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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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Alan Clingman

Named as an officer, director or promoter on SEC Form D filings · NY · May 24, 2010 → Jan 17, 2017

3deals (issuers)
$36.6Mreported sold
99investors
9Form D filings
2010–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Clingman is listed as an executive officer, director, and promoter on 9 SEC Form D filings by 3 issuers between May 2010 and Jan 2017: CHINA HORIZON INVESTMENTS GROUP (Georgetown, Cayman Islands (as filed: E9) — retailing — 2012–2016; $19.3M reported sold to 15 investors), China Horizon Investments Ltd (George Town, Cayman Islands (as filed: E9) — retailing — 2010; $9.25M reported sold to 26 investors) and Yellow River (Cayman) Ltd (Georgetown, Cayman Islands (as filed: E9) — retailing — 2016–2017; $8.06M reported sold to 58 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $36.6M sold in total.

Listed alongside Alexander Leyviman (7 shared filings), Thai Lee (7 shared filings), Bernard Fuchs (5 shared filings), Daniel J. Saks (4 shared filings), Harry Edelson (4 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

All 3 issuers belong to the sponsor group China Horizon (3 issuers, $15.9M reported sold, 2010–2017).

What this means A sponsor group is one team that sets up a new company for each deal. China Horizon has 3 companies on file and $15.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 court cases matching the name, 11 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Alan Clingman and found 9 differences, 4 worth asking the sponsor about: Paid seller listed without a CRD number: Steven Blend; Paid seller listed without a CRD number: KCP Capital Limited; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Clingman has not run yet — it is joining a line of 12,170 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 3 closed (disposition not in docket feed), 4 dismissed

Clingman & Hanger Management Associates, LLC v. Rieck closed
District Court, S.D. Texas · No. 4:21-cv-02698 · Filed Aug 18, 2021 · Closed Jan 21, 2025 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Clingman & Hanger Management Associates, LLC: Plaintiff · Outcome: Terminated 2025-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in TX (not a filing state)
Clingman & Hanger Management Associates, LLC v. Seyfarth Shaw, LLP closed
District Court, S.D. New York · No. 1:21-cv-04356 · Filed May 14, 2021 · Closed Jun 3, 2021
Role of Clingman & Hanger Management Associates, LLC: Plaintiff · Outcome: Terminated 2021-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (NY)
Clingman v. Select Portfolio Servicing, Inc. dismissed
District Court, D. Nevada · No. 2:19-cv-01508 · Filed Aug 28, 2019 · Closed Jan 30, 2020 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Clingman: Plaintiff · Outcome: Terminated 2020-01-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in NV (not a filing state)
Clingman & Hanger Management Associates, LLC v. Knobel dismissed
District Court, D. Maryland · No. 1:17-cv-03541 · Filed Nov 30, 2017 · Closed Dec 13, 2017 · Nature of suit: 890 Other Statutory Actions · Cause: Motion to Compel
Role of Clingman & Hanger Management Associates, LLC: Plaintiff · Outcome: Terminated 2017-12-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in MD (not a filing state)
CLINGMAN & HANGER MANAGEMENT ASSOCIATES, LLC, as Trustee v. Knobel dismissed
District Court, S.D. Florida · No. 0:16-cv-62028 · Filed Aug 23, 2016 · Closed May 14, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of CLINGMAN & HANGER MANAGEMENT ASSOCIATES, LLC, as Trustee: Plaintiff · Outcome: Terminated 2018-05-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Clingman v. DePuy Orthopaedics, Inc. dismissed
District Court, N.D. Ohio · No. 1:13-dp-20683 · Filed Jun 17, 2013 · Closed Feb 8, 2016 · Nature of suit: 367 Health care / pharm
Role of Clingman: Plaintiff · Outcome: Terminated 2016-02-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in OH (not a filing state)
CLINGMAN v. NATIONAL RV, INC. closed
District Court, S.D. California · No. · Filed Oct 23, 2006 · Closed Feb 22, 2007 · Nature of suit: 890 Other statutory actions
Role of CLINGMAN: Plaintiff · Outcome: Terminated 2007-02-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Clingman..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 1 open, 10 closed (disposition not in docket feed)

Thomas Clingman Welch, Jr. and Diana Leigh Welch open
United States Bankruptcy Court, S.D. Indiana · No. 17-06390 · Filed Aug 24, 2017
Role of Thomas Clingman Welch, Jr. and Diana Leigh Welch: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (thomas); court in IN (not a filing state)
Clingman & Hanger Management Associates, LLC, Sole v. Wink Labs, Inc. (Formerly Known As Wink Acquisitio closed
United States Bankruptcy Court, S.D. New York · No. 17-01007 · Filed Jan 19, 2017 · Closed Aug 16, 2017
Role of Clingman & Hanger Management Associates, LLC, Sole: Plaintiff · Outcome: Case closed 2017-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (NY)
James Clingman Burton, III and Samantha Ann Burton closed
United States Bankruptcy Court, W.D. North Carolina · No. 12-50823 · Filed Aug 6, 2012 · Closed Nov 23, 2016
Role of James Clingman Burton, III and Samantha Ann Burton: Debtor · Outcome: Case closed 2016-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (james); court in NC (not a filing state)
Bond v. Bryan Clingman Consulting closed
United States Bankruptcy Court, D. Delaware · No. 11-53188 · Filed Sep 9, 2011 · Closed Feb 10, 2014
Role of Bryan Clingman Consulting: Defendant · Outcome: Case closed 2014-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (bryan); court in DE (not a filing state)
Michael Raymond Hansen and Michele Clingman Hansen closed
United States Bankruptcy Court, E.D. California · No. 10-11461 · Filed Feb 16, 2010 · Closed Aug 10, 2015
Role of Michael Raymond Hansen and Michele Clingman Hansen: Debtor · Outcome: Case closed 2015-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (michele); court in CA (not a filing state)
Mark Edward Michel and Elizabeth Lee Clingman closed
United States Bankruptcy Court, E.D. California · No. 09-16406 · Filed Jul 8, 2009 · Closed Oct 9, 2009
Role of Mark Edward Michel and Elizabeth Lee Clingman: Debtor · Outcome: Case closed 2009-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (lee); court in CA (not a filing state)
Frank Clingman Powell and Bobbie Myrtle Powell closed
United States Bankruptcy Court, D. South Carolina · No. 06-04614 · Filed Oct 16, 2006 · Closed Apr 6, 2007
Role of Frank Clingman Powell and Bobbie Myrtle Powell: Debtor · Outcome: Case closed 2007-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (frank); court in SC (not a filing state)
General Electric Captial Busin v. Clingman & Hanger Management closed
United States Bankruptcy Court, C.D. California · No. 8:03-ap-02351 · Filed Nov 5, 2003 · Closed May 4, 2006
Role of Clingman & Hanger Management: Defendant · Outcome: Case closed 2006-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in CA (not a filing state)
Lease Plan Usa v. Clingman & Hanger Management closed
United States Bankruptcy Court, C.D. California · No. 8:03-ap-02352 · Filed Nov 5, 2003 · Closed May 4, 2006
Role of Clingman & Hanger Management: Defendant · Outcome: Case closed 2006-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in CA (not a filing state)
General Electric Capital Busin v. Clingman & Hanger Management closed
United States Bankruptcy Court, C.D. California · No. 8:03-ap-02350 · Filed Nov 5, 2003 · Closed May 4, 2006
Role of Clingman & Hanger Management: Defendant · Outcome: Case closed 2006-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); surname only in the caption; court in CA (not a filing state)
James Robert Frost and LuAnn Clingman Frost closed
United States Bankruptcy Court, S.D. Ohio · No. 1:01-bk-12766 · Filed Apr 20, 2001 · Closed Apr 5, 2002
Role of James Robert Frost and LuAnn Clingman Frost: Debtor · Outcome: Case closed 2002-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 21 federal dockets); different first name (luann); court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Alan Clingman — 4 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Aug 3, 2012 – Sep 25, 2012

Paid seller listed without a CRD number: Steven Blend — CHINA HORIZON INVESTMENTS GROUP

Steven Blend is listed as receiving sales compensation on 3 filings (Aug 3, 2012 to Sep 25, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Sep 25, 2012 ↗BrokerCheck search: Steven Blend ↗CHINA HORIZON INVESTMENTS GROUP — PartnerFacts page ↗
Sources
Worth asking · Aug 22, 2012 – Sep 25, 2012

Paid seller listed without a CRD number: KCP Capital Limited — CHINA HORIZON INVESTMENTS GROUP

KCP Capital Limited is listed as receiving sales compensation on 2 filings (Aug 22, 2012 to Sep 25, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Sep 25, 2012 ↗BrokerCheck search: KCP Capital Limited ↗CHINA HORIZON INVESTMENTS GROUP — PartnerFacts page ↗
Sources
Worth asking · Sep 25, 2012

Paid seller listed without a CRD number: Myron Brilliant — CHINA HORIZON INVESTMENTS GROUP

Myron Brilliant is listed as receiving sales compensation on 1 filing (Sep 25, 2012) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Sep 25, 2012 ↗BrokerCheck search: Myron Brilliant ↗CHINA HORIZON INVESTMENTS GROUP — PartnerFacts page ↗
Sources
Worth asking · May 8, 2012 – Aug 3, 2012

Form D filed 87 days after the first sale — CHINA HORIZON INVESTMENTS GROUP

The filing says the first sale was May 8, 2012. The Form D was filed Aug 3, 2012 — 87 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 72 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 3, 2012 ↗CHINA HORIZON INVESTMENTS GROUP — PartnerFacts page ↗
Sources
Note · Dec 31, 2016 – Jan 17, 2017

Form D filed 17 days after the first sale — Yellow River (Cayman) Ltd

The filing says the first sale was Dec 31, 2016. The Form D was filed Jan 17, 2017 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 17, 2017 ↗Yellow River (Cayman) Ltd — PartnerFacts page ↗
Sources
Note · May 3, 2010 – May 24, 2010

Form D filed 21 days after the first sale — China Horizon Investments Ltd

The filing says the first sale was May 3, 2010. The Form D was filed May 24, 2010 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 24, 2010 ↗China Horizon Investments Ltd — PartnerFacts page ↗
Sources
Note · May 24, 2010 – Aug 24, 2010

Offering amount changed between filings — China Horizon Investments Ltd

The May 24, 2010 filing says $15,000,000 offered; the Aug 24, 2010 Form D/A says $25,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 24, 2010 ↗Form D/A (later) · Aug 24, 2010 ↗China Horizon Investments Ltd — PartnerFacts page ↗
Sources
Note · May 3, 2010 – Jan 17, 2017

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Yellow River (Cayman) Ltd (latest filing Jan 17, 2017) · No amendment in the last 12 months on an offering that may still be open — Yellow River (Cayman) Ltd (latest filing Nov 9, 2016) · No amendment in the last 12 months on an offering that may still be open — CHINA HORIZON INVESTMENTS GROUP (latest filing Mar 4, 2016) · No amendment in the last 12 months on an offering that may still be open — CHINA HORIZON INVESTMENTS GROUP (latest filing Sep 25, 2012) · No amendment in the last 12 months on an offering that may still be open — China Horizon Investments Ltd (latest filing Aug 24, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 17, 2017 ↗Yellow River (Cayman) Ltd — PartnerFacts page ↗Form D · Nov 9, 2016 ↗Form D/A · Mar 4, 2016 ↗
Sources
Note · May 24, 2010 – Aug 24, 2010

Reported revenue range changed between filings — China Horizon Investments Ltd

"No Revenues" (May 24, 2010); then "Decline to Disclose" (Aug 24, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 24, 2010 ↗Form D/A · Aug 24, 2010 ↗China Horizon Investments Ltd — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 2 report finder's fees totalling $1,350,000; 1 reports proceeds to related persons totalling $500,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 17, 2017 D
Yellow River (Cayman) Ltd
File 021-278547
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2016 D
Yellow River (Cayman) Ltd
File 021-274112
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2016 D/A
CHINA HORIZON INVESTMENTS GROUP
File 021-258569
$0$0$0None listed on this filingEDGAR ↗
Sep 25, 2012 D/A
CHINA HORIZON INVESTMENTS GROUP
File 021-182202
$0$950,000 (est.)$0Steven Blend no CRD number reported
KCP Capital Limited no CRD number reported
Myron Brilliant no CRD number reported		EDGAR ↗
Aug 24, 2010 D/A
China Horizon Investments Ltd
File 021-142479
$0 (est.)$400,000 (est.)$500,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Alan Clingman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

YR
Retailing · group: China Horizon

Yellow River (Cayman) Ltd

Georgetown, Cayman Islands (as filed: E9) · Nov 9, 2016 → Jan 17, 2017 · 2 filings
  • Jan 17, 2017 · D · $6,314,704 sold of $10,000,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗
  • Nov 9, 2016 · D · $8,057,530 sold of $10,000,000 · 58 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗

Raised $8.06M from 58 investors (81% of the $10M target) as of the latest filing. Alan is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Retailing · group: China Horizon

CHINA HORIZON INVESTMENTS GROUP

Georgetown, Cayman Islands (as filed: E9) · Aug 3, 2012 → Mar 4, 2016 · 5 filings
  • Mar 4, 2016 · D/A · $350,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗
  • Mar 4, 2016 · D · $350,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗
  • Sep 25, 2012 · D/A · $19,331,557 sold of $25,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗
  • Aug 22, 2012 · D/A · $19,331,557 sold of $25,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗
  • Aug 3, 2012 · D · $19,331,557 sold of $25,000,000 · 15 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Chairman of the Board and Chief Executive Officer) EDGAR ↗

Raised $19.3M from 15 investors (100% of the $5M target) as of the latest filing. Alan is listed as executive officer, director, promoter on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CH
Retailing · group: China Horizon

China Horizon Investments Ltd

George Town, Cayman Islands (as filed: E9) · May 24, 2010 → Aug 24, 2010 · 2 filings
  • Aug 24, 2010 · D/A · $9,253,000 sold of $25,000,000 · 26 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • May 24, 2010 · D · $3,000,000 sold of $15,000,000 · 3 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $9.25M from 26 investors (37% of the $25M target) as of the latest filing. Alan is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Alan 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Leyviman

Director · 7 shared filings (2 issuers)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thai Lee

Director · 7 shared filings (2 issuers)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard Fuchs

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel J. Saks

Director · 4 shared filings (1 issuer) · also on 11 other issuers

Daniel J. Saks is on 12 issuers in total — a repeat sponsor. Their page lists every one.

HE
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Edelson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Millin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William Fields

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

VL
No photo found yet (own website and image search run after this page is viewed)
Person

Vladimir Leyviman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin C McCann

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Tong Li

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Schrieber

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Clingman. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Schreiber

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Clingman. Their page shows their other deals.

The team behind the deals

CH
Sponsor group

China Horizon

3 issuers · 9 filings · $15.9M reported sold · 2010–2017

One team, 3 deal companies. Alan Clingman is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Alan Clingman.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Clingman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Clingman is listed on: none on file. No website or social profile named in CHINA HORIZON INVESTMENTS GROUP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #291,413 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Georgetown, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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