Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: United Kingdom (as filed: X0), Jersey (as filed: Y9) · listed Oct 28, 2010 → Dec 8, 2020
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 65 offerings reports sales commissions totalling $105,729; 0 report finder's fees; 1 reports proceeds to related persons totalling $500,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 8, 2020 D File 021-382522 | $105,729 | $0 | $500,000 (est.) | TigerRisk Capital Strategies LLC BrokerCheck CRD 172729 ↗ |
| EDGAR ↗ | Apr 17, 2013 D File 021-195136 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 17, 2013 D File 021-195133 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 16, 2013 D/A File 021-149780 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 16, 2013 D/A File 021-163477 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 16, 2013 D/A File 021-169775 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 15, 2013 D/A File 021-152055 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 15, 2013 D/A File 021-154956 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 15, 2013 D/A File 021-176652 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-149711 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-149812 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-154960 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-154924 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-170431 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-170444 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-170455 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-176656 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 12, 2013 D/A File 021-176658 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 11, 2013 D/A File 021-149788 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 11, 2013 D/A File 021-150887 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 10, 2013 D File 021-194773 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-150856 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-150878 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-150835 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-150901 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-152051 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-152058 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-152069 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-152071 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-152072 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-152449 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-172598 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 17, 2012 D/A File 021-167035 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 17, 2012 D/A File 021-167039 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 16, 2012 D File 021-185618 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 9, 2012 D File 021-185231 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-159650 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-163461 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-163468 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-163476 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-163481 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 24, 2012 D/A File 021-163485 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | May 30, 2012 D File 021-178979 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported |
| EDGAR ↗ | May 21, 2012 D File 021-178573 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported |
| EDGAR ↗ | May 16, 2012 D/A File 021-159620 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | May 16, 2012 D/A File 021-159637 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | May 16, 2012 D/A File 021-159644 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 13, 2012 D/A File 021-154947 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Apr 13, 2012 D/A File 021-154909 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jan 25, 2012 D/A File 021-152067 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Dec 21, 2011 D File 021-170437 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Dec 21, 2011 D File 021-170451 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Dec 8, 2011 D/A File 021-150845 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Dec 8, 2011 D/A File 021-150862 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Dec 8, 2011 D/A File 021-150896 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 7, 2011 D File 021-154936 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Feb 7, 2011 D File 021-154920 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Dec 17, 2010 D File 021-152065 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 29, 2010 D File 021-149785 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 29, 2010 D File 021-149793 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 29, 2010 D File 021-149803 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 28, 2010 D File 021-149712 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 28, 2010 D File 021-149715 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Sercurities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 28, 2010 D File 021-149694 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Oct 28, 2010 D File 021-149698 | $0 | $0 | $0 | Deutsche Bank AG no CRD number reported Deutsche Bank Securities Inc BrokerCheck CRD 2525 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Holdco (No. 1355) Ltd group: Impactkarma | Director | Dec 8, 2020 | D | $10,572,987 similar: $750,000–$13,000,000 | $10,572,987 | 13 similar: 1–13 | No minimum reported similar: $6,403–$560,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 16 Fund group: Dbx | Director Director of the Trustee | Apr 17, 2013 | D | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 9 Fund group: Dbx | Director Director of the Trustee | Apr 17, 2013 | D | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Japan Long/Short Equity 4 Fund group: Dbx | Director Director of the Trustee | Apr 16, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 8 Fund group: Dbx | Director Director of the Trustee | Apr 16, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 10 Fund group: Dbx | Director Director of the Trustee | Apr 16, 2013 | D/A | $125,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-High Yield 2 Fund group: Dbx | Director Director of the Trustee | Apr 15, 2013 | D/A | $150,000,000 | $7,267,000 | 1 | $250,000 |
| EDGAR ↗ | dbX-Credit 2 Fund group: Dbx | Director Director of the Trustee | Apr 15, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 4 Fund group: Dbx | Director Director of the Trustee | Apr 15, 2013 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 13 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | Indefinite | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Emerging Markets Macro 3 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $1,000,000,000 | $7,203,652 | 1 | $250,000 |
| EDGAR ↗ | dbX-Credit 3 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Credit 4 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Asian Long/Short Equity 3 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short 6 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 7 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 12 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 7 Fund group: Dbx | Director Director of the Trustee | Apr 12, 2013 | D/A | $200,000,000 | $700,000 | 2 | $250,000 |
| EDGAR ↗ | dbX-Convertible Arbitrage 14 Fund group: Dbx | Director Director of the Trustee | Apr 11, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Convertible Arbitrage 11 Fund group: Dbx | Director Director of the Trustee | Apr 11, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 19 Fund group: Dbx | Director Director of the Trustee | Apr 10, 2013 | D | $3,000,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 10 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 9 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Macro 4 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $200,000,000 | $2,650,000 | 2 | $250,000 |
| EDGAR ↗ | dbX-High Yield 1 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 16 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Convertible Arbitrage 13 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $150,000,000 | $8,447,967 | 1 | $250,000 |
| EDGAR ↗ | dbX-CTA 11 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $250,000,000 | $38,536,008 | 5 | $250,000 |
| EDGAR ↗ | dbX-CTA 7 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 8 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 11 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $200,000,000 | $2,435,000 | 3 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 9 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $150,000,000 | $7,203,652 | 1 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 5 Fund group: Dbx | Director Director of the Trustee | Feb 15, 2013 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | LiquidAlts Tudor Tensor Fund group: Dbx | Director Director of the Trustee | Oct 17, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Macro 9 Fund group: Dbx | Director Director of the Trustee | Oct 17, 2012 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 9 Fund group: Dbx | Director Director of the Trustee | Oct 16, 2012 | D | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 13 Fund group: Dbx | Director Director of the Trustee | Oct 9, 2012 | D | Indefinite | $14,410,227 | 2 | $250,000 |
| EDGAR ↗ | dbX-Currency 2 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Japan Long/Short Equity 4 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 12 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | $350,000,000 | $4,407,000 | 1 | $250,000 |
| EDGAR ↗ | dbX-CTA 18 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Event Driven 2 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 5 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | Indefinite | $3,708,000 | 2 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 7 Fund group: Dbx | Director Director of the Trustee | Jul 24, 2012 | D/A | $150,000,000 | $7,203,652 | 1 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 15 Fund group: Dbx | Director Director of the Trustee | May 30, 2012 | D | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 2 Fund group: Dbx | Director Director of the Trustee | May 21, 2012 | D | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 8 Fund group: Dbx | Director Director of the Trustee | May 16, 2012 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long Short Equity 6 Fund group: Dbx | Director Director of the Trustee | May 16, 2012 | D/A | $500,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long Short Equity 2 Fund group: Dbx | Director Director of the Trustee | May 16, 2012 | D/A | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 7 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $200,000,000 | $70,000,000 | 2 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 12 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-High Yield 2 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D | $150,000,000 | $7,267,000 | 1 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 7 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Credit 4 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short 6 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 4 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Japan Long/Short Equity 1 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 10 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $125,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Market Neutral 14 Fund group: Dbx | Director Director of the Trustee | Apr 13, 2012 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Convertible Arbitrage 13 Fund group: Dbx | Director Director of the Trustee | Jan 30, 2012 | D | $150,000,000 | $5,852,967 | 1 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 9 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 10 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Market Neutral 11 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-High Yield 1 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 16 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 11 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $250,000,000 | $38,536,008 | 5 | $250,000 |
| EDGAR ↗ | dbX-Global Macro 4 Fund group: Dbx | Director Director of the Trustee | Jan 25, 2012 | D/A | $200,000,000 | $2,650,000 | 2 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 13 Fund group: Dbx | Director Director of the Trustee | Dec 21, 2011 | D | Indefinite | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Macro 8 Fund group: Dbx | Director Director of the Trustee | Dec 21, 2011 | D | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Emerging Markets Macro 3 Fund group: Dbx | Director Director of the Trustee | Dec 21, 2011 | D | $1,000,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 5 Feeder Fund group: Dbx | Executive Officer Authorized Signatory | Dec 21, 2011 | D | Indefinite | $20,000,000 | 1 | $250,000 |
| EDGAR ↗ | dbX-Asian Long/Short Equity 3 Fund group: Dbx | Director Director of the Trustee | Dec 21, 2011 | D | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Emerging Markets Macro 2 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $100,000,000 | $2,650,000 | 2 | $250,000 |
| EDGAR ↗ | dbX-Market Neutral 12 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $100,000,000 | $1,900,000 | 1 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 5 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 1 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-CTA 7 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $100,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 9 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $200,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 11 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D/A | $200,000,000 | $2,435,000 | 3 | $250,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 8 Fund group: Dbx | Director Director of the Trustee | Dec 8, 2011 | D | $150,000,000 | $0 | 0 | $250,000 |
| EDGAR ↗ | dbX-Global Macro 9 Fund group: Dbx | Director Director of the Trustee | Oct 11, 2011 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | LiquidAlts Tudor Tensor Fund group: Dbx | Director Director of the Trustee | Oct 11, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Currency 2 Fund group: Dbx | Director Director of the Trustee | Jul 26, 2011 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 12 Fund group: Dbx | Director Director of the Trustee | Jul 26, 2011 | D | $350,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Japan Long/Short Equity 4 Fund group: Dbx | Director Director of the Trustee | Jul 26, 2011 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Event Driven 2 Fund group: Dbx | Director Director of the Trustee | Jul 26, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-CTA 18 Fund group: Dbx | Director Director of the Trustee | Jul 26, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-CTA 5 Fund group: Dbx | Director Director of the Trustee | Jul 26, 2011 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 7 Fund group: Dbx | Director Director of the Trustee | May 11, 2011 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 8 Fund group: Dbx | Director Director of the Trustee | May 11, 2011 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Long Short Equity 6 Fund group: Dbx | Director Director of the Trustee | May 11, 2011 | D | $500,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Long Short Equity 2 Fund group: Dbx | Director Director of the Trustee | May 11, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-European Long/Short 6 Fund group: Dbx | Director Director of the Trustee | Feb 7, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 4 Fund group: Dbx | Director Director of the Trustee | Feb 7, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Japan Long/Short Equity 1 Fund group: Dbx | Director Director of the Trustee | Feb 7, 2011 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 8 Fund group: Dbx | Executive Officer Director of the Trustee | Feb 7, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 7 Fund group: Dbx | Executive Officer Director of the Trustee | Feb 7, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Resources Long/Short Equity 1 Fund group: Dbx | Executive Officer Director of the Trustee | Feb 7, 2011 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Market Neutral 14 Fund group: Dbx | Director Director of the Trustee | Feb 7, 2011 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-CTA 11 Fund group: Dbx | Director Director of the Trustee | Dec 23, 2010 | D | $250,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Credit 2 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Macro 4 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Macro 5 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Market Neutral 11 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-CTA 16 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 9 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 10 Fund group: Dbx | Director Director of the Trustee | Dec 17, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-High Yield 1 Fund group: Dbx | Director Director of the Trustee | Dec 16, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 9 Fund group: Dbx | Director Director of the Trustee | Nov 23, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 1 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Convertible Arbitrage 14 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 11 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Emerging Markets Macro 2 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 5 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Market Neutral 12 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-CTA 7 Fund group: Dbx | Director Director of the Trustee | Nov 22, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Credit 3 Fund group: Dbx | Director Director of the Trustee | Oct 29, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 4 Fund group: Dbx | Director Director of the Trustee | Oct 29, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Macro 2 Fund group: Dbx | Director Director of the Trustee | Oct 29, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Convertible Arbitrage 11 Fund group: Dbx | Director Director of the Trustee | Oct 29, 2010 | D | $150,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Market Neutral 4 Fund group: Dbx | Director Director of the Trustee | Oct 29, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Global Long/Short Equity 10 Fund group: Dbx | Director Director of the Trustee | Oct 29, 2010 | D | $75,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 10 Fund group: Dbx | Director Director of the Trustee | Oct 28, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-European Long/Short Equity 8 Fund group: Dbx | Director Director of the Trustee | Oct 28, 2010 | D | $150,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-Risk Arbitrage 12 Fund group: Dbx | Director Director of the Trustee | Oct 28, 2010 | D | $200,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-CTA 13 Fund group: Dbx | Director Director of the Trustee | Oct 28, 2010 | D | $100,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | dbX-US Long/Short Equity 11 Fund group: Dbx | Director Director of the Trustee | Oct 28, 2010 | D | $150,000,000 | $0 | 0 | $100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Alan Booth. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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