PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

Sponsor Check › Sponsor group

S

Stratos

One sponsor team, 2 deal companies · Seattle, WA

Grouped because: 2 shared people, similar issuer names (2) (automatic match from the filings) · not the same sponsor?

2deal companies
$23.2Mreported sold
20investors
9Form D filings
2010–2018active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 9, 2018 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Stratos is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 9 Form D filings between Sep 2010 and Jan 2018.

What this means One team, 2 deal companies, about 8 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $23.2M to 20 investors (latest filing per issuer). Industries as reported: Other Technology (1), Biotechnology (1). Issuers are based in WA (2).

What this means $23.2M raised across the group, about $1.16M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Allan Stephan (2 issuers, executive officer and director), Harold Kawaguchi (2 issuers, executive officer and director), Bob McRuer (1 issuer, executive officer and director), Heiner Dreismann (1 issuer, director), Lee Huntsman (1 issuer, director) and 5 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jan 9, 2018.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Stratos and found 13 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Dr. Heiner Dreismann; Bob McRuer is no longer listed on the Jun 7, 2016 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Stratos has not run yet — it is joining a line of 30,400 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 dismissed

Mandel v. Stratos, Inc. dismissed matched at sponsor-group level (Stratos)
District Court, S.D. New York · No. 1:01-cv-07086 · Filed Aug 1, 2001 · Closed Jan 18, 2002 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Stratos, Inc.: Defendant · Outcome: Terminated 2002-01-18 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state)
USA v. Stratos Company, Inc dismissed matched at sponsor-group level (Stratos)
District Court, N.D. Alabama · No. 2:89-cv-01425 · Filed Aug 17, 1989 · Closed May 25, 1990 · Nature of suit: 190 Other contract actions
Role of Stratos Company, Inc: Defendant · Outcome: Terminated 1990-05-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AL (not the issuer's state); filed 1989, first Form D 2010
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Stratos..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Wood v. Stratos Product Development LLC closed
United States Bankruptcy Court, W.D. Washington · No. 04-01044 · Filed Jan 27, 2004 · Closed Aug 24, 2007
Role of Stratos Product Development LLC: Defendant · Outcome: Case closed 2007-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact former company name; court in the issuer's state (WA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Stratos — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Note · Jan 27, 2004 – Aug 24, 2007

Bankruptcy case: Wood v. Stratos Product Development LLC — filed Jan 27, 2004

United States Bankruptcy Court, W.D. Washington docket "Wood v. Stratos Product Development LLC" filed Jan 27, 2004, closed Aug 24, 2007. STRATOS GROUP LLC (member issuer) is listed as Defendant ("Stratos Product Development LLC"). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Washington ↗STRATOS GROUP LLC — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2010 – Jun 7, 2016

Paid seller listed without a CRD number: Dr. Heiner Dreismann — Stratos Genomics Inc.

Dr. Heiner Dreismann is listed as receiving sales compensation on 2 filings (Sep 14, 2010 to Jun 7, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 7, 2016 ↗BrokerCheck search: Dr. Heiner Dreismann ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · Nov 28, 2017 – Jan 9, 2018

Form D filed 42 days after the first sale — Stratos Genomics Inc.

The filing says the first sale was Nov 28, 2017. The Form D was filed Jan 9, 2018 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 9, 2018 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · Jul 30, 2010 – Sep 14, 2010

Form D filed 46 days after the first sale — Stratos Genomics Inc.

The filing says the first sale was Jul 30, 2010. The Form D was filed Sep 14, 2010 — 46 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 31 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 14, 2010 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · Sep 4, 2013 – Sep 6, 2013

No amendment in the last 12 months on an offering that may still be open — Stratos Genomics Inc. (latest filing Sep 6, 2013)

The latest filing for this offering is dated Sep 6, 2013 (first sale Sep 4, 2013). It reports $2,000,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 6, 2013 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · Oct 3, 2012 – Oct 16, 2012

No amendment in the last 12 months on an offering that may still be open — Stratos Genomics Inc. (latest filing Oct 16, 2012)

The latest filing for this offering is dated Oct 16, 2012 (first sale Oct 3, 2012). It reports $2,000,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 16, 2012 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · May 12, 2011 – May 26, 2011

No amendment in the last 12 months on an offering that may still be open — Stratos Genomics Inc. (latest filing May 26, 2011)

The latest filing for this offering is dated May 26, 2011 (first sale May 12, 2011). It reports $210,720 sold of $2,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 26, 2011 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2010 – Jun 7, 2016

Bob McRuer is no longer listed on the Jun 7, 2016 amendment — Stratos Genomics Inc.

Bob McRuer appears on the Sep 14, 2010 Form D (executive officer, director) but not on the Jun 7, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Sep 14, 2010 ↗Form D/A · Jun 7, 2016 ↗Bob McRuer — PartnerFacts page ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · May 26, 2011 – Jan 9, 2018

7 role changes for the same people across filings

Lee Huntsman's role changed at Stratos Genomics Inc.: executive officer, director → director · Robert McRuer's role changed at Stratos Genomics Inc.: executive officer, director → director · Allan Stephan's role changed at Stratos Genomics Inc.: executive officer, director → director · Harold Kawaguchi's role changed at Stratos Genomics Inc.: executive officer, director → director · Lee Huntsman's role changed at Stratos Genomics Inc.: director → executive officer, director · and 2 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Jun 7, 2016 ↗Form D · Jan 9, 2018 ↗Lee Huntsman — PartnerFacts page ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · Sep 14, 2010 – Jun 7, 2016

Offering amount changed between filings — Stratos Genomics Inc.

The Sep 14, 2010 filing says $3,968,291 offered; the Jun 7, 2016 Form D/A says $4,520,502.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 14, 2010 ↗Form D/A (later) · Jun 7, 2016 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · May 13, 2014 – Jun 17, 2015

Offering amount changed between filings — Stratos Genomics Inc.

The May 13, 2014 filing says $16,306,996 offered; the Jun 17, 2015 Form D/A says $29,999,975.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 13, 2014 ↗Form D/A (later) · Jun 17, 2015 ↗Stratos Genomics Inc. — PartnerFacts page ↗
Sources
Note · Sep 14, 2010 – Mar 14, 2016

Allan Stephan is written 2 different ways on the filings

listed as "Allan Stephan" on 7 filings (from Sep 14, 2010), and "Allan H Stephan" on the Mar 14, 2016 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 14, 2010 ↗Form D · Mar 14, 2016 ↗Allan Stephan — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 1 reports finder's fees totalling $29,999; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 9, 2018 D
Stratos Genomics Inc.
File 021-302701
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 7, 2016 D/A
Stratos Genomics Inc.
File 021-147647
$0$29,999 (est.)$0 (est.)Dr. Heiner Dreismann no CRD number reportedEDGAR ↗
Mar 14, 2016 D
STRATOS GROUP LLC
File 021-259232
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2015 D/A
Stratos Genomics Inc.
File 021-217220
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2013 D
Stratos Genomics Inc.
File 021-202445
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2012 D
Stratos Genomics Inc.
File 021-185589
$0$0$0None listed on this filingEDGAR ↗
May 26, 2011 D
Stratos Genomics Inc.
File 021-160407
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:18 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Stratos in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:18 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SG Stratos Genomics Inc.shared people, similar issuer namesSEATTLE, WABiotechnology8$29,999,975
offering $20,156,451 · similar: $2,000,000–$19,999,994
19
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2010–2018
EDGAR ↗SG STRATOS GROUP LLCshared people, similar issuer namesSEATTLE, WAOther Technology1$3,000,000
offering $3,000,000 · similar: $1,100,015–$10,001,163
1
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2016–2016

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jan 9, 2018Stratos Genomics Inc.DBiotechnology$20,156,451$20,156,451
EDGAR ↗Jun 7, 2016Stratos Genomics Inc.D/ABiotechnology$4,520,502$4,520,502
EDGAR ↗Mar 14, 2016STRATOS GROUP LLCDOther Technology$3,000,000$3,000,000
EDGAR ↗Jun 17, 2015Stratos Genomics Inc.D/ABiotechnology$29,999,975$29,999,975
EDGAR ↗May 13, 2014Stratos Genomics Inc.DBiotechnology$16,306,996$9,999,999
EDGAR ↗Sep 6, 2013Stratos Genomics Inc.DBiotechnology$3,000,000$2,000,000
EDGAR ↗Oct 16, 2012Stratos Genomics Inc.DBiotechnology$4,000,000$2,000,000
EDGAR ↗May 26, 2011Stratos Genomics Inc.DBiotechnology$2,500,000$210,720
EDGAR ↗Sep 14, 2010Stratos Genomics Inc.DBiotechnology$3,968,291$3,968,291

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 9, 2018. Industry history, as reported on each offering's latest filing: Previous offerings: Biotechnology (2010–2014), Other Technology (2016). Latest offering: Biotechnology (Jan 9, 2018).

People across the group

NameRolesIssuers hereFirst → last listed
HK Harold KawaguchiDirector, Executive Officer2Sep 14, 2010 → Jan 9, 2018
AS Allan StephanDirector, Executive Officer2Sep 14, 2010 → Jun 7, 2016
LH Lee HuntsmanDirector1Sep 14, 2010 → Jan 9, 2018
HD Heiner DreismannDirector1Sep 14, 2010 → Jan 9, 2018
MK Mark KokorisExecutive Officer, Director1Sep 14, 2010 → Jan 9, 2018
SR Stephen RoseDirector1May 26, 2011 → Jan 9, 2018
RM Robert McRuerDirector1Jun 7, 2016 → Jan 9, 2018
MN Michael D NelsonExecutive Officer1Mar 14, 2016 → Mar 14, 2016
MC MICHAEL F CURNEENExecutive Officer1Mar 14, 2016 → Mar 14, 2016
BM Bob McRuerExecutive Officer, Director1Sep 14, 2010 → Jun 17, 2015

Business registration (state registry / Secretary of State)

None of the 2 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Stratos.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Stratos as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Stratos's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #260,473 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: SEATTLE), WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗OpenCorporates ↗