PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:32 AM ET

Sponsor Check › Sponsor group

S

Sequel

One sponsor team, 6 deal companies · Dallas, TX

Grouped because: 3 shared people, 5 shared management entities, same business address (6 issuers), similar issuer names (6) (automatic match from the filings) · not the same sponsor?

6deal companies
$238.9Mreported sold
92investors
15Form D filings
2012–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 28, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sequel is a sponsor group of 6 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 15 Form D filings between Feb 2012 and Jan 2025.

What this means One team, 6 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $238.9M to 92 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5), "Other" (1). Issuers are based in TX (6).

What this means $238.9M raised across the group, about $2.6M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: John W. Madden (6 issuers, executive officer), Michael L. Crow (6 issuers, executive officer), Sequel Holdings, L.P. (6 issuers, executive officer, director, and promoter, entity), Alan J. Bernon (5 issuers, executive officer), Sequel Fund IV, LLC (3 issuers, director, entity) and 8 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jan 28, 2025.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: SEQUEL HOLDINGS, L.P..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 4 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Sequel and found 5 differences, 1 worth asking the sponsor about: Alan J. Bernon is no longer listed on the Apr 8, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sequel has not run yet — it is #38,619 of 55,872 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 4 dismissed

Enginetech,Inc. v. Sequel Limited, L.L.C. dismissed matched at sponsor-group level (Sequel)
District Court, W.D. Missouri · No. 6:03-cv-03464 · Filed Dec 23, 2003 · Closed May 13, 2004 · Nature of suit: 190 Other contract actions
Role of Sequel Limited, L.L.C.: Defendant · Outcome: Terminated 2004-05-13 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 2003, issuer incorporated 2011
Sequel Corporation v. Hutcherson Auto dismissed matched at sponsor-group level (Sequel)
District Court, W.D. Tennessee · No. 2:98-cv-02770 · Filed Sep 3, 1998 · Closed Jan 29, 1999 · Nature of suit: 190 Other contract actions
Role of Sequel Corporation: Plaintiff · Outcome: Terminated 1999-01-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TN (not the issuer's state); filed 1998, issuer incorporated 2011
SEQUEL CORPORATION, v. ENTERPRISE SOFTWARE dismissed matched at sponsor-group level (Sequel)
District Court, W.D. Oklahoma · No. · Filed Sep 20, 1989 · Closed Jan 11, 1990 · Nature of suit: 190 Other contract actions
Role of SEQUEL CORPORATION,: Plaintiff · Outcome: Terminated 1990-01-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OK (not the issuer's state); filed 1989, issuer incorporated 2011
SEQUEL INC v. LCP INC dismissed matched at sponsor-group level (Sequel)
District Court, D. New Jersey · No. · Filed Aug 1, 1986 · Closed Jun 14, 1988 · Nature of suit: 190 Other contract actions
Role of SEQUEL INC: Plaintiff · Outcome: Terminated 1988-06-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NJ (not the issuer's state); filed 1986, issuer incorporated 2011
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sequel..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Sequel Limited LLC and Sequel Manufacturing, LLC closed matched at sponsor-group level (Sequel)
United States Bankruptcy Court, W.D. Missouri · No. 03-63126 · Filed Dec 24, 2003 · Closed Sep 7, 2011
Role of Sequel Limited LLC: Debtor · Outcome: Case closed 2011-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state); filed 2003, issuer incorporated 2011
Dynagear Inc v. Sequel Corp closed matched at sponsor-group level (Sequel)
United States Bankruptcy Court, N.D. Illinois · No. 03-02185 · Filed Jul 2, 2003 · Closed Sep 4, 2003
Role of Sequel Corp: Defendant · Outcome: Case closed 2003-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 2003, issuer incorporated 2011
SEQUEL CORP closed matched at sponsor-group level (Sequel)
United States Bankruptcy Court, D. Arizona · No. 2:01-bk-11955 · Filed Sep 10, 2001 · Closed Feb 23, 2004
Role of SEQUEL CORP: Debtor · Outcome: Case closed 2004-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AR (not the issuer's state); filed 2001, issuer incorporated 2011
Sequel, Inc. closed matched at sponsor-group level (Sequel)
United States Bankruptcy Court, W.D. Kentucky · No. 92-31931 · Filed May 22, 1992 · Closed Jan 31, 1994
Role of Sequel, Inc.: Debtor · Outcome: Case closed 1994-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in KY (not the issuer's state); filed 1992, issuer incorporated 2011
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5 differences found between the filings for Sequel — 1 worth asking about (compared 15 filings on Oct 24, 2026)

Note · Dec 31, 2011 – Feb 22, 2012

Form D filed 53 days after the first sale — Sequel Capital Fund II, L.P.

The filing says the first sale was Dec 31, 2011. The Form D was filed Feb 22, 2012 — 53 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 38 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 22, 2012 ↗Sequel Capital Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Jul 29, 2016 – Jan 28, 2025

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sequel Capital Fund IV QP, L.P. (latest filing Jan 28, 2025) · No amendment in the last 12 months on an offering that may still be open — Sequel Capital Fund IV, L.P. (latest filing Jan 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Sequel Capital Fund III, L.P. (latest filing Apr 8, 2021) · No amendment in the last 12 months on an offering that may still be open — SCF III/SG Structured Fund, L.P. (latest filing May 2, 2019)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 28, 2025 ↗Sequel Capital Fund IV QP, L.P. — PartnerFacts page ↗Form D/A · Jan 27, 2025 ↗Sequel Capital Fund IV, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 15, 2018 – Apr 8, 2019

Alan J. Bernon is no longer listed on the Apr 8, 2019 amendment — Sequel Capital Fund III, L.P.

Alan J. Bernon appears on the May 15, 2018 Form D/A (executive officer) but not on the Apr 8, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 15, 2018 ↗Form D/A · Apr 8, 2019 ↗Alan J. Bernon — PartnerFacts page ↗Sequel Capital Fund III, L.P. — PartnerFacts page ↗
Sources
Note · Feb 8, 2013 – Feb 4, 2014

Offering amount changed between filings — Sequel Capital Fund II, L.P.

The Feb 8, 2013 filing says $50,000,000 offered; the Feb 4, 2014 Form D/A says $50,435,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 8, 2013 ↗Form D/A (later) · Feb 4, 2014 ↗Sequel Capital Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Feb 22, 2012 – Feb 8, 2013

Reported revenue range changed between filings — Sequel Capital Fund II, L.P.

"$1 - $1,000,000" (Feb 22, 2012); then "Decline to Disclose" (Feb 8, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 22, 2012 ↗Form D/A · Feb 8, 2013 ↗Sequel Capital Fund II, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 6 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $500,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 28, 2025 D/A
Sequel Capital Fund IV QP, L.P.
File 021-412624
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 27, 2025 D/A
Sequel Capital Fund IV, L.P.
File 021-412623
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is also entitled to a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Sep 8, 2021 D
SCF IV/SG Structured Fund, L.P.
File 021-412625
$0$0$0
The general partner is entitled to a performance allocation. The investment manager is also entitled to a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 8, 2021 D/A
Sequel Capital Fund III, L.P.
File 021-263276
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
None listed on this filingEDGAR ↗
May 2, 2019 D
SCF III/SG Structured Fund, L.P.
File 021-338663
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2014 D/A
Sequel Capital Fund II, L.P.
File 021-173820
$0$0$500,000 (est.)
Sequel Fund II GenPar, LP: Annual Management Fee equal to 2% of total commitments during investment period, then 2% of aggregate unreturned capital contributions. Sequel Holdings, LP: Management Service Fee not to exceed $250,000
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 6 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sequel in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SC Sequel Capital Fund II, L.P.shared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther3$50,435,000
offering $50,435,000 · similar: $500,000–$7,000,000
17
similar: 2–14
$250,000
similar: $5,000–$50,000
2012–2014
EDGAR ↗SC Sequel Capital Fund III, L.P.shared people, shared management entity, same business address, similar issuer namesDALLAS, TXPooled Investment Fund6$37,818,782
offering Indefinite · similar: $155,000–$5,250,000
39
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2021
EDGAR ↗SS SCF III/SG Structured Fund, L.P.shared people, shared management entity, same business address, similar issuer namesDALLAS, TXPooled Investment Fund1$30,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗SC Sequel Capital Fund IV, L.P.shared people, shared management entity, same business address, similar issuer namesDALLAS, TXPooled Investment Fund2$62,881,288
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2025
EDGAR ↗SC Sequel Capital Fund IV QP, L.P.shared people, shared management entity, same business address, similar issuer namesDALLAS, TXPooled Investment Fund2$57,735,773
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2025
EDGAR ↗SS SCF IV/SG Structured Fund, L.P.shared people, shared management entity, same business address, similar issuer namesDALLAS, TXPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jan 28, 2025Sequel Capital Fund IV QP, L.P.D/APooled Investment FundIndefinite$57,735,773
EDGAR ↗Jan 27, 2025Sequel Capital Fund IV, L.P.D/APooled Investment FundIndefinite$62,881,288
EDGAR ↗Sep 8, 2021SCF IV/SG Structured Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 8, 2021Sequel Capital Fund IV QP, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 8, 2021Sequel Capital Fund IV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 8, 2021Sequel Capital Fund III, L.P.D/APooled Investment FundIndefinite$37,818,782
EDGAR ↗Apr 8, 2020Sequel Capital Fund III, L.P.D/APooled Investment FundIndefinite$37,818,782
EDGAR ↗May 2, 2019SCF III/SG Structured Fund, L.P.DPooled Investment FundIndefinite$30,000,000
EDGAR ↗Apr 8, 2019Sequel Capital Fund III, L.P.D/APooled Investment FundIndefinite$21,130,000
EDGAR ↗May 15, 2018Sequel Capital Fund III, L.P.D/APooled Investment FundIndefinite$21,130,000
EDGAR ↗May 16, 2017Sequel Capital Fund III, L.P.D/APooled Investment FundIndefinite$13,080,000
EDGAR ↗May 16, 2016Sequel Capital Fund III, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 4, 2014Sequel Capital Fund II, L.P.D/AOther$50,435,000$50,435,000
EDGAR ↗Feb 8, 2013Sequel Capital Fund II, L.P.D/AOther$50,000,000$31,188,118
EDGAR ↗Feb 22, 2012Sequel Capital Fund II, L.P.DOther$50,000,000$27,300,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 28, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2012). Latest offering: Pooled Investment Fund (2016–2021; most recent Sep 8, 2021).

People across the group

NameRolesIssuers hereFirst → last listed
SH Sequel Holdings, L.P. entityExecutive Officer, Promoter, Director6Feb 22, 2012 → Jan 28, 2025
JM John W. MaddenExecutive Officer6Feb 22, 2012 → Jan 28, 2025
MC Michael L. CrowExecutive Officer6Feb 22, 2012 → Jan 28, 2025
AB Alan J. BernonExecutive Officer5Feb 22, 2012 → Jan 28, 2025
SI Sequel Industries, Inc. entityDirector3Sep 8, 2021 → Jan 28, 2025
SF Sequel Fund IV, LLC entityDirector3Sep 8, 2021 → Jan 28, 2025
SF Sequel Fund IV GenPar, L.P. entityDirector2Sep 8, 2021 → Jan 28, 2025
SF Sequel Fund III, LLC entityDirector2May 16, 2016 → Apr 8, 2021
SS SCF IV/SG GenPar, L.P. entityDirector1Sep 8, 2021 → Sep 8, 2021
SF Sequel Fund III GenPar, L.P. entityDirector1May 16, 2016 → Apr 8, 2021
SS SCF III/SG GenPar, L.P. entityDirector1May 2, 2019 → May 2, 2019
SF Sequel Fund II, LLC entityPromoter1Feb 22, 2012 → Feb 4, 2014
SF Sequel Fund II GenPar, L.P. entityPromoter1Feb 22, 2012 → Feb 4, 2014

Business registration (state registry / Secretary of State)

5 of 6 issuers have a matched state registry record — records by status: active 5.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

SEQUEL HOLDINGS, L.P. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 26, 2019 · SEC file 801-117054 · Main office: DALLAS, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $563,006,702 as reported on Form ADV filed Mar 27, 2026 (Item 5.F(2)(c)) · 10 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.SEQUELHOLDINGS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 27, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:56 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Sequel as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Sequel's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #79,619 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

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Business registries

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