PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

Sponsor Check › Issuer

BH

Betterment Holdings, Inc.

Corporation · organized in Delaware · formed more than five years before filing · New York, NY · formerly Betterment Holdings LLC

$92Mreported sold (max)
22investors (max)
6offerings
6Form D filings
2010–2021filing years
0new, last 12 mo
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Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer Oct 8, 2021 · Courts (RECAP) last checked: Oct 24, 2026, 2:11 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Betterment Holdings, Inc. is a corporation organized in Delaware (formed more than five years before filing), based in New York, NY.

What this means A deal company is usually set up for one investment; its Form D is the notice it files after selling to investors.

It has filed 6 Form D filings (6 originals, 0 amendments) for 6 offerings between Dec 2010 and Oct 2021. The latest filing of each offering reports a combined $315M sold of $325M offered to 89 investors; industry as reported: other banking and financial services, other technology; latest exemption Rule 506(b).

What this means A repeat filer — 6 separate raises over about 11 years. Amendments are routine updates (an ongoing raise must update its Form D at least once a year).

Key people as listed: Donna Wells (director), Jonathan Stein (executive officer and director), Natalie Tydeman (director), Peter Christodoulo (director), Peter Lorimer (executive officer) and 13 more.

What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.

No sales commissions, finder's fees or proceeds to insiders are reported. No sales-compensation recipients are listed.

What this means No broker was paid — the sponsor sold it directly to investors.

Activity: 0 new offerings in the last 12 months; no amendment on file; latest filing Oct 8, 2021.

What this means No new raise filed in the past year — this deal company may be done raising, or simply quiet.

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Betterment Holdings, Inc..

State business registry: NY registry lists BETTERMENT HOLDINGS, INC. as active ("Active (listed in the registry's Active Corporations dataset)" as printed), formed Nov 23, 2010.

What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 6 public filings for Betterment Holdings, Inc. and found 7 differences: Form D filed 27 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

Business registration (state registry / Secretary of State)

State business registry (Secretary of State) 1 record matched to Betterment Holdings, Inc.
BETTERMENT HOLDINGS, INC. NY Secretary of State active
Status as the registry prints it: Active (listed in the registry's Active Corporations dataset)
Entity no. 4022869 · FOREIGN BUSINESS CORPORATION · Formed: Nov 23, 2010 in DE
Address on file: NEW YORK, NY, 10001
Registered agent: not stated in this dataset
Matched on: exact name key; legal form corp; address state NY · confidence 0.8 · Dataset row we read ↗ · Official registry page ↗ · New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026

6 possible matches are in human review and not shown.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

What the community is saying

Community search for Betterment Holdings, Inc. has not run yet — it is joining a line of 50,396 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Betterment Holdings, Inc...

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

7 differences found between the filings for Betterment Holdings, Inc. (compared 6 filings on Oct 24, 2026)

Note · Nov 23, 2010 – Dec 20, 2010

Form D filed 27 days after the first sale — Betterment Holdings, Inc.

The filing says the first sale was Nov 23, 2010. The Form D was filed Dec 20, 2010 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 20, 2010 ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Mar 29, 2016 – Apr 12, 2016

No amendment in the last 12 months on an offering that may still be open — Betterment Holdings, Inc. (latest filing Apr 12, 2016)

The latest filing for this offering is dated Apr 12, 2016 (first sale Mar 29, 2016). It reports $91,999,956 sold of $99,999,967 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 12, 2016 ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 2, 2014 – Apr 16, 2014

No amendment in the last 12 months on an offering that may still be open — Betterment Holdings, Inc. (latest filing Apr 16, 2014)

The latest filing for this offering is dated Apr 16, 2014 (first sale Apr 2, 2014). It reports $30,038,315 sold of $32,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 16, 2014 ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 12, 2016 – Sep 1, 2017

Eli Broverman's role changed at Betterment Holdings, Inc.: executive officer, director → director

The Apr 12, 2016 filing lists Eli Broverman as executive officer, director; the Sep 1, 2017 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 12, 2016 ↗Form D · Sep 1, 2017 ↗Eli Broverman — PartnerFacts page ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Apr 16, 2014 – Feb 23, 2015

Eli Broverman's role changed at Betterment Holdings, Inc.: executive officer → executive officer, director

The Apr 16, 2014 filing lists Eli Broverman as executive officer; the Feb 23, 2015 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 16, 2014 ↗Form D · Feb 23, 2015 ↗Eli Broverman — PartnerFacts page ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Dec 20, 2010 – Sep 1, 2017

Industry group changed between filings — Betterment Holdings, Inc.

"Other Banking and Financial Services" (Dec 20, 2010 to Apr 12, 2016); then "Other Technology" (Sep 1, 2017 to Oct 8, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Dec 20, 2010 ↗Form D · Sep 1, 2017 ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Dec 20, 2010 – Oct 8, 2021

Issuer used a different name before — Betterment Holdings, Inc.

SEC records list prior names for this filer: Betterment Holdings LLC. The current name on file is "Betterment Holdings, Inc.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Betterment Holdings, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2021 D
File 021-416346
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2017 D
File 021-293997
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 12, 2016 D
File 021-261077
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 23, 2015 D
File 021-234542
$0$0$0 (est.)
Some of the proceeds will be used for general corporate purposes, which may include salaries and other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Apr 16, 2014 D
File 021-215721
$0$0$0 (est.)
Some of the proceeds will be used for general capital purposes, which may include payments of salaries and/or other fees to those listed in Item 3.
None listed on this filingEDGAR ↗
Dec 20, 2010 D
File 021-152216
$0$0$0 (est.)
Proceeds to be used for general working capital purposes.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:13 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Betterment Holdings, Inc. in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:13 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this issuer: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 6 offerings, 6 filings (one row per SEC file number)
File no.Original Form DLatest filingAmendmentsOffered (latest)Sold (latest)Industry (latest)
021-416346Oct 8, 2021 EDGAR ↗Oct 8, 2021 D EDGAR ↗0$59,999,997$59,999,997Other Technology
021-293997Sep 1, 2017 EDGAR ↗Sep 1, 2017 D EDGAR ↗0$69,999,997$69,999,997Other Technology
021-261077Apr 12, 2016 EDGAR ↗Apr 12, 2016 D EDGAR ↗0$99,999,967$91,999,956Other Banking and Financial Services
021-234542Feb 23, 2015 EDGAR ↗Feb 23, 2015 D EDGAR ↗0$60,000,000$60,000,000Other Banking and Financial Services
021-215721Apr 16, 2014 EDGAR ↗Apr 16, 2014 D EDGAR ↗0$32,000,000$30,038,315Other Banking and Financial Services
021-152216Dec 20, 2010 EDGAR ↗Dec 20, 2010 D EDGAR ↗0$3,000,000$3,000,000Other Banking and Financial Services

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Oct 8, 2021 D Other Technology — $59,999,997 sold of $59,999,997 · 22 investors EDGAR ↗
FilingForm D filed Oct 8, 2021
SEC file no. 021-416346 · accession 0001508388-21-000001
Raise progress$59,999,997 sold of $59,999,997 offered (100%) · $0 remaining · first sale Sep 24, 2021
Filing timingDate of first sale: Sep 24, 2021 · Form D filed: Oct 8, 2021 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale1,857 days (5.1 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors22 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed bySarah Levy, Chief Executive Officer (Oct 8, 2021)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $59,999,997. Typical range: $1,100,015–$10,001,163.
Investors: 22. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Sep 1, 2017 D Other Technology — $69,999,997 sold of $69,999,997 · 13 investors EDGAR ↗
FilingForm D filed Sep 1, 2017
SEC file no. 021-293997 · accession 0001508388-17-000001
Raise progress$69,999,997 sold of $69,999,997 offered (100%) · $0 remaining · first sale Aug 23, 2017
Filing timingDate of first sale: Aug 23, 2017 · Form D filed: Sep 1, 2017 (9 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,350 days (9.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors13 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Signed byJonathan Stein, President (Sep 1, 2017)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $69,999,997. Typical range: $1,100,015–$10,001,163.
Investors: 13. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Apr 12, 2016 D Other Banking and Financial Services — $91,999,956 sold of $99,999,967 · 13 investors EDGAR ↗
FilingForm D filed Apr 12, 2016
SEC file no. 021-261077 · accession 0001508388-16-000001
Raise progress$91,999,956 sold of $99,999,967 offered (92%) · $8,000,011 remaining · first sale Mar 29, 2016
Filing timingDate of first sale: Mar 29, 2016 · Form D filed: Apr 12, 2016 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,862 days (10.6 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors13 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Banking and Financial Services
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Signed byJonathan Stein, President (Apr 12, 2016)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$100,000.
Offering size: $99,999,967. Typical range: $2,144,500–$20,220,000.
Investors: 13. Typical range: 2–24.
"Similar" = Other Banking and Financial Services, Rule 506(b). Based on 1,630 Form D filings 2021–2026 in the same industry and exemption (Other Banking and Financial Services, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 1,037, offering size 1,098, investors 1,368. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Feb 23, 2015 D Other Banking and Financial Services — $60,000,000 sold of $60,000,000 · 10 investors EDGAR ↗
FilingForm D filed Feb 23, 2015
SEC file no. 021-234542 · accession 0000905718-15-000271
Raise progress$60,000,000 sold of $60,000,000 offered (100%) · $0 remaining · first sale Feb 18, 2015
Filing timingDate of first sale: Feb 18, 2015 · Form D filed: Feb 23, 2015 (5 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale4,267 days (11.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors10 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Banking and Financial Services
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Issuer's note: Some of the proceeds will be used for general corporate purposes, which may include salaries and other fees to those listed in Item 3.
Signed byJonathan Stein, President (Feb 23, 2015)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$100,000.
Offering size: $60,000,000. Typical range: $2,144,500–$20,220,000.
Investors: 10. Typical range: 2–24.
"Similar" = Other Banking and Financial Services, Rule 506(b). Based on 1,630 Form D filings 2021–2026 in the same industry and exemption (Other Banking and Financial Services, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 1,037, offering size 1,098, investors 1,368. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Apr 16, 2014 D Other Banking and Financial Services — $30,038,315 sold of $32,000,000 · 10 investors EDGAR ↗
FilingForm D filed Apr 16, 2014
SEC file no. 021-215721 · accession 0001140361-14-016865
Raise progress$30,038,315 sold of $32,000,000 offered (94%) · $1,961,685 remaining · first sale Apr 2, 2014
Issuer's note: Includes conversion of certain indebtedness
Filing timingDate of first sale: Apr 2, 2014 · Form D filed: Apr 16, 2014 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale4,589 days (12.6 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors10 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Banking and Financial Services
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Issuer's note: Some of the proceeds will be used for general capital purposes, which may include payments of salaries and/or other fees to those listed in Item 3.
Signed byJonathan Stein, President (Apr 16, 2014)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$100,000.
Offering size: $32,000,000. Typical range: $2,144,500–$20,220,000.
Investors: 10. Typical range: 2–24.
"Similar" = Other Banking and Financial Services, Rule 506(b). Based on 1,630 Form D filings 2021–2026 in the same industry and exemption (Other Banking and Financial Services, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 1,037, offering size 1,098, investors 1,368. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Dec 20, 2010 D Other Banking and Financial Services — $3,000,000 sold of $3,000,000 · 21 investors EDGAR ↗
FilingForm D filed Dec 20, 2010
SEC file no. 021-152216 · accession 0001140361-10-050504
Raise progress$3,000,000 sold of $3,000,000 offered (100%) · $0 remaining · first sale Nov 23, 2010
Filing timingDate of first sale: Nov 23, 2010 · Form D filed: Dec 20, 2010 (27 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,815 days (15.9 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors21 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Banking and Financial Services
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Issuer's note: Proceeds to be used for general working capital purposes.
Signed byJonathan Stein, President (Dec 8, 2010)
Market contextNot computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Oct 8, 2021. Industry as reported, by offering: Previous offerings: Other Banking and Financial Services (2010–2016). Latest offering: Other Technology (2017–2021; most recent Oct 8, 2021).

Key people 18

Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.

NameRelationshipAddress stateOn filings (first → last)Also listed on
DW Donna WellsDirectorNYOct 8, 2021
on 1 of 6 filings
listed on the latest filing
—
JS Jonathan SteinExecutive Officer, Director
Issuer's note: President
NYDec 20, 2010 → Oct 8, 2021
on 6 of 6 filings
listed on the latest filing
8 other issuers
NT Natalie TydemanDirectorNYOct 8, 2021
on 1 of 6 filings
listed on the latest filing
—
PC Peter ChristodouloDirectorNYFeb 23, 2015 → Oct 8, 2021
on 4 of 6 filings
listed on the latest filing
—
PL Peter LorimerExecutive OfficerNYOct 8, 2021
on 1 of 6 filings
listed on the latest filing
—
PR Phillip RieseDirectorNYOct 8, 2021
on 1 of 6 filings
listed on the latest filing
—
RS Rob StavisDirectorNYDec 20, 2010 → Oct 8, 2021
on 6 of 6 filings
listed on the latest filing
8 other issuers
SL Sarah LevyExecutive Officer, DirectorNYOct 8, 2021
on 1 of 6 filings
listed on the latest filing
—
SC Shawn CarolanDirectorNYOct 8, 2021
on 1 of 6 filings
listed on the latest filing
1 other issuer
CB Chris BischoffDirectorNYApr 12, 2016 → Sep 1, 2017
on 2 of 6 filings
not listed on the latest filing (Oct 8, 2021)
1 other issuer
EB Eli BrovermanExecutive Officer, Director
Issuer's note: Secretary and Treasurer
NYDec 20, 2010 → Sep 1, 2017
on 5 of 6 filings
not listed on the latest filing (Oct 8, 2021)
4 other issuers
JC John ClendeningDirectorNYApr 12, 2016 → Sep 1, 2017
on 2 of 6 filings
not listed on the latest filing (Oct 8, 2021)
—
JJ John JarveDirectorNYApr 16, 2014 → Sep 1, 2017
on 4 of 6 filings
not listed on the latest filing (Oct 8, 2021)
—
PR Philip RieseDirectorNYFeb 23, 2015 → Sep 1, 2017
on 3 of 6 filings
not listed on the latest filing (Oct 8, 2021)
—
RS Ryan O'SullivanDirectorNYDec 20, 2010 → Feb 23, 2015
on 3 of 6 filings
not listed on the latest filing (Oct 8, 2021)
—
CM Christian MitchellDirectorNYApr 16, 2014
on 1 of 6 filings
not listed on the latest filing (Oct 8, 2021)
—
PR Philiip RieseDirectorNYApr 16, 2014
on 1 of 6 filings
not listed on the latest filing (Oct 8, 2021)
—
EA Eric ArnoldDirectorNYDec 20, 2010
on 1 of 6 filings
not listed on the latest filing (Oct 8, 2021)
1 other issuer

Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people:

Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Betterment Holdings, Inc..

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Betterment Holdings, Inc. as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Public profiles

Public profiles official links and public statements, each with its source and date

No website or social profile named in Betterment Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #178,572 of 374,652 in line (1,386 issuers searched so far).

Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for NY yet).

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