Adam Steffanus is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between May 2021 and May 2022: Polen Vision Fund, LLC (Chicago, IL — pooled investment fund — 2021–2022; $5.6M reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bruce Zessar (2 shared filings) and Matthew Swaim (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.
The issuer belongs to the sponsor group Polen (10 issuers, $227.3M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Polen has 10 companies on file and $227.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Adam Steffanus and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Address moved from Minneapolis, MN to Chicago, IL.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.