PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:19 AM ET

Sponsor Check › Sponsor group

S

Sverica

One sponsor team, 7 deal companies · Boston, MA

Grouped because: 3 shared people, 4 shared management entities, similar issuer names (7) (automatic match from the filings) · not the same sponsor?

7deal companies
$1.42Breported sold
112investors
8Form D filings
2015–2024active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 30, 2024 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sverica is a sponsor group of 7 issuers that PartnerFacts links to one sponsor (shared people, same person name on both filings, similar issuer names, shared management entity; automatic match from the filings), filing 8 Form D filings between Aug 2015 and Dec 2024.

What this means One team, 7 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.42B to 112 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (7). Issuers are based in MA (7).

What this means $1.42B raised across the group, about $12.7M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David Finley (7 issuers, executive officer and director), Frank M. Young IV (7 issuers, executive officer and director), Jordan M. Richards (7 issuers, executive officer and director), M. Sverica Capital Management LP (4 issuers, executive officer, entity), Sverica Capital GP IV LLC (2 issuers, executive officer, entity) and 4 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Dec 30, 2024.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: SVERICA CAPITAL MANAGEMENT.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 8 public filings for Sverica and found 8 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sverica has not run yet — it is joining a line of 12,646 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sverica..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

8 differences found between the filings for Sverica (compared 8 filings on Oct 24, 2026)

Note · Aug 18, 2015 – Feb 9, 2016

Offering amount changed between filings — Sverica Capital Partners IV LP

The Aug 18, 2015 filing says $250,000,000 offered; the Feb 9, 2016 Form D/A says $275,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 18, 2015 ↗Form D/A (later) · Feb 9, 2016 ↗Sverica Capital Partners IV LP — PartnerFacts page ↗
Sources
Note · Aug 19, 2015 – Feb 9, 2016

No amendment in the last 12 months on an offering that may still be open — Sverica Capital Partners IV LP (latest filing Feb 9, 2016)

The latest filing for this offering is dated Feb 9, 2016 (first sale Aug 19, 2015). It reports $232,712,000 sold of $275,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 9, 2016 ↗Sverica Capital Partners IV LP — PartnerFacts page ↗
Sources
Note · Aug 18, 2015 – Dec 30, 2024

Frank M. Young IV is written 3 different ways on the filings

listed as "Frank, IV M. Young" on 2 filings (from Aug 18, 2015), and "Frank M. Young IV" on 4 filings (from Oct 9, 2019), and "Frank, IV Young" on 2 filings (from Dec 30, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 18, 2015 ↗Form D · Oct 9, 2019 ↗Form D · Dec 30, 2024 ↗Frank M. Young IV — PartnerFacts page ↗
Sources
Note · Aug 18, 2015 – Oct 9, 2019

David Finley is written 2 different ways on the filings

listed as "David Finley" on 4 filings (from Aug 18, 2015), and "David E. Finley" on 4 filings (from Oct 9, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 18, 2015 ↗Form D · Oct 9, 2019 ↗David Finley — PartnerFacts page ↗
Sources
Note · Aug 18, 2015 – Oct 9, 2019

Jordan M. Richards is written 2 different ways on the filings

listed as "Jordan Richards" on 4 filings (from Aug 18, 2015), and "Jordan M. Richards" on 4 filings (from Oct 9, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 18, 2015 ↗Form D · Oct 9, 2019 ↗Jordan M. Richards — PartnerFacts page ↗
Sources
Note · Feb 9, 2016 – Dec 30, 2024

7 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Sverica CF I Feeder LP · Address on file is a registered agent / shared office — Sverica Continuation Fund I LP · Address on file is a registered agent / shared office — Sverica Capital Partners VI-B LP · Address on file is a registered agent / shared office — Sverica Capital Partners VI-A LP · Address on file is a registered agent / shared office — Sverica Capital Partners V-B LP · and 2 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Dec 30, 2024 ↗Sverica CF I Feeder LP — PartnerFacts page ↗Form D · Dec 30, 2024 ↗Sverica Continuation Fund I LP — PartnerFacts page ↗
Sources
Note · Dec 30, 2024

Issuer used a different name before — Sverica CF I Feeder LP

SEC records list prior names for this filer: SCP IV AIV V Blocker Feeder LP. The current name on file is "Sverica CF I Feeder LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Sverica CF I Feeder LP — PartnerFacts page ↗
Sources
Note · Dec 30, 2024

Issuer used a different name before — Sverica Continuation Fund I LP

SEC records list prior names for this filer: SCP IV AIV V LP. The current name on file is "Sverica Continuation Fund I LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Sverica Continuation Fund I LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 7 offerings report sales commissions totalling $5,098,534; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 30, 2024 D
Sverica Continuation Fund I LP
File 021-533707
$2,549,267$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
Dec 30, 2024 D
Sverica CF I Feeder LP
File 021-533710
$2,549,267$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
Lazard Freres & Co. LLC BrokerCheck CRD 2528 ↗EDGAR ↗
Jan 30, 2023 D
Sverica Capital Partners VI-A LP
File 021-472166
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Jan 30, 2023 D
Sverica Capital Partners VI-B LP
File 021-472168
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Oct 9, 2019 D
Sverica Capital Partners V-A LP
File 021-350670
$0$0$0
The Issuer's General Partner is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Oct 9, 2019 D
Sverica Capital Partners V-B LP
File 021-350672
$0$0$0
The Issuer's General Partner is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Feb 9, 2016 D/A
Sverica Capital Partners IV LP
File 021-246026
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 7 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sverica in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SC Sverica Capital Partners IV LPshared people, same person name on both filings, similar issuer namesBOSTON, MAPooled Investment Fund2$232,712,000
offering $275,000,000 · similar: $155,000–$5,250,000
44
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗SC Sverica Capital Partners V-A LPshared people, same person name on both filings, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$450,000,000
offering $450,000,000 · similar: $155,000–$5,250,000
39
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗SC Sverica Capital Partners V-B LPshared people, same person name on both filings, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$450,000,000
offering $450,000,000 · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗SC Sverica Capital Partners VI-A LPshared people, same person name on both filings, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering $750,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗SC Sverica Capital Partners VI-B LPshared people, same person name on both filings, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering $750,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗SC Sverica CF I Feeder LPshared people, same person name on both filings, shared management entity, similar issuer namesBoston, MAPooled Investment Fund1$144,300,000
offering $144,300,000 · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗SC Sverica Continuation Fund I LPshared people, same person name on both filings, shared management entity, similar issuer namesBoston, MAPooled Investment Fund1$144,300,000
offering $144,300,000 · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 30, 2024Sverica CF I Feeder LPDPooled Investment Fund$144,300,000$144,300,000
EDGAR ↗Dec 30, 2024Sverica Continuation Fund I LPDPooled Investment Fund$144,300,000$144,300,000
EDGAR ↗Jan 30, 2023Sverica Capital Partners VI-B LPDPooled Investment Fund$750,000,000$0
EDGAR ↗Jan 30, 2023Sverica Capital Partners VI-A LPDPooled Investment Fund$750,000,000$0
EDGAR ↗Oct 9, 2019Sverica Capital Partners V-B LPDPooled Investment Fund$450,000,000$450,000,000
EDGAR ↗Oct 9, 2019Sverica Capital Partners V-A LPDPooled Investment Fund$450,000,000$450,000,000
EDGAR ↗Feb 9, 2016Sverica Capital Partners IV LPD/APooled Investment Fund$275,000,000$232,712,000
EDGAR ↗Aug 18, 2015Sverica Capital Partners IV LPDPooled Investment Fund$250,000,000$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 30, 2024. Industry history, as reported on each offering's latest filing: All 7 offerings reported: Pooled Investment Fund (2015–2024).

People across the group

NameRolesIssuers hereFirst → last listed
FY Frank M. Young IVDirector, Executive Officer7Aug 18, 2015 → Dec 30, 2024
DF David FinleyDirector, Executive Officer7Aug 18, 2015 → Dec 30, 2024
JR Jordan M. RichardsDirector, Executive Officer7Aug 18, 2015 → Dec 30, 2024
MS M. Sverica Capital Management LP entityExecutive Officer4Oct 9, 2019 → Jan 30, 2023
SC Sverica Capital GP IV LLC entityExecutive Officer2Dec 30, 2024 → Dec 30, 2024
SC Sverica Capital VI GP LLC entityExecutive Officer2Jan 30, 2023 → Jan 30, 2023
SC Sverica Capital V GP LLC entityExecutive Officer2Oct 9, 2019 → Oct 9, 2019
SC Sverica Capital IV GP LLC entityPromoter1Aug 18, 2015 → Feb 9, 2016
SC Sverica Capital Management LLC entityPromoter1Aug 18, 2015 → Feb 9, 2016

Adviser registration (Form ADV)

SVERICA CAPITAL MANAGEMENT — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-73362 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $2,464,797,000 as reported on Form ADV filed Mar 30, 2026 (Item 5.F(2)(c)) · 9 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): TWITTER.COM/SVERICA ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MA) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Sverica as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Sverica's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #228,130 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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