PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

Sponsor Check › Sponsor group

R

Rainier

One sponsor team, 35 deal companies · Dallas, TX

Grouped because: 8 shared people, 2 shared management entities, same business address (35 issuers), similar issuer names (32) (automatic match from the filings) · not the same sponsor?

35deal companies
$217.7Mreported sold
2,522investors
39Form D filings
2009–2025active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 23, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rainier is a sponsor group of 35 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity; automatic match from the filings), filing 39 Form D filings between Mar 2009 and Oct 2025.

What this means One team, 35 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $217.7M to 2,522 investors (latest filing per issuer). Industries as reported: Other Real Estate (33), Pooled Investment Fund (1), Commercial (1). Issuers are based in TX (35).

What this means $217.7M raised across the group, about $86K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Daniel S Lovell (28 issuers, executive officer and director), RRI GP, LLC (25 issuers, director and promoter, entity), J Kenneth Dunn (23 issuers, executive officer, director, and promoter), Timothy C Nichols (23 issuers, executive officer, director, and promoter), Rainier Realty Investments, L.P. (22 issuers, director and promoter, entity) and 45 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Oct 23, 2025.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 4 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 39 public filings for Rainier and found 11 differences, 1 worth asking the sponsor about: 16 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rainier has not run yet — it is joining a line of 12,118 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 4 judgment

Rainier Co v. Ins Co N Amer judgment matched at sponsor-group level (Rainier)
District Court, E.D. Michigan · No. 2:03-cv-71789 · Filed May 9, 2003 · Closed Apr 30, 2004 · Nature of suit: 190 Other contract actions
Role of Rainier Co: Plaintiff · Outcome: Terminated 2004-04-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 2003, issuer incorporated 2006
Iron Wkr L25 Pen F v. Rainier Co judgment matched at sponsor-group level (Rainier)
District Court, E.D. Michigan · No. 2:98-cv-70282 · Filed Jan 20, 1998 · Closed Jul 2, 1998 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Rainier Co: Defendant · Outcome: Terminated 1998-07-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1998, issuer incorporated 2006
Carp Hlth Wlfr F Det v. Rainier Co judgment matched at sponsor-group level (Rainier)
District Court, E.D. Michigan · No. 2:97-cv-72251 · Filed May 13, 1997 · Closed Dec 9, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Rainier Co: Defendant · Outcome: Terminated 1997-12-09 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1997, issuer incorporated 2006
MI St Painters Ins F v. Rainier Co judgment matched at sponsor-group level (Rainier)
District Court, E.D. Michigan · No. 2:97-cv-71698 · Filed Apr 18, 1997 · Closed Jul 22, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Rainier Co: Defendant · Outcome: Terminated 1997-07-22 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1997, issuer incorporated 2006
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rainier..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 open

Conn's Distribution Trust v. Rainier Wheatland Acquisitions, LLC open
United States Bankruptcy Court, S.D. Texas · No. 26-03399 · Filed Jul 21, 2026
Role of Conn's Distribution Trust v. Rainier Wheatland Acquisitions, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

11 differences found between the filings for Rainier — 1 worth asking about (compared 39 filings on Oct 24, 2026)

Worth asking · Jan 7, 2011 – May 10, 2022

16 Form Ds were filed more than 15 days after the first sale

Form D filed 63 days after the first sale — Rainier UTC Investors, LP · Form D filed 80 days after the first sale — Rainier Retail Portfolio III, LP · Form D filed 69 days after the first sale — Rainier Stony Creek Investors, LP · Form D filed 136 days after the first sale — Rainier 32 East Investors, LP · Form D filed 144 days after the first sale — Rainier Irving VZ Investors, LP · and 11 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jun 7, 2010 – Jan 10, 2011

Offering amount changed between filings — Preferred Income Fund V, L.P.

The Jun 7, 2010 filing says $50,000,000 offered; the Jan 10, 2011 Form D/A says $62,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Nov 15, 2006 – May 10, 2022

15 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Rainier Summit Woods Investors, LP (latest filing May 10, 2022) · No amendment in the last 12 months on an offering that may still be open — Rainier Newport Pavilion Investors, LP (latest filing Jun 15, 2021) · No amendment in the last 12 months on an offering that may still be open — Rainier GSA Portfolio I Investors, LLC (latest filing Jun 2, 2021) · No amendment in the last 12 months on an offering that may still be open — Rainier Dawson Marketplace Investors LP (latest filing Feb 4, 2020) · No amendment in the last 12 months on an offering that may still be open — Rainier Colony Place Investors LP (latest filing Jan 29, 2020) · and 10 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Sep 27, 2013 – May 23, 2023

RRI GP, LLC is written 2 different ways on the filings

listed as "RRI GP, LLC" on 25 filings (from Sep 27, 2013), and "RRI GP," on the May 23, 2023 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Aug 9, 2013 – May 29, 2018

Daniel S Lovell is written 2 different ways on the filings

listed as "Daniel S. Lovell" on 26 filings (from Aug 9, 2013), and "Daniel Lovell" on 2 filings (from May 29, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 3, 2009 – Sep 18, 2013

Timothy C Nichols is written 2 different ways on the filings

listed as "Timothy C. Nichols" on 25 filings (from Mar 3, 2009), and "Timothy Nichols" on the Sep 18, 2013 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Mar 3, 2009 – Mar 3, 2010

Industry group changed between filings — Preferred Income Partners IV, LLC

"Investing" (Mar 3, 2009); then "Other Real Estate" (Mar 3, 2010).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Mar 3, 2009 – Mar 3, 2010

Reported revenue range changed between filings — Preferred Income Partners IV, LLC

"$1 - $1,000,000" (Mar 3, 2009); then "$1,000,001 - $5,000,000" (Mar 3, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Jan 10, 2011 – Jun 6, 2011

Minimum investment changed between filings — Preferred Income Fund V, L.P.

The Jan 10, 2011 filing lists a minimum of $25,000; the Jun 6, 2011 Form D/A lists $14,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 3, 2009 – Mar 3, 2010

Minimum investment changed between filings — Preferred Income Partners IV, LLC

The Mar 3, 2009 filing lists a minimum of $25,000; the Mar 3, 2010 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 26, 2009 – Oct 23, 2025

Member companies were formed in 3 different states

Texas (28), Delaware (6), De (1) — out of 35 member issuers. The odd ones out: Rainier Income & Growth Fund III LLC (De); Preferred Income Partners IV, LLC (Delaware); Preferred Income Fund V, L.P. (Delaware); Net Lease Retail Investors LP (Delaware); Rainier Elk Lakes SC Investors, LLC (Delaware); RAINIER ROCKFORD DST (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 36 offerings report sales commissions totalling $13,600,000; 1 reports finder's fees totalling $55,000; 25 report proceeds to related persons totalling $8,119,603. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 23, 2025 D
Rainier Lucas Preferred Investors, LP
File 021-561913
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2024 D
Rainier Griffin Investors LP
File 021-533024
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2024 D
Rainier Sanger Investors, LP
File 021-524646
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2024 D
Rainier Boulder Preferred Investors, LP
File 021-503011
$0$0$0None listed on this filingEDGAR ↗
May 23, 2023 D
Rainier Sherman Park Investors, LP
File 021-482354
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2023 D
Rainier UNP Investors, LP
File 021-470195
$0$0$100,000
The General Partner will receive an Acquisition Fee in the amount of $100,000.
None listed on this filingEDGAR ↗
Nov 3, 2022 D
Rainier Briarwood Preferred Investors, LP
File 021-463817
$0$0$200,000 (est.)
The General Partner will pay organizational and offering expenses and will retain any excess funds used to pay expenses associated with the sale of the units
None listed on this filingEDGAR ↗
May 10, 2022 D
Rainier Summit Woods Investors, LP
File 021-445108
$0$0$50,000 (est.)
The General Partner will pay any offering expenses associated with the sale of the units and will retain any excess funds used to pay expenses associated with the sale of the units.
None listed on this filingEDGAR ↗
Jun 15, 2021 D
Rainier Newport Pavilion Investors, LP
File 021-402929
$0$0$504,821 (est.)
General Partner of Issuer will (i) receive reimbursement for organizational and offering expenses ($50,000); (ii) retain any excess funds used to pay expenses associated with the sale of the units.($454,821)
None listed on this filingEDGAR ↗
Jun 2, 2021 D
Rainier GSA Portfolio I Investors, LLC
File 021-401398
$0$0$462,500 (est.)
Manager of Issuer will receive a recapitalization fee and will retain any offering expenses in excess of the budgeted amount.
None listed on this filingEDGAR ↗
Feb 4, 2020 D
Rainier Dawson Marketplace Investors LP
File 021-359756
$0$0$273,393 (est.)
The General Partner will be reimbursed for organizational costs and expenses
None listed on this filingEDGAR ↗
Jan 29, 2020 D
Rainier Colony Place Investors LP
File 021-359199
$0$0$691,071 (est.)
The General Partner will be reimbursed for organizational costs and expenses
None listed on this filingEDGAR ↗
Aug 19, 2019 D
Rainier UTC Investors, LP
File 021-346933
$0$0$207,143
The General Partner will be paid a one-time organizational fee in connection with organization of Issuer and a one-time equity fee in connection with the funding of Issuer.
None listed on this filingEDGAR ↗
Feb 6, 2019 D
Rainier SA Crossing Investors, LP
File 021-332252
$0$0$177,393 (est.)
The General Partner will be reimbursed for third-party expenses.
None listed on this filingEDGAR ↗
Feb 4, 2019 D
Rainier Truman's Marketplace Investors, LP
File 021-332118
$0$0$116,607 (est.)
The General Partner will be reimbursed for third-party expenses.
None listed on this filingEDGAR ↗
Jan 10, 2019 D
Rainier Retail Portfolio III, LP
File 021-330195
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2018 D
Rainier Woodlands Square Investors, LP
File 021-326017
$0$0$125,625 (est.)
The General Partner or its affiliates will receive an Acquisition Fee for acquisition of the property
None listed on this filingEDGAR ↗
Jul 12, 2018 D
Rainier Capital Complex Investors, LP
File 021-316732
$0$0$273,000 (est.)
The General Partner will receive an Acquisition Fee for acquisition of the property
None listed on this filingEDGAR ↗
Jun 5, 2018 D
Rainier Stony Creek Investors, LP
File 021-313839
$0$55,000 (est.)$328,000 (est.)
The General Partner will receive an Acquisition Fee for acquisition of the property
None listed on this filingEDGAR ↗
Jun 4, 2018 D
Rainier 32 East Investors, LP
File 021-313782
$0$0$100,000 (est.)
The General Partner will receive (i) an organizational fee for organization of Issuer, including entity formation, legal, printing and other offering costs; and (ii) an Acquisition Fee for acquisition of the property
None listed on this filingEDGAR ↗
May 29, 2018 D
Rainier Irving VZ Investors, LP
File 021-313376
$0$0$195,000 (est.)
The General Partner will (i) be reimbursed for costs and expenses relating to entity formation, legal, printing and diligence costs; and (ii) receive an Acquisition Fee for acquisition of the property
None listed on this filingEDGAR ↗
May 25, 2018 D
Rainier Moore Plaza Investors, LP
File 021-313253
$0$0$100,000 (est.)
The General Partner of Issuer will receive an organizational fee to cover costs relating to entity formation, legal, printing and other offering costs; and (ii) Administrative Fee for management, accounting and reporting responsibilities
None listed on this filingEDGAR ↗
May 21, 2018 D
Rainier Belden Park Investors, LP
File 021-312883
$0$0$150,000 (est.)
The General Partner of Issuer will receive (i) up to $150,000 to cover costs relating to entity formation, legal, printing and other offering costs; and (ii) Administrative Fee for management, accounting and reporting responsibilities
None listed on this filingEDGAR ↗
Sep 1, 2017 D
Rainier Wheatland Investors, LP
File 021-293935
$0$0$520,000 (est.)
The General Partner of Issuer will receive a 2% Acquisition Fee of the purchase price of the property for its services in connection with the acquisition thereof.
None listed on this filingEDGAR ↗
Dec 30, 2015 D
RAINIER ROCKFORD DST
File 021-254135
$250,000 (est.)$0$973,550
RAINIER ROCKFORD DEPOSITOR, LLC WILL BE RESPONSIBLE FOR PAYING CERTAIN FEES AND COSTS OF APPROXIMATELY $473,550.
None listed on this filingEDGAR ↗
Dec 8, 2015 D
Rainier GSA Portfolio I Investors, LLC
File 021-252593
$0$0$500,000 (est.)
The Manager (or its affiliates) of Issuer may be reimbursed for all out-of-pocket expenses incurred in connection with the organization and operation of Issuer, and will receive an Acquisition, Asset Management and Disposition Brokerage Fee
None listed on this filingEDGAR ↗
Nov 18, 2015 D
Rainier Liberty Hills, LP
File 021-251468
$0$0$100,000
The General Partner of Issuer will receive up to $100,000 for expenses relating to entity formation, legal, accounting and printing costs in connection with the offering
None listed on this filingEDGAR ↗
May 4, 2015 D
Rainier Lakes at 610, LP
File 021-239068
$0$0$100,000 (est.)
The General Partner of Issuer will receive up to $100,000 for expenses relating to entity formation, legal, accounting and printing costs in connection with the offering
None listed on this filingEDGAR ↗
Nov 14, 2014 D
Rainier Elk Lakes SC Investors, LLC
File 021-228353
$0 (est.)$0 (est.)$25,000 (est.)
loan guarantee fee
None listed on this filingEDGAR ↗
Sep 27, 2013 D
Rainier 2430 Stemmons Investors LP
File 021-203642
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2013 D
Rainier Cross Creek Investors, LP
File 021-203063
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2013 D
Rainier Carrollton Investors, LP
File 021-201078
$0$0$346,500
The General Partner will receive an Acquisition Fee in an amount equal to 5% of the purchase price of the property purchased.
None listed on this filingEDGAR ↗
Jun 6, 2011 D/A
Preferred Income Fund V, L.P.
File 021-143065
$3,250,000 (est.)$0$0Bradley Levin BrokerCheck CRD 2457718 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Daniel P. Benson BrokerCheck CRD 5533157 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

David B. Root Jr. BrokerCheck CRD 1270361 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Demetrius Felder BrokerCheck CRD 3026253 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Edward G. Benz Jr. BrokerCheck CRD 1577698 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Edward J. Sokolowski BrokerCheck CRD 2221001 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Eric E. Elek BrokerCheck CRD 3062911 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jonathan Maxson BrokerCheck CRD 5403589 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Kris T. Maksimovich BrokerCheck CRD 4185617 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Bryn T. Henry BrokerCheck CRD 4465166 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Lewis Brown no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

Mark S. Sparhawk BrokerCheck CRD 1550276 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James M. Johnson BrokerCheck CRD 827560 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Everett N. Gilliss BrokerCheck CRD 4064036 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Richard J. Gopin BrokerCheck CRD 2027499 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Richard W. Preston BrokerCheck CRD 2396186 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Robert S. Condon BrokerCheck CRD 823679 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Arlo J. Stoll BrokerCheck CRD 2863903 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Adam Robinson BrokerCheck CRD 2409443 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Andrew M. Lohse BrokerCheck CRD 4557184 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Arni J. Diamond BrokerCheck CRD 2667392 ↗
via Berthel Fisher and Company Financial Services Inc. (CRD 13609 ↗)

Brad W. Bestgen BrokerCheck CRD 4702444 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

William H. Bestgen Jr. BrokerCheck CRD 20533 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Bruce R. Hosler BrokerCheck CRD 2581041 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Charles T. Cammack Jr. BrokerCheck CRD 2143498 ↗
via Berthel, Fisher and Company Financial Services Inc. (CRD 13609 ↗)

Larry G. Burkholder BrokerCheck CRD 4002938 ↗
via Indepdendent Financial Group LLC (CRD 7717 ↗)

Daniel J. Wiersma BrokerCheck CRD 2126442 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

David R. Geake BrokerCheck CRD 23224 ↗
via Madison Avenue Securities (CRD 23224 ↗)

David N. Navarro BrokerCheck CRD 1527259 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Christopher Busby BrokerCheck CRD 2599944 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Christopher Goetz BrokerCheck CRD 2585194 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Dimitry Tikhonov BrokerCheck CRD 5451809 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Donna M. Stevenson BrokerCheck CRD 2856535 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Douglas K. Perry BrokerCheck CRD 2260883 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Eric J. Reinhold BrokerCheck CRD 2384288 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Frances L. Makino BrokerCheck CRD 1418541 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gary L. Imel BrokerCheck CRD 254765 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Gerald Loftin BrokerCheck CRD 2514109 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gregory F. Partalis BrokerCheck CRD 1197074 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James C. Durnin BrokerCheck CRD 2717955 ↗
via Berthel Fisher and Company Financial Services (CRD 13609 ↗)

Jacob J. Short BrokerCheck CRD 1873314 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James Crawford Jr. BrokerCheck CRD 1327638 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

John E. Ledford BrokerCheck CRD 2960837 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John F. Schatz BrokerCheck CRD 830300 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jonathan C. Wolff BrokerCheck CRD 1203730 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joseph A. Leonczyk BrokerCheck CRD 2911492 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joseph Sullivan BrokerCheck CRD 1722599 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Kathleen M. Kojis BrokerCheck CRD 2137099 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Kevin C. Koslofski BrokerCheck CRD 3033810 ↗
via Berthel Fisher and Company Financial Services (CRD 13609 ↗)

Kevin C. McCarthey BrokerCheck CRD 1702715 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Mark A. Cline BrokerCheck CRD 3206962 ↗
via Great Nation Investment Corporation (CRD 19981 ↗)

Matthew A. Bell BrokerCheck CRD 3091864 ↗
via WFG Investments Inc. (CRD 22704 ↗)

Michelle A. Reynolds BrokerCheck CRD 2717803 ↗
via Berthel Fisher and Company Financial Services Inc. (CRD 13609 ↗)

Carl N. Johnson III BrokerCheck CRD 1144288 ↗
via Berthel Fisher and Company Financial Services, Inc. (CRD 13609 ↗)

Mitchell E. Glicksman BrokerCheck CRD 2580633 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Neal M. Woodard BrokerCheck CRD 5461015 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Noah C. Greenbaum BrokerCheck CRD 5596246 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Noel R. Vincent BrokerCheck CRD 1370987 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Paul G. Cooper BrokerCheck CRD 1419323 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Richard J. Gopin BrokerCheck CRD 2027499 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Robert E. Leib BrokerCheck CRD 1267444 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Rosemary Taverna BrokerCheck CRD 1244454 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Royd R. Arch BrokerCheck CRD 2931927 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Russell L. Bacon BrokerCheck CRD 4542974 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Stephen F. White BrokerCheck CRD 1034497 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Steven M. Netzel BrokerCheck CRD 2863170 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Steven D. Meahan BrokerCheck CRD 1234042 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Theodore S. Kerr BrokerCheck CRD 2490934 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Thomas C. Virostek BrokerCheck CRD 1998826 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Timothy J. Kissling BrokerCheck CRD 2515918 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Tonya R. Bains BrokerCheck CRD 1785768 ↗
via Cambridge Investment Research Inc. (CRD 39543 ↗)

Velada E. Michael Blank BrokerCheck CRD 4834212 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Vincent A. Virga BrokerCheck CRD 5070668 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

William L. Danner BrokerCheck CRD 3236323 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

William A. Gibbs III BrokerCheck CRD 1544505 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

William H. Worthington BrokerCheck CRD 3075384 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Steve J. Cummings BrokerCheck CRD 2274017 ↗
via Berthel Fisher and Company Financial Services, Inc. (CRD 13609 ↗)

Douglas R. Mavilia BrokerCheck CRD 4520301 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Robert J. Nicotra BrokerCheck CRD 2329968 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Aaron G. Kirsch BrokerCheck CRD 4382602 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Adam Robinson BrokerCheck CRD 2409443 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Andrea M. Stackland Winterer BrokerCheck CRD 4211332 ↗
via Commowealth Financial Network (CRD 8032 ↗)

Anthony T. Pace BrokerCheck CRD 2115209 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

Arthur M. Connor BrokerCheck CRD 52437 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Cameron W. Benson BrokerCheck CRD 5412206 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Chadwick R. Payne BrokerCheck CRD 4401703 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

David W. Young III BrokerCheck CRD 2423111 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gary A. Pinkerton BrokerCheck CRD 4452995 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Holly M Nicholas MS BrokerCheck CRD 3086117 ↗
via WFG Investments Inc. (CRD 22704 ↗)

Jeffrey S. Boettcher BrokerCheck CRD 4001659 ↗
via Berthel Fisher and Company Financial Services Inc. (CRD 13609 ↗)

Joan B. Birdsell BrokerCheck CRD 5676446 ↗
via Berthel Fisher and Company Financial Services Inc. (CRD 13609 ↗)

John A. Ferrante II BrokerCheck CRD 2617378 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John E. Hoffman BrokerCheck CRD 1582096 ↗
via Indepdendent Financial Group LLC (CRD 7717 ↗)

John K. Lee BrokerCheck CRD 2948622 ↗
via Independent Financial Group LLC (CRD 7717 ↗)

Marta L. Shen BrokerCheck CRD 2863929 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Max K. Aten BrokerCheck CRD 3225482 ↗
via WFG Investments Inc. (CRD 22704 ↗)

Michael Manning BrokerCheck CRD 1385785 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Michael A. McDougall BrokerCheck CRD 1497015 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Michelle L. Mabry BrokerCheck CRD 1987030 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Michael R. Weber BrokerCheck CRD 1401941 ↗
via Commonwealth Financial Network (CRD 8032 ↗)
EDGAR ↗
Feb 15, 2011 D
Net Lease Retail Investors LP
File 021-155368
$3,250,000 (est.)$0$1,500,000 (est.)
General Partner will receive reimbursement up to 3% of Gross Proceeds for organization, offering and wholesale fee expenses
Dale Rubin BrokerCheck CRD 1304312 ↗
via Capital Analysts Incorporated (CRD 5478 ↗)

Lawrence Kronick BrokerCheck CRD 275819 ↗
via Capital Analysts Incorporated (CRD 5478 ↗)

Robert H. DeNouden BrokerCheck CRD 2457728 ↗
via Berthel Fisher and Company Financial Services Inc. (CRD 13609 ↗)

Gregory G. Randall BrokerCheck CRD 2143449 ↗
via Capital Analysts Incorporated (CRD 5478 ↗)

Karyn Pistone BrokerCheck CRD 859379 ↗
via Capital Analysts Incorporated (CRD 5478 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Indepdendent Financial Group LLC (CRD 7717 ↗)
EDGAR ↗
Mar 3, 2010 D/A
Preferred Income Partners IV, LLC
File 021-127380
$3,250,000 (est.)$0$0E. Neil Gillis BrokerCheck CRD 4064036 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Robert Hoey BrokerCheck CRD 1930990 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

J. Michael Johnson BrokerCheck CRD 4553653 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James Lamont BrokerCheck CRD 2846228 ↗
via Independent Financial Group (CRD 7717 ↗)

Michelle Mabry BrokerCheck CRD 81987030 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Steven Meahan BrokerCheck CRD 1234042 ↗
via Pacific West Securities (CRD 6390 ↗)

William J. O'Brien BrokerCheck CRD 1075392 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Roy J. Schieffer BrokerCheck CRD 1218125 ↗
via Independent Financial Group (CRD 7717 ↗)

Jacob C. Short BrokerCheck CRD 1873314 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Mark Sparhawk BrokerCheck CRD 1550276 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joseph Sullivan BrokerCheck CRD 1722599 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Addison B. Thompson BrokerCheck CRD 2714143 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Alan J. Dole BrokerCheck CRD 4904989 ↗
via Sanders Morris Harris (CRD 20580 ↗)

Alexander Paoletto BrokerCheck CRD 864081 ↗
via Sanders Morris Harris (CRD 20580 ↗)

Andrew R. Lippman BrokerCheck CRD 1712470 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Ann L. Egan BrokerCheck CRD 726128 ↗
via The Strategic Financial Alliance (CRD 126514 ↗)

Michael Spieler BrokerCheck CRD 5246976 ↗
via The Strategic Financial Alliance (CRD 126514 ↗)

Anthony T. Pace BrokerCheck CRD 2115209 ↗
via M Holdings Securities (CRD 43285 ↗)

William H. Medlin BrokerCheck CRD 3227657 ↗
via Sanders Morris Harris (CRD 20580 ↗)

Bradley A. Levin BrokerCheck CRD 2457718 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Brian W. Armstrong BrokerCheck CRD 3040269 ↗
via First Financial Equity Corporation (CRD 16507 ↗)

Brian G. Greenwood BrokerCheck CRD 1212459 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Bruce C. Worthington BrokerCheck CRD 2193895 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Bryn T. Henry BrokerCheck CRD 4465166 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Charles R. Herrod BrokerCheck CRD 712573 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Cary B. Stamp BrokerCheck CRD 2087021 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Charles G. Peckham BrokerCheck CRD 359140 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Charles P. Brown BrokerCheck CRD 1833265 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Adam Robinson BrokerCheck CRD 2409443 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Charles E. Roberts BrokerCheck CRD 4533614 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Cheryl L. Knight BrokerCheck CRD 1854248 ↗
via Strategic Financial Alliance (CRD 126514 ↗)

Christina S. Nielson BrokerCheck CRD 4866971 ↗
via Omni Brokerage Inc. (CRD 16878 ↗)

Christopher W. Pascale BrokerCheck CRD 2562003 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jeremy M. Lobo BrokerCheck CRD 2945385 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Craig G. Richman BrokerCheck CRD 1183507 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Douglas McKenna BrokerCheck CRD 1045137 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Dale Rubin BrokerCheck CRD 1304312 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

Dale E. Wright BrokerCheck CRD 1142615 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

Daniel P. Benson BrokerCheck CRD 5533157 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Daneil F. Hey SR BrokerCheck CRD 1224254 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

Daniel L. Bonder BrokerCheck CRD 2518757 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

David B. Root JR BrokerCheck CRD 1270361 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

David N. Navarro BrokerCheck CRD 1527259 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John A. Ferrante II BrokerCheck CRD 2617378 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

David R. Gibbs BrokerCheck CRD 1375737 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

David R. Koehler BrokerCheck CRD 4832628 ↗
via Independent Financial Group LLC (CRD 7717 ↗)

David T. Tracy BrokerCheck CRD 4860924 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Diane E. Rook Johnson BrokerCheck CRD 2709979 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Douglas G. Hesse BrokerCheck CRD 865552 ↗
via The Strategic Financial Alliance Inc. (CRD 126514 ↗)

Warren D. Prehmus BrokerCheck CRD 1875927 ↗
via The Strategic Financial Alliance Inc. (CRD 126514 ↗)

Dwight A. Smith BrokerCheck CRD 5642031 ↗
via Workman Securities Corporation (CRD 31898 ↗)

Edgar A. Wade BrokerCheck CRD 2282355 ↗
via Workman Securities Corporation (CRD 31898 ↗)

Edward H. Maass BrokerCheck CRD 1067659 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Edward J. Sokolowski BrokerCheck CRD 2221001 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Eric E. Elek BrokerCheck CRD 3062911 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Eric J. Reding SR BrokerCheck CRD 3185806 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Eugene T. Cindrich BrokerCheck CRD 2444041 ↗
via Advisory Group Equity Services Ltd (CRD 15427 ↗)

Frank W. Kimmel BrokerCheck CRD 1158721 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gary L. Imel BrokerCheck CRD 254765 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

George M. Bowen BrokerCheck CRD 2919183 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

George H. Gardner III BrokerCheck CRD 1156809 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gerald H. Denney Jr. BrokerCheck CRD 1463871 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gerald Loftin BrokerCheck CRD 2514109 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Gilbert N. Greer BrokerCheck CRD 723153 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Greg S. Bowen BrokerCheck CRD 2328903 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Douglas K. Perry BrokerCheck CRD 2260883 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Gregory G. Randall BrokerCheck CRD 2143449 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

Gregory F. Partalis BrokerCheck CRD 1197074 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John W. Bowman BrokerCheck CRD 1514826 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James Mahoney BrokerCheck CRD 4606032 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Nicholas T. Christie BrokerCheck CRD 4285089 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James K. Duncklee BrokerCheck CRD 2025578 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jarratt G. Bennett BrokerCheck CRD 18309 ↗
via The Strategic Financial Alliance Inc. (CRD 126514 ↗)

Mark A. Keen BrokerCheck CRD 3178657 ↗
via The Strategic Financial Alliance Inc. (CRD 126514 ↗)

Jay M. Diamond BrokerCheck CRD 1293312 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jeffrey A. Segal BrokerCheck CRD 1886939 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Seth A. Renaud BrokerCheck CRD 4946831 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jeffery D. Isaacson BrokerCheck CRD 1974540 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jeffrey D. Moscaret BrokerCheck CRD 1522650 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John M. Augustine BrokerCheck CRD 2304923 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Matthew J. Zuleger BrokerCheck CRD 2961391 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John P Harvey JR BrokerCheck CRD 4227692 ↗
via OMNI Brokerage Inc. (CRD 16878 ↗)

Andrew H. Walker BrokerCheck CRD 4823479 ↗
via Sanders Morris Harris (CRD 20580 ↗)

John R. Peters BrokerCheck CRD 1168518 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

John B. Robinson BrokerCheck CRD 2578458 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

John L. Tyler JR BrokerCheck CRD 4272019 ↗
via CapWest Securities Inc. (CRD 30002 ↗)

Jonathan Maxson BrokerCheck CRD 5403589 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Jonathan C. Wolff BrokerCheck CRD 1203730 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joseph A. Leonczyk BrokerCheck CRD 2911492 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joseph R. Montecarlo BrokerCheck CRD 338324 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joseph R> Broadbent BrokerCheck CRD 3132498 ↗
via OMNI Brokerage Inc. (CRD 16878 ↗)

Kari L. Kennard BrokerCheck CRD 4179309 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Katie W. Brewer BrokerCheck CRD 4841855 ↗
via LPL Financial Corporation (CRD 6413 ↗)

Kenneth J. Elkins BrokerCheck CRD 4438904 ↗
via Sanders Morris Harris Inc. (CRD 20580 ↗)

Kevin C. McCarthy BrokerCheck CRD 1702715 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)

Kevin M. OBrien BrokerCheck CRD 1866397 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Kevin P. Moore BrokerCheck CRD 2321372 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Sally W. Munford BrokerCheck CRD 1431493 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Kris T. Maksimovich BrokerCheck CRD 4185617 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Marcus G. Warren BrokerCheck CRD 4522297 ↗
via Madison Avenue Securities Inc. (CRD 23224 ↗)
EDGAR ↗
Mar 26, 2009 D/A
Rainier Income & Growth Fund III LLC
File 021-98552
$3,600,000 (est.)$0$0Alan A. Anderson BrokerCheck CRD 5436043 ↗
via SMH Capital Inc. (CRD 20580 ↗)

Steve Arnold no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

John M. Augustine BrokerCheck CRD 2304923 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Sharon H. Budnik BrokerCheck CRD 723594 ↗
via SMH Capital Inc. (CRD 20580 ↗)

Michael X. Caggiano BrokerCheck CRD 1934069 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Barbara V. Carter BrokerCheck CRD 851783 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Frank E. Clegg III BrokerCheck CRD 725190 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Mark S. Catrabone BrokerCheck CRD 2340001 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Robert S. Condon BrokerCheck CRD 823679 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Peter R. Dorn BrokerCheck CRD 1089858 ↗
via Berthel Fisher and Company Financial Services (CRD 13609 ↗)

James L. Duncklee BrokerCheck CRD 2025578 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James C. Durnin BrokerCheck CRD 2717955 ↗
via Berthel Fisher and Company Financial Services (CRD 13609 ↗)

E. Neil Gilliss BrokerCheck CRD 4064036 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Stephen H. Graef BrokerCheck CRD 828229 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Brian M. Heitzenrater BrokerCheck CRD 4533204 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Bryn T. Henry BrokerCheck CRD 4465166 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Mel R. Hertz BrokerCheck CRD 707875 ↗
via The Strategic Financial Alliance Inc. (CRD 126514 ↗)

Daniel F. Hey Sr, BrokerCheck CRD 1224254 ↗
via SMH Capital Inc. (CRD 20580 ↗)

J. Michael Johnson BrokerCheck CRD 4553653 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Independent Financial Group (CRD 7717 ↗)

Bradley A. Levin BrokerCheck CRD 2457718 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Andrew A. Lippman BrokerCheck CRD 1712470 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Kris T. Maksimovich BrokerCheck CRD 4185617 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Jeffrey D. Moscaret BrokerCheck CRD 1522650 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Scott F. Mosley BrokerCheck CRD 4448187 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Matt A. Myers BrokerCheck CRD 344182 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

William O'Brien no CRD number reported
via OMNI Brokerage Inc. (CRD 16878 ↗)

Alexander J. Paoletto BrokerCheck CRD 864081 ↗
via SMH Capital Inc. (CRD 20580 ↗)

Matthew H. Piaker BrokerCheck CRD 4392140 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Craig G. Richman BrokerCheck CRD 1183507 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Richard A. Robb BrokerCheck CRD 1539520 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Charles E. Roberts BrokerCheck CRD 4533614 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Marta L. Shen BrokerCheck CRD 2863929 ↗
via Commonwealth Financial Network (CRD 8032 ↗)

Joshua D. Swayne BrokerCheck CRD 4296721 ↗
via Pacific West Securities Inc. (CRD 6390 ↗)

Robert R. Tweed BrokerCheck CRD 2339324 ↗
via Capwest Securities Inc. (CRD 30002 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 35 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Rainier in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PI Preferred Income Partners IV, LLCshared people, same business addressDALLAS, TXOther Real Estate2$40,667,818663$10,0002009–2010
EDGAR ↗RI Rainier Income & Growth Fund III LLCshared people, same business address, similar issuer namesDallas, TXPooled Investment Fund1$29,326,463453$1,0002009–2009
EDGAR ↗PI Preferred Income Fund V, L.P.shared people, same business addressDALLAS, TXOther Real Estate3$24,828,231383$14,0002010–2011
EDGAR ↗NL Net Lease Retail Investors LPshared people, same business addressDALLAS, TXOther Real Estate1$280,0007$15,0002011–2011
EDGAR ↗RC Rainier Carrollton Investors, LPshared people, same business address, similar issuer namesDALLAS,, TXOther Real Estate1$800,00011$25,0002013–2013
EDGAR ↗RC Rainier Cross Creek Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$550,0008$50,0002013–2013
EDGAR ↗R2 Rainier 2430 Stemmons Investors LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$1,950,000
offering $2,000,000 · similar: $2,250,000–$16,950,000
15
similar: 5–32
$50,000
similar: $15,000–$100,000
2013–2013
EDGAR ↗RE Rainier Elk Lakes SC Investors, LLCshared people, same business address, similar issuer namesDALLAS, TXCommercial1$4,820,000
offering $4,820,000 · similar: $3,000,000–$20,000,000
15
similar: 4–26
$167,254
similar: $25,000–$100,000
2014–2014
EDGAR ↗RL Rainier Lakes at 610, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$1,100,000
offering $1,100,000 · similar: $2,250,000–$16,950,000
9
similar: 5–32
$50,000
similar: $15,000–$100,000
2015–2015
EDGAR ↗RL Rainier Liberty Hills, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$1,100,000
offering $1,100,000 · similar: $2,250,000–$16,950,000
13
similar: 5–32
$25,000
similar: $15,000–$100,000
2015–2015
EDGAR ↗RG Rainier GSA Portfolio I Investors, LLCshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate2$4,000,000
offering $7,300,000 · similar: $2,250,000–$16,950,000
20
similar: 5–32
$25,000
similar: $15,000–$100,000
2015–2021
EDGAR ↗RR RAINIER ROCKFORD DSTshared people, same business address, similar issuer namesDALLAS, TXOther Real Estate1$4,900,748
offering $5,000,000 · similar: $2,250,000–$16,950,000
13
similar: 5–32
$25,000
similar: $15,000–$100,000
2015–2015
EDGAR ↗RW Rainier Wheatland Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$6,700,000
offering $6,700,000 · similar: $2,250,000–$16,950,000
51
similar: 5–32
$25,000
similar: $15,000–$100,000
2017–2017
EDGAR ↗RB Rainier Belden Park Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$3,750,000
offering $3,750,000 · similar: $2,250,000–$16,950,000
45
similar: 5–32
$10,000
similar: $15,000–$100,000
2018–2018
EDGAR ↗RM Rainier Moore Plaza Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$5,800,000
offering $5,800,000 · similar: $2,250,000–$16,950,000
55
similar: 5–32
$12,500
similar: $15,000–$100,000
2018–2018
EDGAR ↗RI Rainier Irving VZ Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$2,425,000
offering $2,425,000 · similar: $2,250,000–$16,950,000
14
similar: 5–32
$25,000
similar: $15,000–$100,000
2018–2018
EDGAR ↗R3 Rainier 32 East Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$1,800,000
offering $1,800,000 · similar: $2,250,000–$16,950,000
8
similar: 5–32
$50,000
similar: $15,000–$100,000
2018–2018
EDGAR ↗RS Rainier Stony Creek Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$2,400,000
offering $2,400,000 · similar: $3,160,078–$25,000,000
48
similar: 4–53
$20,000
similar: $25,000–$100,000
2018–2018
EDGAR ↗RC Rainier Capital Complex Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$2,550,000
offering $2,550,000 · similar: $2,250,000–$16,950,000
18
similar: 5–32
$25,000
similar: $15,000–$100,000
2018–2018
EDGAR ↗RW Rainier Woodlands Square Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$2,875,000
offering $2,875,000 · similar: $2,250,000–$16,950,000
19
similar: 5–32
$25,000
similar: $15,000–$100,000
2018–2018
EDGAR ↗RR Rainier Retail Portfolio III, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$3,752,250
offering $10,000,000 · similar: $3,160,078–$25,000,000
79
similar: 4–53
$25,000
similar: $25,000–$100,000
2019–2019
EDGAR ↗RT Rainier Truman's Marketplace Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$2,500,000
offering $3,325,000 · similar: $2,250,000–$16,950,000
27
similar: 5–32
$25,000
similar: $15,000–$100,000
2019–2019
EDGAR ↗RS Rainier SA Crossing Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$2,125,000
offering $4,450,000 · similar: $2,250,000–$16,950,000
18
similar: 5–32
$25,000
similar: $15,000–$100,000
2019–2019
EDGAR ↗RU Rainier UTC Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$5,300,000
offering $5,300,000 · similar: $2,250,000–$16,950,000
24
similar: 5–32
$25,000
similar: $15,000–$100,000
2019–2019
EDGAR ↗RC Rainier Colony Place Investors LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$18,636,800
offering $18,650,000 · similar: $3,160,078–$25,000,000
156
similar: 4–53
$5,000
similar: $25,000–$100,000
2020–2020
EDGAR ↗RD Rainier Dawson Marketplace Investors LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$7,075,000
offering $7,250,000 · similar: $2,250,000–$16,950,000
58
similar: 5–32
$24,500
similar: $15,000–$100,000
2020–2020
EDGAR ↗RN Rainier Newport Pavilion Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$11,509,200
offering $13,240,000 · similar: $2,250,000–$16,950,000
92
similar: 5–32
$24,500
similar: $15,000–$100,000
2021–2021
EDGAR ↗RS Rainier Summit Woods Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$19,170,000
offering $19,500,000 · similar: $2,250,000–$16,950,000
140
similar: 5–32
$25,000
similar: $15,000–$100,000
2022–2022
EDGAR ↗RB Rainier Briarwood Preferred Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$7,200,000
offering $7,200,000 · similar: $2,250,000–$16,950,000
60
similar: 5–32
$20,000
similar: $15,000–$100,000
2022–2022
EDGAR ↗RU Rainier UNP Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$0
offering $4,400,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$100,000
similar: $15,000–$100,000
2023–2023
EDGAR ↗RS Rainier Sherman Park Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$0
offering $6,500,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$100,000
similar: $15,000–$100,000
2023–2023
EDGAR ↗RB Rainier Boulder Preferred Investors, LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXOther Real Estate1$0
offering $10,000,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$100,000
similar: $15,000–$100,000
2024–2024
EDGAR ↗RS Rainier Sanger Investors, LPshared people, shared management entity, same business address, similar issuer namesHOUSTON, TXOther Real Estate1$0
offering $9,500,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$100,000
similar: $15,000–$100,000
2024–2024
EDGAR ↗RG Rainier Griffin Investors LPshared people, shared management entity, same business address, similar issuer namesHOUSTON, TXOther Real Estate1$0
offering $17,500,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
No minimum reported
similar: $15,000–$100,000
2024–2024
EDGAR ↗RL Rainier Lucas Preferred Investors, LPshared people, shared management entity, same business address, similar issuer namesHOUSTON, TXOther Real Estate1$0
offering $9,250,000 · similar: $2,250,000–$16,950,000
0
similar: 5–32
$100,000
similar: $15,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Commercial / 506(c) (2,639 filings); Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 23, 2025Rainier Lucas Preferred Investors, LPDOther Real Estate$9,250,000$0
EDGAR ↗Dec 23, 2024Rainier Griffin Investors LPDOther Real Estate$17,500,000$0
EDGAR ↗Sep 23, 2024Rainier Sanger Investors, LPDOther Real Estate$9,500,000$0
EDGAR ↗Jan 22, 2024Rainier Boulder Preferred Investors, LPDOther Real Estate$10,000,000$0
EDGAR ↗May 23, 2023Rainier Sherman Park Investors, LPDOther Real Estate$6,500,000$0
EDGAR ↗Jan 10, 2023Rainier UNP Investors, LPDOther Real Estate$4,400,000$0
EDGAR ↗Nov 3, 2022Rainier Briarwood Preferred Investors, LPDOther Real Estate$7,200,000$7,200,000
EDGAR ↗May 10, 2022Rainier Summit Woods Investors, LPDOther Real Estate$19,500,000$19,170,000
EDGAR ↗Jun 15, 2021Rainier Newport Pavilion Investors, LPDOther Real Estate$13,240,000$11,509,200
EDGAR ↗Jun 2, 2021Rainier GSA Portfolio I Investors, LLCDOther Real Estate$7,300,000$1,797,500
EDGAR ↗Feb 4, 2020Rainier Dawson Marketplace Investors LPDOther Real Estate$7,250,000$7,075,000
EDGAR ↗Jan 29, 2020Rainier Colony Place Investors LPDOther Real Estate$18,650,000$18,636,800
EDGAR ↗Aug 19, 2019Rainier UTC Investors, LPDOther Real Estate$5,300,000$5,300,000
EDGAR ↗Feb 6, 2019Rainier SA Crossing Investors, LPDOther Real Estate$4,450,000$2,125,000
EDGAR ↗Feb 4, 2019Rainier Truman's Marketplace Investors, LPDOther Real Estate$3,325,000$2,500,000
EDGAR ↗Jan 10, 2019Rainier Retail Portfolio III, LPDOther Real Estate$10,000,000$3,752,250
EDGAR ↗Nov 16, 2018Rainier Woodlands Square Investors, LPDOther Real Estate$2,875,000$2,875,000
EDGAR ↗Jul 12, 2018Rainier Capital Complex Investors, LPDOther Real Estate$2,550,000$2,550,000
EDGAR ↗Jun 5, 2018Rainier Stony Creek Investors, LPDOther Real Estate$2,400,000$2,400,000
EDGAR ↗Jun 4, 2018Rainier 32 East Investors, LPDOther Real Estate$1,800,000$1,800,000
EDGAR ↗May 29, 2018Rainier Irving VZ Investors, LPDOther Real Estate$2,425,000$2,425,000
EDGAR ↗May 25, 2018Rainier Moore Plaza Investors, LPDOther Real Estate$5,800,000$5,800,000
EDGAR ↗May 21, 2018Rainier Belden Park Investors, LPDOther Real Estate$3,750,000$3,750,000
EDGAR ↗Sep 1, 2017Rainier Wheatland Investors, LPDOther Real Estate$6,700,000$6,700,000
EDGAR ↗Dec 30, 2015RAINIER ROCKFORD DSTDOther Real Estate$5,000,000$4,900,748
EDGAR ↗Dec 8, 2015Rainier GSA Portfolio I Investors, LLCDOther Real Estate$4,000,000$4,000,000
EDGAR ↗Nov 18, 2015Rainier Liberty Hills, LPDOther Real Estate$1,100,000$1,100,000
EDGAR ↗May 4, 2015Rainier Lakes at 610, LPDOther Real Estate$1,100,000$1,100,000
EDGAR ↗Nov 14, 2014Rainier Elk Lakes SC Investors, LLCDCommercial$4,820,000$4,820,000
EDGAR ↗Sep 27, 2013Rainier 2430 Stemmons Investors LPDOther Real Estate$2,000,000$1,950,000
EDGAR ↗Sep 18, 2013Rainier Cross Creek Investors, LPDOther Real Estate$550,000$550,000
EDGAR ↗Aug 9, 2013Rainier Carrollton Investors, LPDOther Real Estate$2,771,909$800,000
EDGAR ↗Jun 6, 2011Preferred Income Fund V, L.P.D/AOther Real Estate$62,500,000$24,828,231
EDGAR ↗Feb 15, 2011Net Lease Retail Investors LPDOther Real Estate$62,500,000$280,000
EDGAR ↗Jan 10, 2011Preferred Income Fund V, L.P.D/AOther Real Estate$62,500,000$14,311,130
EDGAR ↗Jun 7, 2010Preferred Income Fund V, L.P.DOther Real Estate$50,000,000$1,727,478
EDGAR ↗Mar 3, 2010Preferred Income Partners IV, LLCD/AOther Real Estate$50,000,000$40,667,818
EDGAR ↗Mar 26, 2009Rainier Income & Growth Fund III LLCD/APooled Investment Fund$50,000,000$29,326,463
EDGAR ↗Mar 3, 2009Preferred Income Partners IV, LLCDInvesting$50,000,000$1,190,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 23, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Other Real Estate (2009), Pooled Investment Fund (2009), Other Real Estate (2010–2013), Commercial (2014). Latest offering: Other Real Estate (2015–2025; most recent Oct 23, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
DL Daniel S LovellExecutive Officer, Director28Aug 9, 2013 → Oct 23, 2025
RG RRI GP, LLC entityDirector, Promoter25Sep 27, 2013 → Oct 23, 2025
JD J Kenneth DunnExecutive Officer, Director, Promoter23Jun 7, 2010 → Jun 15, 2021
TN Timothy C NicholsExecutive Officer, Director, Promoter23Mar 3, 2009 → Aug 19, 2019
RR Rainier Realty Investments, L.P. entityPromoter, Director22Sep 18, 2013 → Jan 10, 2023
TM Thomas B. MockExecutive Officer10Mar 3, 2009 → Jul 12, 2018
JW Jeffrey K WebbExecutive Officer7Jan 29, 2020 → Jan 10, 2023
KD Kenneth J. DunnExecutive Officer3Mar 3, 2009 → Dec 8, 2015
SC SEAN C. CROSSExecutive Officer2Nov 18, 2015 → Dec 30, 2015
RC Richard Cole, Jr.Executive Officer2Mar 3, 2009 → Mar 3, 2010
RL Rainier Lucas Preferred Investors GP, LLC entityDirector1Oct 23, 2025 → Oct 23, 2025
RG Rainier Griffin Investors GP, LLC entityDirector1Dec 23, 2024 → Dec 23, 2024
RS Rainier Sanger Investors GP, LLC entityDirector1Sep 23, 2024 → Sep 23, 2024
RB Rainier Boulder Preferred Investors GP, LLC entityDirector1Jan 22, 2024 → Jan 22, 2024
RS Rainier Sherman Park Investors GP, entityDirector1May 23, 2023 → May 23, 2023
RU Rainier UNP Investors GP, LLC entityDirector1Jan 10, 2023 → Jan 10, 2023
RB Rainier Briarwood Preferred Investors GP LLC entityDirector1Nov 3, 2022 → Nov 3, 2022
RS Rainier Summit Woods Investors GP LLC entityPromoter1May 10, 2022 → May 10, 2022
RN Rainier Newport Pavilion Investors GP, LLC entityPromoter1Jun 15, 2021 → Jun 15, 2021
RG Rainier GSAP I Manager, LLC entityPromoter1Dec 8, 2015 → Jun 2, 2021
RD Rainier Dawson Marketplace Manager, LLC entityPromoter1Feb 4, 2020 → Feb 4, 2020
RD Rainier Dawson Marketplace Investors GP, LLC entityPromoter1Feb 4, 2020 → Feb 4, 2020
RC Rainier Colony Place Investors GP, LLC entityDirector, Promoter1Jan 29, 2020 → Jan 29, 2020
RU Rainier UTC Investors GP, LLC entityPromoter1Aug 19, 2019 → Aug 19, 2019
RS Rainier SA Crossing Manager LLC entityPromoter1Feb 6, 2019 → Feb 6, 2019
RT Rainier Truman's Marketplace Manager LLC entityPromoter1Feb 4, 2019 → Feb 4, 2019
RR Rainier Retail Portfolio III GP, LLC entityPromoter1Jan 10, 2019 → Jan 10, 2019
RW Rainier Woodlands Square Manager, LLC entityPromoter1Nov 16, 2018 → Nov 16, 2018
RC Rainier Capital Complex Manager, LLC entityPromoter1Jul 12, 2018 → Jul 12, 2018
RS Rainier Stony Creek Manager, LLC entityPromoter1Jun 5, 2018 → Jun 5, 2018
R3 Rainier 32 East Manager, LLC entityPromoter1Jun 4, 2018 → Jun 4, 2018
RI Rainier Irving VZ GP, LLC entityPromoter1May 29, 2018 → May 29, 2018
RM Rainier Moore Plaza Investors GP, LLC entityPromoter1May 25, 2018 → May 25, 2018
RB Rainier Belden Park Manager, LLC entityPromoter1May 21, 2018 → May 21, 2018
BR B. RRI GP, LLC entityDirector, Promoter1May 21, 2018 → May 21, 2018
RW Rainier Wheatland Investors GP, LLC entityPromoter1Sep 1, 2017 → Sep 1, 2017
DL David S LovellExecutive Officer, Promoter1Sep 1, 2017 → Sep 1, 2017
RR RAINIER REALTY INVESTMENTS, L.P. C. RAINIER REALTY INVESTMENTS, L.P. entityPromoter1Dec 30, 2015 → Dec 30, 2015
RR RAINIER ROCKFORD DEPOSITOR, LLC C. RAINIER ROCKFORD DEPOSITOR, LLC entityPromoter1Dec 30, 2015 → Dec 30, 2015
RR RAINIER ROCKFORD TRUSTEE, LLC C. RAINIER ROCKFORD TRUSTEE, LLC entityPromoter1Dec 30, 2015 → Dec 30, 2015
RJ Robert JonesExecutive Officer1Dec 8, 2015 → Dec 8, 2015
MP Mark V PhillipsExecutive Officer1Dec 8, 2015 → Dec 8, 2015
WS William T StrangeExecutive Officer1Dec 8, 2015 → Dec 8, 2015
RL Rainier Liberty Hills GP, LLC entityPromoter1Nov 18, 2015 → Nov 18, 2015
RL Rainier Lakes at 610 GP, LLC entityPromoter1May 4, 2015 → May 4, 2015
R2 Rainier 2430 GP, LLC entityPromoter1Sep 27, 2013 → Sep 27, 2013
RC Rainier Cross Creek Investors GP, LLC entityPromoter1Sep 18, 2013 → Sep 18, 2013
RC Rainier Carrollton Investors, LP entityPromoter1Aug 9, 2013 → Aug 9, 2013
PI Preferred Income Fund V GP LLC entityExecutive Officer1Jun 7, 2010 → Jun 6, 2011
NR NL Retail Investors GP, LLC entityPromoter1Feb 15, 2011 → Feb 15, 2011

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Rainier.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Rainier as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Rainier's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,126 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: DALLAS), TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.