PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:42 AM ET

Sponsor Check › Sponsor group

W

Whiskey

One sponsor team, 4 deal companies · Jeffersonville, IN

Grouped because: 3 shared people, 2 shared management entities, same business address (4 issuers), similar issuer names (4) (automatic match from the filings) · not the same sponsor?

4deal companies
$148.7Mreported sold
141investors
8Form D filings
2019–2026active
1new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 17, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Whiskey is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 8 Form D filings between Apr 2019 and Sep 2026.

What this means One team, 4 deal companies, about 7 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $148.7M to 141 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4). Issuers are based in IN (4).

What this means $148.7M raised across the group, about $1.05M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Fresh Oak LLC (2 issuers, executive officer, entity), Future Labs, (2 issuers, executive officer, entity), Hugh Shwab (2 issuers, executive officer), John Shumate (2 issuers, executive officer), Robert Penta (2 issuers, executive officer) and 10 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Sep 17, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: WHISKEY CAPITAL FINANCE CO., LLC; WHISKEY CAPITAL FINANCE CO. II, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 court cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Whiskey and found 9 differences, 2 worth asking the sponsor about: Form D filed 562 days after the first sale; Form D filed 695 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Whiskey has not run yet — it is joining a line of 25,917 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Harris Research, Inc. v. Hospitality Future Labs, LLC closed
District Court, M.D. Tennessee · No. 3:23-cv-01099 · Filed Oct 18, 2023 · Closed Jul 31, 2024
Role of Harris Research, Inc. v. Hospitality Future Labs, LLC: Party · Outcome: Terminated 2024-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Hospitality Future Labs v. Harris Research, Inc. closed
District Court, D. Hawaii · No. 1:22-cv-00160 · Filed Apr 11, 2022 · Closed Jul 19, 2024 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Petition for Removal- Contract Dispute
Role of Hospitality Future Labs v. Harris Research, Inc.: Party · Outcome: Terminated 2024-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in HI (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Whiskey..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

9 differences found between the filings for Whiskey — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Apr 10, 2024

Last filing Apr 10, 2024 with 35% of the target sold — Future Labs Capital Fund I, L.P.

Future Labs Capital Fund I, L.P. (last filing Apr 10, 2024; $22,600,000 sold of $65,000,000). There is no filing in more than two years and the last one reported under half the target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Future Labs Capital Fund I, L.P. — PartnerFacts page ↗EDGAR filer page ↗
Sources
Worth asking · Mar 4, 2025 – Sep 17, 2026

Form D filed 562 days after the first sale — Future Labs Capital Fund II, L.P.

The filing says the first sale was Mar 4, 2025. The Form D was filed Sep 17, 2026 — 562 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 547 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 17, 2026 ↗Future Labs Capital Fund II, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 17, 2021 – Apr 12, 2023

Form D filed 695 days after the first sale — Future Labs Capital Fund I, L.P.

The filing says the first sale was May 17, 2021. The Form D was filed Apr 12, 2023 — 695 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 680 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 12, 2023 ↗Future Labs Capital Fund I, L.P. — PartnerFacts page ↗
Sources
Note · May 17, 2021 – Apr 10, 2024

No amendment in the last 12 months on an offering that may still be open — Future Labs Capital Fund I, L.P. (latest filing Apr 10, 2024)

The latest filing for this offering is dated Apr 10, 2024 (first sale May 17, 2021). It reports $22,600,000 sold of $65,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 10, 2024 ↗Future Labs Capital Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Aug 29, 2023 – Mar 1, 2024

No amendment in the last 12 months on an offering that may still be open — Whiskey Capital Secured Financing Fund II, L.P. (latest filing Mar 1, 2024)

The latest filing for this offering is dated Mar 1, 2024 (first sale Aug 29, 2023). It reports $73,950,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Mar 1, 2024 ↗Whiskey Capital Secured Financing Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Dec 9, 2019 – Jun 1, 2021

No amendment in the last 12 months on an offering that may still be open — Whiskey Capital Secured Financing Fund I, L.P. (latest filing Jun 1, 2021)

The latest filing for this offering is dated Jun 1, 2021 (first sale Dec 9, 2019). It reports $45,650,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 1, 2021 ↗Whiskey Capital Secured Financing Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Apr 12, 2023 – Apr 10, 2024

Hugh Shwab's role changed at Future Labs Capital Fund I, L.P.: executive officer, promoter → executive officer

The Apr 12, 2023 filing lists Hugh Shwab as executive officer, promoter; the Apr 10, 2024 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 12, 2023 ↗Form D/A · Apr 10, 2024 ↗Hugh Shwab — PartnerFacts page ↗Future Labs Capital Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Apr 12, 2023 – Apr 10, 2024

Future Labs, is written 2 different ways on the filings

listed as "Future Labs, LLC" on 2 filings (from Apr 12, 2023), and "Future Labs," on the Apr 10, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 12, 2023 ↗Form D/A · Apr 10, 2024 ↗Future Labs, — PartnerFacts page ↗
Sources
Note · Apr 12, 2023 – Apr 10, 2024

Future Labs Capital, is written 2 different ways on the filings

listed as "Future Labs Capital LLC" on the Apr 12, 2023 filing, and "Future Labs Capital," on the Apr 10, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 12, 2023 ↗Form D/A · Apr 10, 2024 ↗Future Labs Capital, — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $104,300. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 17, 2026 D
Future Labs Capital Fund II, L.P.
File 021-597916
$0$0$104,300
This was the management fee paid to the GP who sponsors and manages the LP for the period from January 10, 2025 (commencement of operations) to December 31, 2025.
None listed on this filingEDGAR ↗
Apr 10, 2024 D/A
Future Labs Capital Fund I, L.P.
File 021-478550
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 1, 2024 D/A
Whiskey Capital Secured Financing Fund II, L.P.
File 021-475713
$0 (est.)$0 (est.)$0 (est.)
Whiskey Capital Finance Co. II, LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance-based fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Jun 1, 2021 D/A
Whiskey Capital Secured Financing Fund I, L.P.
File 021-337219
$0 (est.)$0 (est.)$0 (est.)
Whiskey Capital Finance Co., LLC and certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance-based fee based on the issuer's profits.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 4 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 7:40 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Whiskey in the sources searched.

Not found in sources searched as of Oct 24, 2026, 7:40 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2011–2026) — 827,733 records, loaded Oct 24, 2026, 7:40 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2011–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:40 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗WC Whiskey Capital Secured Financing Fund I, L.P.shared people, shared management entity, same business address, similar issuer namesJEFFERSONVILLE, INPooled Investment Fund3$45,650,000
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗WC Whiskey Capital Secured Financing Fund II, L.P.shared people, shared management entity, same business address, similar issuer namesJEFFERSONVILLE, INPooled Investment Fund2$73,950,000
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗FL Future Labs Capital Fund I, L.P.shared people, shared management entity, same business address, similar issuer namesJEFFERSONVILLE, INPooled Investment Fund2$22,600,000
offering $65,000,000 · similar: $155,000–$5,250,000
19
similar: 4–27
$500,000
similar: $1,000–$100,000
2023–2024
EDGAR ↗FL Future Labs Capital Fund II, L.P.shared people, shared management entity, same business address, similar issuer namesJEFFERSONVILLE, INPooled Investment Fund1$6,500,000
offering $65,000,000 · similar: $155,000–$5,250,000
25
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 17, 2026Future Labs Capital Fund II, L.P.DPooled Investment Fund$65,000,000$6,500,000
EDGAR ↗Apr 10, 2024Future Labs Capital Fund I, L.P.D/APooled Investment Fund$65,000,000$22,600,000
EDGAR ↗Mar 1, 2024Whiskey Capital Secured Financing Fund II, L.P.D/APooled Investment FundIndefinite$73,950,000
EDGAR ↗Apr 12, 2023Future Labs Capital Fund I, L.P.DPooled Investment Fund$65,000,000$13,100,000
EDGAR ↗Mar 13, 2023Whiskey Capital Secured Financing Fund II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 1, 2021Whiskey Capital Secured Financing Fund I, L.P.D/APooled Investment FundIndefinite$45,650,000
EDGAR ↗May 15, 2020Whiskey Capital Secured Financing Fund I, L.P.D/APooled Investment FundIndefinite$42,050,000
EDGAR ↗Apr 12, 2019Whiskey Capital Secured Financing Fund I, L.P.DPooled Investment FundIndefinite$0

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 17, 2026. Industry history, as reported on each offering's latest filing: All 4 offerings reported: Pooled Investment Fund (2019–2026).

People across the group

NameRolesIssuers hereFirst → last listed
HS Hugh ShwabExecutive Officer2Apr 12, 2023 → Sep 17, 2026
FL Future Labs, entityExecutive Officer2Apr 12, 2023 → Sep 17, 2026
RP Robert PentaExecutive Officer2Mar 13, 2023 → Apr 10, 2024
JS John ShumateExecutive Officer2Apr 12, 2019 → Mar 1, 2024
FO Fresh Oak LLC entityExecutive Officer2May 15, 2020 → Mar 1, 2024
FL Future Labs Capital II, LLC Future Labs Capital II, LLC entityExecutive Officer1Sep 17, 2026 → Sep 17, 2026
MK Michael W. KosloskeExecutive Officer1Sep 17, 2026 → Sep 17, 2026
GH Gucci Holdings, LLC W. Gucci Holdings, LLC entityExecutive Officer1Sep 17, 2026 → Sep 17, 2026
JH John HunekeExecutive Officer1Apr 12, 2023 → Apr 10, 2024
FL Future Labs Capital, entityExecutive Officer1Apr 12, 2023 → Apr 10, 2024
WC Whiskey Capital Finance Co. II, LLC entityExecutive Officer1Mar 13, 2023 → Mar 1, 2024
SH Shiva Holdings, LLC entityExecutive Officer1Mar 13, 2023 → Mar 1, 2024
SC Stephen CampbellExecutive Officer1Apr 12, 2019 → Jun 1, 2021
WC Whiskey Capital Finance Co., LLC entityExecutive Officer1Apr 12, 2019 → Jun 1, 2021
CO Charred Oak LLC entityExecutive Officer1May 15, 2020 → Jun 1, 2021

Adviser registration (Form ADV)

WHISKEY CAPITAL FINANCE CO., LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Apr 20, 2020 · SEC file 802-118764 · Main office: JEFFERSONVILLE, IN · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): whiskey.capital ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 11, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

WHISKEY CAPITAL FINANCE CO. II, LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Mar 22, 2023 · SEC file 802-127714 · Main office: JEFFERSONVILLE, IN · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/whiskey-capital ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 11, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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Other offering types (Regulation A and Regulation Crowdfunding)

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