ALAN ANDREU is listed as a director on 1 SEC Form D filing by 1 issuer in Oct 2011: PATRONPATH LLC (Indianapolis, IN — other technology — 2011; $700K reported sold to 3 investors).
What this means One deal on file with the SEC, filed Oct 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 9 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 10 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for ALAN ANDREU and found 2 differences: ALAN ANDREU appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.