Group linked by Dax T.s. Mitchell

Bankruptcy case: Ruse Auto Transport, Inc. — filed Jan 21, 2024 · Bankruptcy case: Sherman v. Scottie's Auto Transport Inc. — filed Oct 17, 2017 · Bankruptcy case: George L. Miller, Chapter 7 Trustee for the estate v. Mountain Vista Development, Inc. — filed Feb 13, 2011 · Bankruptcy case: Williams, Trustee v. Professional Auto Transport Inc. — filed Jan 25, 2012 · Bankruptcy case: Richie Auto Transport, Inc. — filed Dec 4, 2002 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The Aug 28, 2025 Form D reports $1,712,500 sold and $322,500 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

The Aug 14, 2025 Form D reports $2,075,000 sold and $251,063 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

The Aug 9, 2023 Form D/A reports $6,898,000 sold and $1,700,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Reimbursement of costs and expenses related to the prior redemption of equity interests and the expenses related to the sale and placement of those redeemed interests to new investors.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

The address on file, 251 Little Falls Drive, Wilmington, DE, is used by 250 issuers in our index across 49 sponsor groups; 248 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

No amendment in the last 12 months on an offering that may still be open — SWORD Industrial Partners, LLC (latest filing Oct 17, 2025) · No amendment in the last 12 months on an offering that may still be open — Grandview Botts Investments, LLC (latest filing Aug 28, 2025) · No amendment in the last 12 months on an offering that may still be open — Ogden Industrial Cold Storage, LLC (latest filing Aug 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Eastman Park Investments, LLC (latest filing Aug 14, 2025) · No amendment in the last 12 months on an offering that may still be open — JW Peekskill Investments, LLC (latest filing Aug 14, 2025) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

The May 9, 2023 filing lists Andrew Gi as executive officer; the Feb 4, 2025 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The May 9, 2023 filing lists Dax T.S. Mitchell as executive officer; the Feb 4, 2025 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The May 30, 2023 filing says $4,500,000 offered; the Jan 29, 2025 Form D/A says $5,015,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Feb 4, 2022 filing says $5,500,000 offered; the Aug 9, 2023 Form D/A says $7,600,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

listed as "Stephen H. Fithian" on 2 filings (from Aug 30, 2022), and "Stephen Fithian" on 2 filings (from Jul 11, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

listed as "Dax Mitchell" on 3 filings (from Feb 4, 2022), and "Dax T.S. Mitchell" on 38 filings (from Dec 28, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

"Commercial" (Apr 20, 2023 to May 9, 2023); then "REITS and Finance" (Feb 4, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

"Not Applicable" (Feb 4, 2022); then "Decline to Disclose" (Aug 9, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Address on file is a registered agent / shared office — Mountain Vista Investments LLC · Address on file is a registered agent / shared office — Sweetwater Phoenix Investments, LLC · Address on file is a registered agent / shared office — Nessco Group Investment, LLC · Address on file is a registered agent / shared office — Powder Mountain Investments HoldCo, LLC · Address on file is a registered agent / shared office — Pleasant Sugar Weslaco Investments LLC · and 7 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Delaware (48), Texas (32), Florida (5), Indiana (2), Nevada (1) — out of 88 member issuers. The odd ones out: Burleson Retail LLC (Texas); Forney Commercial Retail, LLC (Texas); Plano Parkway Business Center, LLC (Texas); Bloomfield Melrose LLC (Texas); Lancers Plano Retail Center, LLC (Texas); Western Crossing Retail Center, LLC (Texas).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

TX (71), CA (9), FL (6), DE (2). 13 members use a registered-agent or shared-office address: Blue Valley Industrial Holdings, LLC (251 Little Falls Drive, Wilmington, DE); Hughes Tank Investments LLC (3889 Maple Ave Suite 500, Dallas, TX); Powder Mountain Investments HoldCo, LLC (3889 Maple Ave., Suite 500, Dallas, TX); Ridgeline Multifamily Investments, LLC (3889 Maple Avenue, Suite 500, Dallas, TX).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.