Offerings (SEC Form D)
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
Offerings at a glance — 6 offerings, 7 filings (one row per SEC file number)
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
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| 021-277643 | Jan 5, 2017 EDGAR ↗ | Jan 5, 2017 D EDGAR ↗ | 0 | $1,000,000 | $270,000 | Other Technology |
| 021-206064 | Nov 8, 2013 EDGAR ↗ | Dec 24, 2014 D/A EDGAR ↗ | 1 latest Dec 24, 2014 | $6,000,000 | $2,133,653 | Other Technology |
| 021-198532 | Jun 25, 2013 EDGAR ↗ | Jun 25, 2013 D EDGAR ↗ | 0 | $4,600,000 | $2,149,238 | Other Technology |
| 021-176682 | Apr 13, 2012 EDGAR ↗ | Apr 13, 2012 D EDGAR ↗ | 0 | $15,000,000 | $10,000,000 | Other Technology |
| 021-172401 | Jan 25, 2012 EDGAR ↗ | Jan 25, 2012 D EDGAR ↗ | 0 | $4,000,000 | $0 | Other Technology |
| 021-160755 | Jun 3, 2011 EDGAR ↗ | Jun 3, 2011 D EDGAR ↗ | 0 | $5,000,000 | $250,000 | Other Technology |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
Jan 5, 2017 D Other Technology — $270,000 sold of $1,000,000 · 2 investors EDGAR ↗
| Filing | Form D filed Jan 5, 2017SEC file no. 021-277643 · accession 0001521349-17-000001 |
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| Raise progress | $270,000 sold of $1,000,000 offered (27%) · $730,000 remaining · first sale Dec 6, 2016 |
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| Filing timing | Date of first sale: Dec 6, 2016 · Form D filed: Jan 5, 2017 (30 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 3,609 days (9.9 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 2 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Debt |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | Boustead Securities, LLC — FINRA BrokerCheck CRD 141391 ↗ · associated broker-dealer: Boustead Securities, LLC (CRD 141391 ↗) Solicits in: IL |
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| Money to insiders | Sales commissions: $18,900 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Ketan Thakker, Chief Executive Officer (Jan 4, 2017) |
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| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $1,000,000. Typical range: $1,100,015–$10,001,163.
Investors: 2. Typical range: 2–14."Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Dec 24, 2014 D/A Other Technology — $2,133,653 sold of $6,000,000 · 27 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Dec 24, 2014 · amends 0001521349-13-000002 ↗SEC file no. 021-206064 · accession 0001015325-14-000028 · filing 2 of 2 in this offering |
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| Raise progress | $2,133,653 sold of $6,000,000 offered (36%) · $3,866,347 remaining · first sale Oct 25, 2013 |
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| Filing timing | Date of first sale: Oct 25, 2013 · Original Form D filed: Nov 8, 2013 (14 days after first sale) · This amendment (Form D/A) filed: Dec 24, 2014 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,747 days (13.0 years) |
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| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Dec 24, 2014. Most recent amendment for this offering in our index: this filing, Dec 24, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 27 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Security to be acquired upon exercise |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | Newport Coast Securities Inc. — FINRA BrokerCheck CRD 16944 ↗ Solicits in: CA, FL, IA, IL, MN, NY, OH, VA |
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| Money to insiders | Sales commissions: $187,787 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $372,000 (est.) Issuer's note: Payment of salaries |
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| Signed by | Ketan Thakker, Chief Executive Officer (Dec 23, 2014) |
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| Changes vs previous filing | - total sold: $500,000 (Nov 8, 2013) → $2,133,653 (Dec 24, 2014)
- remaining: $5,500,000 (Nov 8, 2013) → $3,866,347 (Dec 24, 2014)
- investors: 1 (Nov 8, 2013) → 27 (Dec 24, 2014)
- sales commissions: $35,000 (Nov 8, 2013) → $187,787 (Dec 24, 2014)
- proceeds to insiders: $0 (Nov 8, 2013) → $372,000 (Dec 24, 2014)
- securities offered: Equity (Nov 8, 2013) → Equity; Security to be acquired upon exercise (Dec 24, 2014)
- may last more than one year: no (Nov 8, 2013) → yes (Dec 24, 2014)
- related persons no longer listed (Dec 24, 2014): Robert T. Geras, Sairam Rangachari, Michael M. Schmahl, John Walter, James Schubauer
Compared with the D filed Nov 8, 2013 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
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| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $6,000,000. Typical range: $1,100,015–$10,001,163.
Investors: 27. Typical range: 2–14."Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Nov 8, 2013 D Other Technology — $500,000 sold of $6,000,000 · 1 investors EDGAR ↗
| Filing | Form D filed Nov 8, 2013SEC file no. 021-206064 · accession 0001521349-13-000002 · filing 1 of 2 in this offering |
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| Raise progress | $500,000 sold of $6,000,000 offered (8%) · $5,500,000 remaining · first sale Oct 25, 2013 |
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| Filing timing | Date of first sale: Oct 25, 2013 · Form D filed: Nov 8, 2013 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,747 days (13.0 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Dec 24, 2014 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 1 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | Newport Coast Securities Inc. — FINRA BrokerCheck CRD 16944 ↗ Solicits in: MN |
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| Money to insiders | Sales commissions: $35,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Proceeds to be used for general corporate purposes |
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| Signed by | Michael M. Schmahl, Executive VP and General Counsel (Nov 8, 2013) |
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| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $6,000,000. Typical range: $1,100,015–$10,001,163.
Investors: 1. Typical range: 2–14."Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jun 25, 2013 D Other Technology — $2,149,238 sold of $4,600,000 · 47 investors EDGAR ↗
| Filing | Form D filed Jun 25, 2013SEC file no. 021-198532 · accession 0001521349-13-000001 |
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| Raise progress | $2,149,238 sold of $4,600,000 offered (47%) · $2,450,762 remaining · first sale May 30, 2013 |
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| Filing timing | Date of first sale: May 30, 2013 · Form D filed: Jun 25, 2013 (26 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,895 days (13.4 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 47 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Debt; Option, warrant or other right to acquire |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | Millenium Park Capital Management — no CRD number reported · associated broker-dealer: Newport Coast Securities Inc. (CRD 16944 ↗) Solicits in: CA, CO, FL, IL, IN, MI, MN, MT, NC, NJ, NY, OH, TX, VA, WI |
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| Money to insiders | Sales commissions: $125,908 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $320,000 Issuer's note: To be used to repay loans made by one of the company's directors |
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| Signed by | Michael M. Schmahl, Executive Vice President and General Counsel (Jun 24, 2013) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Apr 13, 2012 D Other Technology — $10,000,000 sold of $15,000,000 · 1 investors EDGAR ↗
| Filing | Form D filed Apr 13, 2012SEC file no. 021-176682 · accession 0001015325-12-000008 |
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| Raise progress | $10,000,000 sold of $15,000,000 offered (67%) · $5,000,000 remaining · first sale Mar 30, 2012 |
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| Filing timing | Date of first sale: Mar 30, 2012 · Form D filed: Apr 13, 2012 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,321 days (14.6 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 1 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | Kevin Pollack — FINRA BrokerCheck CRD 4172541 ↗ · associated broker-dealer: Short Hills Capital LLC (CRD 127253 ↗) Solicits in: NY |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $1,200,000 (est.) · Proceeds to officers, directors, promoters: $677,000 (est.) Issuer's note: $600,000 in cash plus warrants to purchase 600,000 common shares at $1.25 per share |
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| Signed by | Michael M. Schmahl, Executive Vice President and General Counsel (Apr 12, 2012) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jan 25, 2012 D Other Technology — $0 sold of $4,000,000 · 0 investors EDGAR ↗
| Filing | Form D filed Jan 25, 2012SEC file no. 021-172401 · accession 0001521349-12-000001 |
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| Raise progress | $0 sold of $4,000,000 offered (0%) · $4,000,000 remaining |
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| Filing timing | Date of first sale: Yet to occur · Form D filed: Jan 25, 2012 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 0 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $25,000 |
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| Securities offered | Equity |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | George E. Johnson — FINRA BrokerCheck CRD 2245802 ↗ · associated broker-dealer: Meyers Associates, L.P. (CRD 34171 ↗) Solicits in: FL, IA, IL, MN, NY, OH, VA, WI
John P. Neppel — FINRA BrokerCheck CRD 5008476 ↗ · associated broker-dealer: Great Point Capital LLC (CRD 114203 ↗)Solicits in: CO, FL, IA, IL, NY, WI
Peter H. Karnowski — FINRA BrokerCheck CRD 2843265 ↗ · associated broker-dealer: Great Point Capital LLC (CRD 114203 ↗)Solicits in: CO, FL, IA, IL, NY, WI
Michael J. O'mara — FINRA BrokerCheck CRD 2330925 ↗ · associated broker-dealer: Great Point Capital LLC (CRD 114203 ↗)Solicits in: CO, FL, IA, IL, NY, WI |
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| Money to insiders | Sales commissions: $440,000 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Registered broker-dealer will be paid an 11% cash commission and a 10% warrant commission. · Issuer's note: Proceeds of offering to be used for general working capital needs, including payment of salaries of executive officers in the ordinary course of business |
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| Signed by | Michael Schmahl, Executive Vice President and General Counsel (Jan 23, 2012) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jun 3, 2011 D Other Technology — $250,000 sold of $5,000,000 · 1 investors EDGAR ↗
| Filing | Form D filed Jun 3, 2011SEC file no. 021-160755 · accession 0001521349-11-000001 |
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| Raise progress | $250,000 sold of $5,000,000 offered (5%) · $4,750,000 remaining · first sale May 27, 2011 |
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| Filing timing | Date of first sale: May 27, 2011 · Form D filed: Jun 3, 2011 (7 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,629 days (15.4 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 1 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 505 (repealed in 2017) — offerings up to $5 million; older filings still carry this code; Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $10,000 |
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| Securities offered | Equity |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | George Johnson — FINRA BrokerCheck CRD 2245802 ↗ · associated broker-dealer: Anderson & Strudwick (CRD 48 ↗) Solicits in: CA, CO, CT, IL, MN, NJ, NY, OH, PA, TX |
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| Money to insiders | Sales commissions: $600,000 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Registered broker-dealer will be paid a 12% cash commission and a 10% warrant commission. · Issuer's note: Proceeds of offering to be used for general working capital needs, including payment of salaries of executive officers in the ordinary course of business |
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| Signed by | Michael Schmahl, Executive Vice President and General Counsel (Jun 2, 2011) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Amendment history — 1 amendment on this page, each compared with the filing before it in the same offering
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
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| Dec 24, 2014 EDGAR ↗ | 021-206064 | Nov 8, 2013 D | total sold: $500,000 (Nov 8, 2013) → $2,133,653 (Dec 24, 2014) · remaining: $5,500,000 (Nov 8, 2013) → $3,866,347 (Dec 24, 2014) · investors: 1 (Nov 8, 2013) → 27 (Dec 24, 2014) · and 5 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jan 5, 2017. Industry as reported, by offering: All 6 offerings reported: Other Technology (2011–2017).
Key people 10
Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
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| KT Ketan Thakker | Executive Officer, Director | IL | Nov 8, 2013 → Jan 5, 2017 on 3 of 7 filings listed on the latest filing | 1 other issuer |
| JS James Schubauer | Director | IL | Jun 25, 2013 → Nov 8, 2013 on 2 of 7 filings not listed on the latest filing (Jan 5, 2017) | — |
| JW John Walter | Director | IL | Jun 25, 2013 → Nov 8, 2013 on 2 of 7 filings not listed on the latest filing (Jan 5, 2017) | 3 other issuers |
| MS Michael M. Schmahl also filed as Michael Mario Schmahl; Michael M Schmahl | Executive Officer | IL | Jun 3, 2011 → Nov 8, 2013 on 5 of 7 filings not listed on the latest filing (Jan 5, 2017) | — |
| RG Robert T. Geras also filed as Robert T Geras | Director | IL | Jun 3, 2011 → Nov 8, 2013 on 5 of 7 filings not listed on the latest filing (Jan 5, 2017) | 2 other issuers |
| SR Sairam Rangachari | Executive Officer, Director | IL | Jun 25, 2013 → Nov 8, 2013 on 2 of 7 filings not listed on the latest filing (Jan 5, 2017) | 2 other issuers |
| MM Matthew Maday | Director | IL | Jun 3, 2011 → Apr 13, 2012 on 3 of 7 filings not listed on the latest filing (Jan 5, 2017) | — |
| MM Miguel M Martinez | Executive Officer | IL | Jun 3, 2011 → Apr 13, 2012 on 3 of 7 filings not listed on the latest filing (Jan 5, 2017) | — |
| SK Scott F Koerner also filed as Scott Flynn Koerner | Executive Officer, Director | IL | Jun 3, 2011 → Apr 13, 2012 on 3 of 7 filings not listed on the latest filing (Jan 5, 2017) | — |
| TT Timothy E Takesue | Executive Officer | IL | Apr 13, 2012 on 1 of 7 filings not listed on the latest filing (Jan 5, 2017) | 1 other issuer |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (each spelling that has its own person page is linked); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Ketan M. Thakker; James M. Schubauer; John M. Walter; Sairam M. Rangachari; Matthew T. Maday; Matthew E Maday; Miguel Flynn Martinez) — the filing on EDGAR is the source.
Connections
Other issuers listing the same people:
- Cresco Labs Inc. — John Walter · latest filing Dec 21, 2021
- Betto, Inc. — Sairam Rangachari · latest filing Oct 7, 2021
- Cresco Labs, LLC — John Walter · latest filing Oct 23, 2018
- VISANOW.COM, INC. — Sairam Rangachari · latest filing Nov 9, 2016
- TripRental, LLC — Ketan Thakker · latest filing Oct 18, 2012
- Groupon, Inc. — John Walter · latest filing Jul 26, 2011
- Bias Power, Inc. — Robert T. Geras · latest filing May 17, 2011
- Enable Holdings, Inc. — Robert T. Geras · latest filing May 14, 2010
- Enable Holdings, Inc. — Timothy E. Takesue · latest filing May 14, 2010
Shared address: this business address appears on filings for 6 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Address of record is shared by 7 issuers in SEC Form D filings (shared office, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.
Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Adviser registration (Form ADV)
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched uBid Holdings, Inc..
Meta advertising
No Meta Pixel ids or Facebook / Instagram page links on file for uBid Holdings, Inc. as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Public profiles
Public profiles official links and public statements, each with its source and date
No website or social profile named in uBid Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #278,776 of 374,652 in line (14 issuers searched so far).
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for IL yet).
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Filing-to-filing changes are in Amendment history above.