PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:51 AM ET

Sponsor Check › Sponsor group

RI

Royce Institutional

One sponsor team, 13 deal companies · New York, NY

Grouped because: 12 shared people, similar issuer names (12) (automatic match from the filings) · not the same sponsor?

13deal companies
$1.27Breported sold
476investors
77Form D filings
2009–2026active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 12, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: not yet

The short version

Royce Institutional is a sponsor group of 13 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 77 Form D filings between Mar 2009 and Mar 2026.

What this means One team, 13 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.27B to 476 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (13). Issuers are based in NY (13).

What this means $1.27B raised across the group, about $2.68M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Charles M. Royce (13 issuers, executive officer), Daniel A. O'Byrne (12 issuers, executive officer), Jack E. Fockler, Jr. (12 issuers, executive officer), John E. Denneen (12 issuers, executive officer), W. Whitney George (12 issuers, executive officer) and 11 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Mar 12, 2026.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found. Not yet searched: SEC enforcement releases.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this sponsor group.

3. Bankruptcies

None found in sources searched

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5. Money to insiders

3 of 13 offerings report sales commissions totalling $806,062; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 12, 2026 D/A
ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO
File 021-129748
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2023 D/A
ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIO
File 021-129732
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2018 D/A
ROYCE PARTNERS FUND LP
File 021-129846
$557,619 (est.)$0$0Allegheny Investments, Ltd. BrokerCheck CRD 7597 ↗
via Allegheny Investments, Ltd. (CRD 7597 ↗)
EDGAR ↗
Mar 18, 2016 D/A
Royce Institutional, LLC - International Smaller Companies Portfolio
File 021-198641
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2016 D/A
Royce Institutional, LLC - International Premier Portfolio
File 021-219751
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2015 D/A
ROYCE RAZOR FUND
File 021-129844
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2014 D/A
Royce Hippocrates Partners, L.P.
File 021-79534
$143,084$0$0 (est.)
The General Partner and its affiliates are entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Spearhead Capital, LLC BrokerCheck CRD 145560 ↗EDGAR ↗
Jun 26, 2013 D/A
Royce Institutional, LLC - Global Smaller Companies Portfolio
File 021-198639
$0$0$0None listed on this filingEDGAR ↗
May 16, 2012 D/A
Rebus Fund, LLC
File 021-131294
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2012 D/A
ROYCE ADVANTAGE FUND LLC
File 021-47738
$105,359 (est.)$0$0Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Mar 16, 2011 D/A
Royce Institutional Fund - Mid-Cap Portfolio
File 021-138603
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2010 D/A
Royce Hippocrates Partners QP, L.P.
File 021-115399
$0$0$0 (est.)
The General Partner and its affiliates are entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
Spearhead Capital, LLC BrokerCheck CRD 145560 ↗EDGAR ↗
Mar 16, 2010 D/A
ROYCE DISCOVERY FUND LLC
File 021-129929
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 13 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookups queued

0 recorded documents and 0 ownership records matched to Royce Institutional in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗RH Royce Hippocrates Partners, L.P.shared people, similar issuer namesNEW YORK, NYPooled Investment Fund7$218,641,671
offering Indefinite · similar: $155,000–$5,250,000
110
similar: 4–27
$20,000
similar: $1,000–$100,000
2009–2014
EDGAR ↗RH Royce Hippocrates Partners QP, L.P.shared people, similar issuer namesNew York, NYPooled Investment Fund3$198,590,19362$1,000,0002009–2010
EDGAR ↗RF Rebus Fund, LLCshared peopleNew York, NYPooled Investment Fund4$3,270,0579$84,7912009–2012
EDGAR ↗RI Royce Institutional Fund - Mid-Cap Portfolioshared people, similar issuer namesNEW YORK, NYPooled Investment Fund2$3,000,0001$3,000,0002010–2011
EDGAR ↗RI ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOshared people, similar issuer namesNEW YORK, NYPooled Investment Fund18$720,098,476
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$810,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗RI ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOshared people, similar issuer namesNEW YORK, NYPooled Investment Fund14$10,445,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2023
EDGAR ↗RR ROYCE RAZOR FUNDshared people, similar issuer namesNEW YORK, NYPooled Investment Fund6$17,818,337
offering Indefinite · similar: $155,000–$5,250,000
29
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2015
EDGAR ↗RP ROYCE PARTNERS FUND LPshared people, similar issuer namesNEW YORK, NYPooled Investment Fund10$70,475,952
offering Indefinite · similar: $155,000–$5,250,000
209
similar: 4–27
$25,000
similar: $1,000–$100,000
2010–2018
EDGAR ↗RA ROYCE ADVANTAGE FUND LLCshared people, similar issuer namesNEW YORK, NYPooled Investment Fund3$24,367,00021$100,0002010–2012
EDGAR ↗RD ROYCE DISCOVERY FUND LLCshared people, similar issuer namesNEW YORK, NYPooled Investment Fund1$1,106,0002$500,0002010–2010
EDGAR ↗RI Royce Institutional, LLC - Global Smaller Companies Portfolioshared people, similar issuer namesNEW YORK, NYPooled Investment Fund2$3,000,0001$1,000,0002013–2013
EDGAR ↗RI Royce Institutional, LLC - International Smaller Companies Portfolioshared people, similar issuer namesNEW YORK, NYPooled Investment Fund4$3,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2016
EDGAR ↗RI Royce Institutional, LLC - International Premier Portfolioshared people, similar issuer namesNEW YORK, NYPooled Investment Fund3$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2016

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 12, 2026ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,098,476
EDGAR ↗Mar 12, 2025ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,098,476
EDGAR ↗Mar 12, 2025ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,098,476
EDGAR ↗Mar 13, 2024ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,098,476
EDGAR ↗Mar 13, 2023ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 13, 2023ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,073,476
EDGAR ↗Mar 16, 2022ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 16, 2022ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,073,476
EDGAR ↗Mar 18, 2021ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 18, 2021ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,073,476
EDGAR ↗Mar 18, 2020ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 18, 2020ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,073,476
EDGAR ↗Mar 19, 2019ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 19, 2019ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,073,476
EDGAR ↗Mar 19, 2018ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 19, 2018ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$720,073,476
EDGAR ↗Mar 19, 2018ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 20, 2017ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 20, 2017ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$719,698,658
EDGAR ↗Mar 20, 2017ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 18, 2016Royce Institutional, LLC - International Premier PortfolioD/APooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2016Royce Institutional, LLC - International Smaller Companies PortfolioD/APooled Investment FundIndefinite$3,000,000
EDGAR ↗Mar 18, 2016ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 18, 2016ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$719,698,658
EDGAR ↗Mar 18, 2016ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 18, 2015Royce Institutional, LLC - International Premier PortfolioD/APooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2015Royce Institutional, LLC - International Smaller Companies PortfolioD/APooled Investment FundIndefinite$3,000,000
EDGAR ↗Mar 18, 2015ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 18, 2015ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$719,698,658
EDGAR ↗Mar 18, 2015ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 18, 2015ROYCE RAZOR FUNDD/APooled Investment FundIndefinite$17,818,337
EDGAR ↗Jun 25, 2014Royce Institutional, LLC - International Premier PortfolioDPooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2014Royce Institutional, LLC - International Smaller Companies PortfolioD/APooled Investment FundIndefinite$3,000,000
EDGAR ↗Mar 18, 2014ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 18, 2014ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$719,698,658
EDGAR ↗Mar 18, 2014Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$218,641,671
EDGAR ↗Mar 18, 2014ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 18, 2014ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 18, 2014ROYCE RAZOR FUNDD/APooled Investment FundIndefinite$17,818,337
EDGAR ↗Jun 26, 2013Royce Institutional, LLC - International Smaller Companies PortfolioDPooled Investment FundIndefinite$3,000,000
EDGAR ↗Jun 26, 2013Royce Institutional, LLC - Global Smaller Companies PortfolioD/APooled Investment FundIndefinite$3,000,000
EDGAR ↗Jun 26, 2013Royce Institutional, LLC - Global Smaller Companies PortfolioDPooled Investment FundIndefinite$3,000,000
EDGAR ↗Mar 18, 2013ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 18, 2013ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$719,698,658
EDGAR ↗Mar 18, 2013Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$218,641,671
EDGAR ↗Mar 18, 2013ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 18, 2013ROYCE RAZOR FUNDD/APooled Investment FundIndefinite$17,368,337
EDGAR ↗May 16, 2012Rebus Fund, LLCD/APooled Investment FundIndefinite$3,270,057
EDGAR ↗Mar 16, 2012ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 16, 2012ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$694,623,658
EDGAR ↗Mar 16, 2012Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$218,641,671
EDGAR ↗Mar 16, 2012ROYCE ADVANTAGE FUND LLCD/APooled Investment FundIndefinite$24,367,000
EDGAR ↗Mar 16, 2012ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,475,952
EDGAR ↗Mar 16, 2012ROYCE RAZOR FUNDD/APooled Investment FundIndefinite$17,118,337
EDGAR ↗May 16, 2011Rebus Fund, LLCD/APooled Investment FundIndefinite$2,980,057
EDGAR ↗Mar 16, 2011Royce Institutional Fund - Mid-Cap PortfolioD/APooled Investment FundIndefinite$3,000,000
EDGAR ↗Mar 16, 2011ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 16, 2011ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$682,125,858
EDGAR ↗Mar 16, 2011Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$216,111,316
EDGAR ↗Mar 16, 2011ROYCE ADVANTAGE FUND LLCD/APooled Investment FundIndefinite$24,367,000
EDGAR ↗Mar 16, 2011ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,450,952
EDGAR ↗Mar 16, 2011ROYCE RAZOR FUNDD/APooled Investment FundIndefinite$16,368,337
EDGAR ↗May 17, 2010Rebus Fund, LLCD/APooled Investment FundIndefinite$2,405,057
EDGAR ↗Apr 2, 2010Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$211,330,082
EDGAR ↗Apr 2, 2010Royce Hippocrates Partners QP, L.P.D/APooled Investment FundIndefinite$198,590,193
EDGAR ↗Mar 16, 2010ROYCE DISCOVERY FUND LLCD/APooled Investment FundIndefinite$1,106,000
EDGAR ↗Mar 16, 2010ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIOD/APooled Investment FundIndefinite$10,445,000
EDGAR ↗Mar 16, 2010ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIOD/APooled Investment FundIndefinite$679,805,858
EDGAR ↗Mar 16, 2010ROYCE ADVANTAGE FUND LLCD/APooled Investment FundIndefinite$23,967,000
EDGAR ↗Mar 16, 2010ROYCE PARTNERS FUND LPD/APooled Investment FundIndefinite$70,450,952
EDGAR ↗Mar 16, 2010ROYCE RAZOR FUNDD/APooled Investment FundIndefinite$16,168,337
EDGAR ↗Mar 15, 2010Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$211,330,082
EDGAR ↗Mar 15, 2010Royce Hippocrates Partners QP, L.P.D/APooled Investment FundIndefinite$198,590,193
EDGAR ↗Feb 9, 2010Royce Institutional Fund - Mid-Cap PortfolioDPooled Investment FundIndefinite$3,000,000
EDGAR ↗May 18, 2009Rebus Fund, LLCDPooled Investment FundIndefinite$2,069,804
EDGAR ↗Mar 16, 2009Royce Hippocrates Partners QP, L.P.D/APooled Investment FundIndefinite$194,164,943
EDGAR ↗Mar 16, 2009Royce Hippocrates Partners, L.P.D/APooled Investment FundIndefinite$207,214,082

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 12, 2026. Industry history, as reported on each offering's latest filing: All 13 offerings reported: Pooled Investment Fund (2009–2014).

People across the group

NameRolesIssuers hereFirst → last listed
CR Charles M. RoyceExecutive Officer13May 18, 2009 → Mar 13, 2024
JD John E. DenneenExecutive Officer12Feb 9, 2010 → Mar 12, 2026
DB Daniel A. O'ByrneExecutive Officer12Feb 9, 2010 → Mar 12, 2026
JF Jack E. Fockler, Jr.Executive Officer12Feb 9, 2010 → Mar 18, 2015
WG W. Whitney GeorgeExecutive Officer12Feb 9, 2010 → Jun 25, 2014
JD John D. DiederichExecutive Officer11Feb 9, 2010 → Mar 18, 2015
MM Michael McAllisterExecutive Officer8Feb 9, 2010 → Mar 16, 2011
DM Daniel S. MaddenExecutive Officer7Mar 18, 2014 → Mar 18, 2015
FG Francis GannonExecutive Officer5Mar 18, 2016 → Mar 12, 2026
PH Peter HoglundExecutive Officer5Mar 18, 2016 → Mar 12, 2026
CC Chris ClarkExecutive Officer5Mar 18, 2016 → Mar 12, 2026
GW George U. WyperExecutive Officer2Mar 16, 2009 → Mar 15, 2010
JD John E. DiederichExecutive Officer1Jun 26, 2013 → Mar 18, 2015
JS James P. StoeffelExecutive Officer1May 18, 2009 → May 16, 2011
CB Carl D. BrownExecutive Officer1May 18, 2009 → May 16, 2011
BH Brendan J. HartmanExecutive Officer1May 18, 2009 → May 16, 2011

Adviser registration (Form ADV)

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Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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