Adam Travis is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Apr 2011 and Jun 2016: QuestEx Gold & Copper Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2011–2016; $866K reported sold to 70 investors) and Orefinders Resources Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012; $307K reported sold to 6 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $1.17M sold in total.
Listed alongside Carl Hering (4 shared filings), Larry Nagy (4 shared filings), Terese Gieselman (4 shared filings), William Lindqvist (3 shared filings), Alexander Stewart (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.
1 of the issuers belongs to the sponsor group Orefinders (3 issuers, $474K reported sold, 2012–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Orefinders has 3 companies on file and $474K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Adam Travis and found 5 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Dundee Securities Ltd; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.