Terra Axis is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 3 Form D filings between May 2024 and Nov 2025.
What this means One team, 2 deal companies, about 1 year of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $150K to 5 investors (latest filing per issuer). Industries as reported: Business Services (1), Pooled Investment Fund (1). Issuers are based in TX (2).
What this means $150K raised across the group, about $30K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Harvey H Rosen (2 issuers, executive officer), James Carswell (2 issuers, executive officer), Ann Volkwein (1 issuer, executive officer), Antony Saxton (1 issuer, executive officer), Terra Axis Fund Management, (1 issuer, executive officer, entity) and 2 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Nov 21, 2025.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 property record listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Terra Axis and found 2 differences: Harvey H Rosen is written 2 different ways on the filings; Issuer used a different name before.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.