Adrian Polak is listed as an executive officer and director on 12 SEC Form D filings by 7 issuers between Jul 2014 and Dec 2025. Largest by amount reported sold: Strattam Capital Investment Fund III, L.P. (Austin, TX — pooled investment fund — 2022–2023; $217.9M reported sold to 44 investors), Strattam Capital Investment Fund II, L.P. (Austin, TX — pooled investment fund — 2017–2018; $200M reported sold to 53 investors), Strattam Capital Investment Fund, L.P. (Austin, TX — pooled investment fund — 2014–2016; $109M reported sold to 59 investors), Strattam Co-Invest Fund XII, L.P. (Austin, TX — pooled investment fund — 2025; $15.2M reported sold to 5 investors), Trax Data Refinery, Inc. (Scottsdale, AZ — industry reported as "Other" — 2016; $5M reported sold to 2 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $551.2M sold in total.
Listed alongside Robert L. Morse Jr. (12 shared filings), Heather Malloy (5 shared filings), Sean Williams (4 shared filings), Tom Tinsley (2 shared filings), Alan Chute (1 shared filing) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adrian. Each name links to their own page.
5 of the issuers belong to the sponsor group Strattam (6 issuers, $542.2M reported sold, 2014–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Strattam has 6 companies on file and $542.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Adrian Polak and found 4 differences, 1 worth asking the sponsor about: Adrian Polak appears on 3 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.