Shea is a sponsor group of 9 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 10 Form D filings between Apr 2010 and Oct 2016.
What this means One team, 9 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $171.1M to 160 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (8), "Other" (1). Issuers are based in CA (9).
What this means $171.1M raised across the group, about $1.07M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Shea Ventures, LLC (8 issuers, director and promoter, entity), Kevin Dunlap (7 issuers, director and promoter), Jason Schoettler (6 issuers, director and promoter), John Morrissey (4 issuers, executive officer, director, and promoter), SVO Co-Invest A GP, LLC (4 issuers, director and promoter, entity) and 8 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Oct 19, 2016.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 6 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Shea and found 4 differences: SVO GP II, LLC's role changed at Shea Ventures Opportunity Fund II, LP: promoter → director; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.