PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:45 AM ET

Sponsor Check › Sponsor group

R

Rockefeller

One sponsor team, 40 deal companies · New York, NY

Grouped because: 9 shared people, 4 shared management entities, same business address (7 issuers), similar issuer names (40) (automatic match from the filings) · not the same sponsor?

40deal companies
$3.28Breported sold
3,514investors
202Form D filings
2009–2026active
9new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 5, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rockefeller is a sponsor group of 40 issuers that PartnerFacts links to one sponsor (shared management entity, same business address, similar issuer names, shared people, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 202 Form D filings between Sep 2009 and Oct 2026.

What this means One team, 40 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.28B to 3,514 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (40). Issuers are based in NY (39), Cayman Islands (as filed: E9) (1).

What this means $3.28B raised across the group, about $934K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Rockefeller & Co., Inc. (39 issuers, executive officer and promoter, entity), Rockefeller Fund Managers, LLC (6 issuers, executive officer and promoter, entity), Rsof I LLC (4 issuers, executive officer, entity), Barry A. Wintner (3 issuers, executive officer), Gary N. Anderson (3 issuers, executive officer) and 27 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 9 new offerings in the last 12 months; latest filing Oct 5, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: ROCKEFELLER CAPITAL MANAGEMENT.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 202 public filings for Rockefeller and found 18 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rockefeller has not run yet — it is joining a line of 40,091 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rockefeller..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Kimberly Greer Anderson closed
United States Bankruptcy Court, S.D. Texas · No. 15-30488 · Filed Jan 28, 2015 · Closed Jun 11, 2015
Role of Kimberly Greer Anderson: Party · Outcome: Case closed 2015-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

18 differences found between the filings for Rockefeller — 3 worth asking about (compared the newest 50 of 202 filings on Oct 24, 2026; older filings not covered)

Note · Jun 2, 2015 – May 21, 2026

4 companies are listed as dissolved, revoked, withdrawn or inactive by their state while still raising

NY lists TITAN PROTEIN LP as inactive as of May 21, 2026 — a Form D was filed May 29, 2024 · NY lists ROCKEFELLER U.S. SMALL CAPITALIZATION FUND QP, L.P. as inactive as of Jun 5, 2025 — a Form D was filed Jun 21, 2024 · NY lists ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND QP, L.P. as inactive as of Jun 3, 2025 — a Form D was filed Apr 12, 2024 · NY lists ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND, LLC as withdrawn as of Sep 9, 2016 — a Form D was filed Jun 2, 2015

What this means The state lists this company as not in existence or not in good standing as of the date shown, but a Form D was filed near or after that date. Registries lag, companies get reinstated, and some funds wind down right after their last filing — ask the sponsor whether the entity is in good standing today.

NY business registry — TITAN PROTEIN LP (entity no. 6567865) ↗Dataset row we read (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations)) ↗Form D · May 29, 2024 ↗Titan Protein LP — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2025 – Jul 30, 2026

Amount sold went down between filings — VantageRock Capital Fund LP

The Jul 30, 2025 filing says $737,664,488 sold; the Jul 30, 2026 Form D/A says $710,225,440 sold — $27,439,048 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 30, 2025 ↗Form D/A (later) · Jul 30, 2026 ↗VantageRock Capital Fund LP — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2025 – Jul 30, 2026

Investor count went down between filings — VantageRock Capital Fund LP

The Jul 30, 2025 filing reports 985 investors; the Jul 30, 2026 Form D/A reports 943 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 30, 2025 ↗Form D/A (later) · Jul 30, 2026 ↗VantageRock Capital Fund LP — PartnerFacts page ↗
Sources
Note · Oct 1, 2020 – Oct 5, 2026

40 other issuers file from the same address — 11 member issuers (Titan Space Fund LP; Titan Birds Fund LP; TigerGlobal Access LP; …)

The address on file, 45 Rockefeller Plaza, Floor 5, New York, NY, is used by 51 issuers in our index across 8 sponsor groups; 40 are outside this group. It is on our registered-agent / shared-office list (100 issuers in 41 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Titan Space Fund LP — PartnerFacts page ↗Titan Birds Fund LP — PartnerFacts page ↗TigerGlobal Access LP — PartnerFacts page ↗EDGAR filer page · Titan Space Fund LP ↗
Sources
Note · Jul 30, 2026

167 other issuers file from the same address — VantageRock Capital Offshore Fund Ltd.

The address on file, C/O Maples Corporate Services Limited, Box 309, Ugland House, Grand Cayman, Cayman Islands (as filed: E9), is used by 168 issuers in our index across 96 sponsor groups; 167 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

VantageRock Capital Offshore Fund Ltd. — PartnerFacts page ↗EDGAR filer page · VantageRock Capital Offshore Fund Ltd. ↗
Sources
Worth asking · Jan 29, 2024 – May 7, 2024

Form D filed 99 days after the first sale — Titan Space Fund LP

The filing says the first sale was Jan 29, 2024. The Form D was filed May 7, 2024 — 99 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 84 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 7, 2024 ↗Titan Space Fund LP — PartnerFacts page ↗
Sources
Note · Jul 1, 2010 – Jun 27, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Libra Fund QP, L.P. (latest filing Jun 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Titan Ag LP (latest filing Oct 25, 2024) · No amendment in the last 12 months on an offering that may still be open — Rockefeller U.S. Small Capitalization Fund QP, L.P. (latest filing Jun 21, 2024) · No amendment in the last 12 months on an offering that may still be open — Titan Protein LP (latest filing May 29, 2024) · No amendment in the last 12 months on an offering that may still be open — Titan Thera LP (latest filing May 16, 2024) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 27, 2025 ↗Libra Fund QP, L.P. — PartnerFacts page ↗Form D · Oct 25, 2024 ↗Titan Ag LP — PartnerFacts page ↗
Sources
Note · Mar 27, 2012 – Mar 31, 2026

8 role changes for the same people across filings

Rockefeller & Co., Inc.'s role changed at Titan PrismRe LP: executive officer → executive officer, promoter · Titan PrismRe GP LLC's role changed at Titan PrismRe LP: executive officer → executive officer, promoter · Rockefeller & Co., Inc.'s role changed at Titan Ag LP: executive officer → executive officer, promoter · Titan Ag GP LLC's role changed at Titan Ag LP: executive officer → executive officer, promoter · Rockefeller & Co., Inc.'s role changed at Rockefeller U.S. Small Capitalization Fund QP, L.P.: executive officer → executive officer, promoter · and 3 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Jul 20, 2023 ↗Form D · Mar 31, 2026 ↗Rockefeller & Co., Inc. — PartnerFacts page ↗Titan PrismRe LP — PartnerFacts page ↗
Sources
Note · Jul 13, 2010 – Jun 22, 2018

Rockefeller & Co., Inc. is written 2 different ways on the filings

listed as "Rockefeller & Co., Inc." on 33 filings (from Jul 13, 2010), and "Rockefeller & Co. LLC" on 87 filings (from Jun 22, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 13, 2010 ↗Form D/A · Jun 22, 2018 ↗Rockefeller & Co., Inc. — PartnerFacts page ↗
Sources
Note · Jun 14, 2012 – Oct 1, 2013

Gary N. Anderson is written 2 different ways on the filings

listed as "Gary N. Anderson" on 26 filings (from Jun 14, 2012), and "Gary Anderson" on 13 filings (from Oct 1, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 14, 2012 ↗Form D · Oct 1, 2013 ↗Gary N. Anderson — PartnerFacts page ↗
Sources
Note · Jun 14, 2012 – Mar 27, 2026

4 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Titan Ag LP · Reported net asset value range changed between filings — Greer Anderson Global Long, L.P. · Reported net asset value range changed between filings — Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC · Reported net asset value range changed between filings — Greer Anderson Global Partners, L.P.

What this means The size band is self-reported. Ask for current numbers.

Form D · Oct 25, 2024 ↗Form D · Mar 27, 2026 ↗Titan Ag LP — PartnerFacts page ↗Form D · Jun 14, 2012 ↗
Sources
Note · Aug 22, 2018 – Aug 23, 2019

Address moved from Greenwich, CT to New York, NY — Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC

The people listed on the Aug 22, 2018 filing give Greenwich, CT; on the Aug 23, 2019 filing they give New York, NY. The address now on file (45 Rockefeller Plaza, Fifth Floor, New York, NY) is a registered-agent or shared-office address used by 21 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Aug 22, 2018 ↗Form D/A · Aug 23, 2019 ↗Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC — PartnerFacts page ↗
Sources
Note · Aug 22, 2018 – Aug 23, 2019

Address moved from Greenwich, CT to New York, NY — Greer Anderson Global Long, L.P.

The people listed on the Aug 22, 2018 filing give Greenwich, CT; on the Aug 23, 2019 filing they give New York, NY. The address now on file (45 Rockefeller Plaza, Fifth Floor, New York, NY) is a registered-agent or shared-office address used by 21 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Aug 22, 2018 ↗Form D/A · Aug 23, 2019 ↗Greer Anderson Global Long, L.P. — PartnerFacts page ↗
Sources
Note · Aug 22, 2018 – Aug 23, 2019

Address moved from Greenwich, CT to New York, NY — Greer Anderson Global Partners, L.P.

The people listed on the Aug 22, 2018 filing give Greenwich, CT; on the Aug 23, 2019 filing they give New York, NY. The address now on file (45 Rockefeller Plaza, Fifth Floor, New York, NY) is a registered-agent or shared-office address used by 21 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Aug 22, 2018 ↗Form D/A · Aug 23, 2019 ↗Greer Anderson Global Partners, L.P. — PartnerFacts page ↗
Sources
Note · Oct 25, 2023 – Oct 5, 2026

28 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Titan Blue LP · Address on file is a registered agent / shared office — Rockefeller Private Equity Select Opportunities Fund I-A LP · Address on file is a registered agent / shared office — Rockefeller Private Equity Select Opportunities Fund I-B LP · Address on file is a registered agent / shared office — VantageRock Capital Offshore Fund Ltd. · Address on file is a registered agent / shared office — VantageRock Capital Fund LP · and 23 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Oct 5, 2026 ↗Titan Blue LP — PartnerFacts page ↗Form D/A · Sep 17, 2026 ↗Rockefeller Private Equity Select Opportunities Fund I-A LP — PartnerFacts page ↗
Sources
Note · Oct 28, 2010 – Oct 5, 2026

Member companies were formed in 2 different states

Delaware (39), Cayman Islands (1) — out of 40 member issuers. The odd ones out: VantageRock Capital Offshore Fund Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Rockefeller — sponsor group page ↗VantageRock Capital Offshore Fund Ltd. — PartnerFacts page ↗
Sources
Note · Oct 28, 2010 – Oct 5, 2026

Member companies list addresses in 2 different states

NY (39), Cayman Islands (as filed: E9) (1). 33 members use a registered-agent or shared-office address: Rockefeller Opportunistic Credit Fund, LLC (45 Rockefeller Plaza, Fifth Floor, New York, NY); Rockefeller Global Dividend Growth Fund, L.P. (45 Rockefeller Plaza, Fifth Floor, New York, NY); Rockefeller U.S. Small Cap ESG Fund, L.P. (45 Rockefeller Plaza, Fifth Floor, New York, NY); Rockefeller U.S. Small Capitalization Fund QP, L.P. (C/O Rockefeller & Co. Llc, 45 Rockefeller Plaza, Fifth Floor, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Rockefeller — sponsor group page ↗Rockefeller Opportunistic Credit Fund, LLC — PartnerFacts page ↗Rockefeller Global Dividend Growth Fund, L.P. — PartnerFacts page ↗Rockefeller U.S. Small Cap ESG Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 13, 2010 – Apr 23, 2026

6 issuers used a different name before

Issuer used a different name before — Titan Tech II X Fund LP · Issuer used a different name before — Rockefeller U.S. Small Cap ESG Fund, L.P. · Issuer used a different name before — Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC · Issuer used a different name before — Greer Anderson Global Long, L.P. · Issuer used a different name before — Rockefeller Global Dividend Growth Fund, L.P. · and 1 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗Titan Tech II X Fund LP — PartnerFacts page ↗EDGAR filer page ↗Rockefeller U.S. Small Cap ESG Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 202 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

7 of 47 offerings report sales commissions totalling $3,361,881; 1 reports finder's fees totalling $42,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 5, 2026 D
Titan Blue LP
File 021-599906
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Investment Manager is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 000291361 ↗EDGAR ↗
Sep 17, 2026 D/A
Rockefeller Private Equity Select Opportunities Fund I-B LP
File 021-557942
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully discussed in the Issuer's confidential offering materials.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗EDGAR ↗
Sep 17, 2026 D/A
Rockefeller Private Equity Select Opportunities Fund I-A LP
File 021-557940
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully discussed in the Issuer's confidential offering materials.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗EDGAR ↗
Jul 30, 2026 D/A
VantageRock Capital Fund LP
File 021-376589
$2,567,791 (est.)$0 (est.)$0
The Investment Manager of the Issuer, Rockefeller& Co. LLC, is entitled to receive a quarterly management fee equal to a percentage of the net asset value of the Issuer's assets under management.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Jul 30, 2026 D/A
VantageRock Capital Offshore Fund Ltd.
File 021-408305
$71,039 (est.)$0 (est.)$0 (est.)
The Investment Manager of the Issuer, Rockefeller & Co. LLC, is entitled to receive a quarterly management fee equal to a percentage of the net asset value of the Issuer's assets under management. Fees are also paid to independent directors of the Issuer.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Jul 27, 2026 D
Titan Impulse LP
File 021-592247
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Investment Manager is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 000291361 ↗
via Rockefeller Financial, LLC (CRD 000291361 ↗)
EDGAR ↗
Jul 8, 2026 D
Rockefeller Stripe LP
File 021-590014
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully discussed in the Issuer's confidential offering materials.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗EDGAR ↗
Jun 5, 2026 D
Rockefeller Ledgebrook LP
File 021-586437
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest. The investment manager is entitled to a management fee. Such carried interest and management fees are fully discussed in the Issuer's confidential offering materials.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗EDGAR ↗
May 12, 2026 D
Rockefeller Frontier Opportunities LP
File 021-583657
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Apr 23, 2026 D
Titan Tech II X Fund LP
File 021-581598
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Mar 31, 2026 D
Titan PrismRe LP
File 021-578529
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive a periodic asset-based fee as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Mar 27, 2026 D
Titan Ag LP
File 021-578131
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Feb 25, 2026 D
Titan Mari LP
File 021-574605
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Feb 6, 2026 D/A
Rockefeller U.S. Small Cap ESG Fund, L.P.
File 021-164347
$0$0$0
The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets.
None listed on this filingEDGAR ↗
Oct 27, 2025 D/A
Greer Anderson Global Long, L.P.
File 021-179771
$96,000 (est.)$0$0
Issuer and its affiliates will receive customary management fees based upon limited partners' investments in the fund.
Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗
Edward Daniel Amorosi BrokerCheck CRD 4561987 ↗
via Growth Capital Services, Inc. (CRD 124658 ↗)
EDGAR ↗
Oct 27, 2025 D/A
Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLC
File 021-203799
$64,000 (est.)$0$0
Issuer and its affiliates will receive customary management fees based upon members'investments in the fund.
Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗
Edward Daniel Amorosi BrokerCheck CRD 4561987 ↗
via Growth Capital Services, Inc. (CRD 124658 ↗)
EDGAR ↗
Jun 27, 2025 D/A
Libra Fund QP, L.P.
File 021-199551
$0$0$0
The General Partner will receive a monthly management and administrative fee, payable in advance, at an annual percentage rate based on the value of the Issuer's net assets.
None listed on this filingEDGAR ↗
Jun 11, 2025 D
Titan Tech Pioneers LP
File 021-548697
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Nov 27, 2024 D
ICG SE V Titan Co-Investment Access Fund LP
File 021-530638
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Investment Manager, Rockefeller & Co. LLC, is entitled to receive one or more periodic asset-based fees as set forth in the Issuer's offering documents, as may be amended.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Oct 25, 2024 D
Titan Ag LP
File 021-527878
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Jun 21, 2024 D/A
Rockefeller U.S. Small Capitalization Fund QP, L.P.
File 021-173674
$0$0$0
The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets.
None listed on this filingEDGAR ↗
May 29, 2024 D
Titan Protein LP
File 021-514464
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly administration fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
May 16, 2024 D
Titan Thera LP
File 021-513498
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly administration fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
May 7, 2024 D
Titan Space Fund LP
File 021-512603
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly servicing fee calculated as a percentage of limited partners' committed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Apr 12, 2024 D/A
Rockefeller Global Dividend Growth Fund, L.P.
File 021-144788
$0$0$0
The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets.
None listed on this filingEDGAR ↗
Apr 12, 2024 D/A
Rockefeller Global Dividend Growth Fund QP, L.P.
File 021-195317
$0$0$0
The General Partner will receive a fee payable monthly in advance, at an annual percentage rate based on the value of the Issuer's net assets.
None listed on this filingEDGAR ↗
Apr 5, 2024 D/A
TigerGlobal Access LP
File 021-394943
$124,453$0$0 (est.)
The Investment Manager is entitled to receive a monthly management fee, and in some cases also a service fee, equal to a percentage of each limited partner's capital account balance.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Jan 11, 2024 D/A
Rockefeller FinTech Innovation Fund I LP
File 021-470414
$0$0$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of the Issuer's total capital commitments.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗EDGAR ↗
Oct 25, 2023 D/A
Greer Anderson Global Partners, L.P.
File 021-179772
$160,000 (est.)$0$0
Issuer and its affiliates will receive customary management fees based upon limited partners' investments in the fund.
Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗
Edward Daniel Amorosi BrokerCheck CRD 4561987 ↗
via Growth Capital Services, Inc. (CRD 124658 ↗)
EDGAR ↗
Jul 20, 2023 D
Titan PrismRe LP
File 021-487435
$0$0$0 (est.)
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly servicing fee calculated as a percentage of invested capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Sep 1, 2022 D
Titan Thera LP
File 021-457638
$0$0$0 (est.)
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Aug 30, 2022 D
Titan Protein LP
File 021-457371
$0$0$0 (est.)
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
May 26, 2022 D/A
Rockefeller Private Equity Partners II, LLC
File 021-400779
$0$0$0
The Investment Manager will receive an annual management and administration fee equal to a percentage per annum of the NAV of each member's capital account.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Dec 23, 2021 D/A
Rockefeller Opportunistic Credit Fund, LLC
File 021-134600
$0$0$0
Manager will receive an annual Mgmt. and Adm. fee equal to a percentage per annum of the NAV of each member's capital account.
None listed on this filingEDGAR ↗
Dec 3, 2021 D/A
Titan Space Fund LP
File 021-372980
$0$0$0 (est.)
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of limited partners' contributed capital.
None listed on this filingEDGAR ↗
Aug 9, 2021 D
Titan Ag LP
File 021-409255
$278,598$0$0 (est.)
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Jan 29, 2021 D/A
Rockefeller Climate Solutions Fund, L.P.
File 021-179610
$0$0$0
The General Partner will receive monthly management and administrative fees, payable in advance, at an annual percentage rate based on the value of the Issuer's assets.
None listed on this filingEDGAR ↗
Oct 1, 2020 D
Titan Birds Fund LP
File 021-376830
$0$42,000$0
The Issuer's Investment Manager, Rockefeller & Co. LLC, receives a quarterly management fee calculated as a percentage of limited partners' contributed capital.
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Sep 25, 2020 D/A
Libra Fossil Fuel Free Fund, L.P.
File 021-271468
$0$0$0
The General Partner will receive a monthly management and administrative fee, payable in advance, at an annual percentage rate based on the value of the Issuer's net assets.
None listed on this filingEDGAR ↗
Oct 6, 2017 D/A
Rockefeller Access Fund 2015, LLC
File 021-249083
$0$0$0
The Manager shall be entitled to receive an annual management fee, calculated and paid quarterly in advance as outlined in the Issuer's offering material.
None listed on this filingEDGAR ↗
Apr 15, 2016 D/A
Rockefeller Financial Capital Partners Alpha Select Fund, LLC
File 021-137703
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2015 D/A
ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC
File 021-119937
$0$0$0
The Manager will receive quarterly in advance, a management and administrative fee equal to a percentage of the net asset value of a member's capital account as such net asset value is determined by the Manager under the operating agreement.
None listed on this filingEDGAR ↗
Jun 3, 2013 D/A
Rockefeller Select Equity Fund, L.P.
File 021-179622
$0$0$0
The General Partner will receive monthly management and administrative fees, payable in advance, at an annual percentage rate based on the value of the Issuer's assets.
None listed on this filingEDGAR ↗
May 2, 2013 D/A
Rockefeller Taxable Bond Fund II QP, LP
File 021-177962
$0$0$0
The General Partner will receive monthly management and administrative fees at an annual percentage rate based on the value of the Issuer's assets.
None listed on this filingEDGAR ↗
Jun 12, 2012 D
Rockefeller Select Equity Fund, L.P.
File 021-179619
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2011 D
Rockefeller Financial Asia, LLC
File 021-158194
$0$0$0
The Managing Member will receive a monthly fee, payable quarterly in advance as of the first business day of each calendar quarter, in an amount equal to a certain percent per annum of the value of the capital account of each Member.
None listed on this filingEDGAR ↗
Oct 28, 2010 D/A
ROCKEFELLER CLEANTECH VENTURES FUND II LLC
File 021-124016
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 40 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Rockefeller in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗RO Rockefeller Opportunistic Credit Fund, LLCshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund10$48,951,976
offering Indefinite · similar: $155,000–$5,250,000
54
similar: 4–27
$250,000
similar: $1,000–$100,000
2009–2021
EDGAR ↗RG ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$31,008,300
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$500,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗RC ROCKEFELLER CLEANTECH VENTURES FUND II LLCshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$25,981,00055$500,0002009–2010
EDGAR ↗RF Rockefeller Financial Capital Partners Alpha Select Fund, LLCshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$94,325,731
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2016
EDGAR ↗RG Rockefeller Global Dividend Growth Fund, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund14$116,379,782
offering Indefinite · similar: $155,000–$5,250,000
154
similar: 4–27
$500,000
similar: $1,000–$100,000
2010–2024
EDGAR ↗RF Rockefeller Financial Asia, LLCshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$23,900,00034$1,000,0002011–2011
EDGAR ↗RU Rockefeller U.S. Small Cap ESG Fund, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund16$22,507,564
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$100,000
similar: $1,000–$100,000
2011–2026
EDGAR ↗RU Rockefeller U.S. Small Capitalization Fund QP, L.P.shared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund13$308,270,607
offering Indefinite · similar: $155,000–$5,250,000
174
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2024
EDGAR ↗RT Rockefeller Taxable Bond Fund II QP, LPshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$51,214,22446$500,0002012–2013
EDGAR ↗RC Rockefeller Climate Solutions Fund, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund10$53,098,508
offering Indefinite · similar: $155,000–$5,250,000
54
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2012–2021
EDGAR ↗RS Rockefeller Select Equity Fund, L.P.shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$16,407,33533$500,0002012–2013
EDGAR ↗GA Greer Anderson Global Partners, L.P.shared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund12$71,304,392
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$50,000
similar: $1,000–$100,000
2012–2023
EDGAR ↗GA Greer Anderson Global Long, L.P.shared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund14$43,855,934
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$30,000
similar: $1,000–$100,000
2012–2025
EDGAR ↗RG Rockefeller Global Dividend Growth Fund QP, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund12$117,058,342
offering Indefinite · similar: $155,000–$5,250,000
80
similar: 4–27
$500,000
similar: $1,000–$100,000
2013–2024
EDGAR ↗LF Libra Fund QP, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund13$149,785,823
offering Indefinite · similar: $155,000–$5,250,000
66
similar: 4–27
$500,000
similar: $1,000–$100,000
2013–2025
EDGAR ↗GA Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCshared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund13$43,367,701
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$39,600
similar: $1,000–$100,000
2013–2025
EDGAR ↗RA Rockefeller Access Fund 2015, LLCshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$109,600,000
offering Indefinite · similar: $155,000–$5,250,000
104
similar: 4–27
$500,000
similar: $1,000–$100,000
2015–2017
EDGAR ↗LF Libra Fossil Fuel Free Fund, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund5$142,879,079
offering Indefinite · similar: $155,000–$5,250,000
72
similar: 4–27
$500,000
similar: $1,000–$100,000
2016–2020
EDGAR ↗TS Titan Space Fund LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund3$74,999,970
offering Indefinite · similar: $155,000–$5,250,000
221
similar: 4–27
$170,000
similar: $1,000–$100,000
2020–2024
EDGAR ↗VC VantageRock Capital Fund LPshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund7$737,664,488
offering Indefinite · similar: $155,000–$5,250,000
985
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2026
EDGAR ↗TB Titan Birds Fund LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$14,075,000
offering Indefinite · similar: $155,000–$5,250,000
54
similar: 4–27
$250,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗TA TigerGlobal Access LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund4$34,720,513
offering Indefinite · similar: $155,000–$5,250,000
72
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2024
EDGAR ↗RP Rockefeller Private Equity Partners II, LLCshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$63,005,000
offering Indefinite · similar: $155,000–$5,250,000
59
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗VC VantageRock Capital Offshore Fund Ltd.shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$224,895,000
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗TA Titan Ag LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund3$24,999,928
offering Indefinite · similar: $155,000–$5,250,000
85
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗TP Titan Protein LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$3,795,000
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗TT Titan Thera LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$26,370,951
offering Indefinite · similar: $155,000–$5,250,000
118
similar: 4–27
$250,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗RF Rockefeller FinTech Innovation Fund I LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$60,400,000
offering Indefinite · similar: $155,000–$5,250,000
127
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗TP Titan PrismRe LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗IS ICG SE V Titan Co-Investment Access Fund LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗TT Titan Tech Pioneers LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗RP Rockefeller Private Equity Select Opportunities Fund I-B LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$252,900,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗RP Rockefeller Private Equity Select Opportunities Fund I-A LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund2$252,900,000
offering Indefinite · similar: $155,000–$5,250,000
396
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗TM Titan Mari LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗TT Titan Tech II X Fund LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗RF Rockefeller Frontier Opportunities LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗RL Rockefeller Ledgebrook LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗RS Rockefeller Stripe LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗TI Titan Impulse LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗TB Titan Blue LPshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$146,750,000
offering Indefinite · similar: $155,000–$5,250,000
189
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 5, 2026Titan Blue LPDPooled Investment FundIndefinite$146,750,000
EDGAR ↗Sep 17, 2026Rockefeller Private Equity Select Opportunities Fund I-A LPD/APooled Investment FundIndefinite$252,900,000
EDGAR ↗Sep 17, 2026Rockefeller Private Equity Select Opportunities Fund I-B LPD/APooled Investment FundIndefinite$252,900,000
EDGAR ↗Jul 30, 2026VantageRock Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$224,895,000
EDGAR ↗Jul 30, 2026VantageRock Capital Fund LPD/APooled Investment FundIndefinite$710,225,440
EDGAR ↗Jul 27, 2026Titan Impulse LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 8, 2026Rockefeller Stripe LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 5, 2026Rockefeller Ledgebrook LPDPooled Investment FundIndefinite$0
EDGAR ↗May 12, 2026Rockefeller Frontier Opportunities LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 23, 2026Titan Tech II X Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 31, 2026Titan PrismRe LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 27, 2026Titan Ag LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 25, 2026Titan Mari LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 6, 2026Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$22,507,564
EDGAR ↗Oct 27, 2025Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Oct 27, 2025Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Sep 18, 2025Rockefeller Private Equity Select Opportunities Fund I-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 18, 2025Rockefeller Private Equity Select Opportunities Fund I-B LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2025VantageRock Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$116,887,727
EDGAR ↗Jul 30, 2025VantageRock Capital Fund LPD/APooled Investment FundIndefinite$737,664,488
EDGAR ↗Jun 27, 2025Libra Fund QP, L.P.D/APooled Investment FundIndefinite$149,785,823
EDGAR ↗Jun 11, 2025Titan Tech Pioneers LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 7, 2025Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$20,264,126
EDGAR ↗Nov 27, 2024ICG SE V Titan Co-Investment Access Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2024Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Oct 25, 2024Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Oct 25, 2024Titan Ag LPDPooled Investment FundIndefinite$2,188,000
EDGAR ↗Jul 30, 2024VantageRock Capital Fund LPD/APooled Investment FundIndefinite$709,103,226
EDGAR ↗Jul 30, 2024VantageRock Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$57,640,967
EDGAR ↗Jun 28, 2024Libra Fund QP, L.P.D/APooled Investment FundIndefinite$138,063,545
EDGAR ↗Jun 21, 2024Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$308,270,607
EDGAR ↗May 29, 2024Titan Protein LPDPooled Investment FundIndefinite$3,795,000
EDGAR ↗May 16, 2024Titan Thera LPDPooled Investment FundIndefinite$26,370,951
EDGAR ↗May 7, 2024Titan Space Fund LPDPooled Investment FundIndefinite$22,782,507
EDGAR ↗Apr 12, 2024Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$116,379,782
EDGAR ↗Apr 12, 2024Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$117,058,342
EDGAR ↗Apr 5, 2024TigerGlobal Access LPD/APooled Investment FundIndefinite$34,720,513
EDGAR ↗Feb 9, 2024Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$20,217,126
EDGAR ↗Jan 11, 2024Rockefeller FinTech Innovation Fund I LPD/APooled Investment FundIndefinite$60,400,000
EDGAR ↗Oct 25, 2023Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Oct 25, 2023Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Oct 25, 2023Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$71,304,392
EDGAR ↗Jul 28, 2023VantageRock Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$57,640,967
EDGAR ↗Jul 28, 2023VantageRock Capital Fund LPD/APooled Investment FundIndefinite$611,873,393
EDGAR ↗Jul 20, 2023Titan PrismRe LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 30, 2023Libra Fund QP, L.P.D/APooled Investment FundIndefinite$138,063,545
EDGAR ↗Jun 21, 2023Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$279,765,402
EDGAR ↗Apr 14, 2023Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$116,379,782
EDGAR ↗Apr 14, 2023Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$116,958,342
EDGAR ↗Apr 6, 2023TigerGlobal Access LPD/APooled Investment FundIndefinite$34,720,513
EDGAR ↗Feb 9, 2023Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$20,217,126
EDGAR ↗Jan 11, 2023Rockefeller FinTech Innovation Fund I LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2022Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Oct 25, 2022Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Oct 25, 2022Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$71,304,392
EDGAR ↗Sep 1, 2022Titan Thera LPDPooled Investment FundIndefinite$23,400,000
EDGAR ↗Aug 30, 2022Titan Protein LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 29, 2022VantageRock Capital Fund LPD/APooled Investment FundIndefinite$295,583,415
EDGAR ↗Jul 29, 2022VantageRock Capital Offshore Fund Ltd.D/APooled Investment FundIndefinite$29,970,000
EDGAR ↗Jul 1, 2022Libra Fund QP, L.P.D/APooled Investment FundIndefinite$132,014,444
EDGAR ↗Jun 21, 2022Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$253,730,806
EDGAR ↗May 26, 2022Rockefeller Private Equity Partners II, LLCD/APooled Investment FundIndefinite$63,005,000
EDGAR ↗Apr 15, 2022Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$116,379,782
EDGAR ↗Apr 15, 2022Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$20,217,126
EDGAR ↗Apr 15, 2022Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$116,958,342
EDGAR ↗Apr 6, 2022TigerGlobal Access LPD/APooled Investment FundIndefinite$15,170,513
EDGAR ↗Dec 23, 2021Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,951,976
EDGAR ↗Dec 3, 2021Titan Space Fund LPD/APooled Investment FundIndefinite$74,999,970
EDGAR ↗Oct 26, 2021Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Oct 26, 2021Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Oct 26, 2021Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$71,304,392
EDGAR ↗Aug 9, 2021Titan Ag LPDPooled Investment FundIndefinite$24,999,928
EDGAR ↗Jul 30, 2021VantageRock Capital Offshore Fund Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2021VantageRock Capital Fund LPD/APooled Investment FundIndefinite$57,996,877
EDGAR ↗Jul 2, 2021Libra Fund QP, L.P.D/APooled Investment FundIndefinite$112,539,121
EDGAR ↗Jun 21, 2021Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$246,127,822
EDGAR ↗May 26, 2021Rockefeller Private Equity Partners II, LLCDPooled Investment FundIndefinite$62,880,000
EDGAR ↗Apr 23, 2021Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$116,299,782
EDGAR ↗Apr 16, 2021Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$19,507,126
EDGAR ↗Apr 16, 2021Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$113,278,343
EDGAR ↗Apr 7, 2021TigerGlobal Access LPDPooled Investment FundIndefinite$3,450,000
EDGAR ↗Jan 29, 2021Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$53,098,508
EDGAR ↗Dec 23, 2020Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,951,976
EDGAR ↗Oct 1, 2020Titan Birds Fund LPDPooled Investment FundIndefinite$14,075,000
EDGAR ↗Sep 29, 2020VantageRock Capital Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 25, 2020Libra Fossil Fuel Free Fund, L.P.D/APooled Investment FundIndefinite$142,879,079
EDGAR ↗Aug 24, 2020Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Aug 24, 2020Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Aug 24, 2020Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$71,304,392
EDGAR ↗Aug 11, 2020Titan Space Fund LPDPooled Investment FundIndefinite$74,999,970
EDGAR ↗Jul 2, 2020Libra Fund QP, L.P.D/APooled Investment FundIndefinite$109,746,234
EDGAR ↗Jun 19, 2020Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$238,650,806
EDGAR ↗Apr 24, 2020Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$113,360,324
EDGAR ↗Apr 17, 2020Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$18,591,126
EDGAR ↗Apr 17, 2020Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$105,643,343
EDGAR ↗Jan 29, 2020Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$28,850,287
EDGAR ↗Dec 27, 2019Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,951,976
EDGAR ↗Sep 27, 2019Libra Fossil Fuel Free Fund, L.P.D/APooled Investment FundIndefinite$127,197,079
EDGAR ↗Aug 23, 2019Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Aug 23, 2019Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Aug 23, 2019Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$71,304,392
EDGAR ↗Jul 5, 2019Libra Fund QP, L.P.D/APooled Investment FundIndefinite$100,264,768
EDGAR ↗Jun 21, 2019Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$234,887,806
EDGAR ↗May 31, 2019Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$28,625,287
EDGAR ↗Apr 26, 2019Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$112,495,824
EDGAR ↗Apr 19, 2019Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$12,153,626
EDGAR ↗Apr 19, 2019Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$105,387,343
EDGAR ↗Dec 28, 2018Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,951,976
EDGAR ↗Sep 27, 2018Libra Fossil Fuel Free Fund, L.P.D/APooled Investment FundIndefinite$112,489,864
EDGAR ↗Aug 22, 2018Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$43,367,701
EDGAR ↗Aug 22, 2018Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$43,855,934
EDGAR ↗Aug 22, 2018Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$71,304,392
EDGAR ↗Jul 6, 2018Libra Fund QP, L.P.D/APooled Investment FundIndefinite$98,454,768
EDGAR ↗Jun 22, 2018Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$228,631,305
EDGAR ↗Jun 1, 2018Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$18,945,288
EDGAR ↗Apr 27, 2018Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$109,250,624
EDGAR ↗Apr 20, 2018Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$94,943,472
EDGAR ↗Apr 20, 2018Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$11,698,126
EDGAR ↗Dec 29, 2017Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,951,976
EDGAR ↗Oct 6, 2017Rockefeller Access Fund 2015, LLCD/APooled Investment FundIndefinite$109,600,000
EDGAR ↗Sep 27, 2017Libra Fossil Fuel Free Fund, L.P.D/APooled Investment FundIndefinite$91,970,964
EDGAR ↗Aug 22, 2017Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$41,982,241
EDGAR ↗Aug 22, 2017Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$40,795,934
EDGAR ↗Aug 22, 2017Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$69,924,392
EDGAR ↗Jul 7, 2017Libra Fund QP, L.P.D/APooled Investment FundIndefinite$92,919,768
EDGAR ↗Jun 23, 2017Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$217,024,338
EDGAR ↗Jun 2, 2017Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$18,645,288
EDGAR ↗Apr 28, 2017Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$103,216,524
EDGAR ↗Apr 21, 2017Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$6,336,126
EDGAR ↗Apr 21, 2017Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$79,345,841
EDGAR ↗Dec 30, 2016Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,571,976
EDGAR ↗Oct 27, 2016Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$41,790,641
EDGAR ↗Oct 27, 2016Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$38,945,933
EDGAR ↗Oct 27, 2016Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$69,574,391
EDGAR ↗Oct 7, 2016Rockefeller Access Fund 2015, LLCD/APooled Investment FundIndefinite$97,200,000
EDGAR ↗Sep 28, 2016Libra Fossil Fuel Free Fund, L.P.DPooled Investment FundIndefinite$78,546,186
EDGAR ↗Jul 8, 2016Libra Fund QP, L.P.D/APooled Investment FundIndefinite$90,624,768
EDGAR ↗Jun 23, 2016Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$213,448,322
EDGAR ↗Jun 2, 2016Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$15,545,288
EDGAR ↗Apr 29, 2016Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$100,154,824
EDGAR ↗Apr 21, 2016Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$6,313,626
EDGAR ↗Apr 21, 2016Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$71,461,662
EDGAR ↗Apr 15, 2016Rockefeller Financial Capital Partners Alpha Select Fund, LLCD/APooled Investment FundIndefinite$94,325,731
EDGAR ↗Dec 30, 2015Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$48,571,976
EDGAR ↗Oct 28, 2015Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$38,307,449
EDGAR ↗Oct 28, 2015Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$37,595,934
EDGAR ↗Oct 28, 2015Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$67,274,392
EDGAR ↗Oct 9, 2015Rockefeller Access Fund 2015, LLCDPooled Investment FundIndefinite$58,241,000
EDGAR ↗Jul 10, 2015Libra Fund QP, L.P.D/APooled Investment FundIndefinite$83,368,668
EDGAR ↗Jun 23, 2015Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$106,362,778
EDGAR ↗Jun 2, 2015Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$14,757,298
EDGAR ↗Jun 2, 2015ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCD/APooled Investment FundIndefinite$31,008,300
EDGAR ↗Apr 30, 2015Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$77,531,617
EDGAR ↗Apr 21, 2015Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$3,670,164
EDGAR ↗Apr 21, 2015Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$42,467,072
EDGAR ↗Apr 15, 2015Rockefeller Financial Capital Partners Alpha Select Fund, LLCD/APooled Investment FundIndefinite$85,124,951
EDGAR ↗Dec 30, 2014Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$41,301,000
EDGAR ↗Oct 2, 2014Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCD/APooled Investment FundIndefinite$23,770,464
EDGAR ↗Oct 2, 2014Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$35,335,933
EDGAR ↗Oct 2, 2014Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$64,379,391
EDGAR ↗Jul 11, 2014Libra Fund QP, L.P.D/APooled Investment FundIndefinite$78,968,668
EDGAR ↗Jun 23, 2014Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$99,266,761
EDGAR ↗Jun 2, 2014Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$13,035,000
EDGAR ↗Jun 2, 2014ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCD/APooled Investment FundIndefinite$25,256,000
EDGAR ↗Apr 30, 2014Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$105,582,317
EDGAR ↗Apr 21, 2014Rockefeller Global Dividend Growth Fund QP, L.P.D/APooled Investment FundIndefinite$37,152,071
EDGAR ↗Apr 21, 2014Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$3,520,164
EDGAR ↗Apr 15, 2014Rockefeller Financial Capital Partners Alpha Select Fund, LLCD/APooled Investment FundIndefinite$85,124,951
EDGAR ↗Dec 30, 2013Rockefeller Opportunistic Credit Fund, LLCD/APooled Investment FundIndefinite$40,501,000
EDGAR ↗Oct 1, 2013Greer Anderson Global Diversified IDF, a segregated series of Greer Anderson Capital IDF LLCDPooled Investment FundIndefinite$13,441,970
EDGAR ↗Oct 1, 2013Greer Anderson Global Long, L.P.D/APooled Investment FundIndefinite$31,692,433
EDGAR ↗Oct 1, 2013Greer Anderson Global Partners, L.P.D/APooled Investment FundIndefinite$54,319,891
EDGAR ↗Jul 12, 2013Libra Fund QP, L.P.DPooled Investment FundIndefinite$74,328,668
EDGAR ↗Jun 3, 2013Rockefeller Select Equity Fund, L.P.D/APooled Investment FundIndefinite$16,407,335
EDGAR ↗Jun 3, 2013Rockefeller Climate Solutions Fund, L.P.D/APooled Investment FundIndefinite$11,485,000
EDGAR ↗Jun 3, 2013ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCD/APooled Investment FundIndefinite$25,256,000
EDGAR ↗May 2, 2013Rockefeller Taxable Bond Fund II QP, LPD/APooled Investment FundIndefinite$51,214,224
EDGAR ↗May 1, 2013Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$65,380,150
EDGAR ↗Apr 22, 2013Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$3,055,164
EDGAR ↗Apr 22, 2013Rockefeller Global Dividend Growth Fund QP, L.P.DPooled Investment FundIndefinite$32,992,072
EDGAR ↗Apr 16, 2013Rockefeller Financial Capital Partners Alpha Select Fund, LLCD/APooled Investment FundIndefinite$85,124,951
EDGAR ↗Feb 14, 2013Rockefeller U.S. Small Capitalization Fund QP, L.P.D/APooled Investment FundIndefinite$87,945,272
EDGAR ↗Jun 14, 2012Greer Anderson Global Partners, L.P.DPooled Investment FundIndefinite$40,000,000
EDGAR ↗Jun 14, 2012Greer Anderson Global Long, L.P.DPooled Investment FundIndefinite$30,000,000
EDGAR ↗Jun 12, 2012Rockefeller Select Equity Fund, L.P.DPooled Investment FundIndefinite$5,896,535
EDGAR ↗Jun 12, 2012Rockefeller Select Equity Fund, L.P.DPooled Investment FundIndefinite$5,896,535
EDGAR ↗Jun 12, 2012Rockefeller Climate Solutions Fund, L.P.DPooled Investment FundIndefinite$10,683,000
EDGAR ↗May 9, 2012Rockefeller Taxable Bond Fund II QP, LPDPooled Investment FundIndefinite$51,214,224
EDGAR ↗Mar 27, 2012Rockefeller U.S. Small Cap ESG Fund, L.P.D/APooled Investment FundIndefinite$1,150,000
EDGAR ↗Feb 17, 2012Rockefeller U.S. Small Capitalization Fund QP, L.P.DPooled Investment FundIndefinite$54,115,272
EDGAR ↗Nov 7, 2011ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCD/APooled Investment FundIndefinite$25,256,000
EDGAR ↗Aug 12, 2011Rockefeller U.S. Small Cap ESG Fund, L.P.DPooled Investment FundIndefinite$1,150,000
EDGAR ↗Jul 12, 2011Rockefeller Global Dividend Growth Fund, L.P.D/APooled Investment FundIndefinite$20,864,900
EDGAR ↗Apr 12, 2011Rockefeller Financial Asia, LLCDPooled Investment FundIndefinite$23,900,000
EDGAR ↗Mar 14, 2011Rockefeller Financial Capital Partners Alpha Select Fund, LLCD/APooled Investment FundIndefinite$76,334,951
EDGAR ↗Oct 28, 2010ROCKEFELLER CLEANTECH VENTURES FUND II LLCD/APooled Investment FundIndefinite$25,981,000
EDGAR ↗Oct 12, 2010ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCD/APooled Investment FundIndefinite$25,256,000
EDGAR ↗Jul 13, 2010Rockefeller Global Dividend Growth Fund, L.P.DPooled Investment FundIndefinite$8,876,000
EDGAR ↗Jan 12, 2010Rockefeller Financial Capital Partners Alpha Select Fund, LLCDPooled Investment FundIndefinite$45,378,806
EDGAR ↗Oct 30, 2009ROCKEFELLER CLEANTECH VENTURES FUND II LLCD/APooled Investment FundIndefinite$23,001,000
EDGAR ↗Sep 30, 2009ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLCD/APooled Investment FundIndefinite$25,256,000
EDGAR ↗Sep 21, 2009Rockefeller Opportunistic Credit Fund, LLCDPooled Investment FundIndefinite$37,026,000

Activity: 9 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 5, 2026. Industry history, as reported on each offering's latest filing: All 47 offerings reported: Pooled Investment Fund (2009–2026).

People across the group

NameRolesIssuers hereFirst → last listed
RC Rockefeller & Co., Inc. entityExecutive Officer, Promoter39Sep 21, 2009 → Oct 5, 2026
RF Rockefeller Fund Managers, LLC entityExecutive Officer, Promoter6Sep 21, 2009 → Oct 27, 2025
RI RSOF I LLC entityExecutive Officer4Sep 18, 2025 → Sep 17, 2026
GA Gary N. AndersonExecutive Officer3Jun 14, 2012 → Oct 27, 2025
HG Heather GelchionExecutive Officer3Oct 26, 2021 → Oct 27, 2025
PG Philip GreerExecutive Officer3Jun 14, 2012 → Oct 27, 2025
BW Barry A. WintnerExecutive Officer3Aug 23, 2019 → Oct 27, 2025
JS Jeffery ShamesExecutive Officer3Aug 23, 2019 → Aug 24, 2020
GA Greer Anderson Capital, LLC entityExecutive Officer3Jun 14, 2012 → Aug 22, 2018
TM Thomas MuhlfeldExecutive Officer3Oct 27, 2016 → Aug 22, 2018
JN John F. NicolaiExecutive Officer3Jun 14, 2012 → Oct 28, 2015
CR Carol ReynoldsDirector2Jul 30, 2021 → Jul 30, 2026
TM Timothy J. McCarthyExecutive Officer2Jun 23, 2014 → Jun 21, 2024
TB TITAN BLUE GP LLC entityExecutive Officer, Promoter1Oct 5, 2026 → Oct 5, 2026
VM Victor MurrayDirector1Jul 30, 2021 → Jul 30, 2026
VC VantageRock Capital GP LLC entityExecutive Officer1Sep 29, 2020 → Jul 30, 2026
JK Jackie KlaberDirector1Jul 30, 2021 → Jul 30, 2026
TI TITAN IMPULSE GP LLC entityExecutive Officer, Promoter1Jul 27, 2026 → Jul 27, 2026
RF Rockefeller Frontier GP LLC entityExecutive Officer, Promoter1May 12, 2026 → May 12, 2026
TT Titan Tech II X GP LLC entityExecutive Officer, Promoter1Apr 23, 2026 → Apr 23, 2026
TP Titan PrismRe GP LLC entityExecutive Officer, Promoter1Jul 20, 2023 → Mar 31, 2026
TA Titan Ag GP LLC entityExecutive Officer, Promoter1Aug 9, 2021 → Mar 27, 2026
TM Titan Mari GP LLC entityExecutive Officer, Promoter1Feb 25, 2026 → Feb 25, 2026
TT Titan Tech Pioneers GP LLC entityExecutive Officer, Promoter1Jun 11, 2025 → Jun 11, 2025
IS ICG SE V Titan CIAF GP LLC entityExecutive Officer, Promoter1Nov 27, 2024 → Nov 27, 2024
TP Titan Protein GP LLC entityExecutive Officer1Aug 30, 2022 → May 29, 2024
TT Titan Thera GP LLC entityExecutive Officer1Sep 1, 2022 → May 16, 2024
TS Titan Space GP LLC entityExecutive Officer1Aug 11, 2020 → May 7, 2024
RG RFIF GP I, LLC entityExecutive Officer1Jan 11, 2023 → Jan 11, 2024
TB Titan Birds GP LLC entityExecutive Officer1Oct 1, 2020 → Oct 1, 2020
GG GAC Global Partners GP, LLC entityExecutive Officer1Jun 14, 2012 → Aug 22, 2018
GG GAC Global Long GP, LLC entityExecutive Officer1Jun 14, 2012 → Aug 22, 2018

Business registration (state registry / Secretary of State)

15 of 30 issuers (first 30 of 40 issuers checked; each issuer page has its own record) have a matched state registry record — records by status: active 10 · inactive 3 · withdrawn 2.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

ROCKEFELLER CAPITAL MANAGEMENT (legal name: ROCKEFELLER & CO. LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 1, 2018 · SEC file 801-113009 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $36,764,098,197 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 10,479 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.rockco.com/mealey-wealth-partners ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Rockefeller as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Rockefeller's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #14,834 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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