PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:10 AM ET

Sponsor Check › Sponsor group

Altair

155 issuers linked to one sponsor · LOS ANGELES, CA

Grouped because: 41 shared people, 18 shared management entities, same business address (139 issuers), similar issuer names (142), same person name on both filings (1) · 3 issuers also list a director who sits on many unrelated issuers (not used to group) · linked address clusters (each with its own management entity or name): Altair (45) · Evoke (21) · Luminous (19) · Dialectic Antithesis (16) (automatic match from the filings) ·Not the same sponsor? Request a correction

155issuers
384Form D filings
$11,371,442,436total sold (sum of latest per issuer)
15,019investors (sum of max per issuer)
2009–2026active
6new offerings, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Oct 14, 2026 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 open

The KL Kamholz Joint Revocable Trust v. B. Riley Financial, Inc. Closed
District Court, C.D. California · No. 2:24-cv-02121 · Filed Mar 15, 2024 · Terminated Sep 6, 2024 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of B. Riley Financial, Inc.: Defendant · Outcome: Terminated 2024-09-06 (disposition not included in the bulk docket feed — see docket)
Matched on: entity name, court state. Docket on CourtListener ↗
Mike Coan v. B. Riley Financial, Inc. Open
District Court, C.D. California · No. 2:24-cv-00662 · Filed Jan 24, 2024 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of B. Riley Financial, Inc.: Defendant · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30)
Matched on: entity name, court state. Docket on CourtListener ↗

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 155 of 155 issuers in this group; 0 not yet searched (25 queued). Results are added automatically. Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found so far in sources searched for 155 of 155 issuers in this group.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 155 of 155 issuers in this group; 0 not yet searched (25 queued). Results are added automatically.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5. Money to insiders and sales commissions

4 of 176 offerings report sales commissions totalling $426,497; 3 report finder's fees totalling $278,635; 5 report proceeds to related persons totalling $234,283,432. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 14, 2026 D/A
File 021-462044
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Oct 14, 2026 D/A
File 021-527034
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Sep 28, 2026 D/A
File 021-550032
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Sep 28, 2026 D/A
File 021-564983
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Sep 28, 2026 D/A
File 021-569590
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Jun 18, 2026 D
File 021-587856
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Jun 12, 2026 D
File 021-587165
$0$0$0
Investment
None listed on this filing
EDGAR ↗May 14, 2026 D/A
File 021-247336
$0$0$578,547 (est.)
The Investment Manager receives up to 0.60% on an annual basis of the Issuer's AUM for investment advisory services.
None listed on this filing
EDGAR ↗May 14, 2026 D/A
File 021-247337
$0$0$3,704,885 (est.)
The General Partner receives up to 0.60% on an annual basis of the Issuer's AUM for investment advisory services.
None listed on this filing
EDGAR ↗May 6, 2026 D/A
File 021-508185
$0$0$0None listed on this filing
EDGAR ↗May 5, 2026 D
File 021-582890
$47,805 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
Race Rock Capital LLC BrokerCheck CRD 000153363 ↗
EDGAR ↗Apr 9, 2026 D/A
File 021-541772
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Jan 22, 2026 D
File 021-570746
$0$0$0None listed on this filing
EDGAR ↗Oct 21, 2025 D
File 021-561443
$0$0$0None listed on this filing
EDGAR ↗Sep 16, 2025 D
File 021-557617
$0$0$0None listed on this filing
EDGAR ↗Apr 24, 2025 D
File 021-544412
$0$0$0None listed on this filing
EDGAR ↗Apr 24, 2025 D
File 021-544439
$0 (est.)$0 (est.)$0
The Investment Manager receives customary management fees.
None listed on this filing
EDGAR ↗Mar 17, 2025 D
File 021-541106
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Mar 13, 2025 D
File 021-540853
$0$68,635 (est.)$0Race Rock Capital LLC BrokerCheck CRD 153363 ↗
EDGAR ↗Feb 26, 2025 D/A
File 021-494045
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Feb 24, 2025 D/A
File 021-505695
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Feb 5, 2025 D/A
File 021-501932
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Dec 19, 2024 D
File 021-532730
$0$0$0None listed on this filing
EDGAR ↗Nov 21, 2024 D
File 021-530108
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Oct 29, 2024 D
File 021-527981
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Aug 12, 2024 D
File 021-521213
$0$0$0None listed on this filing
EDGAR ↗Jul 12, 2024 D
File 021-518573
$28,000 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees.
Race Rock Capital LLC BrokerCheck CRD 000153363 ↗
EDGAR ↗Jul 3, 2024 D
File 021-517793
$0$0$0
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Jun 11, 2024 D/A
File 021-158553
$0 (est.)$0 (est.)$0 (est.)B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗
EDGAR ↗Jun 11, 2024 D/A
File 021-240939
$271,211 (est.)$0 (est.)$0 (est.)B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗
B. Riley Wealth Management, Inc BrokerCheck CRD 2543 ↗
EDGAR ↗May 2, 2024 D
File 021-512168
$0$0$0
Investors in the Issuer will be subject to a management fee and incentive allocation as is described in the offering documents of the Issuer.
None listed on this filing
EDGAR ↗Jan 16, 2024 D
File 021-502429
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2024 D
File 021-502282
$0$110,000 (est.)$0Race Rock Capital LLC BrokerCheck CRD 153363 ↗
EDGAR ↗Jan 12, 2024 D
File 021-502284
$0$100,000 (est.)$0Race Rock Capital LLC BrokerCheck CRD 153363 ↗
EDGAR ↗Dec 22, 2023 D/A
File 021-468406
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Dec 22, 2023 D/A
File 021-468415
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Dec 19, 2023 D
File 021-500115
$0$0$0None listed on this filing
EDGAR ↗Nov 17, 2023 D
File 021-497594
$0$0$0None listed on this filing
EDGAR ↗Jun 23, 2023 D
File 021-484961
$0$0$0None listed on this filing
EDGAR ↗Jun 7, 2023 D
File 021-483529
$0$0$0 (est.)First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Apr 19, 2023 D/A
File 021-396692
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Mar 2, 2023 D
File 021-474741
$0$0$0 (est.)
A MANAGEMENT FEE AND AN ADMINISTRATIVE FEE IS BEING PAID TO THE MANAGER OF THE ISSUER.
None listed on this filing
EDGAR ↗Feb 14, 2023 D/A
File 021-433601
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Nov 21, 2022 D
File 021-465431
$0$0$0None listed on this filing
EDGAR ↗Nov 4, 2022 D
File 021-463862
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Oct 14, 2022 D
File 021-461837
$0$0$0None listed on this filing
EDGAR ↗Aug 30, 2022 D
File 021-457330
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Jun 6, 2022 D
File 021-448137
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗May 27, 2022 D
File 021-447365
$0$0$0None listed on this filing
EDGAR ↗Apr 8, 2022 D
File 021-440953
$0$0$0 (est.)First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Mar 31, 2022 D
File 021-439734
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Mar 17, 2022 D
File 021-437686
$0$0$0 (est.)First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Mar 9, 2022 D
File 021-436418
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Feb 4, 2022 D
File 021-432350
$0$0$0 (est.)First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jan 27, 2022 D
File 021-430992
$0$0$0 (est.)First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jan 26, 2022 D
File 021-430838
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Dec 21, 2021 D/A
File 021-132453
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is entitled to a management fee and performance allocation, which are detailed in the Issuer's offering documents.
B. Riley FBR, Inc. BrokerCheck CRD 25027 ↗
EDGAR ↗Oct 12, 2021 D
File 021-416477
$0$0$0None listed on this filing
EDGAR ↗Sep 10, 2021 D/A
File 021-131712
$79,481 (est.)$0 (est.)$0 (est.)
The Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate.
Calfee Financial Advisors, Inc. BrokerCheck CRD 119892 ↗
via Peter H. Calfee (CRD 2878152 ↗)
EDGAR ↗Aug 30, 2021 D
File 021-411647
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Aug 16, 2021 D/A
File 021-373369
$0$0$0None listed on this filing
EDGAR ↗Aug 11, 2021 D
File 021-409507
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the Manager of the Issuer.
None listed on this filing
EDGAR ↗Jul 30, 2021 D
File 021-408368
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Jul 19, 2021 D
File 021-406700
$0$0$0None listed on this filing
EDGAR ↗Jun 23, 2021 D
File 021-403954
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the manager of the issuer.
None listed on this filing
EDGAR ↗Mar 11, 2021 D
File 021-391847
$0$0$0 (est.)
A management fee is being paid to the manager of the issuer.
None listed on this filing
EDGAR ↗Mar 9, 2021 D
File 021-391669
$0$0$0 (est.)
A management fee is being paid to the manager of the Issuer.
None listed on this filing
EDGAR ↗Mar 8, 2021 D
File 021-391496
$0$0$0
The general partner is entitled to a carried interest and the management company is entitled to a management fee. The carried interest and the management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Nov 20, 2020 D
File 021-381127
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Aug 26, 2020 D
File 021-374138
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Aug 18, 2020 D
File 021-373474
$0$0$0 (est.)
A management fee is being paid to the manager of the issuer
None listed on this filing
EDGAR ↗Jul 10, 2020 D
File 021-370698
$0$0$0 (est.)
A management fee and an administrative fee are being paid to the manager of the issuer
None listed on this filing
EDGAR ↗Jul 10, 2020 D
File 021-370701
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Feb 27, 2020 D
File 021-361523
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Feb 13, 2020 D
File 021-360510
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Feb 5, 2020 D
File 021-359826
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the manager of the issuer
None listed on this filing
EDGAR ↗Jan 27, 2020 D
File 021-358955
$0$0$0None listed on this filing
EDGAR ↗Dec 27, 2019 D
File 021-356502
$0$0$0 (est.)
A management fee and an administrative fee is being paid to the manager of the issuer.
None listed on this filing
EDGAR ↗Dec 2, 2019 D/A
File 021-318762
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 25, 2019 D
File 021-354134
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Nov 25, 2019 D
File 021-354135
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Oct 2, 2019 D
File 021-350162
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jul 12, 2019 D/A
File 021-186055
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jun 5, 2019 D/A
File 021-76464
$0$0$0 (est.)
The Investment Manager is paid customary management fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Jun 5, 2019 D/A
File 021-121874
$0$0$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Jun 3, 2019 D/A
File 021-315524
$0 (est.)$0 (est.)$0 (est.)
B. Riley Alternatives GP LLC and/or its affiliates will receive customary management fees and/or performance allocations as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filing
EDGAR ↗May 31, 2019 D
File 021-340877
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Dec 3, 2018 D
File 021-327009
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Oct 30, 2018 D/A
File 021-297209
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Sep 11, 2018 D/A
File 021-174697
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Aug 30, 2018 D/A
File 021-314378
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Aug 29, 2018 D
File 021-320330
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jul 13, 2018 D/A
File 021-304234
$0$0$0
The General Partner and Investment Manager are entitle to a management fee and performance allocation, which are detailed in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Jul 2, 2018 D/A
File 021-266983
$0$0$0None listed on this filing
EDGAR ↗Jun 27, 2018 D
File 021-315552
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jun 4, 2018 D
File 021-313828
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jun 1, 2018 D
File 021-313753
$0$0$0 (est.)
The Investment Manager receives custonary management fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Dec 27, 2017 D
File 021-301737
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 22, 2017 D/A
File 021-143121
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jul 24, 2017 D
File 021-291334
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗May 9, 2017 D
File 021-286314
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Apr 19, 2017 D/A
File 021-261647
$0$0$0
The fund charges a management fee and carried interests that is described in the fund's governing documents.
None listed on this filing
EDGAR ↗Apr 12, 2017 D/A
File 021-247740
$0$0$0
The fund charges a management fee and carried interests that is described in the fund's governing documents.
None listed on this filing
EDGAR ↗Apr 6, 2017 D/A
File 021-59740
$0$0$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Apr 6, 2017 D/A
File 021-59685
$0$0$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Apr 6, 2017 D/A
File 021-163462
$0$0$0 (est.)
The Investment Manager receives custonary management fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Apr 6, 2017 D/A
File 021-235811
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Feb 24, 2017 D
File 021-281270
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Feb 2, 2017 D
File 021-279918
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Jan 12, 2017 D
File 021-278309
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Nov 23, 2016 D/A
File 021-152923
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 23, 2016 D/A
File 021-206101
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Oct 25, 2016 D
File 021-273152
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Sep 28, 2016 D
File 021-271475
$0$0$0
The terms of the payment of management fees are fully discussed in the Issuer's confidential offering materials.
None listed on this filing
EDGAR ↗Sep 16, 2016 D
File 021-270843
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jul 15, 2016 D
File 021-267094
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jul 12, 2016 D/A
File 021-266796
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jul 8, 2016 D/A
File 021-266261
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗May 17, 2016 D/A
File 021-217859
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jan 19, 2016 D/A
File 021-238315
$0$0$0
The General Partner and Investment Manager are entitled to a management fee and performance allocation, which are detailed in the Issuer's offering documents.
None listed on this filing
EDGAR ↗Oct 2, 2015 D
File 021-248675
$0$0$0None listed on this filing
EDGAR ↗Aug 5, 2015 D
File 021-245092
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Aug 5, 2015 D
File 021-245093
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jun 30, 2015 D
File 021-242745
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Mar 19, 2015 D
File 021-236237
$0$0$0None listed on this filing
EDGAR ↗Feb 17, 2015 D
File 021-234183
$0$0$0None listed on this filing
EDGAR ↗Jan 21, 2015 D/A
File 021-208833
$0$0$0
The Issuer's confidential offering materials fully discuss the management fees.
None listed on this filing
EDGAR ↗Jan 8, 2015 D/A
File 021-209496
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jan 6, 2015 D
File 021-231518
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Dec 16, 2014 D
File 021-230230
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 28, 2014 D
File 021-229196
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 21, 2014 D/A
File 021-171390
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 21, 2014 D/A
File 021-186807
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Nov 21, 2014 D/A
File 021-206100
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Oct 21, 2014 D
File 021-226848
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Sep 19, 2014 D
File 021-225018
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Aug 1, 2014 D
File 021-222178
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Jun 30, 2014 D
File 021-220111
$0$0$0None listed on this filing
EDGAR ↗Jun 2, 2014 D
File 021-218384
$0$0$30,000,000 (est.)
$30,000,000, plus accrued interest, of the proceeds will be used to repay indebtedness owed to Messrs. Gumaer and Yellen, who are directors and executive officers of the Issuer. The remaining proceeds will be used for general working capital purposes.
None listed on this filing
EDGAR ↗Feb 20, 2014 D
File 021-212197
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Sep 26, 2013 D
File 021-203603
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Aug 20, 2013 D
File 021-201579
$0$0$0First Republic Securities Company, LLC BrokerCheck CRD 105108 ↗
via First Republic Securities Company, LLC (CRD 105108 ↗)
EDGAR ↗Aug 6, 2013 D
File 021-200832
$0$0$0FIRST REPUBLIC SECURITIES COMPANY, LLC BrokerCheck CRD 105108 ↗
via FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD 105108 ↗)
EDGAR ↗Jul 8, 2013 D/A
File 021-179311
$0$0$0None listed on this filing
EDGAR ↗Jul 8, 2013 D
File 021-199197
$0$0$0None listed on this filing
EDGAR ↗Jun 27, 2013 D/A
File 021-180921
$0$0$0None listed on this filing
EDGAR ↗Jun 11, 2013 D
File 021-197755
$0$0$0None listed on this filing
EDGAR ↗Jun 10, 2013 D
File 021-197727
$0$0$0None listed on this filing
EDGAR ↗Nov 16, 2012 D
File 021-187113
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Sep 14, 2012 D/A
File 021-142062
$0$0$0 (est.)None listed on this filing
EDGAR ↗Aug 8, 2012 D/A
File 021-182358
$0 (est.)$0 (est.)$100,000,000 (est.)
This is an estimate of the first 12 months' average management fee assuming cpital commitments in the amount of the estimated aggregate offering price.
Not Applicable no CRD number reported
EDGAR ↗Apr 4, 2012 D
File 021-176152
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Apr 4, 2012 D
File 021-176159
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Apr 2, 2012 D/A
File 021-154942
$0$0$0
Annual Amendment. Managing Partner is entitled to charge a management fee of 2% of total capital account balances.
None listed on this filing
EDGAR ↗Feb 6, 2012 D
File 021-172918
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Nov 3, 2011 D
File 021-168196
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Sep 7, 2011 D/A
File 021-122733
$0$0$0 (est.)
Issuer's confidential offering materials fully discuss the annual fees entitled by the Investment Manager, an affiliate.
None listed on this filing
EDGAR ↗Aug 1, 2011 D
File 021-163764
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Jul 8, 2011 D
File 021-162532
$0 (est.)$0 (est.)$100,000,000 (est.)
This is an estimate of the first 12 months' average management fee assuming capital commitments in the amount of the estimated aggregate offering price.
Not Applicable no CRD number reported
EDGAR ↗Jul 5, 2011 D
File 021-162252
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Apr 7, 2011 D/A
File 021-140254
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Feb 4, 2011 D
File 021-154829
$0$0$0
An affiliate of the general partner will receive approximately 1.75% on an annualized basis of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Feb 4, 2011 D
File 021-154830
$0$0$0
An affiliate of the general partner will receive approximately 1.75% on an annualized basis of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Dec 9, 2010 D
File 021-151614
$0$0$0
An affiliate of the general partner will receive approximately a 1% management fee.
None listed on this filing
EDGAR ↗Nov 9, 2010 D/A
File 021-149936
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Nov 2, 2010 D
File 021-149902
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Sep 10, 2010 D/A
File 021-134120
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Jul 21, 2010 D
File 021-145296
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗May 12, 2010 D
File 021-141934
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
George Ragsdale BrokerCheck CRD 1995650 ↗
via Redwine & Company (CRD 39616 ↗)
EDGAR ↗May 4, 2010 D
File 021-141482
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Feb 2, 2010 D
File 021-138375
$0$0$0
An affiliate of the general partner will receive approximately 1% of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Dec 17, 2009 D
File 021-136991
$0$0$0
An affiliate of the general partner will receive about 1% on an annualized basis of (a) the capital commitment of each limited partner during the commitment period, and (b) the net invested capital of each limited partner after the commitment period.
None listed on this filing
EDGAR ↗Dec 17, 2009 D
File 021-136992
$0$0$0
An affiliate of the general partner will receive about 1% on an annualized basis of (a) the capital commitment of each limited partner during the commitment period, and (b) the net invested capital of each limited partner after the commitment period.
None listed on this filing
EDGAR ↗Oct 13, 2009 D
File 021-135149
$0$0$0
Securities issued in consideration of services rendered. Issuer will receive no cash proceeds in connection with the issuance.
None listed on this filing
EDGAR ↗Apr 2, 2009 D
File 021-129492
$0$0$0
An affiliate of the general partner will receive approximately 1.75% on an annualized basis of the assets under management for investment mangement services.
None listed on this filing
EDGAR ↗Apr 2, 2009 D
File 021-129493
$0$0$0
An affiliate of the general partner will receive approximately 1.75% on an annualized basis of the assets under management for investment mangement services.
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 155 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookups queued

0 recorded documents and 0 ownership records matched to Altair in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 24, 2026, 12:10 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗Dialectic Offshore, Ltd.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, E9Pooled Investment Fund10$212,162,727
offering Indefinite · similar: $155,000–$5,250,000
60
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2017
EDGAR ↗Luminous Capital Senior Credit Fund LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund2$52,245,00072No minimum reported2009–2011
EDGAR ↗Luminous Capital Senior Credit Fund A LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund2$52,400,00061No minimum reported2009–2011
EDGAR ↗MAI Managed Volatility Fund, L.P.shared people, same business addressCLEVELAND, OHPooled Investment Fund14$81,682,426
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
$500,000
similar: $1,000–$100,000
2009–2021
EDGAR ↗MKCA Opportunity Fund, LLCshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)Los Angeles, CAPooled Investment Fund20$71,612,246
offering Indefinite · similar: $155,000–$5,250,000
137
similar: 4–27
$250,000
similar: $1,000–$100,000
2009–2021
EDGAR ↗Dialectic Antithesis Partners, LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund12$625,417,758
offering Indefinite · similar: $155,000–$5,250,000
100
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2019
EDGAR ↗Dialectic Capital Partners, LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund10$192,029,393
offering Indefinite · similar: $155,000–$5,250,000
126
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2017
EDGAR ↗Dialectic Antithesis Offshore, Ltd.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, E9Pooled Investment Fund12$668,151,756
offering Indefinite · similar: $155,000–$5,250,000
67
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2019
EDGAR ↗Luminous Capital - Paulson Advantage, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund2$44,935,80093No minimum reported2009–2010
EDGAR ↗B. Riley Financial, Inc.shared people, same person name on both filings, similar issuer names, director listed on many unrelated issuers (not used to group)WOODLAND HILLS, CABusiness Services4$51,446,500
offering $6,666,660 · similar: $500,000–$5,000,000
53
similar: 2–15
No minimum reported
similar: $6,225–$50,000
2009–2015
EDGAR ↗Luminous Capital Net Lease Income Fund - A, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$59,825,00097No minimum reported2009–2009
EDGAR ↗Luminous Capital Net Lease Income Fund, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$18,882,50071No minimum reported2009–2009
EDGAR ↗Luminous Capital Distressed Credit Opportunities Fund - A, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$29,620,00060No minimum reported2010–2010
EDGAR ↗Luminous Capital - Tradewinds Global Long/Short Fund, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund2$106,710,250191No minimum reported2010–2011
EDGAR ↗LC - Scottwood, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$7,280,00013No minimum reported2010–2010
EDGAR ↗Dialectic Antithesis Opportunities Fund, LPshared people, same person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund5$94,350,00034$1,000,0002010–2012
EDGAR ↗Altair - Rimrock, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund8$473,920,359
offering Indefinite · similar: $155,000–$5,250,000
706
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2017
EDGAR ↗LC - FCO II, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$44,510,000105No minimum reported2010–2010
EDGAR ↗MAI STRATEGIC EQUITY ALLOCATION FUND LPshared people, same business addressCLEVELAND, OHPooled Investment Fund2$37,323,78221$500,0002010–2011
EDGAR ↗LC - U.S. Farming Realty Fund, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$12,050,00039No minimum reported2010–2010
EDGAR ↗Luminous Capital Distressed Credit Opportunities Fund, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund2$31,700,00074No minimum reported2010–2010
EDGAR ↗LC Life Settlements Fund, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$52,975,000132No minimum reported2010–2010
EDGAR ↗Altair - DSO, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund7$292,447,179
offering Indefinite · similar: $155,000–$5,250,000
439
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2016
EDGAR ↗Riley Investment Partners LPshared people, same person name on both filings, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$038No minimum reported2011–2012
EDGAR ↗BRC Emerging Managers Fund of Funds, LPshared people, same person name on both filings, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund14$10,665,7442$500,0002011–2024
EDGAR ↗LC Real Estate Opportunities Fund, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$17,390,00034No minimum reported2011–2011
EDGAR ↗Dialectic Antithesis Opportunities Fund II, LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund9$127,924,578
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2018
EDGAR ↗LC Special Opportunities Fund, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$79,640,000175No minimum reported2011–2011
EDGAR ↗LC - GOF III, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$27,775,00070No minimum reported2011–2011
EDGAR ↗Altair Diversified Portfolio, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund4$22,094,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2014
EDGAR ↗LC - FCO III, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$6,800,00011No minimum reported2012–2012
EDGAR ↗Altair - Angelo Gordon MVP, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund8$162,844,720
offering Indefinite · similar: $155,000–$5,250,000
312
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2018
EDGAR ↗LC - Golub Capital VII, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$60,935,000151No minimum reported2012–2012
EDGAR ↗Luminous Capital Special Situations Fund II - A, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$33,975,00039No minimum reported2012–2012
EDGAR ↗ALTAIR - PACIFIC COAST CAPITAL PARTNERS EQUITY VI, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$76,800,000159No minimum reported2012–2013
EDGAR ↗LC - Golub Capital VIII, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$119,457,500191No minimum reported2012–2013
EDGAR ↗Altair Global Credit Opportunities Fund (A), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$321,635,000
offering Indefinite · similar: $155,000–$5,250,000
377
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2019
EDGAR ↗Altair Global Asset Allocation Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$248,647,663
offering Indefinite · similar: $155,000–$5,250,000
209
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2014
EDGAR ↗LC - Direct Lending Fund, L.P.shared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$93,104,000153No minimum reported2012–2012
EDGAR ↗LC - Special Opportunities Fund II, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressLOS ANGELES, CAPooled Investment Fund1$56,275,000114No minimum reported2013–2013
EDGAR ↗LC Multi-Family Opportunities Fund (JRK), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressLOS ANGELES, CAPooled Investment Fund1$58,455,000111No minimum reported2013–2013
EDGAR ↗ALTAIR MULTI-FAMILY OPPORTUNITIES FUND II (ROC | BRIDGE), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$69,765,00091No minimum reported2013–2013
EDGAR ↗Altair Multi-Family Opportunities Fund III (Wood 3), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$41,815,00098No minimum reported2013–2013
EDGAR ↗Altair Special Opportunities Fund III (C5), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$37,975,00059No minimum reported2013–2013
EDGAR ↗Altair OH XIII, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$36,795,000
offering Indefinite · similar: $155,000–$5,250,000
79
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2013
EDGAR ↗Altair - Marathon SOF, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$151,080,634
offering Indefinite · similar: $155,000–$5,250,000
274
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗Altair - PCOF, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$115,225,000
offering Indefinite · similar: $155,000–$5,250,000
182
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2016
EDGAR ↗MAI Opportunity Fund, L.P.shared people, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund4$21,200,000
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
$250,000
similar: $1,000–$100,000
2013–2015
EDGAR ↗Altair - SCP L/S Equity Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$28,801,000
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2015
EDGAR ↗Altair Multi-Family Opportunities Fund IV (Greystar), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$82,090,000
offering Indefinite · similar: $155,000–$5,250,000
103
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗Altair - TAO, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$87,262,000
offering Indefinite · similar: $155,000–$5,250,000
145
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗Altair Senior Housing Fund (AEW), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$82,140,000
offering Indefinite · similar: $155,000–$5,250,000
171
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗Altair Senior Housing Fund (ROC), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$78,040,00079No minimum reported2014–2014
EDGAR ↗Altair Energy Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$16,685,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗Altair Real Estate Opportunities Fund II (AEW), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$77,629,400
offering Indefinite · similar: $155,000–$5,250,000
149
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗Altair Commercial Real Estate Lending Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$72,570,000
offering Indefinite · similar: $155,000–$5,250,000
104
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2014
EDGAR ↗Altair - BlackGold Opportunity Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$650,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗TIDEWATCH PARTNERS LPshared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund3$12,000,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017
EDGAR ↗NARRATIVE CAPITAL, LPsame person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund1$7,655,987
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗GACP I, L.P.shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$155,000,000
offering $155,000,000 · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗BRC Partners Opportunity Fund, LPshared people, same person name on both filings, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund11$273,178,962
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2015–2024
EDGAR ↗Altair Healthcare Real Estate Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$77,460,000
offering Indefinite · similar: $155,000–$5,250,000
179
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗Altair Multi-Family Opportunities Fund V (Wood 4), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$40,875,00052No minimum reported2015–2015
EDGAR ↗Altair Special Opportunities Fund IV, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$66,475,000
offering Indefinite · similar: $155,000–$5,250,000
91
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗Advanced Research Alpha Fund, L.P.shared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund12$564,095,685
offering Indefinite · similar: $155,000–$5,250,000
325
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2026
EDGAR ↗Advanced Research Alpha Fund, Ltd.shared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund12$249,904,405
offering Indefinite · similar: $155,000–$5,250,000
117
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2026
EDGAR ↗Dialectic Eastonville LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesCAMANA BAY, GRAND CAYMAN, E9Pooled Investment Fund3$3,634,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2017
EDGAR ↗MAI Capital Income & Growth Fund II, L.P.shared people, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗Lagan River LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesCAMANA BAY, GRAND CAYMAN, E9Pooled Investment Fund2$8,280,450
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2017
EDGAR ↗Altair Senior Housing Fund II (AEW), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$46,175,000
offering Indefinite · similar: $155,000–$5,250,000
131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗Altair - Commercial Real Estate Lending Fund II (Prime), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$69,095,000
offering Indefinite · similar: $155,000–$5,250,000
124
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗BR SPAC OPPORTUNITY FUND, LPshared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LOS ANGELES, CAPooled Investment Fund2$18,500,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
$250,000
similar: $1,000–$100,000
2016–2018
EDGAR ↗Altair - Pacific Coast Capital Partners Equity VII, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$71,750,000
offering Indefinite · similar: $155,000–$5,250,000
131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗Altair CMBS Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$71,225,000
offering Indefinite · similar: $155,000–$5,250,000
71
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗MAI Capital Income & Growth Fund III, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$33,550,000
offering $33,550,000 · similar: $155,000–$5,250,000
46
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗Altair Secondaries Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$51,275,000
offering Indefinite · similar: $155,000–$5,250,000
107
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗MAI Diversified Real Estate Income Fund, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$28,925,000
offering $75,000,000 · similar: $155,000–$5,250,000
45
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗MAI Capital Income & Growth Fund IV, LPshared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$0
offering $100,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗Altair Healthcare Real Estate Fund II, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$44,515,000
offering Indefinite · similar: $155,000–$5,250,000
124
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗Altair Energy Fund II, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$15,125,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗Altair European Real Estate Fund II (HP), LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$30,670,000
offering Indefinite · similar: $155,000–$5,250,000
53
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗MAI Diversified Real Estate Income Fund II, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund2$30,855,000
offering $50,000,000 · similar: $155,000–$5,250,000
56
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗Altair Reinsurance Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$77,725,000
offering Indefinite · similar: $155,000–$5,250,000
166
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗GACP II, L.P.shared people, same person name on both filings, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$321,150,000
offering $321,150,000 · similar: $155,000–$5,250,000
175
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗Altair Resmark MF, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$76,925,000
offering Indefinite · similar: $155,000–$5,250,000
212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗MAI Lending Fund, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund3$13,370,000
offering $11,000,000 · similar: $155,000–$5,250,000
50
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2020
EDGAR ↗Altair Healthcare Royalties Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$70,125,000
offering Indefinite · similar: $155,000–$5,250,000
153
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗Alignment Capital Partners LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund2$1,050,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2018–2019
EDGAR ↗Altair Value Impact Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$65,100,000
offering Indefinite · similar: $155,000–$5,250,000
52
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗Altair Warren Equity Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$10,550,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗Altair Galaxy Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$14,000,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗Altair Seed Co-Investment Fundshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$46,910,000
offering Indefinite · similar: $155,000–$5,250,000
82
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗Evoke Multifamily Fund (JRK4), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$106,120,000
offering Indefinite · similar: $155,000–$5,250,000
212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗MAI Capital Income & Growth Fund V QP, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$0
offering $250,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗MAI Capital Income & Growth Fund V QC, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$0
offering $100,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗Evoke Royalty Solutions Fund, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$23,070,000
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗Inceptiv Investors, LLCshared people, same business address, similar issuer namesLOS ANGELES, CAInvesting1$5,893,000
offering $7,500,000 · similar: $763,000–$10,000,000
12
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2020–2020
EDGAR ↗Evoke Secondaries (BR), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$71,425,000
offering Indefinite · similar: $155,000–$5,250,000
153
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗Eagle Venture Capital Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$12,625,000
offering $100,000,000 · similar: $155,000–$5,250,000
24
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗MAI Diversified Real Estate Income Fund III, L.P.shared people, shared management entity, same business address, similar issuer namesIndependence, OHPooled Investment Fund4$30,950,000
offering $100,000,000 · similar: $155,000–$5,250,000
65
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2023
EDGAR ↗Eagle Secondaries Fund II, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressLOS ANGELES, CAPooled Investment Fund1$20,625,000
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗Evoke Dislocation Opportunities Fund, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$67,895,000
offering Indefinite · similar: $155,000–$5,250,000
160
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗Inceptiv Platform I, LPshared people, same business address, similar issuer namesCULVER CITY, CAPooled Investment Fund2$118,667,500
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗Evoke GP Seeding Fund I, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$17,277,500
offering Indefinite · similar: $155,000–$5,250,000
57
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗MAI Industrial Warehouse Fund, L.P.shared people, shared management entity, same business addressCLEVELAND, OHPooled Investment Fund1$0
offering $35,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗Biotex Medical Device Fund I, L.P.shared people, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund1$12,371,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Evoke Industrial Real Estate Fund II (Dermody), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$31,190,000
offering Indefinite · similar: $155,000–$5,250,000
74
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Evoke Growth Equity Fund I, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$42,817,500
offering Indefinite · similar: $155,000–$5,250,000
68
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Evoke Secondaries Fund II (BR), LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$21,050,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗MedTex Elucid Coinvest SPV, LLCshared people, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund3$2,100,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2025
EDGAR ↗MAI Solamere Private Equity Fund, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund1$0
offering $125,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Evoke Industrial Real Estate Fund I (CHP), LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$97,037,500
offering Indefinite · similar: $155,000–$5,250,000
139
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗MAI Glade Brook Venture Fund, L.P.shared people, shared management entity, same business addressCLEVELAND, OHPooled Investment Fund1$0
offering $125,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Dialectic Geronimo SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund1$20,510,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗Evoke Healthcare Real Estate Fund I (HP IV), LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$15,340,000
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Eagle Venture Capital 2022 Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$43,100,000
offering $250,000,000 · similar: $155,000–$5,250,000
115
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Eagle Galaxy Opportunistic Private Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$112,567,000
offering $200,000,000 · similar: $155,000–$5,250,000
135
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Evoke Innovation Fund I, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$62,910,000
offering Indefinite · similar: $155,000–$5,250,000
143
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗Evoke Opportunistic Real Estate Fund I, LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$36,585,000
offering Indefinite · similar: $155,000–$5,250,000
73
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Eagle Galaxy KP 2022 Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$60,000,000
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Evoke Software Buyout Fund (Mainsail VI), LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$50,500,000
offering Indefinite · similar: $155,000–$5,250,000
132
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Eagle Venture Capital 2022 Offshore Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesCamana Bay, Grand Cayman, E9Pooled Investment Fund1$8,225,000
offering $250,000,000 · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗MEDTEX BAYOU COINVEST SPV, LLCshared people, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund2$2,580,000
offering Indefinite · similar: $155,000–$5,250,000
29
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2025
EDGAR ↗Evoke Secondaries Fund III (KHP IV), LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$38,810,000
offering Indefinite · similar: $155,000–$5,250,000
84
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Evoke Multifamily Fund II (JRK5), LPshared people, shared management entity, same business address, similar issuer namesLos Angeles, CAPooled Investment Fund1$162,425,000
offering Indefinite · similar: $155,000–$5,250,000
285
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Dialectic BSV SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund2$407,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗MAI Capital GP Staking Fund, LPshared people, shared management entity, same business address, similar issuer namesINDEPENDENCE, OHPooled Investment Fund5$381,530,000
offering Indefinite · similar: $155,000–$5,250,000
573
similar: 4–27
$25,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗Evoke Real Estate Co-GP Fund I (TriPost), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$64,870,000
offering Indefinite · similar: $155,000–$5,250,000
136
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗Dialectic Life Sciences SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund4$8,200,000
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2026
EDGAR ↗MAI Capital Income & Growth Fund VI QP, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund2$183,675,000
offering $500,000,000 · similar: $155,000–$5,250,000
469
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗MAI Capital Income & Growth Fund VI QC, L.P.shared people, shared management entity, same business address, similar issuer namesCLEVELAND, OHPooled Investment Fund2$0
offering $500,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗Evoke Secondaries Fund IV (BR V), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$111,587,500
offering Indefinite · similar: $155,000–$5,250,000
201
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗Eagle - Healthcare Growth & Opportunity 2022 Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressLOS ANGELES, CAPooled Investment Fund1$27,875,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗Evoke Private Equity Opportunities Fund I, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$69,255,000
offering $69,255,000 · similar: $155,000–$5,250,000
131
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗Dialectic Ventiva SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund3$8,008,929
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗MAI Capital Secondaries Infrastructure Solution, L.P.shared people, shared management entity, same business addressCLEVELAND, OHPooled Investment Fund2$81,475,000
offering Indefinite · similar: $155,000–$5,250,000
146
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗Dialectic Barrel Finance SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗Dialectic Provable SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund2$6,863,500
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗Evoke Real Estate Credit Fund I, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$49,437,500
offering $49,437,500 · similar: $155,000–$5,250,000
84
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗Inceptiv RED 2, LPshared people, same business address, similar issuer namesCULVER CITY, CAPooled Investment Fund3$103,009,150
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$15,000,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗MAI Capital Sports & Entertainment Seeding Fund, L.P.shared people, shared management entity, same business addressINDEPENDENCE,, OHPooled Investment Fund1$96,050,000
offering Indefinite · similar: $155,000–$5,250,000
123
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗Evoke Secondaries Fund V (KHP V), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$97,335,000
offering Indefinite · similar: $155,000–$5,250,000
204
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗MAI Capital GP Staking Fund Feeder, L.P.shared people, shared management entity, same business address, similar issuer namesINDEPENDENCE, OHPooled Investment Fund3$381,530,000
offering Indefinite · similar: $155,000–$5,250,000
71
similar: 4–27
$50,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗MAI Capital Otro Sports Fund, L.P.shared people, shared management entity, same business addressINDEPENDENCE,, OHPooled Investment Fund1$8,850,000
offering Indefinite · similar: $155,000–$5,250,000
57
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗MAI/Avenue Sports Fund, L.P.shared people, shared management entity, same business addressINDEPENDENCE,, OHPooled Investment Fund1$9,975,000
offering Indefinite · similar: $155,000–$5,250,000
67
similar: 4–27
$125,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗MedTex Polaris Coinvest SPV, LLCshared people, shared management entity, same business address, similar issuer namesNORWALK, CTPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗MAI Solamere Series IV Leaders Fund, L.P.shared people, shared management entity, same business address, similar issuer namesINDEPENDENCE,, OHPooled Investment Fund1$16,750,000
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
$150,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗MAI Affordable Housing Fund, L.P.shared people, shared management entity, same business addressINDEPENDENCE, OHPooled Investment Fund2$15,475,000
offering Indefinite · similar: $155,000–$5,250,000
63
similar: 4–27
$50,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗Dialectic Technology SPV LLCshared people, same person name on both filings, same business address, similar issuer namesNORWALK, CTPooled Investment Fund1$53,000,000
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗Evoke Secondaries Fund VI (BR VI), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$148,225,000
offering $148,225,000 · similar: $155,000–$5,250,000
263
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MedTex Voyager Coinvest SPV LLCshared people, shared management entity, similar issuer namesNORWALK, CTPooled Investment Fund1$500,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗Evoke Royalty Solutions Fund II (Oberland), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$63,200,000
offering $63,200,000 · similar: $155,000–$5,250,000
108
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗Evoke Innovation Fund II, LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund2$45,020,000
offering Indefinite · similar: $155,000–$5,250,000
106
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗MAI Co-Investment, LLCshared management entity, similar issuer namesINDEPENDENCE, OHPooled Investment Fund1$91,130,000
offering Indefinite · similar: $155,000–$5,250,000
56
similar: 4–27
$1,500,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗Evoke Secondaries Fund VII (KHP VI), LPshared people, shared management entity, same business address, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$33,962,000
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Business Services / 506(b) (965 filings); Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 14, 2026MAI Capital GP Staking Fund Feeder, L.P.D/APooled Investment FundIndefinite$381,530,000
EDGAR ↗Oct 14, 2026MAI Capital GP Staking Fund, LPD/APooled Investment FundIndefinite$381,530,000
EDGAR ↗Sep 28, 2026Evoke Royalty Solutions Fund II (Oberland), LPD/APooled Investment Fund$63,200,000$63,200,000
EDGAR ↗Sep 28, 2026Evoke Innovation Fund II, LPD/APooled Investment FundIndefinite$45,020,000
EDGAR ↗Sep 28, 2026Evoke Secondaries Fund VI (BR VI), LPD/APooled Investment Fund$148,225,000$148,225,000
EDGAR ↗Jun 18, 2026Evoke Secondaries Fund VII (KHP VI), LPDPooled Investment FundIndefinite$33,962,000
EDGAR ↗Jun 12, 2026MAI Co-Investment, LLCDPooled Investment FundIndefinite$91,130,000
EDGAR ↗May 14, 2026Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$564,095,685
EDGAR ↗May 14, 2026Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$249,904,405
EDGAR ↗May 6, 2026Inceptiv RED 2, LPD/APooled Investment FundIndefinite$103,009,150
EDGAR ↗May 5, 2026Dialectic Life Sciences SPV LLCDPooled Investment FundIndefinite$4,780,514
EDGAR ↗Apr 9, 2026MAI Affordable Housing Fund, L.P.D/APooled Investment FundIndefinite$15,475,000
EDGAR ↗Jan 22, 2026Dialectic Ventiva SPV LLCDPooled Investment FundIndefinite$8,008,929
EDGAR ↗Jan 12, 2026Evoke Innovation Fund II, LPDPooled Investment FundIndefinite$14,095,000
EDGAR ↗Nov 25, 2025Evoke Royalty Solutions Fund II (Oberland), LPDPooled Investment FundIndefinite$44,160,000
EDGAR ↗Oct 21, 2025MedTex Elucid Coinvest SPV, LLCDPooled Investment FundIndefinite$450,000
EDGAR ↗Oct 17, 2025MAI Capital GP Staking Fund Feeder, L.P.D/APooled Investment FundIndefinite$345,380,000
EDGAR ↗Oct 17, 2025MAI Capital GP Staking Fund, LPD/APooled Investment FundIndefinite$345,380,000
EDGAR ↗Sep 16, 2025MedTex Voyager Coinvest SPV LLCDPooled Investment FundIndefinite$500,000
EDGAR ↗Jun 26, 2025Evoke Secondaries Fund VI (BR VI), LPDPooled Investment FundIndefinite$84,630,000
EDGAR ↗Jun 5, 2025Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$232,920,246
EDGAR ↗Jun 5, 2025Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$433,617,685
EDGAR ↗Apr 24, 2025Dialectic Technology SPV LLCDPooled Investment FundIndefinite$53,000,000
EDGAR ↗Apr 24, 2025MEDTEX BAYOU COINVEST SPV, LLCDPooled Investment FundIndefinite$1,440,000
EDGAR ↗Apr 10, 2025Inceptiv RED 2, LPD/APooled Investment FundIndefinite$79,700,000
EDGAR ↗Mar 21, 2025MAI Affordable Housing Fund, L.P.DPooled Investment FundIndefinite$13,950,000
EDGAR ↗Mar 17, 2025MAI Solamere Series IV Leaders Fund, L.P.DPooled Investment FundIndefinite$16,750,000
EDGAR ↗Mar 13, 2025Dialectic Provable SPV LLCDPooled Investment FundIndefinite$6,863,500
EDGAR ↗Feb 26, 2025Evoke Private Equity Opportunities Fund I, LPD/APooled Investment Fund$69,255,000$69,255,000
EDGAR ↗Feb 24, 2025Evoke Real Estate Credit Fund I, LPD/APooled Investment Fund$49,437,500$49,437,500
EDGAR ↗Feb 5, 2025MAI Capital Secondaries Infrastructure Solution, L.P.D/APooled Investment FundIndefinite$81,475,000
EDGAR ↗Dec 19, 2024MedTex Polaris Coinvest SPV, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Nov 21, 2024MAI/Avenue Sports Fund, L.P.DPooled Investment FundIndefinite$9,975,000
EDGAR ↗Oct 29, 2024MAI Capital Otro Sports Fund, L.P.DPooled Investment FundIndefinite$8,850,000
EDGAR ↗Oct 17, 2024MAI Capital GP Staking Fund, LPD/APooled Investment FundIndefinite$308,700,000
EDGAR ↗Oct 17, 2024MAI Capital GP Staking Fund Feeder, L.P.DPooled Investment FundIndefinite$308,700,000
EDGAR ↗Sep 27, 2024Evoke Private Equity Opportunities Fund I, LPD/APooled Investment FundIndefinite$44,302,500
EDGAR ↗Aug 12, 2024Dialectic BSV SPV LLCDPooled Investment FundIndefinite$407,000
EDGAR ↗Jul 12, 2024Dialectic Life Sciences SPV LLCDPooled Investment FundIndefinite$2,800,000
EDGAR ↗Jul 3, 2024Evoke Secondaries Fund V (KHP V), LPDPooled Investment FundIndefinite$97,335,000
EDGAR ↗Jun 11, 2024BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Jun 11, 2024BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$273,178,962
EDGAR ↗Jun 5, 2024Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$226,608,246
EDGAR ↗Jun 5, 2024Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$401,358,250
EDGAR ↗May 2, 2024MAI Capital Sports & Entertainment Seeding Fund, L.P.DPooled Investment FundIndefinite$96,050,000
EDGAR ↗Mar 21, 2024Inceptiv RED 2, LPDPooled Investment FundIndefinite$75,000,000
EDGAR ↗Feb 21, 2024Evoke Real Estate Credit Fund I, LPDPooled Investment FundIndefinite$38,950,000
EDGAR ↗Jan 16, 2024Dialectic Ventiva SPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jan 12, 2024Dialectic Barrel Finance SPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jan 12, 2024Dialectic Provable SPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jan 9, 2024MAI Capital Secondaries Infrastructure Solution, L.P.DPooled Investment FundIndefinite$33,300,000
EDGAR ↗Dec 22, 2023MAI Capital Income & Growth Fund VI QC, L.P.D/APooled Investment Fund$500,000,000$0
EDGAR ↗Dec 22, 2023MAI Capital Income & Growth Fund VI QP, L.P.D/APooled Investment Fund$500,000,000$183,675,000
EDGAR ↗Dec 19, 2023MedTex Elucid Coinvest SPV, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Nov 17, 2023Dialectic Ventiva SPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Oct 18, 2023MAI Capital GP Staking Fund, LPD/APooled Investment FundIndefinite$277,875,000
EDGAR ↗Oct 6, 2023Evoke Private Equity Opportunities Fund I, LPDPooled Investment FundIndefinite$30,840,000
EDGAR ↗Jun 23, 2023Dialectic Life Sciences SPV LLCDPooled Investment Fund$3,667,000$3,667,000
EDGAR ↗Jun 14, 2023BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$265,150,466
EDGAR ↗Jun 13, 2023BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Jun 7, 2023Eagle - Healthcare Growth & Opportunity 2022 Fund, LLCDPooled Investment FundIndefinite$27,875,000
EDGAR ↗Jun 5, 2023Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$377,768,250
EDGAR ↗Jun 5, 2023Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$219,447,246
EDGAR ↗Apr 19, 2023MAI Diversified Real Estate Income Fund III, L.P.D/APooled Investment Fund$100,000,000$30,950,000
EDGAR ↗Mar 2, 2023Evoke Secondaries Fund IV (BR V), LPDPooled Investment FundIndefinite$111,587,500
EDGAR ↗Feb 14, 2023Evoke Innovation Fund I, LPD/APooled Investment FundIndefinite$62,910,000
EDGAR ↗Dec 22, 2022MAI Capital Income & Growth Fund VI QP, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Dec 22, 2022MAI Capital Income & Growth Fund VI QC, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Nov 21, 2022Dialectic Life Sciences SPV LLCDPooled Investment Fund$8,200,000$8,200,000
EDGAR ↗Nov 4, 2022Evoke Real Estate Co-GP Fund I (TriPost), LPDPooled Investment FundIndefinite$64,870,000
EDGAR ↗Oct 18, 2022MAI Capital GP Staking Fund, LPDPooled Investment FundIndefinite$269,125,000
EDGAR ↗Oct 14, 2022Dialectic BSV SPV LLCDPooled Investment FundIndefinite$0
EDGAR ↗Aug 30, 2022Evoke Multifamily Fund II (JRK5), LPDPooled Investment FundIndefinite$162,425,000
EDGAR ↗Jun 6, 2022Evoke Secondaries Fund III (KHP IV), LPDPooled Investment FundIndefinite$38,810,000
EDGAR ↗Jun 3, 2022Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$304,285,250
EDGAR ↗Jun 3, 2022Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$199,500,035
EDGAR ↗May 27, 2022MEDTEX BAYOU COINVEST SPV, LLCDPooled Investment FundIndefinite$2,580,000
EDGAR ↗May 27, 2022BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$265,150,466
EDGAR ↗May 23, 2022BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Apr 21, 2022MAI Diversified Real Estate Income Fund III, L.P.D/APooled Investment Fund$100,000,000$27,875,000
EDGAR ↗Apr 8, 2022Eagle Venture Capital 2022 Offshore Fund, LLCDPooled Investment Fund$250,000,000$8,225,000
EDGAR ↗Mar 31, 2022Evoke Software Buyout Fund (Mainsail VI), LPDPooled Investment FundIndefinite$50,500,000
EDGAR ↗Mar 17, 2022Eagle Galaxy KP 2022 Fund, LLCDPooled Investment FundIndefinite$60,000,000
EDGAR ↗Mar 9, 2022Evoke Opportunistic Real Estate Fund I, LPDPooled Investment FundIndefinite$36,585,000
EDGAR ↗Feb 15, 2022Evoke Innovation Fund I, LPDPooled Investment FundIndefinite$38,030,000
EDGAR ↗Feb 4, 2022Eagle Galaxy Opportunistic Private Fund, LLCDPooled Investment Fund$200,000,000$112,567,000
EDGAR ↗Jan 27, 2022Eagle Venture Capital 2022 Fund, LLCDPooled Investment Fund$250,000,000$43,100,000
EDGAR ↗Jan 26, 2022Evoke Healthcare Real Estate Fund I (HP IV), LPDPooled Investment FundIndefinite$15,340,000
EDGAR ↗Dec 21, 2021MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$71,612,246
EDGAR ↗Oct 12, 2021Dialectic Geronimo SPV LLCDPooled Investment FundIndefinite$20,510,000
EDGAR ↗Sep 10, 2021MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$81,682,426
EDGAR ↗Aug 30, 2021MAI Glade Brook Venture Fund, L.P.DPooled Investment Fund$125,000,000$0
EDGAR ↗Aug 16, 2021Inceptiv Platform I, LPD/APooled Investment FundIndefinite$118,667,500
EDGAR ↗Aug 11, 2021Evoke Industrial Real Estate Fund I (CHP), LPDPooled Investment FundIndefinite$97,037,500
EDGAR ↗Jul 30, 2021MAI Solamere Private Equity Fund, L.P.DPooled Investment Fund$125,000,000$0
EDGAR ↗Jul 19, 2021MedTex Elucid Coinvest SPV, LLCDPooled Investment FundIndefinite$2,100,000
EDGAR ↗Jun 30, 2021MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$71,612,246
EDGAR ↗Jun 23, 2021Evoke Secondaries Fund II (BR), LPDPooled Investment FundIndefinite$21,050,000
EDGAR ↗Jun 3, 2021Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$253,755,250
EDGAR ↗Jun 3, 2021Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$193,001,535
EDGAR ↗May 14, 2021BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$211,946,410
EDGAR ↗May 14, 2021BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Apr 22, 2021MAI Diversified Real Estate Income Fund III, L.P.DPooled Investment Fund$100,000,000$0
EDGAR ↗Mar 11, 2021Evoke Growth Equity Fund I, LPDPooled Investment FundIndefinite$42,817,500
EDGAR ↗Mar 9, 2021Evoke Industrial Real Estate Fund II (Dermody), LPDPooled Investment FundIndefinite$31,190,000
EDGAR ↗Mar 8, 2021Biotex Medical Device Fund I, L.P.DPooled Investment FundIndefinite$12,371,000
EDGAR ↗Nov 20, 2020MAI Lending Fund, L.P.DPooled Investment Fund$11,000,000$4,935,390
EDGAR ↗Sep 10, 2020MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$81,682,426
EDGAR ↗Aug 26, 2020MAI Industrial Warehouse Fund, L.P.DPooled Investment Fund$35,000,000$0
EDGAR ↗Aug 18, 2020Evoke GP Seeding Fund I, LPDPooled Investment FundIndefinite$17,277,500
EDGAR ↗Aug 17, 2020Inceptiv Platform I, LPDPooled Investment FundIndefinite$17,127,500
EDGAR ↗Jul 10, 2020Eagle Secondaries Fund II, LLCDPooled Investment FundIndefinite$20,625,000
EDGAR ↗Jul 10, 2020Evoke Dislocation Opportunities Fund, LPDPooled Investment FundIndefinite$67,895,000
EDGAR ↗Jun 18, 2020MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$71,612,246
EDGAR ↗Jun 3, 2020Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$178,049,535
EDGAR ↗Jun 3, 2020Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$243,170,250
EDGAR ↗May 18, 2020BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$145,440,334
EDGAR ↗May 18, 2020BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Feb 27, 2020MAI Diversified Real Estate Income Fund III, L.P.DPooled Investment Fund$100,000,000$0
EDGAR ↗Feb 13, 2020Eagle Venture Capital Fund, LLCDPooled Investment Fund$100,000,000$12,625,000
EDGAR ↗Feb 5, 2020Evoke Secondaries (BR), LPDPooled Investment FundIndefinite$71,425,000
EDGAR ↗Jan 27, 2020Inceptiv Investors, LLCDInvesting$7,500,000$5,893,000
EDGAR ↗Dec 27, 2019Evoke Royalty Solutions Fund, LPDPooled Investment FundIndefinite$23,070,000
EDGAR ↗Dec 2, 2019Altair Value Impact Fund, LLCD/APooled Investment FundIndefinite$65,100,000
EDGAR ↗Nov 25, 2019MAI Capital Income & Growth Fund V QP, L.P.DPooled Investment Fund$250,000,000$0
EDGAR ↗Nov 25, 2019MAI Capital Income & Growth Fund V QC, L.P.DPooled Investment Fund$100,000,000$0
EDGAR ↗Oct 2, 2019Evoke Multifamily Fund (JRK4), LPDPooled Investment FundIndefinite$106,120,000
EDGAR ↗Sep 6, 2019MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$81,432,426
EDGAR ↗Jul 12, 2019Altair Global Credit Opportunities Fund (A), LLCD/APooled Investment FundIndefinite$321,635,000
EDGAR ↗Jul 1, 2019MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$68,072,575
EDGAR ↗Jun 18, 2019MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$68,072,575
EDGAR ↗Jun 5, 2019Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$209,894,507
EDGAR ↗Jun 5, 2019Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$625,417,758
EDGAR ↗Jun 3, 2019Alignment Capital Partners LPD/APooled Investment FundIndefinite$1,050,000
EDGAR ↗Jun 3, 2019Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$207,995,500
EDGAR ↗Jun 3, 2019Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$156,465,851
EDGAR ↗May 31, 2019Altair Seed Co-Investment FundDPooled Investment FundIndefinite$46,910,000
EDGAR ↗May 20, 2019BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$115,138,293
EDGAR ↗May 17, 2019BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Dec 3, 2018Altair Galaxy Fund, LLCDPooled Investment FundIndefinite$14,000,000
EDGAR ↗Nov 6, 2018Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$608,844,060
EDGAR ↗Oct 30, 2018MAI Diversified Real Estate Income Fund II, L.P.D/APooled Investment Fund$50,000,000$30,855,000
EDGAR ↗Oct 5, 2018MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$81,332,426
EDGAR ↗Sep 11, 2018Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$162,844,720
EDGAR ↗Sep 10, 2018Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$152,734,901
EDGAR ↗Sep 10, 2018Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$194,615,500
EDGAR ↗Aug 30, 2018MAI Lending Fund, L.P.D/APooled Investment Fund$26,000,000$13,370,000
EDGAR ↗Aug 29, 2018Altair Warren Equity Fund, LLCDPooled Investment FundIndefinite$10,550,000
EDGAR ↗Aug 8, 2018Altair Value Impact Fund, LLCDPooled Investment FundIndefinite$29,450,000
EDGAR ↗Jul 13, 2018GACP II, L.P.D/APooled Investment Fund$321,150,000$321,150,000
EDGAR ↗Jul 12, 2018Altair Global Credit Opportunities Fund (A), LLCD/APooled Investment FundIndefinite$285,195,000
EDGAR ↗Jul 2, 2018BR SPAC OPPORTUNITY FUND, LPD/APooled Investment FundIndefinite$18,500,000
EDGAR ↗Jul 2, 2018BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Jun 29, 2018BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,355,517
EDGAR ↗Jun 28, 2018BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$95,739,191
EDGAR ↗Jun 27, 2018Alignment Capital Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 27, 2018Altair Healthcare Royalties Fund, LLCDPooled Investment FundIndefinite$70,125,000
EDGAR ↗Jun 19, 2018MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$67,666,277
EDGAR ↗Jun 12, 2018MAI Lending Fund, L.P.DPooled Investment Fund$26,000,000$0
EDGAR ↗Jun 4, 2018Altair Resmark MF, LLCDPooled Investment FundIndefinite$76,925,000
EDGAR ↗Jun 1, 2018Dialectic Antithesis Opportunities Fund II, LPDPooled Investment FundIndefinite$127,924,578
EDGAR ↗May 31, 2018Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$193,551,322
EDGAR ↗Jan 26, 2018GACP II, L.P.DPooled Investment FundIndefinite$143,000,000
EDGAR ↗Dec 27, 2017Altair Reinsurance Fund, LLCDPooled Investment FundIndefinite$77,725,000
EDGAR ↗Nov 22, 2017Altair - Rimrock, LLCD/APooled Investment FundIndefinite$461,620,473
EDGAR ↗Oct 23, 2017MAI Diversified Real Estate Income Fund II, L.P.DPooled Investment Fund$50,000,000$0
EDGAR ↗Oct 20, 2017MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$81,232,426
EDGAR ↗Sep 11, 2017Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$162,244,720
EDGAR ↗Sep 8, 2017Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$108,594,000
EDGAR ↗Sep 8, 2017Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$140,942,976
EDGAR ↗Jul 24, 2017Altair European Real Estate Fund II (HP), LLCDPooled Investment FundIndefinite$30,670,000
EDGAR ↗Jul 12, 2017Altair Global Credit Opportunities Fund (A), LLCD/APooled Investment FundIndefinite$269,760,000
EDGAR ↗Jun 20, 2017MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$33,383,175
EDGAR ↗May 9, 2017Altair Energy Fund II, LLCDPooled Investment FundIndefinite$15,125,000
EDGAR ↗Apr 19, 2017Lagan River LPD/APooled Investment FundIndefinite$8,280,449
EDGAR ↗Apr 12, 2017Dialectic Eastonville LPD/APooled Investment FundIndefinite$3,634,000
EDGAR ↗Apr 6, 2017TIDEWATCH PARTNERS LPD/APooled Investment FundIndefinite$12,000,000
EDGAR ↗Apr 6, 2017Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$193,551,322
EDGAR ↗Apr 6, 2017Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$127,732,747
EDGAR ↗Apr 6, 2017Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$592,067,992
EDGAR ↗Apr 6, 2017Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$206,624,506
EDGAR ↗Apr 6, 2017Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$192,029,393
EDGAR ↗Feb 24, 2017Altair Healthcare Real Estate Fund II, LLCDPooled Investment FundIndefinite$44,515,000
EDGAR ↗Feb 2, 2017MAI Capital Income & Growth Fund IV, LPDPooled Investment Fund$100,000,000$0
EDGAR ↗Jan 17, 2017BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$26,252,990
EDGAR ↗Jan 13, 2017BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$19,634,394
EDGAR ↗Jan 13, 2017BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$7,933,148
EDGAR ↗Jan 12, 2017MAI Diversified Real Estate Income Fund, L.P.DPooled Investment Fund$75,000,000$28,925,000
EDGAR ↗Nov 23, 2016Altair - Rimrock, LLCD/APooled Investment FundIndefinite$473,920,359
EDGAR ↗Nov 23, 2016Altair - DSO, LLCD/APooled Investment FundIndefinite$292,447,179
EDGAR ↗Nov 23, 2016Altair - PCOF, LLCD/APooled Investment FundIndefinite$115,225,000
EDGAR ↗Oct 25, 2016Altair Secondaries Fund, LLCDPooled Investment FundIndefinite$51,275,000
EDGAR ↗Oct 21, 2016MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$79,532,426
EDGAR ↗Sep 28, 2016MAI Capital Income & Growth Fund III, L.P.DPooled Investment Fund$33,550,000$33,550,000
EDGAR ↗Sep 16, 2016Altair CMBS Fund, LLCDPooled Investment FundIndefinite$71,225,000
EDGAR ↗Sep 9, 2016Advanced Research Alpha Fund, Ltd.D/APooled Investment FundIndefinite$121,247,459
EDGAR ↗Sep 9, 2016Advanced Research Alpha Fund, L.P.D/APooled Investment FundIndefinite$88,697,000
EDGAR ↗Sep 9, 2016Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$160,694,720
EDGAR ↗Jul 15, 2016Altair - Pacific Coast Capital Partners Equity VII, LLCDPooled Investment FundIndefinite$71,750,000
EDGAR ↗Jul 14, 2016BR SPAC OPPORTUNITY FUND, LPDInvestingIndefinite$0
EDGAR ↗Jul 12, 2016Altair - Commercial Real Estate Lending Fund II (Prime), LLCD/APooled Investment FundIndefinite$69,095,000
EDGAR ↗Jul 12, 2016Altair - Commercial Real Estate Lending Fund II (Prime), LLCDPooled Investment FundIndefinite$69,095,000
EDGAR ↗Jul 12, 2016Altair Global Credit Opportunities Fund (A), LLCD/APooled Investment FundIndefinite$243,730,000
EDGAR ↗Jul 8, 2016Altair Senior Housing Fund II (AEW), LLCD/APooled Investment FundIndefinite$46,175,000
EDGAR ↗Jul 1, 2016Altair Senior Housing Fund II (AEW), LLCDPooled Investment FundIndefinite$46,175,000
EDGAR ↗Jun 21, 2016MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$50,351,350
EDGAR ↗May 17, 2016Altair - TAO, LLCD/APooled Investment FundIndefinite$87,262,000
EDGAR ↗Apr 19, 2016Lagan River LPDPooled Investment FundIndefinite$8,280,450
EDGAR ↗Apr 12, 2016Dialectic Eastonville LPD/APooled Investment FundIndefinite$3,634,000
EDGAR ↗Apr 7, 2016Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$206,624,506
EDGAR ↗Apr 7, 2016Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$193,551,332
EDGAR ↗Apr 7, 2016Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$127,732,747
EDGAR ↗Apr 7, 2016Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$186,529,393
EDGAR ↗Apr 7, 2016Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$592,067,992
EDGAR ↗Apr 7, 2016TIDEWATCH PARTNERS LPD/APooled Investment FundIndefinite$12,000,000
EDGAR ↗Jan 19, 2016MKCA Opportunity Fund, LLCD/APooled Investment FundIndefinite$50,351,350
EDGAR ↗Jan 19, 2016GACP I, L.P.D/APooled Investment Fund$155,000,000$155,000,000
EDGAR ↗Jan 13, 2016BRC Partners Opportunity Fund, LPD/APooled Investment FundIndefinite$36,768,825
EDGAR ↗Jan 13, 2016BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$7,933,148
EDGAR ↗Nov 23, 2015Altair - PCOF, LLCD/APooled Investment FundIndefinite$95,615,000
EDGAR ↗Nov 23, 2015Altair - Rimrock, LLCD/APooled Investment FundIndefinite$459,942,739
EDGAR ↗Nov 23, 2015Altair - DSO, LLCD/APooled Investment FundIndefinite$269,417,179
EDGAR ↗Oct 23, 2015MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$77,032,426
EDGAR ↗Oct 7, 2015MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$77,032,426
EDGAR ↗Oct 2, 2015MAI Capital Income & Growth Fund II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 16, 2015Dialectic Eastonville LPDPooled Investment FundIndefinite$3,175,000
EDGAR ↗Sep 11, 2015Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$93,349,256
EDGAR ↗Sep 11, 2015Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$591,885,266
EDGAR ↗Sep 11, 2015Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$206,624,506
EDGAR ↗Sep 11, 2015Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$186,073,616
EDGAR ↗Sep 11, 2015Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$123,646,300
EDGAR ↗Sep 10, 2015Advanced Research Alpha Fund, L.P.DPooled Investment FundIndefinite$34,400,000
EDGAR ↗Sep 10, 2015Advanced Research Alpha Fund, Ltd.DPooled Investment FundIndefinite$60,094,904
EDGAR ↗Sep 10, 2015Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$137,042,720
EDGAR ↗Aug 5, 2015Altair Special Opportunities Fund IV, LLCDPooled Investment FundIndefinite$66,475,000
EDGAR ↗Aug 5, 2015Altair Multi-Family Opportunities Fund V (Wood 4), LLCDPooled Investment FundIndefinite$40,875,000
EDGAR ↗Jul 14, 2015MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$43,262,972
EDGAR ↗Jun 30, 2015Altair Healthcare Real Estate Fund, LLCDPooled Investment FundIndefinite$77,460,000
EDGAR ↗Jun 2, 2015BRC Partners Opportunity Fund, LPDPooled Investment FundIndefinite$19,634,394
EDGAR ↗May 22, 2015Altair - TAO, LLCD/APooled Investment FundIndefinite$87,262,000
EDGAR ↗Apr 20, 2015GACP I, L.P.DPooled Investment FundIndefinite$100,000,000
EDGAR ↗Mar 19, 2015NARRATIVE CAPITAL, LPDPooled Investment FundIndefinite$7,655,987
EDGAR ↗Mar 12, 2015TIDEWATCH PARTNERS LPDPooled Investment FundIndefinite$11,500,000
EDGAR ↗Feb 17, 2015B. Riley Financial, Inc.DBusiness Services$6,666,660$6,666,660
EDGAR ↗Jan 26, 2015BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,665,744
EDGAR ↗Jan 21, 2015MAI Opportunity Fund, L.P.D/APooled Investment FundIndefinite$21,200,000
EDGAR ↗Jan 8, 2015Altair - SCP L/S Equity Fund, LLCD/APooled Investment FundIndefinite$28,801,000
EDGAR ↗Jan 6, 2015Altair - BlackGold Opportunity Fund, LLCDPooled Investment FundIndefinite$650,000
EDGAR ↗Dec 22, 2014MAI Opportunity Fund, L.P.D/APooled Investment FundIndefinite$17,200,000
EDGAR ↗Dec 16, 2014Altair Commercial Real Estate Lending Fund, LLCDPooled Investment FundIndefinite$72,570,000
EDGAR ↗Nov 28, 2014Altair Real Estate Opportunities Fund II (AEW), LLCDPooled Investment FundIndefinite$77,629,400
EDGAR ↗Nov 21, 2014Altair - Rimrock, LLCD/APooled Investment FundIndefinite$455,077,739
EDGAR ↗Nov 21, 2014Altair Diversified Portfolio, LLCD/APooled Investment FundIndefinite$22,094,000
EDGAR ↗Nov 21, 2014Altair - Marathon SOF, LLCD/APooled Investment FundIndefinite$151,080,634
EDGAR ↗Nov 21, 2014Altair - DSO, LLCD/APooled Investment FundIndefinite$260,902,179
EDGAR ↗Nov 21, 2014Altair - PCOF, LLCD/APooled Investment FundIndefinite$86,840,000
EDGAR ↗Nov 21, 2014Altair Global Asset Allocation Fund, LLCD/APooled Investment FundIndefinite$248,647,663
EDGAR ↗Oct 21, 2014Altair Energy Fund, LLCDPooled Investment FundIndefinite$16,685,000
EDGAR ↗Oct 10, 2014MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$77,032,426
EDGAR ↗Sep 19, 2014Altair Senior Housing Fund (ROC), LLCDPooled Investment FundIndefinite$78,040,000
EDGAR ↗Sep 11, 2014Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$181,973,616
EDGAR ↗Sep 11, 2014Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$123,646,300
EDGAR ↗Sep 11, 2014Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$588,035,266
EDGAR ↗Sep 11, 2014Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$206,624,506
EDGAR ↗Sep 11, 2014Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$92,549,256
EDGAR ↗Sep 9, 2014Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$117,982,720
EDGAR ↗Aug 1, 2014Altair Senior Housing Fund (AEW), LLCDPooled Investment FundIndefinite$82,140,000
EDGAR ↗Jul 28, 2014MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$31,112,972
EDGAR ↗Jun 30, 2014B. Riley Financial, Inc.DBusiness Services$35,208,701$35,208,701
EDGAR ↗Jun 2, 2014B. Riley Financial, Inc.DBusiness Services$51,446,500$51,446,500
EDGAR ↗May 22, 2014Altair - TAO, LLCDPooled Investment FundIndefinite$87,262,000
EDGAR ↗Feb 20, 2014Altair Multi-Family Opportunities Fund IV (Greystar), LLCDPooled Investment FundIndefinite$82,090,000
EDGAR ↗Jan 24, 2014BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$10,113,510
EDGAR ↗Jan 8, 2014Altair - SCP L/S Equity Fund, LLCDPooled Investment FundIndefinite$755,000
EDGAR ↗Dec 27, 2013MAI Opportunity Fund, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Dec 27, 2013MAI Opportunity Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 22, 2013Altair - PCOF, LLCD/APooled Investment FundIndefinite$26,695,000
EDGAR ↗Nov 22, 2013Altair Diversified Portfolio, LLCD/APooled Investment FundIndefinite$18,355,000
EDGAR ↗Nov 22, 2013Altair - DSO, LLCD/APooled Investment FundIndefinite$157,681,755
EDGAR ↗Nov 22, 2013Altair Global Asset Allocation Fund, LLCD/APooled Investment FundIndefinite$240,824,000
EDGAR ↗Nov 22, 2013Altair - Rimrock, LLCD/APooled Investment FundIndefinite$354,402,625
EDGAR ↗Nov 12, 2013Altair - PCOF, LLCDPooled Investment FundIndefinite$26,695,000
EDGAR ↗Nov 12, 2013Altair - Marathon SOF, LLCDPooled Investment FundIndefinite$2,937,000
EDGAR ↗Oct 11, 2013MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$58,455,719
EDGAR ↗Sep 26, 2013Altair OH XIII, LLCDPooled Investment FundIndefinite$36,795,000
EDGAR ↗Sep 13, 2013Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$123,516,300
EDGAR ↗Sep 13, 2013Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$92,549,256
EDGAR ↗Sep 13, 2013Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$127,777,668
EDGAR ↗Sep 13, 2013Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$587,285,266
EDGAR ↗Sep 13, 2013Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$176,522,480
EDGAR ↗Sep 10, 2013Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$82,869,375
EDGAR ↗Aug 20, 2013Altair Special Opportunities Fund III (C5), LLCDPooled Investment FundIndefinite$37,975,000
EDGAR ↗Aug 19, 2013MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$30,412,972
EDGAR ↗Aug 6, 2013Altair Multi-Family Opportunities Fund III (Wood 3), LLCDPooled Investment FundIndefinite$41,815,000
EDGAR ↗Aug 5, 2013MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$30,412,972
EDGAR ↗Jul 8, 2013ALTAIR MULTI-FAMILY OPPORTUNITIES FUND II (ROC | BRIDGE), LLCDPooled Investment FundIndefinite$69,765,000
EDGAR ↗Jul 8, 2013ALTAIR - PACIFIC COAST CAPITAL PARTNERS EQUITY VI, LLCD/APooled Investment FundIndefinite$76,800,000
EDGAR ↗Jun 27, 2013LC - Golub Capital VIII, LLCD/APooled Investment FundIndefinite$119,457,500
EDGAR ↗Jun 11, 2013LC Multi-Family Opportunities Fund (JRK), LLCDPooled Investment FundIndefinite$58,455,000
EDGAR ↗Jun 10, 2013LC - Special Opportunities Fund II, LLCDPooled Investment FundIndefinite$56,275,000
EDGAR ↗Mar 13, 2013Altair - Angelo Gordon MVP, LLCD/APooled Investment FundIndefinite$56,670,000
EDGAR ↗Feb 11, 2013MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$35,800,000
EDGAR ↗Jan 9, 2013Altair Diversified Portfolio, LLCD/APooled Investment FundIndefinite$12,065,000
EDGAR ↗Jan 4, 2013Altair - DSO, LLCD/APooled Investment FundIndefinite$85,168,000
EDGAR ↗Nov 16, 2012LC - Direct Lending Fund, L.P.DPooled Investment FundIndefinite$93,104,000
EDGAR ↗Nov 13, 2012Altair Global Asset Allocation Fund, LLCDPooled Investment FundIndefinite$178,305,000
EDGAR ↗Oct 25, 2012Altair Global Credit Opportunities Fund (A), LLCDPooled Investment FundIndefinite$156,711,169
EDGAR ↗Oct 11, 2012MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$52,878,845
EDGAR ↗Sep 14, 2012Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$212,162,727
EDGAR ↗Sep 14, 2012Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$175,994,640
EDGAR ↗Sep 14, 2012Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$555,745,266
EDGAR ↗Sep 14, 2012Dialectic Antithesis Opportunities Fund, LPD/APooled Investment FundIndefinite$94,350,000
EDGAR ↗Sep 14, 2012Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$123,156,300
EDGAR ↗Sep 14, 2012Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$668,151,756
EDGAR ↗Aug 8, 2012MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$35,800,000
EDGAR ↗Aug 8, 2012MKCA Opportunity Fund, LLCDPooled Investment Fund$5,000,000,000$35,800,000
EDGAR ↗Jul 10, 2012LC - Golub Capital VIII, LLCDPooled Investment FundIndefinite$16,965,000
EDGAR ↗Jun 7, 2012Altair - Rimrock, LLCD/APooled Investment FundIndefinite$161,530,250
EDGAR ↗Jun 6, 2012ALTAIR - PACIFIC COAST CAPITAL PARTNERS EQUITY VI, LLCDPooled Investment FundIndefinite$47,150,000
EDGAR ↗Apr 4, 2012LC - Golub Capital VII, L.P.DPooled Investment FundIndefinite$60,935,000
EDGAR ↗Apr 4, 2012Luminous Capital Special Situations Fund II - A, L.P.DPooled Investment FundIndefinite$33,975,000
EDGAR ↗Apr 3, 2012BRC Emerging Managers Fund of Funds, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Apr 2, 2012Riley Investment Partners LPD/APooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2012Altair - Angelo Gordon MVP, LLCDPooled Investment FundIndefinite$2,275,000
EDGAR ↗Feb 6, 2012LC - FCO III, L.P.DPooled Investment FundIndefinite$6,800,000
EDGAR ↗Jan 9, 2012Altair Diversified Portfolio, LLCDPooled Investment FundIndefinite$1,350,000
EDGAR ↗Jan 4, 2012Altair - DSO, LLCD/APooled Investment FundIndefinite$62,628,000
EDGAR ↗Nov 3, 2011LC - GOF III, L.P.DPooled Investment FundIndefinite$27,775,000
EDGAR ↗Sep 14, 2011Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$108,851,176
EDGAR ↗Sep 14, 2011Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$116,514,058
EDGAR ↗Sep 14, 2011Dialectic Antithesis Opportunities Fund, LPD/APooled Investment FundIndefinite$94,350,000
EDGAR ↗Sep 14, 2011Dialectic Antithesis Opportunities Fund II, LPD/APooled Investment FundIndefinite$72,870,348
EDGAR ↗Sep 14, 2011Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$473,500,660
EDGAR ↗Sep 14, 2011Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$580,720,500
EDGAR ↗Sep 7, 2011MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$48,188,185
EDGAR ↗Sep 7, 2011MAI STRATEGIC EQUITY ALLOCATION FUND LPD/APooled Investment FundIndefinite$32,495,755
EDGAR ↗Aug 17, 2011Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$107,051,176
EDGAR ↗Aug 17, 2011Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$472,400,660
EDGAR ↗Aug 17, 2011Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$578,220,500
EDGAR ↗Aug 1, 2011LC Special Opportunities Fund, LPDPooled Investment FundIndefinite$79,640,000
EDGAR ↗Jul 26, 2011Dialectic Antithesis Opportunities Fund II, LPDPooled Investment FundIndefinite$60,164,462
EDGAR ↗Jul 8, 2011MKCA Opportunity Fund, LLCDPooled Investment Fund$5,000,000,000$35,800,000
EDGAR ↗Jul 5, 2011LC Real Estate Opportunities Fund, LPDPooled Investment FundIndefinite$17,390,000
EDGAR ↗Jun 7, 2011Altair - Rimrock, LLCD/APooled Investment FundIndefinite$113,893,250
EDGAR ↗May 12, 2011Dialectic Antithesis Opportunities Fund, LPD/APooled Investment FundIndefinite$94,350,000
EDGAR ↗Apr 18, 2011BRC Emerging Managers Fund of Funds, LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 7, 2011Luminous Capital - Tradewinds Global Long/Short Fund, L.P.D/APooled Investment FundIndefinite$106,710,250
EDGAR ↗Feb 23, 2011Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$91,664,058
EDGAR ↗Feb 7, 2011Riley Investment Partners LPD/APooled Investment FundIndefinite$0
EDGAR ↗Feb 4, 2011Luminous Capital Senior Credit Fund A LPDPooled Investment FundIndefinite$28,750,000
EDGAR ↗Feb 4, 2011Luminous Capital Senior Credit Fund LPDPooled Investment FundIndefinite$31,190,000
EDGAR ↗Jan 4, 2011Altair - DSO, LLCDPooled Investment FundIndefinite$13,900,000
EDGAR ↗Dec 9, 2010LC Life Settlements Fund, LPDPooled Investment FundIndefinite$52,975,000
EDGAR ↗Nov 9, 2010Luminous Capital Distressed Credit Opportunities Fund, LPD/APooled Investment FundIndefinite$31,700,000
EDGAR ↗Nov 3, 2010Luminous Capital Distressed Credit Opportunities Fund, LPDPooled Investment FundIndefinite$31,700,000
EDGAR ↗Nov 2, 2010LC - U.S. Farming Realty Fund, L.P.DPooled Investment FundIndefinite$12,050,000
EDGAR ↗Sep 10, 2010Luminous Capital - Paulson Advantage, L.P.D/APooled Investment FundIndefinite$44,935,800
EDGAR ↗Sep 7, 2010MAI STRATEGIC EQUITY ALLOCATION FUND LPD/APooled Investment FundIndefinite$37,323,782
EDGAR ↗Sep 7, 2010MAI Managed Volatility Fund, L.P.D/APooled Investment FundIndefinite$33,214,601
EDGAR ↗Aug 27, 2010Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$411,338,798
EDGAR ↗Aug 27, 2010Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$102,702,012
EDGAR ↗Aug 27, 2010Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$557,260,500
EDGAR ↗Jul 21, 2010LC - FCO II, LPDPooled Investment FundIndefinite$44,510,000
EDGAR ↗Jul 7, 2010MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$36,815,055
EDGAR ↗Jun 8, 2010Altair - Rimrock, LLCDPooled Investment FundIndefinite$26,810,000
EDGAR ↗May 14, 2010Dialectic Antithesis Opportunities Fund, LPDPooled Investment FundIndefinite$56,500,000
EDGAR ↗May 12, 2010Dialectic Antithesis Opportunities Fund, LPDPooled Investment FundIndefinite$56,500,000
EDGAR ↗May 4, 2010LC - Scottwood, LPDPooled Investment FundIndefinite$7,280,000
EDGAR ↗Apr 7, 2010Luminous Capital - Tradewinds Global Long/Short Fund, L.P.DPooled Investment FundIndefinite$5,035,000
EDGAR ↗Feb 26, 2010Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$72,264,058
EDGAR ↗Feb 2, 2010Luminous Capital Distressed Credit Opportunities Fund - A, LPDPooled Investment FundIndefinite$29,620,000
EDGAR ↗Dec 17, 2009Luminous Capital Net Lease Income Fund - A, LPDPooled Investment FundIndefinite$59,825,000
EDGAR ↗Dec 17, 2009Luminous Capital Net Lease Income Fund, LPDPooled Investment FundIndefinite$18,882,500
EDGAR ↗Oct 13, 2009B. Riley Financial, Inc.DOther$509,748$242,000
EDGAR ↗Sep 2, 2009Luminous Capital - Paulson Advantage, L.P.DPooled Investment FundIndefinite$30,950,000
EDGAR ↗Aug 27, 2009Dialectic Antithesis Offshore, Ltd.D/APooled Investment FundIndefinite$461,242,500
EDGAR ↗Aug 27, 2009Dialectic Capital Partners, LPD/APooled Investment FundIndefinite$74,088,426
EDGAR ↗Aug 26, 2009Dialectic Antithesis Partners, LPD/APooled Investment FundIndefinite$239,756,936
EDGAR ↗Jul 6, 2009MKCA Opportunity Fund, LLCD/APooled Investment Fund$5,000,000,000$34,422,380
EDGAR ↗Jul 6, 2009MKCA Opportunity Fund, LLCDPooled Investment Fund$5,000,000,000$34,422,380
EDGAR ↗Jun 4, 2009MAI Managed Volatility Fund, L.P.DPooled Investment FundIndefinite$10,594,198
EDGAR ↗Apr 2, 2009Luminous Capital Senior Credit Fund A LPDPooled Investment FundIndefinite$52,400,000
EDGAR ↗Apr 2, 2009Luminous Capital Senior Credit Fund LPDPooled Investment FundIndefinite$52,245,000
EDGAR ↗Mar 11, 2009Dialectic Offshore, Ltd.D/APooled Investment FundIndefinite$44,714,058

Activity: 6 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 14, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009), Other (2009), Pooled Investment Fund (2009–2014), Business Services (2014), Pooled Investment Fund (2014–2015), Business Services (2015), Pooled Investment Fund (2015–2019), Investing (2020). Latest offering: Pooled Investment Fund (2020–2026; most recent Jun 18, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
Charles Volkhardt MooreDirector51Jun 10, 2013 → Jun 7, 2023
James P. Conn Sr.Director51Jun 10, 2013 → Jun 7, 2023
Mark Elliott SearExecutive Officer50Dec 17, 2009 → Jan 12, 2026
David Chih HouExecutive Officer50Dec 17, 2009 → Jan 12, 2026
Craig JoraschDirector43Jun 10, 2013 → May 31, 2019
Richard J. BuoncoreExecutive Officer, Promoter29Jun 4, 2009 → Oct 14, 2026
Luminous Capital GP LLC entityExecutive Officer27Apr 2, 2009 → Mar 13, 2013
Alan ZafranExecutive Officer27Dec 17, 2009 → Mar 13, 2013
Luminous Capital Holdings, LLC entityExecutive Officer27Dec 17, 2009 → Mar 13, 2013
Kim Pfeifer IpExecutive Officer27Dec 17, 2009 → Mar 13, 2013
Robert John SkinnerExecutive Officer27Dec 17, 2009 → Mar 13, 2013
MAI Capital Management, LLC entityPromoter, Executive Officer26Sep 28, 2016 → Oct 14, 2026
EVOKE GP, LLC entityExecutive Officer25Oct 2, 2019 → Sep 28, 2026
EVOKE WEALTH, LLC entityExecutive Officer25Oct 2, 2019 → May 14, 2026
Alex ShahidiExecutive Officer, Director22Sep 10, 2015 → May 14, 2026
John FichthornExecutive Officer, Director22Mar 11, 2009 → May 5, 2026
Evoke Holdings, LLC entityExecutive Officer19Oct 2, 2019 → Jun 26, 2025
Darell KrasnoffExecutive Officer18Mar 9, 2021 → Jan 12, 2026
Paul W. GardnerDirector9Dec 2, 2019 → Jun 7, 2023
Elizabeth M. MonroeDirector9Dec 2, 2019 → Jun 7, 2023
ANDREW PALMERExecutive Officer8Feb 14, 2023 → Jan 12, 2026
Bryant Richard RileyExecutive Officer, Director, Promoter8Oct 13, 2009 → Jun 11, 2024
Dialectic Capital Management, LLC entityExecutive Officer, Promoter8Mar 12, 2015 → Apr 19, 2017
Hezy ShalevExecutive Officer7Mar 13, 2013 → May 6, 2026
Luke FichthornExecutive Officer7Aug 26, 2009 → Mar 12, 2015
Damien BisserierExecutive Officer, Director6Sep 10, 2015 → May 14, 2026
Michael McCoyExecutive Officer, Promoter6Apr 20, 2015 → Jun 11, 2024
Michael MarkunasExecutive Officer, Promoter6Jun 21, 2016 → Jun 11, 2024
MedTex Fund I GP, LLC entityPromoter, Executive Officer5Mar 8, 2021 → Oct 21, 2025
a division of B. Riley Capital Management, LLC B. Riley Asset ManagementExecutive Officer, Promoter5Jun 2, 2015 → Jun 30, 2021
Dialectic Capital Management, LLC entityExecutive Officer, Promoter5Sep 11, 2014 → Sep 11, 2015
MICHAEL SHINExecutive Officer4Jun 18, 2026 → Sep 28, 2026
ERIC SCOTT BRIGHTExecutive Officer4Feb 14, 2023 → Jan 12, 2026
Tom KelleherExecutive Officer, Director, Promoter4Apr 18, 2011 → Jun 11, 2024
Scott DakersDirector4Feb 26, 2010 → Jun 5, 2019
Inderjit SinghDirector4Feb 26, 2010 → Jun 5, 2019
Allison PetchenickExecutive Officer4Apr 3, 2012 → Jan 19, 2016
Ulin VijayaExecutive Officer3Jan 27, 2020 → May 6, 2026
Paul VogelExecutive Officer3Jan 27, 2020 → May 6, 2026
Thomas John KelleherExecutive Officer3Feb 7, 2011 → Jun 30, 2021
Monika MuggExecutive Officer3Oct 2, 2019 → Feb 5, 2020
BR Dialectic Capital Management, LLC entityExecutive Officer, Promoter3May 31, 2018 → Jun 5, 2019
John AhnExecutive Officer3Feb 7, 2011 → Jul 13, 2018
Mark D. KleinExecutive Officer, Director, Promoter3Jul 6, 2009 → Jun 19, 2018
Dialectic Capital, LLC entityExecutive Officer, Promoter3Sep 11, 2014 → Apr 6, 2017
MAI Capital GP Staking Fund GP, LLC entityExecutive Officer, Promoter2Oct 18, 2022 → Oct 14, 2026
EVOKE INTERMEDIATE, LLC entityExecutive Officer2Nov 25, 2025 → Jan 12, 2026
BRIAN HANCOCK WATERSExecutive Officer2Nov 25, 2025 → Jan 12, 2026
JANE FRANCES EAGLEExecutive Officer2Nov 25, 2025 → Jan 12, 2026
David PoultenExecutive Officer2Aug 17, 2020 → Apr 10, 2025
MAI Capital Income and Growth VI GP, LLC entityExecutive Officer2Dec 22, 2022 → Dec 22, 2023
Advanced Research Investment Solutions, LLC entityExecutive Officer2Sep 10, 2015 → Jun 5, 2023
B. Riley Capital Management, LLC entityExecutive Officer, Promoter2Jan 19, 2016 → Jun 30, 2021
Gerald H. GrayExecutive Officer, Promoter2Jun 4, 2009 → Sep 6, 2019
Sole Member B. Riley Capital Management, LLC entityExecutive Officer, Promoter2Jul 14, 2016 → Nov 6, 2018
Great American Capital Partners, LLC entityExecutive Officer, Promoter2Apr 20, 2015 → Jul 13, 2018
Thomas J. BartosExecutive Officer, Promoter2Jun 4, 2009 → Sep 7, 2010
Loes de BotDirector2Mar 11, 2009 → Aug 27, 2010
Michael de ManDirector2Mar 11, 2009 → Aug 27, 2010
Wayne LouExecutive Officer1Mar 21, 2024 → May 6, 2026

Adviser registration (Form ADV)

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Other offering types (Regulation A and Regulation Crowdfunding)

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Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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