PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:44 AM ET

Sponsor Check › Sponsor group

SR

Sam Risk Managed

One sponsor team, 25 deal companies · Great Neck, NY

Grouped because: 4 shared people, same business address (25 issuers), similar issuer names (25) (automatic match from the filings) · not the same sponsor?

25deal companies
$333.9Mreported sold
1,474investors
111Form D filings
2009–2021active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 15, 2021 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sam Risk Managed is a sponsor group of 25 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 111 Form D filings between Jul 2009 and Oct 2021.

What this means One team, 25 deal companies, about 12 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $333.9M to 1,474 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (25). Issuers are based in NY (25).

What this means $333.9M raised across the group, about $226K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Gerald Appel (25 issuers, executive officer), Marvin Appel (15 issuers, executive officer), Dr. Marvin Appel (10 issuers, executive officer) and Judith Appel (10 issuers, executive officer).

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Oct 15, 2021.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 111 public filings for Sam Risk Managed and found 15 differences, 5 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sam Risk Managed has not run yet — it is joining a line of 39,731 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sam Risk Managed..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Marin Associates LLC closed
United States Bankruptcy Court, S.D. Florida. · No. 22-18808 · Filed Nov 15, 2022 · Closed Apr 5, 2023
Role of Marin Associates LLC: Debtor · Outcome: Case closed 2023-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); different legal form (llc vs lp)
Marin Associates LLC closed
United States Bankruptcy Court, S.D. Florida. · No. 22-16936 · Filed Sep 6, 2022 · Closed Nov 4, 2022
Role of Marin Associates LLC: Debtor · Outcome: Case closed 2022-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); different legal form (llc vs lp)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

15 differences found between the filings for Sam Risk Managed — 5 worth asking about (compared the newest 50 of 111 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 15, 2013 – Oct 15, 2015

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series · Amount sold went down between filings — SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series · Amount sold went down between filings — SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series · Amount sold went down between filings — SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Oct 15, 2014 ↗Form D/A (later) · Oct 15, 2015 ↗SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series — PartnerFacts page ↗Form D/A (earlier) · Oct 15, 2014 ↗
Sources
Worth asking · Oct 14, 2016 – Oct 16, 2017

Investor count went down between filings — SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series

The Oct 14, 2016 filing reports 17 investors; the Oct 16, 2017 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 14, 2016 ↗Form D/A (later) · Oct 16, 2017 ↗SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 1, 2012 – Oct 15, 2021

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series (latest filing Oct 15, 2021) · No amendment in the last 12 months on an offering that may still be open — SAM Risk Managed Fund LLC - Marin Associates Segregated Series (latest filing Oct 15, 2021) · No amendment in the last 12 months on an offering that may still be open — SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series (latest filing Oct 15, 2021) · No amendment in the last 12 months on an offering that may still be open — SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series (latest filing Oct 16, 2018) · No amendment in the last 12 months on an offering that may still be open — SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series (latest filing Oct 16, 2018) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 15, 2021 ↗SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series — PartnerFacts page ↗Form D/A · Oct 15, 2021 ↗SAM Risk Managed Fund LLC - Marin Associates Segregated Series — PartnerFacts page ↗
Sources
Worth asking · Oct 16, 2018 – Oct 16, 2019

Gerald Appel is no longer listed on the Oct 16, 2019 amendment — SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series

Gerald Appel appears on the Oct 16, 2018 Form D/A (executive officer) but not on the Oct 16, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 16, 2018 ↗Form D/A · Oct 16, 2019 ↗Gerald Appel — PartnerFacts page ↗SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series — PartnerFacts page ↗
Sources
Worth asking · Oct 16, 2018 – Oct 16, 2019

Gerald Appel is no longer listed on the Oct 16, 2019 amendment — SAM Risk Managed Fund LLC - Marin Associates Segregated Series

Gerald Appel appears on the Oct 16, 2018 Form D/A (executive officer) but not on the Oct 16, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 16, 2018 ↗Form D/A · Oct 16, 2019 ↗Gerald Appel — PartnerFacts page ↗SAM Risk Managed Fund LLC - Marin Associates Segregated Series — PartnerFacts page ↗
Sources
Worth asking · Oct 16, 2018 – Oct 16, 2019

Gerald Appel is no longer listed on the Oct 16, 2019 amendment — SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series

Gerald Appel appears on the Oct 16, 2018 Form D/A (executive officer) but not on the Oct 16, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 16, 2018 ↗Form D/A · Oct 16, 2019 ↗Gerald Appel — PartnerFacts page ↗SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 14, 2016 – Oct 16, 2017

Minimum investment changed between filings — SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series

The Oct 14, 2016 filing lists a minimum of $77,483; the Oct 16, 2017 Form D/A lists $77,484.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 14, 2016 ↗Form D/A (later) · Oct 16, 2017 ↗SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 15, 2013

Minimum investment changed between filings — SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series

The Oct 12, 2012 filing lists a minimum of $24,000; the Oct 15, 2013 Form D/A lists $24,086.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 12, 2012 ↗Form D/A (later) · Oct 15, 2013 ↗SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 15, 2013

Minimum investment changed between filings — SAM Risk Managed Fund LLC - Marin Associates Segregated Series

The Oct 12, 2012 filing lists a minimum of $15,300; the Oct 15, 2013 Form D/A lists $15,366.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 12, 2012 ↗Form D/A (later) · Oct 15, 2013 ↗SAM Risk Managed Fund LLC - Marin Associates Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 15, 2013

Minimum investment changed between filings — SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series

The Oct 12, 2012 filing lists a minimum of $77,400; the Oct 15, 2013 Form D/A lists $77,483.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 12, 2012 ↗Form D/A (later) · Oct 15, 2013 ↗SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 15, 2013

Minimum investment changed between filings — SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series

The Oct 12, 2012 filing lists a minimum of $25,800; the Oct 15, 2013 Form D/A lists $25,891.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 12, 2012 ↗Form D/A (later) · Oct 15, 2013 ↗SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 15, 2013

Minimum investment changed between filings — SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series

The Oct 12, 2012 filing lists a minimum of $44,600; the Oct 15, 2013 Form D/A lists $44,621.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 12, 2012 ↗Form D/A (later) · Oct 15, 2013 ↗SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 16, 2019

5 issuers changed their reported size band between filings

Reported net asset value range changed between filings — SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series · Reported net asset value range changed between filings — SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series · Reported net asset value range changed between filings — SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series · Reported net asset value range changed between filings — SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series · Reported net asset value range changed between filings — SAM Risk Managed Fund LLC - Appel Value Investors Segregated Series

What this means The size band is self-reported. Ask for current numbers.

Form D · Oct 12, 2012 ↗Form D/A · Oct 16, 2019 ↗SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series — PartnerFacts page ↗Form D · Oct 12, 2012 ↗
Sources
Note · Jul 19, 2011 – Oct 15, 2021

Member companies were formed in 2 different states

Delaware (22), Connecticut (3) — out of 25 member issuers. The odd ones out: APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIP (Connecticut); G. APPEL INVESTORS LIMITED PARTNERSHIP (Connecticut); APPEL EQUITY GROUP, LIMITED PARTNERSHIP (Connecticut).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sam Risk Managed — sponsor group page ↗APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIP — PartnerFacts page ↗G. APPEL INVESTORS LIMITED PARTNERSHIP — PartnerFacts page ↗APPEL EQUITY GROUP, LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Oct 16, 2018

Issuer used a different name before — SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series

SEC records list prior names for this filer: SAM Risk Managed Fund LLC - Marin U.S. Equities Segregated Series. The current name on file is "SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 111 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 25 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2021 D/A
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series
File 021-185471
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2021 D/A
SAM Risk Managed Fund LLC - Marin Associates Segregated Series
File 021-185477
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2021 D/A
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series
File 021-185481
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2018 D/A
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series
File 021-185470
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2018 D/A
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series
File 021-185485
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2017 D/A
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series
File 021-185483
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2016 D/A
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series
File 021-185475
$0$0$0None listed on this filingEDGAR ↗
Oct 14, 2016 D/A
SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series
File 021-185482
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2014 D/A
SAM Risk Managed Fund LLC - Appel Value Investors Segregated Series
File 021-185474
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2013 D/A
SAM Risk Managed Fund LLC - Appel Sector Traders Segregated Series
File 021-185473
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
MARIN ASSOCIATES L.P.
File 021-81348-5N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
G. APPEL INVESTORS LIMITED PARTNERSHIP
File 021-82283-4N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL EQUITY GROUP, LIMITED PARTNERSHIP
File 021-82325-8N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
MARIN INCOME INVESTORS L.P.
File 021-84085-8N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
MARIN SECTOR INVESTORS L.P.
File 021-86401-5N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
MARIN INTERNATIONAL OPPORTUNITIES FUND L.P.
File 021-88004-5N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
MARIN U.S. EQUITIES FUND L.P.
File 021-88281-7N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
G. APPEL EMERGING MARKETS FUND L.P.
File 021-93074-0N
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL LEVERAGED INVESTORS L.P.
File 021-132915
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL VALUE INVESTORS L.P.
File 021-132923
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIP
File 021-132913
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
G. APPEL STRATEGIC INVESTORS L.P.
File 021-132926
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL SECTOR TRADERS, LLC
File 021-132917
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL TACTICAL TRADERS, LLC
File 021-132922
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
APPEL BALANCED FUND LLC
File 021-83151
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 25 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sam Risk Managed in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗MA MARIN ASSOCIATES L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$8,269,39258$33,5542009–2011
EDGAR ↗GA G. APPEL INVESTORS LIMITED PARTNERSHIPshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$6,087,05852$49,2142009–2011
EDGAR ↗AE APPEL EQUITY GROUP, LIMITED PARTNERSHIPshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$3,305,16733$49,5042009–2011
EDGAR ↗MI MARIN INCOME INVESTORS L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$34,355,841135$40,0942009–2011
EDGAR ↗MI MARIN INTERNATIONAL OPPORTUNITIES FUND L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund4$31,023,781113$51,6012009–2011
EDGAR ↗MU MARIN U.S. EQUITIES FUND L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$8,106,18149$11,0162009–2011
EDGAR ↗AV APPEL VALUE INVESTORS L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$18,761,208101$42,8552009–2011
EDGAR ↗AE APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIPshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$20,199,95495$50,0002009–2011
EDGAR ↗GA G. APPEL STRATEGIC INVESTORS L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$12,116,61263$50,0002009–2011
EDGAR ↗MS MARIN SECTOR INVESTORS L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$10,542,21250$62,8622009–2011
EDGAR ↗GA G. APPEL EMERGING MARKETS FUND L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$3,606,46735$50,0002009–2011
EDGAR ↗AL APPEL LEVERAGED INVESTORS L.P.shared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$19,840,99692$50,0002009–2011
EDGAR ↗AS APPEL SECTOR TRADERS, LLCshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$7,667,17846$37,3642009–2011
EDGAR ↗AT APPEL TACTICAL TRADERS, LLCshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$15,101,12096$35,4592009–2011
EDGAR ↗AB APPEL BALANCED FUND LLCshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$4,779,30735$1,2902009–2011
EDGAR ↗SR SAM Risk Managed Fund LLC - Appel Sector Traders Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund2$1,288,586
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$23,146
similar: $1,000–$100,000
2012–2013
EDGAR ↗SR SAM Risk Managed Fund LLC - Appel Value Investors Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund3$8,854,190
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$37,117
similar: $1,000–$100,000
2012–2014
EDGAR ↗SR SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund10$30,916,778
offering Indefinite · similar: $155,000–$5,250,000
77
similar: 4–27
$23,082
similar: $1,000–$100,000
2012–2021
EDGAR ↗SR SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund7$6,703,523
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$13,723
similar: $1,000–$100,000
2012–2018
EDGAR ↗SR SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund7$8,806,972
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$6,490
similar: $1,000–$100,000
2012–2018
EDGAR ↗SR SAM Risk Managed Fund LLC - Marin Associates Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund10$19,925,655
offering Indefinite · similar: $155,000–$5,250,000
68
similar: 4–27
$15,366
similar: $1,000–$100,000
2012–2021
EDGAR ↗SR SAM Risk Managed Fund LLC - G. Appel Investors Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund5$8,834,609
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$44,621
similar: $1,000–$100,000
2012–2016
EDGAR ↗SR SAM Risk Managed Fund LLC - Marin Income Investors Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund10$33,945,442
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
$24,086
similar: $1,000–$100,000
2012–2021
EDGAR ↗SR SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund5$11,137,215
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
$25,891
similar: $1,000–$100,000
2012–2016
EDGAR ↗SR SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Seriesshared people, same business address, similar issuer namesGREAT NECK, NYPooled Investment Fund6$3,950,047
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
$77,484
similar: $1,000–$100,000
2012–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 15, 2021SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$33,945,442
EDGAR ↗Oct 15, 2021SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$19,925,655
EDGAR ↗Oct 15, 2021SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$30,916,778
EDGAR ↗Oct 16, 2020SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$33,906,802
EDGAR ↗Oct 16, 2020SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$19,685,609
EDGAR ↗Oct 16, 2020SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$30,910,778
EDGAR ↗Oct 16, 2019SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$31,210,603
EDGAR ↗Oct 16, 2019SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$19,679,609
EDGAR ↗Oct 16, 2019SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$28,295,303
EDGAR ↗Oct 16, 2018SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$25,314,360
EDGAR ↗Oct 16, 2018SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$19,678,609
EDGAR ↗Oct 16, 2018SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesD/APooled Investment FundIndefinite$4,655,370
EDGAR ↗Oct 16, 2018SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesD/APooled Investment FundIndefinite$6,703,523
EDGAR ↗Oct 16, 2018SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$28,229,432
EDGAR ↗Oct 16, 2017SAM Risk Managed Fund LLC - Marin Sector Investors Segregated SeriesD/APooled Investment FundIndefinite$3,827,484
EDGAR ↗Oct 16, 2017SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$24,986,391
EDGAR ↗Oct 16, 2017SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$17,432,511
EDGAR ↗Oct 16, 2017SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesD/APooled Investment FundIndefinite$4,655,370
EDGAR ↗Oct 16, 2017SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesD/APooled Investment FundIndefinite$6,682,523
EDGAR ↗Oct 16, 2017SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$27,991,705
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Marin Sector Investors Segregated SeriesD/APooled Investment FundIndefinite$3,827,483
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Marin International Opportunities Segregated SeriesD/APooled Investment FundIndefinite$11,137,215
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$24,986,390
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - G. Appel Investors Segregated SeriesD/APooled Investment FundIndefinite$8,834,609
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$10,749,439
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesD/APooled Investment FundIndefinite$4,502,451
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesD/APooled Investment FundIndefinite$6,475,374
EDGAR ↗Oct 14, 2016SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$27,708,489
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Marin Sector Investors Segregated SeriesD/APooled Investment FundIndefinite$3,827,483
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Marin International Opportunities Segregated SeriesD/APooled Investment FundIndefinite$11,137,215
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$24,954,443
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - G. Appel Investors Segregated SeriesD/APooled Investment FundIndefinite$8,834,609
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$10,726,939
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesD/APooled Investment FundIndefinite$4,411,151
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesD/APooled Investment FundIndefinite$6,475,374
EDGAR ↗Oct 15, 2015SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$27,221,137
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Marin Sector Investors Segregated SeriesD/APooled Investment FundIndefinite$3,950,047
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Marin International Opportunities Segregated SeriesD/APooled Investment FundIndefinite$11,133,215
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$23,713,441
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - G. Appel Investors Segregated SeriesD/APooled Investment FundIndefinite$8,834,609
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$10,721,439
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesD/APooled Investment FundIndefinite$5,545,745
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesD/APooled Investment FundIndefinite$5,545,745
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$20,481,758
EDGAR ↗Oct 15, 2014SAM Risk Managed Fund LLC - Appel Value Investors Segregated SeriesD/APooled Investment FundIndefinite$8,854,190
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Marin Sector Investors Segregated SeriesD/APooled Investment FundIndefinite$3,715,047
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Marin International Opportunities Segregated SeriesD/APooled Investment FundIndefinite$11,133,215
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesD/APooled Investment FundIndefinite$23,792,785
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - G. Appel Investors Segregated SeriesD/APooled Investment FundIndefinite$8,773,494
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesD/APooled Investment FundIndefinite$10,721,439
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesD/APooled Investment FundIndefinite$8,806,972
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesD/APooled Investment FundIndefinite$5,296,745
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesD/APooled Investment FundIndefinite$20,436,341
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Appel Value Investors Segregated SeriesD/APooled Investment FundIndefinite$8,769,309
EDGAR ↗Oct 15, 2013SAM Risk Managed Fund LLC - Appel Sector Traders Segregated SeriesD/APooled Investment FundIndefinite$1,288,586
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Marin Sector Investors Segregated SeriesDPooled Investment FundIndefinite$3,715,047
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Marin International Opportunities Segregated SeriesDPooled Investment FundIndefinite$11,133,215
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Marin Income Investors Segregated SeriesDPooled Investment FundIndefinite$23,431,562
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - G. Appel Investors Segregated SeriesDPooled Investment FundIndefinite$8,773,494
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Marin Associates Segregated SeriesDPooled Investment FundIndefinite$10,721,439
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated SeriesDPooled Investment FundIndefinite$8,726,972
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated SeriesDPooled Investment FundIndefinite$4,971,776
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Appel Equity Associates Segregated SeriesDPooled Investment FundIndefinite$20,337,075
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Appel Value Investors Segregated SeriesDPooled Investment FundIndefinite$1,288,586
EDGAR ↗Oct 12, 2012SAM Risk Managed Fund LLC - Appel Sector Traders Segregated SeriesDPooled Investment FundIndefinite$1,288,586
EDGAR ↗Jul 19, 2011APPEL BALANCED FUND LLCD/APooled Investment FundIndefinite$4,779,307
EDGAR ↗Jul 19, 2011APPEL TACTICAL TRADERS, LLCD/APooled Investment FundIndefinite$15,101,120
EDGAR ↗Jul 19, 2011APPEL SECTOR TRADERS, LLCD/APooled Investment FundIndefinite$7,667,178
EDGAR ↗Jul 19, 2011G. APPEL STRATEGIC INVESTORS L.P.D/APooled Investment FundIndefinite$12,116,612
EDGAR ↗Jul 19, 2011APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$20,199,954
EDGAR ↗Jul 19, 2011APPEL VALUE INVESTORS L.P.D/APooled Investment FundIndefinite$18,761,208
EDGAR ↗Jul 19, 2011APPEL LEVERAGED INVESTORS L.P.D/APooled Investment FundIndefinite$19,840,996
EDGAR ↗Jul 19, 2011G. APPEL EMERGING MARKETS FUND L.P.D/APooled Investment FundIndefinite$3,606,467
EDGAR ↗Jul 19, 2011MARIN U.S. EQUITIES FUND L.P.D/APooled Investment FundIndefinite$8,106,181
EDGAR ↗Jul 19, 2011MARIN INTERNATIONAL OPPORTUNITIES FUND L.P.D/APooled Investment FundIndefinite$31,023,781
EDGAR ↗Jul 19, 2011MARIN SECTOR INVESTORS L.P.D/APooled Investment FundIndefinite$10,542,212
EDGAR ↗Jul 19, 2011MARIN INCOME INVESTORS L.P.D/APooled Investment FundIndefinite$34,355,841
EDGAR ↗Jul 19, 2011APPEL EQUITY GROUP, LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$3,305,167
EDGAR ↗Jul 19, 2011G. APPEL INVESTORS LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$6,087,058
EDGAR ↗Jul 19, 2011MARIN ASSOCIATES L.P.D/APooled Investment FundIndefinite$8,269,392
EDGAR ↗Jul 20, 2010APPEL BALANCED FUND LLCD/APooled Investment FundIndefinite$4,396,492
EDGAR ↗Jul 20, 2010APPEL TACTICAL TRADERS, LLCD/APooled Investment FundIndefinite$14,780,733
EDGAR ↗Jul 20, 2010APPEL SECTOR TRADERS, LLCD/APooled Investment FundIndefinite$7,662,178
EDGAR ↗Jul 20, 2010G. APPEL STRATEGIC INVESTORS L.P.D/APooled Investment FundIndefinite$12,116,612
EDGAR ↗Jul 20, 2010APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$20,110,277
EDGAR ↗Jul 20, 2010APPEL VALUE INVESTORS L.P.D/APooled Investment FundIndefinite$18,713,344
EDGAR ↗Jul 20, 2010APPEL LEVERAGED INVESTORS L.P.D/APooled Investment FundIndefinite$19,840,996
EDGAR ↗Jul 20, 2010G. APPEL EMERGING MARKETS FUND L.P.D/APooled Investment FundIndefinite$3,455,825
EDGAR ↗Jul 20, 2010MARIN U.S. EQUITIES FUND L.P.D/APooled Investment FundIndefinite$8,106,181
EDGAR ↗Jul 20, 2010MARIN INTERNATIONAL OPPORTUNITIES FUND L.P.D/APooled Investment FundIndefinite$31,005,121
EDGAR ↗Jul 20, 2010MARIN SECTOR INVESTORS L.P.D/APooled Investment FundIndefinite$10,542,212
EDGAR ↗Jul 20, 2010MARIN INCOME INVESTORS L.P.D/APooled Investment FundIndefinite$32,915,760
EDGAR ↗Jul 20, 2010APPEL EQUITY GROUP, LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$3,305,167
EDGAR ↗Jul 20, 2010G. APPEL INVESTORS LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$6,087,058
EDGAR ↗Jul 20, 2010MARIN ASSOCIATES L.P.D/APooled Investment FundIndefinite$7,888,311
EDGAR ↗Jul 20, 2009APPEL BALANCED FUND LLCD/APooled Investment FundIndefinite$4,075,229
EDGAR ↗Jul 20, 2009APPEL TACTICAL TRADERS, LLCD/APooled Investment FundIndefinite$14,717,610
EDGAR ↗Jul 20, 2009APPEL SECTOR TRADERS, LLCD/APooled Investment FundIndefinite$7,657,178
EDGAR ↗Jul 20, 2009G. APPEL STRATEGIC INVESTORS L.P.D/APooled Investment FundIndefinite$12,116,612
EDGAR ↗Jul 20, 2009APPEL EQUITY ASSOCIATES LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$19,480,367
EDGAR ↗Jul 20, 2009APPEL VALUE INVESTORS L.P.D/APooled Investment FundIndefinite$18,675,011
EDGAR ↗Jul 20, 2009APPEL LEVERAGED INVESTORS L.P.D/APooled Investment FundIndefinite$19,840,996
EDGAR ↗Jul 20, 2009G. APPEL EMERGING MARKETS FUND L.P.D/APooled Investment FundIndefinite$3,150,577
EDGAR ↗Jul 20, 2009MARIN U.S. EQUITIES FUND L.P.D/APooled Investment FundIndefinite$8,106,181
EDGAR ↗Jul 20, 2009MARIN INTERNATIONAL OPPORTUNITIES FUND L.P.D/APooled Investment FundIndefinite$31,005,121
EDGAR ↗Jul 20, 2009MARIN INTERNATIONAL OPPORTUNITIES FUND L.P.DPooled Investment FundIndefinite$470,500
EDGAR ↗Jul 20, 2009MARIN SECTOR INVESTORS L.P.D/APooled Investment FundIndefinite$10,542,212
EDGAR ↗Jul 20, 2009MARIN INCOME INVESTORS L.P.D/APooled Investment FundIndefinite$32,469,323
EDGAR ↗Jul 20, 2009APPEL EQUITY GROUP, LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$3,305,167
EDGAR ↗Jul 20, 2009G. APPEL INVESTORS LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$6,087,058
EDGAR ↗Jul 20, 2009MARIN ASSOCIATES L.P.D/APooled Investment FundIndefinite$7,865,754

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 15, 2021. Industry history, as reported on each offering's latest filing: All 25 offerings reported: Pooled Investment Fund (2009–2012).

People across the group

NameRolesIssuers hereFirst → last listed
GA Gerald AppelExecutive Officer25Jul 20, 2009 → Oct 16, 2018
MA Marvin AppelExecutive Officer15Jul 20, 2009 → Jul 19, 2011
DA Dr. Marvin AppelExecutive Officer10Oct 12, 2012 → Oct 15, 2021
JA Judith AppelExecutive Officer10Jul 20, 2009 → Jul 20, 2010

Business registration (state registry / Secretary of State)

7 of 25 issuers have a matched state registry record — records by status: active 4 · forfeited 2 · dissolved 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Sam Risk Managed.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Sam Risk Managed as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Sam Risk Managed's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #349,710 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗