PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:42 AM ET

Sponsor Check › Sponsor group

T

Trc

One sponsor team, 5 deal companies · East Rockaway, NY

Grouped because: 2 shared people, 1 shared management entity, same business address (5 issuers), similar issuer names (2) (automatic match from the filings) · not the same sponsor?

5deal companies
$68.5Mreported sold
215investors
14Form D filings
2010–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 20, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:14 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Trc is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared people, same business address, shared management entity, similar issuer names; automatic match from the filings), filing 14 Form D filings between Apr 2010 and Mar 2026.

What this means One team, 5 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $68.5M to 215 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4), Investing (1). Issuers are based in NY (5).

What this means $68.5M raised across the group, about $318K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Terrel Ross (5 issuers, executive officer and director), Michael Siegel (4 issuers, executive officer and director), TR Capital Management, LLC (3 issuers, director, entity) and Lynden John (1 issuer, director).

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 20, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: TR CAPITAL MANAGEMENT, LLC; TR CAPITAL MANAGEMENT COMPANY LIMITED.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Trc and found 11 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Trc has not run yet — it is joining a line of 25,905 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

TRC Master Fund, LLC v. Rauld open
District Court, W.D. Texas · No. 1:26-cv-01146 · Filed May 1, 2026
Role of TRC Master Fund, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:14 AM ET. Searched so far: 5 of 5 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Trc..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found so far — 5 of 5 issuers searched (federal bankruptcy courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only).. Searched so far: 5 of 5 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

11 differences found between the filings for Trc — 6 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Mar 12, 2025 – Mar 20, 2026

Amount sold went down between filings — TRC Optimum Offshore Ltd.

The Mar 12, 2025 filing says $26,768,752 sold; the Mar 20, 2026 Form D/A says $12,793,295 sold — $13,975,457 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 12, 2025 ↗Form D/A (later) · Mar 20, 2026 ↗TRC Optimum Offshore Ltd. — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2025 – Mar 20, 2026

Amount sold went down between filings — TRC Optimum Fund LLC

The Mar 12, 2025 filing says $27,670,199 sold; the Mar 20, 2026 Form D/A says $27,074,741 sold — $595,458 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 12, 2025 ↗Form D/A (later) · Mar 20, 2026 ↗TRC Optimum Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 12, 2025 – Mar 20, 2026

Investor count went down between filings — TRC Optimum Offshore Ltd.

The Mar 12, 2025 filing reports 35 investors; the Mar 20, 2026 Form D/A reports 29 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 12, 2025 ↗Form D/A (later) · Mar 20, 2026 ↗TRC Optimum Offshore Ltd. — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2024 – Mar 12, 2025

Investor count went down between filings — TRC Optimum Offshore Ltd.

The Mar 19, 2024 filing reports 78 investors; the Mar 12, 2025 Form D/A reports 35 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Mar 19, 2024 ↗Form D/A (later) · Mar 12, 2025 ↗TRC Optimum Offshore Ltd. — PartnerFacts page ↗
Sources
Worth asking · Mar 20, 2024 – Mar 12, 2025

Investor count went down between filings — TRC Optimum Fund LLC

The Mar 20, 2024 filing reports 131 investors; the Mar 12, 2025 Form D/A reports 76 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 20, 2024 ↗Form D/A (later) · Mar 12, 2025 ↗TRC Optimum Fund LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 3, 2010 – Mar 19, 2024

4 Form Ds were filed more than 15 days after the first sale

Form D filed 3,944 days after the first sale — TRC Optimum Offshore Ltd. · Form D filed 384 days after the first sale — TRC Select Account LLC · Form D filed 773 days after the first sale — TRC Master Fund LLC · Form D filed 42 days after the first sale — TRC Optimum Fund LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 19, 2024 ↗TRC Optimum Offshore Ltd. — PartnerFacts page ↗Form D · Mar 19, 2024 ↗TRC Select Account LLC — PartnerFacts page ↗
Sources
Note · Feb 8, 2011 – Mar 22, 2013

No amendment in the last 12 months on an offering that may still be open — TRC Master Fund LLC (latest filing Mar 22, 2013)

The latest filing for this offering is dated Mar 22, 2013 (first sale Feb 8, 2011). It reports $24,807,800 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 22, 2013 ↗TRC Master Fund LLC — PartnerFacts page ↗
Sources
Note · Apr 14, 2010 – Aug 5, 2010

TR Capital Management, LLC's role changed at TRC Optimum Fund LLC: promoter → director

The Apr 14, 2010 filing lists TR Capital Management, LLC as promoter; the Aug 5, 2010 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 14, 2010 ↗Form D/A · Aug 5, 2010 ↗TR Capital Management, LLC — PartnerFacts page ↗TRC Optimum Fund LLC — PartnerFacts page ↗
Sources
Note · Mar 14, 2013 – Mar 20, 2024

Address moved from East Rockaway, NY to Rockville Centre, NY — TRC Optimum Fund LLC

The people listed on the Mar 14, 2013 filing give East Rockaway, NY; on the Mar 20, 2024 filing they give Rockville Centre, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 14, 2013 ↗Form D/A · Mar 20, 2024 ↗TRC Optimum Fund LLC — PartnerFacts page ↗
Sources
Note · Apr 14, 2010 – Aug 5, 2010

Address moved from Rockville Centre, NY to East Rockaway, NY — TRC Optimum Fund LLC

The people listed on the Apr 14, 2010 filing give Rockville Centre, NY; on the Aug 5, 2010 filing they give East Rockaway, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 14, 2010 ↗Form D/A · Aug 5, 2010 ↗TRC Optimum Fund LLC — PartnerFacts page ↗
Sources
Note · Jun 7, 2010 – Mar 20, 2026

Member companies were formed in 3 different states

Delaware (3), New York (1), Cayman Islands (1) — out of 5 member issuers. The odd ones out: TR Capital Management, LLC (New York); TRC Optimum Offshore Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Trc — sponsor group page ↗TR Capital Management, LLC — PartnerFacts page ↗TRC Optimum Offshore Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 20, 2026 D/A
TRC Optimum Fund LLC
File 021-140576
$0$0$0
The Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or may be paid from such other fees.
Zanbato Securities LLC BrokerCheck CRD 279028 ↗EDGAR ↗
Mar 20, 2026 D/A
TRC Select Account LLC
File 021-508015
$0$0$0
The Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or may be paid from such other fees.
Zanbato Securities LLC BrokerCheck CRD 279028 ↗EDGAR ↗
Mar 20, 2026 D/A
TRC Optimum Offshore Ltd.
File 021-508014
$0$0$0
The Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or may be paid from such other fees.
Zanbato Securities LLC BrokerCheck CRD 279028 ↗EDGAR ↗
Mar 22, 2013 D
TRC Master Fund LLC
File 021-193790
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2010 D/A
TR Capital Management, LLC
File 021-135161
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 5 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 7:40 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Trc in the sources searched.

Not found in sources searched as of Oct 24, 2026, 7:40 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2011–2026) — 827,301 records, loaded Oct 24, 2026, 7:40 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2011–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:40 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TO TRC Optimum Fund LLCshared people, shared management entity, same business address, similar issuer namesROCKVILLE CENTRE, NYPooled Investment Fund6$27,670,199
offering Indefinite · similar: $155,000–$5,250,000
131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2026
EDGAR ↗TC TR Capital Management, LLCshared people, same business addressEAST ROCKAWAY, NYInvesting1$00No minimum reported2010–2010
EDGAR ↗TM TRC Master Fund LLCshared people, shared management entity, same business addressEAST ROCKAWAY, NYPooled Investment Fund1$24,807,8005No minimum reported2013–2013
EDGAR ↗TS TRC Select Account LLCshared people, shared management entity, same business addressROCKVILLE CENTRE, NYPooled Investment Fund3$3,775,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗TO TRC Optimum Offshore Ltd.shared people, same business address, similar issuer namesROCKVILLE CENTRE, NYPooled Investment Fund3$26,768,752
offering Indefinite · similar: $155,000–$5,250,000
78
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 20, 2026TRC Optimum Offshore Ltd.D/APooled Investment FundIndefinite$12,793,295
EDGAR ↗Mar 20, 2026TRC Select Account LLCD/APooled Investment FundIndefinite$3,775,000
EDGAR ↗Mar 20, 2026TRC Optimum Fund LLCD/APooled Investment FundIndefinite$27,074,741
EDGAR ↗Mar 12, 2025TRC Optimum Offshore Ltd.D/APooled Investment FundIndefinite$26,768,752
EDGAR ↗Mar 12, 2025TRC Select Account LLCD/APooled Investment FundIndefinite$3,475,000
EDGAR ↗Mar 12, 2025TRC Optimum Fund LLCD/APooled Investment FundIndefinite$27,670,199
EDGAR ↗Mar 20, 2024TRC Optimum Fund LLCD/APooled Investment FundIndefinite$27,042,161
EDGAR ↗Mar 19, 2024TRC Optimum Offshore Ltd.DPooled Investment FundIndefinite$25,438,869
EDGAR ↗Mar 19, 2024TRC Select Account LLCDPooled Investment FundIndefinite$2,650,000
EDGAR ↗Mar 22, 2013TRC Master Fund LLCDPooled Investment FundIndefinite$24,807,800
EDGAR ↗Mar 14, 2013TRC Optimum Fund LLCD/APooled Investment FundIndefinite$15,771,587
EDGAR ↗Aug 5, 2010TRC Optimum Fund LLCD/APooled Investment FundIndefinite$1,845,915
EDGAR ↗Jun 7, 2010TR Capital Management, LLCD/AInvestingIndefinite$0
EDGAR ↗Apr 14, 2010TRC Optimum Fund LLCDPooled Investment FundIndefinite$625,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 20, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2010), Investing (2010). Latest offering: Pooled Investment Fund (2013–2024; most recent Mar 19, 2024).

People across the group

NameRolesIssuers hereFirst → last listed
TR Terrel RossExecutive Officer, Director5Apr 14, 2010 → Mar 20, 2026
MS Michael SiegelExecutive Officer, Director4Apr 14, 2010 → Mar 20, 2026
TC TR Capital Management, LLC entityDirector3Apr 14, 2010 → Mar 20, 2026
LJ Lynden JohnDirector1Mar 19, 2024 → Mar 20, 2026

Adviser registration (Form ADV)

TR CAPITAL MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jun 8, 2012 · SEC file 801-76729 · Main office: ROCKVILLE CENTRE, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $166,290,787 as reported on Form ADV filed Mar 27, 2026 (Item 5.F(2)(c)) · 7 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.trcmllc.com ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 27, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on issuer name = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

TR CAPITAL MANAGEMENT COMPANY LIMITED — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Mar 30, 2021 · SEC file 802-121003 · Main office: HONG KONG · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.tr-capital.com ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on issuer name = adviser name, different legal form as filed (Corp vs LLC), no state to compare · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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