PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

Sponsor Check › Sponsor group

P

Pappas

One sponsor team, 8 deal companies · Durham, NC

Grouped because: 2 shared people, 4 shared management entities, same business address (8 issuers), similar issuer names (7) (automatic match from the filings) · not the same sponsor?

8deal companies
$333.7Mreported sold
88investors
14Form D filings
2009–2024active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 28, 2024 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Pappas is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, same business address, shared management entity, similar issuer names; automatic match from the filings), filing 14 Form D filings between May 2009 and Feb 2024.

What this means One team, 8 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $333.7M to 88 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (7), Pharmaceuticals (1). Issuers are based in NC (8).

What this means $333.7M raised across the group, about $3.79M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Arthur M. Pappas (6 issuers, executive officer, director, and promoter), Pappas Capital, LLC (5 issuers, director and promoter, entity), A. M. Pappas & Associates, LLC (3 issuers, promoter, entity), AMP&A Management V, LLC (2 issuers, promoter, entity), Ford L. Worthy (2 issuers, director) and 18 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 28, 2024.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: PAPPAS VENTURES.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Pappas and found 16 differences, 2 worth asking the sponsor about: Pappas includes 3 deals that stopped filing before reaching their target; 5 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Pappas has not run yet — it is joining a line of 31,826 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Parshall v. CoLucid Pharmaceuticals, Inc. dismissed
District Court, D. Massachusetts · No. 1:17-cv-10197 · Filed Feb 3, 2017 · Closed Mar 6, 2017 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of CoLucid Pharmaceuticals, Inc.: Defendant · Outcome: Terminated 2017-03-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; court in MA (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Pappas..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for Pappas — 2 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Mar 14, 2022 – Feb 28, 2024

Pappas includes 3 deals that stopped filing before reaching their target

LeVert Ventures, LP (last filing Feb 28, 2024; $0 sold of $50,000,000); PV VI CEO Fund, LP (last filing Mar 14, 2022; $0 sold of $25,000,000); Pappas Life Science Ventures VI, LP (last filing Mar 14, 2022; $0 sold of $250,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

LeVert Ventures, LP — PartnerFacts page ↗PV VI CEO Fund, LP — PartnerFacts page ↗Pappas Life Science Ventures VI, LP — PartnerFacts page ↗
Sources
Note · Apr 20, 2009 – May 8, 2009

Form D filed 18 days after the first sale — PV IV CEO Fund, LP

The filing says the first sale was Apr 20, 2009. The Form D was filed May 8, 2009 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 8, 2009 ↗PV IV CEO Fund, LP — PartnerFacts page ↗
Sources
Note · Feb 25, 2011 – Jul 11, 2013

No amendment in the last 12 months on an offering that may still be open — CoLucid Pharmaceuticals, Inc. (latest filing Jul 11, 2013)

The latest filing for this offering is dated Jul 11, 2013 (first sale Feb 25, 2011). It reports $8,250,000 sold of $9,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 11, 2013 ↗CoLucid Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Jan 20, 2009 – Jan 26, 2010

No amendment in the last 12 months on an offering that may still be open — CoLucid Pharmaceuticals, Inc. (latest filing Jan 26, 2010)

The latest filing for this offering is dated Jan 26, 2010 (first sale Jan 20, 2009). It reports $9,199,981 sold of $13,799,968 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 26, 2010 ↗CoLucid Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 3, 2011 – Jan 15, 2019

5 people are no longer listed on a later amendment

A. M. Pappas & Associates, LLC is no longer listed on the Jan 15, 2019 amendment — A. M. Pappas Life Science Ventures V, LP · A. M. Pappas & Associates, LLC is no longer listed on the Jan 15, 2019 amendment — PV V CEO Fund, LP · Thomas P. Mathers is no longer listed on the Jul 11, 2013 amendment — CoLucid Pharmaceuticals, Inc. · James F. White is no longer listed on the Jun 28, 2011 amendment — CoLucid Pharmaceuticals, Inc. · Daniel L. Boeglin is no longer listed on the Jun 28, 2011 amendment — CoLucid Pharmaceuticals, Inc.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Feb 23, 2017 ↗Form D/A · Jan 15, 2019 ↗A. M. Pappas & Associates, LLC — PartnerFacts page ↗A. M. Pappas Life Science Ventures V, LP — PartnerFacts page ↗
Sources
Note · Jul 11, 2013 – Jan 26, 2015

Mathers P. Thomas's role changed at CoLucid Pharmaceuticals, Inc.: executive officer → executive officer, director

The Jul 11, 2013 filing lists Mathers P. Thomas as executive officer; the Jan 26, 2015 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 11, 2013 ↗Form D · Jan 26, 2015 ↗Mathers P. Thomas — PartnerFacts page ↗CoLucid Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · Feb 23, 2017 – Jan 15, 2019

Offering amount lowered between filings — A. M. Pappas Life Science Ventures V, LP

The Feb 23, 2017 filing says $125,000,000 offered; the Jan 15, 2019 Form D/A says $85,754,025.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Feb 23, 2017 ↗Form D/A (later) · Jan 15, 2019 ↗A. M. Pappas Life Science Ventures V, LP — PartnerFacts page ↗
Sources
Note · Feb 23, 2017 – Jan 15, 2019

Offering amount lowered between filings — PV V CEO Fund, LP

The Feb 23, 2017 filing says $12,500,000 offered; the Jan 15, 2019 Form D/A says $6,962,314.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Feb 23, 2017 ↗Form D/A (later) · Jan 15, 2019 ↗PV V CEO Fund, LP — PartnerFacts page ↗
Sources
Note · Mar 3, 2011 – Jun 28, 2011

Offering amount changed between filings — CoLucid Pharmaceuticals, Inc.

The Mar 3, 2011 filing says $6,500,000 offered; the Jun 28, 2011 Form D/A says $9,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 3, 2011 ↗Form D/A (later) · Jun 28, 2011 ↗CoLucid Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · May 8, 2009 – Sep 17, 2021

Arthur M. Pappas is written 2 different ways on the filings

listed as "Arthur M. Pappas" on 11 filings (from May 8, 2009), and "Arthur Pappas" on the Sep 17, 2021 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 8, 2009 ↗Form D · Sep 17, 2021 ↗Arthur M. Pappas — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Jun 28, 2011

Nadia Rupniak is written 2 different ways on the filings

listed as "Nadia Rupniak" on 4 filings (from Jan 26, 2010), and "Nadia M. Rupniak" on the Jun 28, 2011 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jan 26, 2010 ↗Form D/A · Jun 28, 2011 ↗Nadia Rupniak — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Mar 3, 2011

Richard J. Markham is written 2 different ways on the filings

listed as "Richard Markham" on the Jan 26, 2010 filing, and "Richard J. Markham" on 4 filings (from Mar 3, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jan 26, 2010 ↗Form D · Mar 3, 2011 ↗Richard J. Markham — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Jul 11, 2013

Reported revenue range changed between filings — CoLucid Pharmaceuticals, Inc.

"No Revenues" (Jan 26, 2010); then "$1 - $1,000,000" (Jun 28, 2011); then "No Revenues" (Jul 11, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Jan 26, 2010 ↗Form D/A · Jun 28, 2011 ↗Form D/A · Jul 11, 2013 ↗CoLucid Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
Note · May 8, 2009 – Feb 28, 2024

Member companies were formed in 2 different states

Delaware (7), De (1) — out of 8 member issuers. The odd ones out: PV IV CEO Fund, LP (De).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Pappas — sponsor group page ↗PV IV CEO Fund, LP — PartnerFacts page ↗
Sources
Note · Sep 17, 2021

Issuer used a different name before — Asia Innovation Ventures, LP

SEC records list prior names for this filer: China Innovation Ventures, LP. The current name on file is "Asia Innovation Ventures, LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Asia Innovation Ventures, LP — PartnerFacts page ↗
Sources
Note · Jan 26, 2010 – Jan 26, 2015

Issuer used a different name before — CoLucid Pharmaceuticals, Inc.

SEC records list prior names for this filer: Colucid Pharmaceuticals Inc.; Colucid Pharmaceuticals Inc. The current name on file is "CoLucid Pharmaceuticals, Inc.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗CoLucid Pharmaceuticals, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 10 offerings report sales commissions; 1 reports finder's fees totalling $1,000,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 28, 2024 D
LeVert Ventures, LP
File 021-506310
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Mar 14, 2022 D
PV VI CEO Fund, LP
File 021-437189
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Mar 14, 2022 D
Pappas Life Science Ventures VI, LP
File 021-437196
$0$1,000,000 (est.)$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
Benjamin Clarke BrokerCheck CRD 6580029 ↗
via BA Securities LLC (CRD 153489 ↗)

Francesco Cima BrokerCheck CRD 7305276 ↗
via BA Securities LLC (CRD 153489 ↗)
EDGAR ↗
Sep 17, 2021 D
Asia Innovation Ventures, LP
File 021-413785
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jan 15, 2019 D/A
PV V CEO Fund, LP
File 021-281212
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2019 D/A
A. M. Pappas Life Science Ventures V, LP
File 021-281210
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Jan 26, 2015 D
CoLucid Pharmaceuticals, Inc.
File 021-232838
$0$0$0
No proceeds are proposed to be used for payment to such persons other than ordinary salary expenses that may be paid out of working capital.
None listed on this filingEDGAR ↗
Jul 11, 2013 D/A
CoLucid Pharmaceuticals, Inc.
File 021-156147
$0$0$0
No proceeds are proposed to be used for payment to such persons other than ordinary salary expenses that may be paid out of working capital.
None listed on this filingEDGAR ↗
Jan 26, 2010 D/A
CoLucid Pharmaceuticals, Inc.
File 021-84673
$0$0$0
No proceeds are proposed to be used for payment to such persons other than ordinary salary expenses that may be paid out of working capital.
None listed on this filingEDGAR ↗
May 8, 2009 D
PV IV CEO Fund, LP
File 021-130778
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:22 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Pappas in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:22 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PC PV IV CEO Fund, LPshared people, shared management entity, same business address, similar issuer namesDURHAM, NCPooled Investment Fund1$3,888,53318No minimum reported2009–2009
EDGAR ↗CP CoLucid Pharmaceuticals, Inc.shared people, same business addressDURHAM, NCPharmaceuticals5$37,100,000
offering $37,100,000 · similar: $1,694,259–$16,000,000
11
similar: 1–13
No minimum reported
similar: $10,000–$55,000
2010–2015
EDGAR ↗PV PV V CEO Fund, LPshared people, shared management entity, same business address, similar issuer namesDURHAM, NCPooled Investment Fund2$6,962,314
offering $6,962,314 · similar: $155,000–$5,250,000
26
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2019
EDGAR ↗AM A. M. Pappas Life Science Ventures V, LPshared people, shared management entity, same business address, similar issuer namesDURHAM, NCPooled Investment Fund2$85,754,025
offering $85,754,025 · similar: $155,000–$5,250,000
29
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2019
EDGAR ↗AI Asia Innovation Ventures, LPshared people, shared management entity, same business address, similar issuer namesDurham, NCPooled Investment Fund1$200,000,000
offering $200,000,000 · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗PL Pappas Life Science Ventures VI, LPshared management entity, same business address, similar issuer namesDurham, NCPooled Investment Fund1$0
offering $250,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗PV PV VI CEO Fund, LPshared people, shared management entity, same business address, similar issuer namesDurham, NCPooled Investment Fund1$0
offering $25,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗LV LeVert Ventures, LPshared management entity, same business address, similar issuer namesDURHAM, NCPooled Investment Fund1$0
offering $50,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 28, 2024LeVert Ventures, LPDPooled Investment Fund$50,000,000$0
EDGAR ↗Mar 14, 2022Pappas Life Science Ventures VI, LPDPooled Investment Fund$250,000,000$0
EDGAR ↗Mar 14, 2022PV VI CEO Fund, LPDPooled Investment Fund$25,000,000$0
EDGAR ↗Sep 17, 2021Asia Innovation Ventures, LPDPooled Investment Fund$200,000,000$200,000,000
EDGAR ↗Jan 15, 2019A. M. Pappas Life Science Ventures V, LPD/APooled Investment Fund$85,754,025$85,754,025
EDGAR ↗Jan 15, 2019PV V CEO Fund, LPD/APooled Investment Fund$6,962,314$6,962,314
EDGAR ↗Feb 23, 2017A. M. Pappas Life Science Ventures V, LPDPooled Investment Fund$125,000,000$0
EDGAR ↗Feb 23, 2017PV V CEO Fund, LPDPooled Investment Fund$12,500,000$0
EDGAR ↗Jan 26, 2015CoLucid Pharmaceuticals, Inc.DPharmaceuticals$37,100,000$37,100,000
EDGAR ↗Jul 11, 2013CoLucid Pharmaceuticals, Inc.D/APharmaceuticals$9,500,000$8,250,000
EDGAR ↗Jun 28, 2011CoLucid Pharmaceuticals, Inc.D/APharmaceuticals$9,500,000$3,500,000
EDGAR ↗Mar 3, 2011CoLucid Pharmaceuticals, Inc.DPharmaceuticals$6,500,000$2,000,000
EDGAR ↗Jan 26, 2010CoLucid Pharmaceuticals, Inc.D/APharmaceuticals$13,799,968$9,199,981
EDGAR ↗May 8, 2009PV IV CEO Fund, LPDPooled Investment Fund$3,888,533$3,888,533

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 28, 2024. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009), Pharmaceuticals (2010–2015). Latest offering: Pooled Investment Fund (2017–2024; most recent Feb 28, 2024).

People across the group

NameRolesIssuers hereFirst → last listed
AP Arthur M. PappasPromoter, Executive Officer, Director6May 8, 2009 → Mar 14, 2022
PC Pappas Capital, LLC entityPromoter, Director5Jan 15, 2019 → Feb 28, 2024
AM A. M. Pappas & Associates, LLC entityPromoter3May 8, 2009 → Feb 23, 2017
PM Pappas Management VI, LLC entityPromoter2Mar 14, 2022 → Mar 14, 2022
AA AMP&A Management V, LLC entityPromoter2Feb 23, 2017 → Jan 15, 2019
FW Ford L. WorthyDirector2Feb 23, 2017 → Jan 15, 2019
KL Karen LeVertDirector1Feb 28, 2024 → Feb 28, 2024
LV LeVert Ventures GP, LLC entityDirector1Feb 28, 2024 → Feb 28, 2024
AM Arthur M. Pappas entityDirector1Mar 14, 2022 → Mar 14, 2022
MP M. Pappas Capital, LLC entityPromoter1Mar 14, 2022 → Mar 14, 2022
AM AIV Management, LLC entityDirector1Sep 17, 2021 → Sep 17, 2021
ME Martin EdwardsDirector1Jan 26, 2015 → Jan 26, 2015
TG Timothy C. GuptonExecutive Officer1Jan 26, 2010 → Jan 26, 2015
NR Nadia RupniakExecutive Officer1Jan 26, 2010 → Jan 26, 2015
RM Richard J. MarkhamDirector1Jan 26, 2010 → Jan 26, 2015
MT Mathers P. ThomasExecutive Officer, Director1Jul 11, 2013 → Jan 26, 2015
BK Bernice KucaExecutive Officer1Jan 26, 2015 → Jan 26, 2015
LM Luc MarengereDirector1Jan 26, 2015 → Jan 26, 2015
JT Jesse TreuDirector1Jan 26, 2010 → Jan 26, 2015
TM Thomas P. MathersExecutive Officer, Director1Jun 28, 2011 → Jun 28, 2011
JW James F. WhiteExecutive Officer, Director1Jan 26, 2010 → Mar 3, 2011
DB Daniel L. BoeglinExecutive Officer1Jan 26, 2010 → Mar 3, 2011
AA AMP&A Management IV, LLC entityPromoter1May 8, 2009 → May 8, 2009

Business registration (state registry / Secretary of State)

None of the 8 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

PAPPAS VENTURES (legal name: PAPPAS CAPITAL, LLC) — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Apr 2, 2012 · SEC file 802-76418 · Main office: DURHAM, NC · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/pappas-capital ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Pappas as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Pappas's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #180,393 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗