PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:29 AM ET

Sponsor Check › Sponsor group

P

Putnam

One sponsor team, 18 deal companies · Boston, MA

Grouped because: 1 shared management entity, similar issuer names (18) (automatic match from the filings) · not the same sponsor?

18deal companies
$816.6Mreported sold
156investors
91Form D filings
2010–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Apr 15, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Putnam is a sponsor group of 18 issuers that PartnerFacts links to one sponsor (shared management entity, similar issuer names; automatic match from the filings), filing 91 Form D filings between Nov 2010 and Apr 2026.

What this means One team, 18 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $816.6M to 156 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (18). Issuers are based in MA (18).

What this means $816.6M raised across the group, about $5.23M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Putnam Capital, L.L.C. (18 issuers, director and promoter, entity).

What this means 18 deals for a one-person team on paper. The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Apr 15, 2026.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 11 court cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 91 public filings for Putnam and found 9 differences, 3 worth asking the sponsor about: 9 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Putnam has not run yet — it is joining a line of 54,997 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

11 cases: 3 judgment, 8 closed (disposition not in docket feed)

Streets v. Putnam, Inc. judgment matched at sponsor-group level (Putnam)
District Court, S.D. Ohio · No. 2:13-cv-00803 · Filed Aug 13, 2013 · Closed May 14, 2014 · Nature of suit: Contract: Other · Cause: 28:1331 Fed. Question
Role of Putnam, Inc.: Defendant · Outcome: Terminated 2014-05-14 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
Dudley v. Putnam International Equity Fund closed
District Court, S.D. Illinois · No. 3:10-cv-00328 · Filed Apr 29, 2010 · Closed May 5, 2010 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Putnam International Equity Fund: Defendant · Outcome: Terminated 2010-05-05 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in IL (not the issuer's state); filed 2010, issuer incorporated 2016
Dudley v. Putnam International Equity Fund closed
District Court, S.D. Illinois · No. 3:06-cv-01013 · Filed Dec 11, 2006 · Closed Jul 16, 2007 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Putnam International Equity Fund: Defendant · Outcome: Terminated 2007-07-16 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in IL (not the issuer's state); filed 2006, issuer incorporated 2016
Dudley v. Putnam International Equity Fund closed
District Court, S.D. Illinois · No. 3:06-cv-00938 · Filed Nov 14, 2006 · Closed Jul 16, 2007 · Nature of suit: Securities/Commodities · Cause: 28:1441 - Petition for Removal: Securities Fraud
Role of Putnam International Equity Fund: Defendant · Outcome: Terminated 2007-07-16 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in IL (not the issuer's state); filed 2006, issuer incorporated 2016
Employee Retirement v. Putnam, LLC closed matched at sponsor-group level (Putnam)
District Court, W.D. Texas · No. 1:05-cv-00976 · Filed Nov 21, 2005 · Closed Sep 6, 2006 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Petition for Removal- Contract Dispute
Role of Putnam, LLC: Defendant · Outcome: Terminated 2006-09-06 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 2005, issuer incorporated 2011
Tsiropinas v. Putnam, L.L.C. judgment matched at sponsor-group level (Putnam)
District Court, S.D. New York · No. 1:04-cv-08398 · Filed Oct 22, 2004 · Closed Jan 29, 2010 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Putnam, L.L.C.: Defendant · Outcome: Terminated 2010-01-29 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 2004, issuer incorporated 2011
Shahi v. Putnam, LLC judgment matched at sponsor-group level (Putnam)
District Court, D. Maryland · No. 1:04-cv-02605 · Filed Aug 16, 2004 · Closed Nov 27, 2013 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Putnam, LLC: Defendant · Outcome: Terminated 2013-11-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MD (not the issuer's state); filed 2004, issuer incorporated 2011
Shahi v. Putnam, LLC closed matched at sponsor-group level (Putnam)
District Court, D. Vermont · No. 1:04-cv-00023 · Filed Jan 29, 2004 · Closed Aug 12, 2004 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Putnam, LLC: Defendant · Outcome: Terminated 2004-08-12 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VT (not the issuer's state); filed 2004, issuer incorporated 2011
Puleo v. Putnam, LLC closed matched at sponsor-group level (Putnam)
District Court, D. Massachusetts · No. 1:03-cv-12527 · Filed Dec 16, 2003 · Closed Apr 2, 2004 · Nature of suit: 160 Stockholder's suits
Role of Putnam, LLC: Defendant · Outcome: Terminated 2004-04-02 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (MA); filed 2003, issuer incorporated 2011
Marks v. Putnam, LLC closed matched at sponsor-group level (Putnam)
District Court, D. Massachusetts · No. 1:03-cv-12441 · Filed Dec 3, 2003 · Closed Mar 24, 2004 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Putnam, LLC: Defendant · Outcome: Terminated 2004-03-24 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (MA); filed 2003, issuer incorporated 2011
Melton v. Putnam Co. closed matched at sponsor-group level (Putnam)
District Court, M.D. Florida · No. 3:91-cv-00100 · Filed Feb 11, 1991 · Closed Oct 9, 1991
Role of Putnam Co.: Defendant · Outcome: Terminated 1991-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1991, issuer incorporated 2011
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Putnam..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

9 differences found between the filings for Putnam — 3 worth asking about (compared the newest 50 of 91 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jul 21, 2015 – Apr 25, 2023

9 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Putnam Emerging Markets Small Cap Equity Fund, LP · Amount sold went down between filings — Putnam Emerging Markets Equity Fund, LP · Amount sold went down between filings — Putnam Multi-Asset Absolute Return Fund, LP · Amount sold went down between filings — 37 Capital Fixed Income Opportunities Fund, LP · Amount sold went down between filings — Putnam Healthcare Long/Short Fund, LP · and 4 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 9, 2022 ↗Form D/A (later) · Apr 25, 2023 ↗Putnam Emerging Markets Small Cap Equity Fund, LP — PartnerFacts page ↗Form D/A (earlier) · Oct 8, 2021 ↗
Sources
Worth asking · Oct 9, 2019 – Oct 8, 2020

Investor count went down between filings — 37 Capital Opportunistic Equity Fund, LP

The Oct 9, 2019 filing reports 5 investors; the Oct 8, 2020 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 9, 2019 ↗Form D/A (later) · Oct 8, 2020 ↗37 Capital Opportunistic Equity Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Jul 21, 2016 – Jul 21, 2017

Investor count went down between filings — Putnam Healthcare Long/Short Fund, LP

The Jul 21, 2016 filing reports 5 investors; the Jul 21, 2017 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 21, 2016 ↗Form D/A (later) · Jul 21, 2017 ↗Putnam Healthcare Long/Short Fund, LP — PartnerFacts page ↗
Sources
Note · Nov 15, 2010 – Oct 8, 2021

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — 37 Capital Fixed Income Opportunities Fund, LP (latest filing Oct 8, 2021) · No amendment in the last 12 months on an offering that may still be open — 37 Capital Opportunistic Equity Fund, LP (latest filing Oct 8, 2020) · No amendment in the last 12 months on an offering that may still be open — Putnam Multi-Asset Absolute Return Fund, LP (latest filing Oct 8, 2020) · No amendment in the last 12 months on an offering that may still be open — PUTNAM INTERNATIONAL CORE EQUITY FUND, LP (latest filing Oct 11, 2018) · No amendment in the last 12 months on an offering that may still be open — Putnam Seligo Fund, LP (latest filing Oct 10, 2018) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 8, 2021 ↗37 Capital Fixed Income Opportunities Fund, LP — PartnerFacts page ↗Form D/A · Oct 8, 2020 ↗37 Capital Opportunistic Equity Fund, LP — PartnerFacts page ↗
Sources
Note · Nov 16, 2022 – Mar 5, 2024

Putnam Capital, L.L.C.'s role changed at Putnam Emerging Markets Equity Fund, LP: director → director, promoter

The Nov 16, 2022 filing lists Putnam Capital, L.L.C. as director; the Mar 5, 2024 Form D/A lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Nov 16, 2022 ↗Form D/A · Mar 5, 2024 ↗Putnam Capital, L.L.C. — PartnerFacts page ↗Putnam Emerging Markets Equity Fund, LP — PartnerFacts page ↗
Sources
Note · Nov 6, 2014 – Sep 24, 2015

Putnam Capital, L.L.C.'s role changed at Putnam Multi-Asset Absolute Return Custom Fund, LP: director → director, promoter

The Nov 6, 2014 filing lists Putnam Capital, L.L.C. as director; the Sep 24, 2015 Form D/A lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 6, 2014 ↗Form D/A · Sep 24, 2015 ↗Putnam Capital, L.L.C. — PartnerFacts page ↗Putnam Multi-Asset Absolute Return Custom Fund, LP — PartnerFacts page ↗
Sources
Note · Jan 6, 2015 – Sep 24, 2015

Putnam Capital, L.L.C.'s role changed at Putnam Strategic Long/Short Equity Fund, LP: director → director, promoter

The Jan 6, 2015 filing lists Putnam Capital, L.L.C. as director; the Sep 24, 2015 Form D/A lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 6, 2015 ↗Form D/A · Sep 24, 2015 ↗Putnam Capital, L.L.C. — PartnerFacts page ↗Putnam Strategic Long/Short Equity Fund, LP — PartnerFacts page ↗
Sources
Note · Jul 21, 2016 – Apr 15, 2026

15 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Putnam Catholic Values U.S. Large Cap Growth Fund, LP · Address on file is a registered agent / shared office — Putnam Emerging Markets Small Cap Equity Fund, LP · Address on file is a registered agent / shared office — Putnam Emerging Markets Equity Fund, LP · Address on file is a registered agent / shared office — 37 Capital Fixed Income Opportunities Fund, LP · Address on file is a registered agent / shared office — 37 Capital Opportunistic Equity Fund, LP · and 10 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Apr 15, 2026 ↗Putnam Catholic Values U.S. Large Cap Growth Fund, LP — PartnerFacts page ↗Form D/A · Apr 15, 2026 ↗Putnam Emerging Markets Small Cap Equity Fund, LP — PartnerFacts page ↗
Sources
Note · Jul 17, 2012 – Oct 8, 2021

6 issuers used a different name before

Issuer used a different name before — 37 Capital Fixed Income Opportunities Fund, LP · Issuer used a different name before — 37 Capital Opportunistic Equity Fund, LP · Issuer used a different name before — PUTNAM INTERNATIONAL CORE EQUITY FUND, LP · Issuer used a different name before — Putnam Seligo Fund, LP · Issuer used a different name before — Putnam Healthcare Long/Short Fund, LP · and 1 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗37 Capital Fixed Income Opportunities Fund, LP — PartnerFacts page ↗EDGAR filer page ↗37 Capital Opportunistic Equity Fund, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 91 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 18 offerings reports sales commissions totalling $19,264; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 15, 2026 D/A
Putnam Emerging Markets Equity Fund, LP
File 021-307120
$0$0$0
The investment manager, an affiliate of the general partner, will be entitled to management fees based on the fund's net assets and/or performance.
None listed on this filingEDGAR ↗
Apr 15, 2026 D/A
Putnam Emerging Markets Small Cap Equity Fund, LP
File 021-388888
$0$0$0
The investment manager will be entitled to management fees based on the fund's net assets and/or performance.
None listed on this filingEDGAR ↗
Apr 15, 2026 D/A
Putnam Catholic Values U.S. Large Cap Growth Fund, LP
File 021-456496
$0$0$0
The investment manager will be entitled to management fees based on the fund's net assets.
None listed on this filingEDGAR ↗
Oct 8, 2021 D/A
37 Capital Fixed Income Opportunities Fund, LP
File 021-254140
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
None listed on this filingEDGAR ↗
Oct 8, 2020 D/A
Putnam Multi-Asset Absolute Return Fund, LP
File 021-312426
$0$0$0
The investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Oct 8, 2020 D/A
37 Capital Opportunistic Equity Fund, LP
File 021-323272
$0$0$0
The investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Oct 11, 2018 D/A
PUTNAM INTERNATIONAL CORE EQUITY FUND, LP
File 021-267560
$19,264$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
NA no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)

William F. Loehning III BrokerCheck CRD 4543287 ↗
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)

Donald A. Gentile Jr. BrokerCheck CRD 4478221 ↗
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Oct 10, 2018 D/A
Putnam Healthcare Long/Short Fund, LP
File 021-181363
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Oct 10, 2018 D/A
Putnam Seligo Fund, LP
File 021-199765
$0$0$0
The general partner and investment managers will be entitled to management fees based on the fund's net assets and/or performance.
NA no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Sep 12, 2018 D/A
Putnam Multi-Asset Absolute Return Custom Fund, LP
File 021-227802
$0$0$0
The investment manager is entitled to a management fee based on a percentage of the Fund's assets.
NA no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Sep 16, 2016 D/A
Putnam Consumer Long/Short Fund,LP
File 021-150801
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Sep 16, 2016 D/A
Putnam Industrials Long/Short Fund, LP
File 021-154021
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Sep 16, 2016 D/A
Putnam Strategic Long/Short Equity Fund, LP
File 021-231500
$0$0$0
The investment manager is entitled to a management fee based on a percentage of the Fund's assets.
NA no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Jul 21, 2016 D/A
Putnam Natural Resources Long/Short Fund, LP
File 021-181357
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Jul 21, 2016 D/A
Putnam Select Global Equity Fund, LP
File 021-199767
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
NA no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Mar 8, 2016 D
PUTNAM INDUSTRIALS PLUS LONG SHORT FUND, LP
File 021-258766
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Feb 23, 2016 D/A
Putnam Financials Long/Short Fund, LP.
File 021-161217
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 7325 ↗)
EDGAR ↗
Apr 26, 2012 D/A
Putnam Health Care Long/Short Fund, LP
File 021-159311
$0$0$0
The general partner and investment manager will be entitled to management fees based on the fund's net assets and/or performance.
N/A no CRD number reported
via Putnam Retail Management Limited Partnership (CRD 3725 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 18 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET

0 recorded documents and 0 ownership records matched to Putnam in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 24, 2026, 12:30 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 24, 2026, 12:30 AM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 24, 2026, 12:30 AM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PC Putnam Consumer Long/Short Fund,LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund8$5,506,402
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2010–2016
EDGAR ↗PI Putnam Industrials Long/Short Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund7$26,561,175
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2016
EDGAR ↗PH Putnam Health Care Long/Short Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund2$3,000,1002$1,000,0002011–2012
EDGAR ↗PF Putnam Financials Long/Short Fund, LP.shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund6$5,531,277
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2016
EDGAR ↗PN Putnam Natural Resources Long/Short Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund5$5,309,540
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2012–2016
EDGAR ↗PH Putnam Healthcare Long/Short Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund8$12,113,235
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2012–2018
EDGAR ↗PS Putnam Seligo Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund7$46,273,600
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2018
EDGAR ↗PS Putnam Select Global Equity Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund4$21,727,832
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2016
EDGAR ↗PM Putnam Multi-Asset Absolute Return Custom Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund5$436,185,803
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000,000
similar: $1,000–$100,000
2014–2018
EDGAR ↗PS Putnam Strategic Long/Short Equity Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund3$22,586,153
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2015–2016
EDGAR ↗3C 37 Capital Fixed Income Opportunities Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund7$66,793,640
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2015–2021
EDGAR ↗PI PUTNAM INDUSTRIALS PLUS LONG SHORT FUND, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗PI PUTNAM INTERNATIONAL CORE EQUITY FUND, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund5$49,719,315
offering Indefinite · similar: $155,000–$5,250,000
77
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2018
EDGAR ↗PE Putnam Emerging Markets Equity Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund8$13,868,168
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗PM Putnam Multi-Asset Absolute Return Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund4$10,241,870
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗3C 37 Capital Opportunistic Equity Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund3$60,891,614
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2018–2020
EDGAR ↗PE Putnam Emerging Markets Small Cap Equity Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund5$3,630,878
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗PC Putnam Catholic Values U.S. Large Cap Growth Fund, LPshared management entity, similar issuer namesBOSTON, MAPooled Investment Fund3$36,416,857
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Apr 15, 2026Putnam Catholic Values U.S. Large Cap Growth Fund, LPD/APooled Investment FundIndefinite$36,416,857
EDGAR ↗Apr 15, 2026Putnam Emerging Markets Small Cap Equity Fund, LPD/APooled Investment FundIndefinite$3,298,591
EDGAR ↗Apr 15, 2026Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$10,442,793
EDGAR ↗Mar 5, 2024Putnam Catholic Values U.S. Large Cap Growth Fund, LPD/APooled Investment FundIndefinite$36,416,857
EDGAR ↗Mar 5, 2024Putnam Emerging Markets Small Cap Equity Fund, LPD/APooled Investment FundIndefinite$3,298,591
EDGAR ↗Mar 5, 2024Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$10,442,793
EDGAR ↗Apr 25, 2023Putnam Emerging Markets Small Cap Equity Fund, LPD/APooled Investment FundIndefinite$2,465,575
EDGAR ↗Nov 16, 2022Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$8,415,238
EDGAR ↗Aug 22, 2022Putnam Catholic Values U.S. Large Cap Growth Fund, LPDPooled Investment FundIndefinite$36,000,000
EDGAR ↗Mar 9, 2022Putnam Emerging Markets Small Cap Equity Fund, LPD/APooled Investment FundIndefinite$3,630,878
EDGAR ↗Oct 8, 2021Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$13,868,168
EDGAR ↗Oct 8, 202137 Capital Fixed Income Opportunities Fund, LPD/APooled Investment FundIndefinite$66,793,640
EDGAR ↗Feb 9, 2021Putnam Emerging Markets Small Cap Equity Fund, LPDPooled Investment FundIndefinite$3,000,000
EDGAR ↗Oct 8, 202037 Capital Opportunistic Equity Fund, LPD/APooled Investment FundIndefinite$60,891,614
EDGAR ↗Oct 8, 2020Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$9,708,020
EDGAR ↗Oct 8, 2020Putnam Multi-Asset Absolute Return Fund, LPD/APooled Investment FundIndefinite$9,449,644
EDGAR ↗Sep 10, 202037 Capital Fixed Income Opportunities Fund, LPD/APooled Investment FundIndefinite$62,197,414
EDGAR ↗Oct 9, 201937 Capital Opportunistic Equity Fund, LPD/APooled Investment FundIndefinite$57,466,686
EDGAR ↗Oct 9, 2019Putnam Multi-Asset Absolute Return Fund, LPD/APooled Investment FundIndefinite$10,241,870
EDGAR ↗Oct 9, 2019Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$5,492,162
EDGAR ↗Sep 10, 201937 Capital Fixed Income Opportunities Fund, LPD/APooled Investment FundIndefinite$65,432,884
EDGAR ↗Oct 11, 2018PUTNAM INTERNATIONAL CORE EQUITY FUND, LPD/APooled Investment FundIndefinite$49,719,315
EDGAR ↗Oct 11, 201837 Capital Opportunistic Equity Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 10, 2018Putnam Multi-Asset Absolute Return Fund, LPD/APooled Investment FundIndefinite$9,991,548
EDGAR ↗Oct 10, 2018Putnam Emerging Markets Equity Fund, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Oct 10, 2018Putnam Seligo Fund, LPD/APooled Investment FundIndefinite$46,273,600
EDGAR ↗Oct 10, 2018Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$7,919,237
EDGAR ↗Sep 12, 201837 Capital Fixed Income Opportunities Fund, LPD/APooled Investment FundIndefinite$59,739,422
EDGAR ↗Sep 12, 2018Putnam Multi-Asset Absolute Return Custom Fund, LPD/APooled Investment FundIndefinite$436,185,803
EDGAR ↗Jul 20, 2018PUTNAM INTERNATIONAL CORE EQUITY FUND, LPD/APooled Investment FundIndefinite$48,320,820
EDGAR ↗Jul 20, 2018Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$8,076,816
EDGAR ↗Jul 20, 2018Putnam Seligo Fund, LPD/APooled Investment FundIndefinite$43,610,749
EDGAR ↗May 15, 2018Putnam Multi-Asset Absolute Return Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 7, 2018Putnam Emerging Markets Equity Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 13, 201737 Capital Fixed Income Opportunities Fund, LPD/APooled Investment FundIndefinite$57,922,936
EDGAR ↗Sep 13, 2017Putnam Multi-Asset Absolute Return Custom Fund, LPD/APooled Investment FundIndefinite$427,237,238
EDGAR ↗Jul 21, 2017PUTNAM INTERNATIONAL CORE EQUITY FUND, LPD/APooled Investment FundIndefinite$16,456,097
EDGAR ↗Jul 21, 2017Putnam Seligo Fund, LPD/APooled Investment FundIndefinite$37,919,194
EDGAR ↗Jul 21, 2017Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$7,847,433
EDGAR ↗Jul 21, 2017PUTNAM INTERNATIONAL CORE EQUITY FUND, LPD/APooled Investment FundIndefinite$16,456,097
EDGAR ↗Sep 16, 201637 Capital Fixed Income Opportunities Fund, LPD/APooled Investment FundIndefinite$51,957,451
EDGAR ↗Sep 16, 2016Putnam Strategic Long/Short Equity Fund, LPD/APooled Investment FundIndefinite$22,586,153
EDGAR ↗Sep 16, 2016Putnam Multi-Asset Absolute Return Custom Fund, LPD/APooled Investment FundIndefinite$356,655,349
EDGAR ↗Sep 16, 2016Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$5,117,700
EDGAR ↗Sep 16, 2016Putnam Industrials Long/Short Fund, LPD/APooled Investment FundIndefinite$26,561,175
EDGAR ↗Jul 22, 2016PUTNAM INTERNATIONAL CORE EQUITY FUND, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 21, 2016Putnam Select Global Equity Fund, LPD/APooled Investment FundIndefinite$21,727,832
EDGAR ↗Jul 21, 2016Putnam Seligo Fund, LPD/APooled Investment FundIndefinite$12,917,574
EDGAR ↗Jul 21, 2016Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$9,836,693
EDGAR ↗Jul 21, 2016Putnam Natural Resources Long/Short Fund, LPD/APooled Investment FundIndefinite$4,941,981
EDGAR ↗Mar 8, 2016PUTNAM INDUSTRIALS PLUS LONG SHORT FUND, LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 23, 2016Putnam Financials Long/Short Fund, LP.D/APooled Investment FundIndefinite$5,531,277
EDGAR ↗Dec 30, 201537 Capital Fixed Income Opportunities Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Sep 24, 2015Putnam Strategic Long/Short Equity Fund, LPD/APooled Investment FundIndefinite$21,513,986
EDGAR ↗Sep 24, 2015Putnam Multi-Asset Absolute Return Custom Fund, LPD/APooled Investment FundIndefinite$343,838,439
EDGAR ↗Sep 24, 2015Putnam Industrials Long/Short Fund, LPD/APooled Investment FundIndefinite$25,133,885
EDGAR ↗Sep 24, 2015Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$5,506,402
EDGAR ↗Jul 21, 2015Putnam Select Global Equity Fund, LPD/APooled Investment FundIndefinite$21,295,319
EDGAR ↗Jul 21, 2015Putnam Seligo Fund, LPD/APooled Investment FundIndefinite$12,456,225
EDGAR ↗Jul 21, 2015Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$12,113,235
EDGAR ↗Jul 21, 2015Putnam Natural Resources Long/Short Fund, LPD/APooled Investment FundIndefinite$5,309,540
EDGAR ↗Mar 6, 2015Putnam Financials Long/Short Fund, LP.D/APooled Investment FundIndefinite$5,385,885
EDGAR ↗Jan 6, 2015Putnam Strategic Long/Short Equity Fund, LPDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Nov 6, 2014Putnam Multi-Asset Absolute Return Custom Fund, LPDPooled Investment FundIndefinite$330,660,000
EDGAR ↗Oct 9, 2014Putnam Industrials Long/Short Fund, LPD/APooled Investment FundIndefinite$12,998,525
EDGAR ↗Oct 9, 2014Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$5,445,196
EDGAR ↗Jul 11, 2014Putnam Select Global Equity Fund, LPD/APooled Investment FundIndefinite$1,779,308
EDGAR ↗Jul 11, 2014Putnam Seligo Fund, LPD/APooled Investment FundIndefinite$9,760,738
EDGAR ↗Jul 11, 2014Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$7,512,522
EDGAR ↗Jul 11, 2014Putnam Natural Resources Long/Short Fund, LPD/APooled Investment FundIndefinite$5,191,374
EDGAR ↗Mar 6, 2014Putnam Financials Long/Short Fund, LP.D/APooled Investment FundIndefinite$5,479,514
EDGAR ↗Oct 10, 2013Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$4,989,850
EDGAR ↗Oct 10, 2013Putnam Industrials Long/Short Fund, LPD/APooled Investment FundIndefinite$5,300,211
EDGAR ↗Oct 10, 2013Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$4,989,850
EDGAR ↗Jul 16, 2013Putnam Select Global Equity Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2013Putnam Seligo Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 12, 2013Putnam Natural Resources Long/Short Fund, LPD/APooled Investment FundIndefinite$5,104,097
EDGAR ↗Jul 12, 2013Putnam Healthcare Long/Short Fund, LPD/APooled Investment FundIndefinite$5,107,884
EDGAR ↗Mar 8, 2013Putnam Financials Long/Short Fund, LP.D/APooled Investment FundIndefinite$3,149,068
EDGAR ↗Nov 9, 2012Putnam Industrials Long/Short Fund, LPD/APooled Investment FundIndefinite$3,302,404
EDGAR ↗Nov 9, 2012Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$3,136,010
EDGAR ↗Jul 17, 2012Putnam Healthcare Long/Short Fund, LPDPooled Investment FundIndefinite$2,600,000
EDGAR ↗Jul 17, 2012Putnam Natural Resources Long/Short Fund, LPDPooled Investment FundIndefinite$3,000,000
EDGAR ↗Apr 26, 2012Putnam Financials Long/Short Fund, LP.D/APooled Investment FundIndefinite$3,064,393
EDGAR ↗Apr 26, 2012Putnam Health Care Long/Short Fund, LPD/APooled Investment FundIndefinite$2,737,040
EDGAR ↗Nov 17, 2011Putnam Industrials Long/Short Fund, LPD/APooled Investment FundIndefinite$3,198,692
EDGAR ↗Nov 17, 2011Putnam Consumer Long/Short Fund,LPD/APooled Investment FundIndefinite$2,923,853
EDGAR ↗Jun 14, 2011Putnam Financials Long/Short Fund, LP.DPooled Investment FundIndefinite$3,000,000
EDGAR ↗May 5, 2011Putnam Health Care Long/Short Fund, LPDPooled Investment FundIndefinite$3,000,100
EDGAR ↗Jan 19, 2011Putnam Industrials Long/Short Fund, LPDPooled Investment FundIndefinite$3,000,000
EDGAR ↗Nov 19, 2010Putnam Consumer Long/Short Fund,LPDPooled Investment FundIndefinite$3,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 15, 2026. Industry history, as reported on each offering's latest filing: All 18 offerings reported: Pooled Investment Fund (2010–2022).

People across the group

NameRolesIssuers hereFirst → last listed
PC Putnam Capital, L.L.C. entityDirector, Promoter18Nov 19, 2010 → Apr 15, 2026

Business registration (state registry / Secretary of State)

None of the 18 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Putnam.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Putnam as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Putnam's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #247,972 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

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Business registries

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