Simon Property Group (Texas), L.P. closed

United States Bankruptcy Court, S.D. New York · No. 00-08241 · Filed Dec 13, 2000 · Closed Jun 7, 2002

Role of Alan Cohen: Plaintiff · Outcome: Case closed 2002-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen v. The Equitable Life Assurance Society closed

United States Bankruptcy Court, S.D. New York · No. 00-08234 · Filed Dec 13, 2000 · Closed Mar 5, 2004

Role of Alan Cohen: Plaintiff · Outcome: Case closed 2004-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen v. Simon Property Group, L.P. closed

United States Bankruptcy Court, S.D. New York · No. 00-08242 · Filed Dec 13, 2000 · Closed Feb 2, 2004

Role of Alan Cohen: Plaintiff · Outcome: Case closed 2004-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen v. Simon Property Group, L.P. closed

United States Bankruptcy Court, S.D. New York · No. 00-08250 · Filed Dec 13, 2000 · Closed Feb 3, 2004

Role of Alan Cohen: Plaintiff · Outcome: Case closed 2004-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen v. Simon Property Group, L.P. closed

United States Bankruptcy Court, S.D. New York · No. 00-08223 · Filed Dec 13, 2000 · Closed Feb 2, 2004

Role of Alan Cohen: Plaintiff · Outcome: Case closed 2004-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen v. Crescent Greenwood Ltd. closed

United States Bankruptcy Court, S.D. New York · No. 00-02916 · Filed Nov 14, 2000 · Closed Dec 10, 2004

Role of Alan Cohen: Plaintiff · Outcome: Case closed 2004-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan E Cohen and Carole L Kaplan-Cohen closed

United States Bankruptcy Court, N.D. Illinois · No. 00-22744 · Filed Aug 4, 2000 · Closed Nov 17, 2000

Role of Alan E Cohen and Carole L Kaplan-Cohen: Debtor · Outcome: Case closed 2000-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)

Alan H Cohen closed

United States Bankruptcy Court, N.D. Illinois · No. 99-02203 · Filed Jan 25, 1999 · Closed Jul 27, 1999

Role of Alan H Cohen: Debtor · Outcome: Case closed 1999-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)

Alan S Cohen closed

United States Bankruptcy Court, E.D. New York · No. 8-98-91759 · Filed Dec 4, 1998 · Closed Apr 9, 1999

Role of Alan S Cohen: Debtor · Outcome: Case closed 1999-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Y. Cohen and Cynthia Schwartz Cohen closed

United States Bankruptcy Court, E.D. Louisiana · No. 98-14859 · Filed Sep 9, 1998 · Closed Nov 24, 2003

Role of Alan Y. Cohen and Cynthia Schwartz Cohen: Debtor · Outcome: Case closed 2003-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in LA (not a filing state)

Alan Cohen and Jennifer Cohen closed

United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-08328 · Filed May 15, 1998 · Closed Sep 29, 1999

Role of Alan Cohen and Jennifer Cohen: Debtor · Outcome: Case closed 1999-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in FL (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, E.D. New York · No. 1-98-10290 · Filed Jan 9, 1998 · Closed Apr 21, 1998

Role of Alan Cohen: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan J. Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 97-44393 · Filed Dec 10, 1997 · Closed Apr 7, 1998

Role of Alan J. Cohen: Debtor · Outcome: Case closed 1998-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan G. Cohen and Linda C. Cohen closed

United States Bankruptcy Court, D. New Jersey · No. 97-52844 · Filed Nov 7, 1997 · Closed Mar 31, 1998

Role of Alan G. Cohen and Linda C. Cohen: Debtor · Outcome: Case closed 1998-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NJ (not a filing state)

Alan E. Cohen closed

United States Bankruptcy Court, D. Maryland · No. 94-12475 · Filed May 11, 1994 · Closed Jul 13, 1995

Role of Alan E. Cohen: Debtor · Outcome: Case closed 1995-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in MD (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, N.D. Illinois · No. 91-01477 · Filed Jan 23, 1991 · Closed Aug 15, 1991

Role of Alan Cohen: Debtor · Outcome: Case closed 1991-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in IL (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, S.D. New York · No. 90-11766 · Filed Jun 7, 1990 · Closed Jul 1, 2008

Role of Alan Cohen: Debtor · Outcome: Case closed 2008-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in NY (not a filing state)

Alan Cohen closed

United States Bankruptcy Court, D. Massachusetts · No. 90-11899 · Filed Apr 17, 1990 · Closed Nov 23, 1990

Role of Alan Cohen: Debtor · Outcome: Case closed 1990-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in MA (not a filing state)

Alan H. Cohen closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 88-13612 · Filed Oct 14, 1988 · Closed Oct 18, 1991

Role of Alan H. Cohen: Debtor · Outcome: Case closed 1991-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 9 people with this name in Form D filings; court in PA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Alan Cohen — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jan 14, 2013 – Oct 26, 2021

4 Form Ds were filed more than 15 days after the first sale

Form D filed 68 days after the first sale — Illumio, Inc. · Form D filed 79 days after the first sale — Illumio, Inc. · Form D filed 532 days after the first sale — Illumio, Inc. · Form D filed 42 days after the first sale — KENTIK TECHNOLOGIES, INC.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 27, 2017 ↗Illumio, Inc. — PartnerFacts page ↗Form D · Apr 15, 2015 ↗Form D · Jun 30, 2014 ↗

Sources

Form D · Jun 27, 2017 ↗ (Jun 27, 2017)
Illumio, Inc. — PartnerFacts page ↗ (Jul 8, 2021)
Form D · Apr 15, 2015 ↗ (Apr 15, 2015)
Form D · Jun 30, 2014 ↗ (Jun 30, 2014)
Form D · Oct 26, 2021 ↗ (Oct 26, 2021)
KENTIK TECHNOLOGIES, INC. — PartnerFacts page ↗ (Oct 26, 2021)

Note · Jun 17, 2019 – Feb 1, 2021

Same name, different state: "Alan Cohen" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan Cohen" with address state MA, is listed on 4 filings — most recently by Evolv Technologies, Inc. (Feb 1, 2021). Both records have filings in the same period (Jun 17, 2019 to Feb 1, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Cohen (MA) — PartnerFacts page ↗Form D · Feb 1, 2021 ↗Evolv Technologies, Inc. — PartnerFacts page ↗Alan Cohen (CA) — this page ↗

Sources

Alan Cohen (MA) — PartnerFacts page ↗ (Feb 1, 2021)
Form D · Feb 1, 2021 ↗ (Feb 1, 2021)
Evolv Technologies, Inc. — PartnerFacts page ↗ (Feb 1, 2021)
Alan Cohen (CA) — this page ↗ (Oct 26, 2021)

Note · Feb 27, 2014 – Feb 29, 2016

Same name, different state: "Alan P. Cohen" (FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan P. Cohen" with address state FL, is listed on 3 filings — most recently by Abrika Capital Partners, L.P. (Feb 29, 2016). Both records have filings in the same period (Jun 30, 2014 to Feb 29, 2016).

Alan P. Cohen (FL) — PartnerFacts page ↗Form D/A · Feb 29, 2016 ↗Abrika Capital Partners, L.P. — PartnerFacts page ↗Alan Cohen (CA) — this page ↗

Sources

Alan P. Cohen (FL) — PartnerFacts page ↗ (Feb 29, 2016)
Form D/A · Feb 29, 2016 ↗ (Feb 29, 2016)
Abrika Capital Partners, L.P. — PartnerFacts page ↗ (Feb 29, 2016)
Alan Cohen (CA) — this page ↗ (Oct 26, 2021)

Note · Nov 10, 2010 – Jan 24, 2014

Same name, different state: "Alan Cohen" (MD) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan Cohen" with address state MD, is listed on 5 filings — most recently by VACCINOGEN INC (Jan 24, 2014). The two records do not overlap in time: this page runs Jun 30, 2014 to Oct 26, 2021; the other runs Nov 10, 2010 to Jan 24, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Cohen (MD) — PartnerFacts page ↗Form D/A · Jan 24, 2014 ↗VACCINOGEN INC — PartnerFacts page ↗Alan Cohen (CA) — this page ↗

Sources

Alan Cohen (MD) — PartnerFacts page ↗ (Jan 24, 2014)
Form D/A · Jan 24, 2014 ↗ (Jan 24, 2014)
VACCINOGEN INC — PartnerFacts page ↗ (Nov 9, 2015)
Alan Cohen (CA) — this page ↗ (Oct 26, 2021)

Note · Sep 28, 2012

Same name, different state: "Alan Cohen" (NJ) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan Cohen" with address state NJ, is listed on 1 filing — most recently by Trinity Place Holdings Inc. (Sep 28, 2012). The two records do not overlap in time: this page runs Jun 30, 2014 to Oct 26, 2021; the other has one filing dated Sep 28, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Cohen (NJ) — PartnerFacts page ↗Form D · Sep 28, 2012 ↗Trinity Place Holdings Inc. — PartnerFacts page ↗Alan Cohen (CA) — this page ↗

Sources

Alan Cohen (NJ) — PartnerFacts page ↗ (Sep 28, 2012)
Form D · Sep 28, 2012 ↗ (Sep 28, 2012)
Trinity Place Holdings Inc. — PartnerFacts page ↗ (Sep 28, 2012)
Alan Cohen (CA) — this page ↗ (Oct 26, 2021)

Note · Jul 15, 2009 – Nov 20, 2009

Same name, different state: "Alan H. Cohen" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan H. Cohen" with address state NY, is listed on 4 filings — most recently by York Distressed Mortgage Fund, L.P. (Nov 20, 2009). The two records do not overlap in time: this page runs Jun 30, 2014 to Oct 26, 2021; the other runs Jul 15, 2009 to Nov 20, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan H. Cohen (NY) — PartnerFacts page ↗Form D/A · Nov 20, 2009 ↗York Distressed Mortgage Fund, L.P. — PartnerFacts page ↗Alan Cohen (CA) — this page ↗

Sources

Alan H. Cohen (NY) — PartnerFacts page ↗ (Nov 20, 2009)
Form D/A · Nov 20, 2009 ↗ (Nov 20, 2009)
York Distressed Mortgage Fund, L.P. — PartnerFacts page ↗ (Jan 13, 2010)
Alan Cohen (CA) — this page ↗ (Oct 26, 2021)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 26, 2021 D KENTIK TECHNOLOGIES, INC. File 021-418610	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 27, 2017 D Illumio, Inc. File 021-289553	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2015 D Illumio, Inc. File 021-237999	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 30, 2014 D Illumio, Inc. File 021-220040	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Alan Cohen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

KENTIK TECHNOLOGIES, INC.

San Francisco, CA · Oct 26, 2021

Oct 26, 2021 · D · $56,271,827 sold of $56,271,827 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $56.3M from 37 investors (100% of the $56.3M target) as of the latest filing. Alan is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Illumio, Inc.

Sunnyvale, CA · Jun 30, 2014 → Jun 27, 2017 · 3 filings

Jun 27, 2017 · D · $125,145,001 sold of $125,145,001 · 30 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Apr 15, 2015 · D · $100,531,216 sold of $100,531,216 · 31 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jun 30, 2014 · D · $7,999,999 sold of $7,999,999 · 8 investors · min. No minimum reported · role: Executive Officer, Director (Mr. Cohen was elected as an Executive Officer on June 12, 2013 and a Director on September 10, 2013.) EDGAR ↗

Raised $225M from 31 investors (100% of the $125.1M target) as of the latest filing. Alan is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Alan H. Cohen — NY, 2 issuers, Jul 15, 2009 → Nov 20, 2009 · no shared issuer
Alan Cohen — MD, 2 issuers, Nov 10, 2010 → Jan 24, 2014 · no shared issuer
Alan Cohen — NJ, 1 issuer, Sep 28, 2012 → Sep 28, 2012 · no shared issuer
Alan P. Cohen — FL, 1 issuer, Feb 27, 2014 → Feb 29, 2016 · no shared issuer
Alan Cohen — MA, 1 issuer, Jun 17, 2019 → Feb 1, 2021 · no shared issuer
Alan Cohen — SC, 1 issuer, Jun 11, 2019 → Jun 11, 2019 · no shared issuer
Alan Cohen — WA, 1 issuer, Jul 30, 2021 → Jul 30, 2021 · no shared issuer
Alan M. Cohen — NY, 1 issuer, May 12, 2011 → May 12, 2011 · no shared issuer

People around Alan 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

John M. Jack

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Herrod

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Steve Herrod is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew E. Rubin

Executive Officer, Director · 3 shared filings (1 issuer) · also on 6 other issuers

Andrew E. Rubin is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John Thompson

Director · 2 shared filings (1 issuer) · also on 5 other issuers

John Thompson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul J. Kirner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joe Lonsdale

Director · 1 shared filing (1 issuer) · also on 31 other issuers

Joe Lonsdale is on 32 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Joseph Lonsdale

Director · 1 shared filing (1 issuer) · also on 78 other issuers

Joseph Lonsdale is on 79 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Hornik

Director · 1 shared filing (1 issuer) · also on 21 other issuers

David Hornik is on 22 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Schwartz

Director · 1 shared filing (1 issuer) · also on 37 other issuers

Robert Schwartz is on 38 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Yares

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Avraham Freedman

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bill Trenchard

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alfred Yu

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Justin Biegel

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Cohen. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jamie Barnett

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Cohen. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Cohen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Cohen is listed on: none on file. No website or social profile named in KENTIK TECHNOLOGIES, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #177,849 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Alan Cohen

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

4 Form Ds were filed more than 15 days after the first sale

Same name, different state: "Alan Cohen" (MA) is a separate record

Same name, different state: "Alan P. Cohen" (FL) is a separate record

Same name, different state: "Alan Cohen" (MD) is a separate record

Same name, different state: "Alan Cohen" (NJ) is a separate record

Same name, different state: "Alan H. Cohen" (NY) is a separate record

5. Money to insiders

Deals 2

People around Alan 15

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person