Sponsor Check › Issuer
Corporation · organized in DELAWARE · formed more than five years before filing · CHICAGO, IL · SEC CIK 1500879 · formerly SilkRoad Technology Holdings, Inc.; Silkroad Technology Holdings, Inc.
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Jul 10, 2014 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
0 of 3 offerings report sales commissions; 2 report finder's fees totalling $1,864,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 10, 2014 D File 021-220669 | $0 | $114,000 (est.) | $0 | Piper Jaffray and Co. BrokerCheck CRD 665 ↗ |
| EDGAR ↗ | May 25, 2012 D/A File 021-176486 | $0 | $1,750,000 (est.) | $0 | Morgan Keegan & Company, Inc. BrokerCheck CRD 4161 ↗ Broadband Capital Management LLC BrokerCheck CRD 48001 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Houlihan Lokey Capital, Inc. BrokerCheck CRD 17708 ↗ |
| EDGAR ↗ | Sep 9, 2010 D File 021-147493 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to SilkRoad, Inc. in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 24, 2026, 12:00 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-220669 | Jul 10, 2014 EDGAR ↗ | Jul 10, 2014 D EDGAR ↗ | 0 | $12,500,000 | $11,372,153 | Other Technology |
| 021-176486 | Apr 11, 2012 EDGAR ↗ | May 25, 2012 D/A EDGAR ↗ | 2 latest May 25, 2012 | $35,000,000 | $34,999,996 | Other Technology |
| 021-147493 | Sep 9, 2010 EDGAR ↗ | Sep 9, 2010 D EDGAR ↗ | 0 | $40,000,000 | $28,456,993 | Other Technology |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D filed Jul 10, 2014 SEC file no. 021-220669 · accession 0001393725-14-000112 |
|---|---|
| Raise progress | $11,372,153 sold of $12,500,000 offered (91%) · $1,127,847 remaining · first sale Jun 25, 2014 Issuer's note: Although $12,500,000 were initially offered, only $11,372,153 were sold. The excess amount will not be offered or sold subsequent to this filing and total remaining should be reflected as 0. |
| Filing timing | Date of first sale: Jun 25, 2014 · Form D filed: Jul 10, 2014 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,504 days (12.3 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 50 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | Piper Jaffray and Co. — FINRA BrokerCheck CRD 665 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $114,000 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Steven R. Worth, Secretary (Jul 9, 2014) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $12,500,000. Typical range: $1,100,015–$10,001,163. Investors: 50. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed May 25, 2012 · amends 0001140361-12-026918 ↗ SEC file no. 021-176486 · accession 0001209191-12-030386 · filing 3 of 3 in this offering |
|---|---|
| Raise progress | $34,999,996 sold of $35,000,000 offered (100%) · $4 remaining · first sale Mar 28, 2012 |
| Filing timing | Date of first sale: Mar 28, 2012 · Original Form D filed: Apr 11, 2012 (14 days after first sale) · This amendment (Form D/A) filed: May 25, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,323 days (14.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated May 25, 2012. Most recent amendment for this offering in our index: this filing, May 25, 2012. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 49 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | Morgan Keegan & Company, Inc. — FINRA BrokerCheck CRD 4161 ↗ Solicits in: All States Broadband Capital Management LLC — FINRA BrokerCheck CRD 48001 ↗ Solicits in: All States Raymond James & Associates, Inc. — FINRA BrokerCheck CRD 705 ↗ Solicits in: All States Houlihan Lokey Capital, Inc. — FINRA BrokerCheck CRD 17708 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $1,750,000 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Steven R. Worth, Secretary (May 24, 2012) |
| Changes vs previous filing |
Compared with the D/A filed May 23, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $35,000,000. Typical range: $1,100,015–$10,001,163. Investors: 49. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed May 23, 2012 · amends 0001140361-12-020036 ↗ SEC file no. 021-176486 · accession 0001140361-12-026918 · filing 2 of 3 in this offering |
|---|---|
| Raise progress | $34,999,996 sold of $35,000,000 offered (100%) · $4 remaining · first sale Mar 28, 2012 |
| Filing timing | Date of first sale: Mar 28, 2012 · Original Form D filed: Apr 11, 2012 (14 days after first sale) · This amendment (Form D/A) filed: May 23, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,323 days (14.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated May 23, 2012. Most recent amendment for this offering in our index: May 25, 2012 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | Morgan Keegan & Company, Inc. — FINRA BrokerCheck CRD 4161 ↗ Solicits in: All States Broadband Capital Management LLC — FINRA BrokerCheck CRD 48001 ↗ Solicits in: All States Raymond James & Associates, Inc. — FINRA BrokerCheck CRD 705 ↗ Solicits in: All States Houlihan Lokey Capital, Inc. — FINRA BrokerCheck CRD 17708 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $2,450,000 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Andrew J. Filipowski, President and CEO (May 23, 2012) |
| Changes vs previous filing |
Compared with the D filed Apr 11, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $35,000,000. Typical range: $1,100,015–$10,001,163. Investors: 16. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Apr 11, 2012 SEC file no. 021-176486 · accession 0001140361-12-020036 · filing 1 of 3 in this offering |
|---|---|
| Raise progress | $25,046,299 sold of $35,000,000 offered (72%) · $9,953,701 remaining · first sale Mar 28, 2012 |
| Filing timing | Date of first sale: Mar 28, 2012 · Form D filed: Apr 11, 2012 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,323 days (14.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: May 25, 2012 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | Morgan Keegan & Company, Inc. — FINRA BrokerCheck CRD 4161 ↗ Solicits in: All States |
| Money to insiders | Sales commissions: $0 · Finder's fees: $1,750,000 (est.) · Proceeds to officers, directors, promoters: $0 |
| Signed by | Andrew J. Filipowski, President and CEO (Apr 11, 2012) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $35,000,000. Typical range: $1,100,015–$10,001,163. Investors: 16. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 9, 2010 SEC file no. 021-147493 · accession 0001140361-10-036627 |
|---|---|
| Raise progress | $28,456,993 sold of $40,000,000 offered (71%) · $11,543,007 remaining · first sale Aug 25, 2010 |
| Filing timing | Date of first sale: Aug 25, 2010 · Form D filed: Sep 9, 2010 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,904 days (16.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 0 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Andrew J. Filipowski, President and CEO (Sep 8, 2010) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $40,000,000. Typical range: $1,100,015–$10,001,163. Investors: 0. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| May 25, 2012 EDGAR ↗ | 021-176486 | May 23, 2012 D/A | investors: 16 (May 23, 2012) → 49 (May 25, 2012) · finder's fees: $2,450,000 (May 23, 2012) → $1,750,000 (May 25, 2012) · related persons added (May 25, 2012): Vaibhav Saraiya |
| May 23, 2012 EDGAR ↗ | 021-176486 | Apr 11, 2012 D | total sold: $25,046,299 (Apr 11, 2012) → $34,999,996 (May 23, 2012) · remaining: $9,953,701 (Apr 11, 2012) → $4 (May 23, 2012) · finder's fees: $1,750,000 (Apr 11, 2012) → $2,450,000 (May 23, 2012) · and 1 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jul 10, 2014. Industry as reported, by offering: All 3 offerings reported: Other Technology (2010–2014).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Andrew Filipowski also filed as Andrew J. Filipowski | Executive Officer, Director | IL | Sep 9, 2010 → Jul 10, 2014 on 5 of 5 filings listed on the latest filing | 3 other issuers |
| Cameron Lester | Director | IL | Sep 9, 2010 → Jul 10, 2014 on 5 of 5 filings listed on the latest filing | — |
| Edward Veseley | Executive Officer | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| Jeffrey Nemanick | Director | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| John Shackleton | Executive Officer, Director | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| Lisa Lambert | Director | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| M. Brian McCarthy | Director | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | 1 other issuer |
| Merri Bonino Chandler | Executive Officer | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| Paul O'Donnell | Executive Officer | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| Richard Reck | Director | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| Steven Worth | Executive Officer | IL | Apr 11, 2012 → Jul 10, 2014 on 4 of 5 filings listed on the latest filing | — |
| Stewart Gollmer | Director | IL | Apr 11, 2012 → Jul 10, 2014 on 4 of 5 filings listed on the latest filing | — |
| Tony Preston | Executive Officer | IL | Jul 10, 2014 on 1 of 5 filings listed on the latest filing | — |
| Warren Weiss | Director | IL | Sep 9, 2010 → Jul 10, 2014 on 5 of 5 filings listed on the latest filing | 1 other issuer |
| Alison Davis | Director | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | 39 other issuers |
| Brian McCarthy | Director | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | — |
| Brian Platz | Executive Officer | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | 2 other issuers |
| Chauncey Kupferschmid | Executive Officer | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | 1 other issuer |
| Jeffrey Hillebrand | Director | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | — |
| Michael H. Forster | Director | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | 1 other issuer |
| Mike Cullinane | Executive Officer | IL | Sep 9, 2010 → May 25, 2012 on 4 of 5 filings not listed on the latest filing (Jul 10, 2014) | — |
| Vaibhav Saraiya | Director | IL | May 25, 2012 on 1 of 5 filings not listed on the latest filing (Jul 10, 2014) | — |
| Matthew Roszak | Executive Officer | IL | Sep 9, 2010 on 1 of 5 filings not listed on the latest filing (Jul 10, 2014) | 1 other issuer |
| ROBERT J. ZOLLARS also filed as Robert Zollars | Director | IL | Sep 9, 2010 on 1 of 5 filings not listed on the latest filing (Jul 10, 2014) | 1 other issuer |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings with the same first and last name and no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Cameron H. Lester; Cameron J. Lester; Edward Brian Veseley; Jeffrey J. Nemanick; John J. Shackleton; Lisa J. Lambert; Merri J. Bonino Chandler; Paul Brian O'Donnell; Richard Brian Reck; Steven H. Worth; Steven J. Worth; Stewart H. Gollmer; Stewart J. Gollmer; Tony Brian Preston; Warren H. Weiss; Warren J. Weiss; Alison J. Davis; Brian H. McCarthy; Brian H. Platz; Chauncey H. Kupferschmid; Jeffrey H. Hillebrand; Mike H. Cullinane; Vaibhav H. Saraiya; Matthew H. Roszak; Robert H. Zollars) — the filing on EDGAR is the source.
Other issuers listing the same people (showing 40 of 50):
Shared address: this business address appears on filings for 7 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Address of record is shared by 8 issuers in SEC Form D filings (shared office, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet searched.
Sources to be searched: the sponsor's own website (known only from an approved profile claim or the matched adviser's Form ADV) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
Not yet collected.
Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the Form ADV of its matched adviser (Item 1.I); we never look it up elsewhere and never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for IL yet).
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