Adrian Goldfarb is listed as an executive officer and director on 14 SEC Form D filings by 2 issuers between Oct 2008 and Jul 2024: DUOS TECHNOLOGIES GROUP, INC. (Jacksonville, FL — other technology — 2011–2024; $11M reported sold to 71 investors) and ECOSPHERE TECHNOLOGIES INC (Stuart, FL — industry reported as "Other" — 2008–2011; $1.7M reported sold to 15 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $12.7M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 14 public filings for Adrian Goldfarb and found 18 differences, 4 worth asking the sponsor about: Regulator action naming a team member: Aurum, Inc. Ecosphere Technologies, Inc. (Sep 12, 2019); Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.