Adrian Gordon MacKenzie is listed as an executive officer and director on 12 SEC Form D filings by 12 issuers between Sep 2022 and Nov 2024. Largest by amount reported sold: Five V ESVC Fund II Unit Trust (Darlinghurst Nsw, Australia (as filed: C3) — pooled investment fund — 2022; $89K reported sold to 1 investors), Five V ESVC Fund II, LP (Darlinghurst Nsw, Australia (as filed: C3) — pooled investment fund — 2022; $89K reported sold to 1 investors), Five V Frontier Fund I B Unit Trust (Darlinghurst, Nsw, Australia (as filed: C3) — pooled investment fund — 2024), Five V Frontier Fund I A Unit Trust (Darlinghurst, Nsw, Australia (as filed: C3) — pooled investment fund — 2024), Five V Frontier Fund I C Unit Trust (Darlinghurst, Nsw, Australia (as filed: C3) — pooled investment fund — 2024) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $178K sold in total.
Listed alongside Srdjan Dangubic (12 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adrian. Each name links to their own page.
All 12 issuers belong to the sponsor group Five (12 issuers, $178K reported sold, 2022–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Five has 12 companies on file and $178K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Adrian Gordon MacKenzie and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Adrian Gordon MacKenzie is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.