PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

Sponsor Check › Sponsor group

P

Precept

One sponsor team, 13 deal companies · Dallas, TX

Grouped because: 3 shared people, 3 shared management entities, same business address (4 issuers), similar issuer names (10) (automatic match from the filings) · not the same sponsor?

13deal companies
$1.01Breported sold
136investors
93Form D filings
2010–2026active
1new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 9, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Precept is a sponsor group of 13 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 93 Form D filings between Mar 2010 and Sep 2026.

What this means One team, 13 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.01B to 136 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (13). Issuers are based in TX (13).

What this means $1.01B raised across the group, about $7.41M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Nick Roossien (10 issuers, executive officer and director), D. Blair Baker (8 issuers, executive officer), Precept Capital Management, L.P. (8 issuers, director, entity), Precept Management, LLC (8 issuers, director, entity), Dana Blair Baker (5 issuers, executive officer, director, and promoter) and 8 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Sep 9, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: PRECEPT MANAGEMENT, LLC; 9823 CAPITAL, LP.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 12 court cases matching the name, 38 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 93 public filings for Precept and found 20 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Form D filed 64 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Precept has not run yet — it is joining a line of 59,130 names; searches run around the clock at the hosts' allowed rate. Searched so far: 669 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 1 open, 3 closed (disposition not in docket feed), 5 dismissed, 3 judgment

Walden v. White Star Investments LLC open
District Court, E.D. Washington · No. 1:24-cv-03172 · Filed Nov 1, 2024 · Nature of suit: Assault Libel & Slander · Cause: 28:1332lb Diversity-Libel,Assault,Slander
Role of Walden v. White Star Investments LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Bristow v. White Star Commercial, Inc. closed
District Court, N.D. Georgia · No. 1:21-cv-00183 · Filed Jan 12, 2021 · Closed Sep 24, 2024 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Bristow v. White Star Commercial, Inc.: Party · Outcome: Terminated 2024-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Bristow v. White Star Commercial, Inc. dismissed
District Court, N.D. Georgia · No. 1:19-cv-04950 · Filed Nov 1, 2019 · Closed Dec 9, 2020 · Nature of suit: 190 Other contract actions
Role of Bristow v. White Star Commercial, Inc.: Party · Outcome: Terminated 2020-12-09 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Gilbreth v. White Star Petroleum LLC closed
District Court, W.D. Oklahoma · No. 5:17-cv-00449 · Filed Apr 19, 2017 · Closed Nov 20, 2017 · Nature of suit: 190 Other contract actions
Role of Gilbreth v. White Star Petroleum LLC: Party · Outcome: Terminated 2017-11-20 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Regions Bank v. White Star Line, LLC dismissed
District Court, S.D. Illinois · No. 3:14-cv-00126 · Filed Feb 3, 2014 · Closed Feb 28, 2014 · Nature of suit: 423 Bankruptcy Withdrawl · Cause: 28:0157 Motion for Withdrawal of Reference
Role of Regions Bank v. White Star Line, LLC: Party · Outcome: Terminated 2014-02-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
R Gary Schreiber v. White Star Entertainment, Inc. dismissed
District Court, C.D. California · No. 2:07-cv-08167 · Filed Dec 14, 2007 · Closed Mar 21, 2008 · Nature of suit: 190 Other contract actions
Role of R Gary Schreiber v. White Star Entertainment, Inc.: Party · Outcome: Terminated 2008-03-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Trst Natl Automatic v. White Star Inc closed
District Court, E.D. Louisiana · No. 2:00-mc-03005 · Filed Oct 10, 2000 · Closed Dec 15, 2000
Role of Trst Natl Automatic v. White Star Inc: Party · Outcome: Terminated 2000-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
CSC Holdings Inc v. White Star Elec dismissed
District Court, W.D. Oklahoma · No. 5:00-cv-01499 · Filed Aug 29, 2000 · Closed Oct 5, 2000 · Nature of suit: 450 Interstate commerce
Role of CSC Holdings Inc v. White Star Elec: Party · Outcome: Terminated 2000-10-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Rene and Shelley Ltd v. White Star Corp. judgment
District Court, S.D. New York · No. 1:99-cv-03999 · Filed Jun 2, 1999 · Closed Apr 28, 2000 · Nature of suit: 190 Other contract actions
Role of Rene and Shelley Ltd v. White Star Corp.: Party · Outcome: Terminated 2000-04-28 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
N/A/S/I Pension Fund v. White Star, Inc. judgment
District Court, D. Maryland · No. 8:98-cv-03884 · Filed Nov 25, 1998 · Closed Jun 15, 1999 · Nature of suit: 791 Employee Retirement Income Security Act
Role of N/A/S/I Pension Fund v. White Star, Inc.: Party · Outcome: Terminated 1999-06-15 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
White Star Cleaners v. Admiral, Inc. dismissed
District Court, E.D. Virginia · No. 1:93-cv-00807 · Filed Jun 21, 1993 · Closed Sep 16, 1993 · Nature of suit: 190 Other contract actions
Role of White Star Cleaners v. Admiral, Inc.: Party · Outcome: Terminated 1993-09-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
Pennco Trucking Inc v. White Star Lines judgment
District Court, M.D. Pennsylvania · No. 1:88-cv-00851 · Filed Jun 1, 1988 · Closed Apr 11, 1989 · Nature of suit: 190 Other contract actions
Role of Pennco Trucking Inc v. White Star Lines: Party · Outcome: Terminated 1989-04-11 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Precept..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

38 cases: 4 open, 34 closed (disposition not in docket feed)

White Star International Inc. open
United States Bankruptcy Court, M.D. Florida · No. 6:26-bk-01491 · Filed Mar 4, 2026
Role of White Star International Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
White Star Email LLC <b><font color="red">Jointly Administered under 24-90468.</font></b> closed
United States Bankruptcy Court, S.D. Texas · No. 24-90498 · Filed Sep 11, 2024 · Closed Mar 28, 2025
Role of White Star Email LLC <b><font color="red">Jointly Administered under 24-90468.</font></b>: Party · Outcome: Case closed 2025-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
White Star Petroleum Holdings, LLC Litigation Trus v. Enlink Oklahoma Gas Processing, LP closed
United States Bankruptcy Court, W.D. Oklahoma · No. 21-01039 · Filed May 18, 2021 · Closed Nov 10, 2022
Role of White Star Petroleum Holdings, LLC Litigation Trus v. Enlink Oklahoma Gas Processing, LP: Party · Outcome: Case closed 2022-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum Holdings, LLC Litigation Trus v. The Energy & Minerals Group, LP closed
United States Bankruptcy Court, S.D. Texas · No. 21-03060 · Filed Apr 26, 2021 · Closed Oct 17, 2023 · Nature of suit: 02 Other (e.g. other actions that would have been brought in state court if unrelated to bankruptcy)
Role of White Star Petroleum Holdings, LLC Litigation Trus v. The Energy & Minerals Group, LP: Party · Outcome: Case closed 2023-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
White Star Petroleum Holdings, LLC - Adversary Proceeding closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01115 · Filed Oct 31, 2019 · Closed Oct 4, 2021 · Nature of suit: 91 Declaratory judgment; 21 Validity, priority or extent of lien or other interest in property
Role of White Star Petroleum Holdings, LLC - Adversary Proceeding: Party · Outcome: Case closed 2021-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations, LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01097 · Filed Sep 18, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations, LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum Holdings, LLC - Adversary Proceeding closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01092 · Filed Sep 9, 2019 · Closed Jul 8, 2021 · Nature of suit: 91 Declaratory judgment; 21 Validity, priority or extent of lien or other interest in property
Role of White Star Petroleum Holdings, LLC - Adversary Proceeding: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01085 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01084 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01086 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations, LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01091 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations, LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01090 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01089 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01087 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01083 · Filed Sep 9, 2019 · Closed Jul 8, 2021
Role of Baker Hughes Oilfield Operations LLC v. White Star Petroleum, LLC: Party · Outcome: Case closed 2021-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Phillips 66 Company v. White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-01072 · Filed Aug 2, 2019 · Closed Jul 28, 2020
Role of Phillips 66 Company v. White Star Petroleum, LLC: Party · Outcome: Case closed 2020-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum, LLC closed
United States Bankruptcy Court, D. Delaware · No. 19-11182 · Filed May 28, 2019 · Closed Jun 21, 2019
Role of White Star Petroleum, LLC: Party · Outcome: Case closed 2019-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
White Star Petroleum II, LLC closed
United States Bankruptcy Court, D. Delaware · No. 19-11183 · Filed May 28, 2019 · Closed Jun 21, 2019
Role of White Star Petroleum II, LLC: Party · Outcome: Case closed 2019-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
White Star Petroleum Operating, LLC closed
United States Bankruptcy Court, D. Delaware · No. 19-11180 · Filed May 28, 2019 · Closed Jun 21, 2019
Role of White Star Petroleum Operating, LLC: Party · Outcome: Case closed 2019-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
White Star Petroleum Operating, LLC open
United States Bankruptcy Court, W.D. Oklahoma · No. 19-12522 · Filed May 28, 2019
Role of White Star Petroleum Operating, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum II, LLC open
United States Bankruptcy Court, W.D. Oklahoma · No. 19-12525 · Filed May 28, 2019
Role of White Star Petroleum II, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum Holdings, LLC closed
United States Bankruptcy Court, D. Delaware · No. 19-11179 · Filed May 28, 2019 · Closed Jun 21, 2019
Role of White Star Petroleum Holdings, LLC: Party · Outcome: Case closed 2019-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
White Star Petroleum Holdings, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-12521 · Filed May 28, 2019 · Closed Oct 21, 2021
Role of White Star Petroleum Holdings, LLC: Party · Outcome: Case closed 2021-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum, LLC closed
United States Bankruptcy Court, W.D. Oklahoma · No. 19-12524 · Filed May 24, 2019 · Closed Oct 21, 2021
Role of White Star Petroleum, LLC: Party · Outcome: Case closed 2021-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
White Star Petroleum, LLC open
United States Bankruptcy Court, W.D. Oklahoma · No. 19-12145 · Filed May 24, 2019
Role of White Star Petroleum, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Moser v. White Star Equipment, LLC closed
United States Bankruptcy Court, E.D. Texas · No. 16-04048 · Filed May 3, 2016 · Closed Sep 14, 2017
Role of Moser v. White Star Equipment, LLC: Party · Outcome: Case closed 2017-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (TX)
White Star Painting Co, Inc. closed
United States Bankruptcy Court, E.D. Michigan · No. 16-44457 · Filed Mar 25, 2016 · Closed Sep 24, 2018
Role of White Star Painting Co, Inc.: Party · Outcome: Case closed 2018-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
White Star Line, LLC closed
United States Bankruptcy Court, S.D. Illinois · No. 14-30048 · Filed Nov 14, 2013 · Closed Apr 4, 2014
Role of White Star Line, LLC: Party · Outcome: Case closed 2014-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
White Star Line, LLC closed
United States Bankruptcy Court, D. Delaware · No. 13-13032 · Filed Nov 14, 2013 · Closed Jan 16, 2014
Role of White Star Line, LLC: Party · Outcome: Case closed 2014-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Frentz v. White Star Corporation closed
United States Bankruptcy Court, W.D. Kentucky · No. 07-03350 · Filed Sep 25, 2007 · Closed Dec 27, 2007
Role of Frentz v. White Star Corporation: Party · Outcome: Case closed 2007-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
White Star Reserve, L.L.C. closed
United States Bankruptcy Court, M.D. Florida · No. 8:07-bk-00261 · Filed Jan 12, 2007 · Closed Feb 13, 2008
Role of White Star Reserve, L.L.C.: Party · Outcome: Case closed 2008-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
White Star, Corp. v. Renee & Shelley Limited closed
United States Bankruptcy Court, S.D. New York · No. 00-02608 · Filed Aug 3, 2000 · Closed Dec 8, 2000
Role of White Star, Corp. v. Renee & Shelley Limited: Party · Outcome: Case closed 2000-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
White Star, Corp. closed
United States Bankruptcy Court, S.D. New York · No. 00-12383 · Filed May 25, 2000 · Closed Aug 28, 2001
Role of White Star, Corp.: Party · Outcome: Case closed 2001-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
White Star Cleaners, Inc. closed
United States Bankruptcy Court, E.D. Virginia · No. 92-15230 · Filed Nov 5, 1992 · Closed Jul 25, 1996
Role of White Star Cleaners, Inc.: Party · Outcome: Case closed 1996-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
Sterling Supply Corporation v. White Star Cleaners, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-00986 · Filed Sep 17, 1992 · Closed Mar 22, 1993
Role of Sterling Supply Corporation v. White Star Cleaners, Inc.: Party · Outcome: Case closed 1993-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Whitaker v. Precept Inc. closed matched at sponsor-group level (Precept)
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-10450 · Filed Jul 6, 1992 · Closed Feb 24, 1993
Role of Precept Inc.: Defendant · Outcome: Case closed 1993-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); filed 1992, issuer incorporated 2021
White Star Confectionary Company, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 92-41613 · Filed May 26, 1992 · Closed Apr 26, 2004
Role of White Star Confectionary Company, Inc.: Party · Outcome: Case closed 2004-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
WHITE STAR MANUFACTURING COMPANY closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:89-bk-01345 · Filed Feb 22, 1989 · Closed Sep 5, 1997
Role of WHITE STAR MANUFACTURING COMPANY: Party · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

20 differences found between the filings for Precept — 7 worth asking about (compared the newest 50 of 93 filings on Oct 24, 2026; older filings not covered)

Note · Sep 11, 2024 – Mar 28, 2025

Bankruptcy case: White Star Email LLC <b><font color="red">Jointly Administered under 24-90468.</font></b> — filed Sep 11, 2024

United States Bankruptcy Court, S.D. Texas docket "White Star Email LLC <b><font color="red">Jointly Administered under 24-90468.</font></b>" filed Sep 11, 2024, closed Mar 28, 2025. 9823 Fund, L.P. (member issuer) is listed as Party ("White Star Email LLC <b><font color="red">Jointly Administered under 24-90468.</font></b>"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗9823 Fund, L.P. — PartnerFacts page ↗
Sources
Note · Apr 26, 2021 – Oct 17, 2023

Bankruptcy case: White Star Petroleum Holdings, LLC Litigation Trus v. The Energy & Minerals Group, LP — filed Apr 26, 2021

United States Bankruptcy Court, S.D. Texas docket "White Star Petroleum Holdings, LLC Litigation Trus v. The Energy & Minerals Group, LP" filed Apr 26, 2021, closed Oct 17, 2023. 9823 Fund, L.P. (member issuer) is listed as Party ("White Star Petroleum Holdings, LLC Litigation Trus v. The Energy & Minerals Group, LP"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗9823 Fund, L.P. — PartnerFacts page ↗
Sources
Note · May 3, 2016 – Sep 14, 2017

Bankruptcy case: Moser v. White Star Equipment, LLC — filed May 3, 2016

United States Bankruptcy Court, E.D. Texas docket "Moser v. White Star Equipment, LLC" filed May 3, 2016, closed Sep 14, 2017. 9823 Fund, L.P. (member issuer) is listed as Party ("Moser v. White Star Equipment, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Texas ↗9823 Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · May 5, 2026 – Sep 4, 2026

Amount sold went down between filings — Precept SLPE Access Fund, LP

The May 5, 2026 filing says $1,250,000 sold; the Sep 4, 2026 Form D/A says $1,236,543 sold — $13,457 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · May 5, 2026 ↗Form D/A (later) · Sep 4, 2026 ↗Precept SLPE Access Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Aug 5, 2021 – Aug 5, 2022

Amount sold went down between filings — PRECEPT FUND LP

The Aug 5, 2021 filing says $123,951,579 sold; the Aug 5, 2022 Form D/A says $123,951,577 sold — $2 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 5, 2021 ↗Form D/A (later) · Aug 5, 2022 ↗PRECEPT FUND LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2016 – Jun 18, 2025

82 other issuers file from the same address — 8 member issuers (PRECEPT FUND L P; PRECEPT FUND QP L P; PRECEPT FUND LP; …)

The address on file, 200 Crescent Court, Suite 1450, Dallas, TX, is used by 90 issuers in our index across 19 sponsor groups; 82 are outside this group. It is on our registered-agent / shared-office list (92 issuers in 34 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

PRECEPT FUND L P — PartnerFacts page ↗PRECEPT FUND QP L P — PartnerFacts page ↗PRECEPT FUND LP — PartnerFacts page ↗EDGAR filer page · PRECEPT FUND L P ↗
Sources
Worth asking · Jan 1, 2025 – Mar 6, 2025

Form D filed 64 days after the first sale — 9823 BlueSand Fund, Ltd.

The filing says the first sale was Jan 1, 2025. The Form D was filed Mar 6, 2025 — 64 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 49 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 6, 2025 ↗9823 BlueSand Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Apr 1, 2021 – Aug 5, 2021

Form D filed 126 days after the first sale — Precept Special Situation Fund, L.P.

The filing says the first sale was Apr 1, 2021. The Form D was filed Aug 5, 2021 — 126 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 111 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 5, 2021 ↗Precept Special Situation Fund, L.P. — PartnerFacts page ↗
Sources
Note · Apr 1, 2026 – May 5, 2026

Form D filed 34 days after the first sale — Precept SLPE Access Fund, LP

The filing says the first sale was Apr 1, 2026. The Form D was filed May 5, 2026 — 34 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 19 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 5, 2026 ↗Precept SLPE Access Fund, LP — PartnerFacts page ↗
Sources
Note · Jan 1, 2004 – Jun 18, 2025

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — 9823 FLI FUND LIMITED PARTNERSHIP (latest filing Jun 18, 2025) · No amendment in the last 12 months on an offering that may still be open — PRECEPT FUND LP (latest filing Aug 4, 2023) · No amendment in the last 12 months on an offering that may still be open — Precept Special Situation Fund, L.P. (latest filing Aug 5, 2022) · No amendment in the last 12 months on an offering that may still be open — Precept Credit Opportunities Fund, L.P. (latest filing Aug 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Precept Special Situation Fund, L.P. (latest filing Aug 12, 2016) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 18, 2025 ↗9823 FLI FUND LIMITED PARTNERSHIP — PartnerFacts page ↗Form D/A · Aug 4, 2023 ↗PRECEPT FUND LP — PartnerFacts page ↗
Sources
Worth asking · Aug 13, 2024 – Aug 28, 2025

Precept Management, LLC is no longer listed on the Aug 28, 2025 amendment — PRECEPT MANAGEMENT PARTNERS LP

Precept Management, LLC appears on the Aug 13, 2024 Form D/A (director) but not on the Aug 28, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 13, 2024 ↗Form D/A · Aug 28, 2025 ↗Precept Management, LLC — PartnerFacts page ↗PRECEPT MANAGEMENT PARTNERS LP — PartnerFacts page ↗
Sources
Worth asking · Aug 5, 2022 – Aug 4, 2023

Precept Capital Management, L.P. is no longer listed on the Aug 4, 2023 amendment — PRECEPT MANAGEMENT PARTNERS LP

Precept Capital Management, L.P. appears on the Aug 5, 2022 Form D/A (director) but not on the Aug 4, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Aug 5, 2022 ↗Form D/A · Aug 4, 2023 ↗Precept Capital Management, L.P. — PartnerFacts page ↗PRECEPT MANAGEMENT PARTNERS LP — PartnerFacts page ↗
Sources
Worth asking · Nov 30, 2022 – Jun 2, 2023

White Star Blair Capital, LP is no longer listed on the Jun 2, 2023 amendment — 9823 Fund, L.P.

White Star Blair Capital, LP appears on the Nov 30, 2022 Form D (director, promoter) but not on the Jun 2, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 30, 2022 ↗Form D/A · Jun 2, 2023 ↗White Star Blair Capital, LP — PartnerFacts page ↗9823 Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Jun 18, 2025

15 role changes for the same people across filings

Nick Roossien's role changed at 9823 FLI FUND LIMITED PARTNERSHIP: executive officer → executive officer, director · Dana Blair Baker's role changed at 9823 FLI FUND LIMITED PARTNERSHIP: executive officer, director, promoter → executive officer, director · BLAIR 9823 Capital, L.P. -'s role changed at 9823 FLI FUND LIMITED PARTNERSHIP: director, promoter → director · Precept Capital Management, L.P.'s role changed at Precept Special Situation Fund, L.P.: executive officer → director · Precept Management, LLC's role changed at Precept Special Situation Fund, L.P.: executive officer → director · and 10 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · May 7, 2024 ↗Form D/A · Jun 18, 2025 ↗Nick Roossien — PartnerFacts page ↗9823 FLI FUND LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Note · Jun 2, 2023 – Mar 6, 2025

BLAIR 9823 Capital, L.P. - is written 2 different ways on the filings

listed as "9823 Capital, L.P." on 7 filings (from Jun 2, 2023), and "9823 Capital, L.P. -" on the Mar 6, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jun 2, 2023 ↗Form D · Mar 6, 2025 ↗BLAIR 9823 Capital, L.P. - — PartnerFacts page ↗
Sources
Note · Aug 12, 2016 – Jun 18, 2025

9 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — 9823 FLI FUND LIMITED PARTNERSHIP · Address on file is a registered agent / shared office — PRECEPT FUND LP · Address on file is a registered agent / shared office — Precept Digital Assets Fund, LP · Address on file is a registered agent / shared office — Precept Special Situation Fund, L.P. · Address on file is a registered agent / shared office — Precept Credit Opportunities Fund, L.P. · and 4 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jun 18, 2025 ↗9823 FLI FUND LIMITED PARTNERSHIP — PartnerFacts page ↗Form D/A · Aug 4, 2023 ↗PRECEPT FUND LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2016 – Sep 9, 2026

Member companies were formed in 3 different states

Texas (11), Wyoming (1), Cayman Islands (1) — out of 13 member issuers. The odd ones out: 9823 FLI FUND LIMITED PARTNERSHIP (Wyoming); 9823 BlueSand Fund, Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Precept — sponsor group page ↗9823 FLI FUND LIMITED PARTNERSHIP — PartnerFacts page ↗9823 BlueSand Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Aug 12, 2016

Issuer used a different name before — PRECEPT EAGLE FUND LP

SEC records list prior names for this filer: PRECEPT MARKET NEUTRAL FUND LP. The current name on file is "PRECEPT EAGLE FUND LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗PRECEPT EAGLE FUND LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 93 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 9, 2026 D/A
9823 BlueSand Fund, Ltd.
File 021-540047
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Sep 4, 2026 D/A
PRECEPT MANAGEMENT PARTNERS LP
File 021-126128
$0$0$0
Certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance based fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Sep 4, 2026 D/A
9823 Fund, L.P.
File 021-466135
$0$0$0
Certain persons listed in Item 3 may receive a management fee based on the value of the issuer's assets and/or a performance based fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Sep 4, 2026 D/A
Precept SLPE Access Fund, LP
File 021-582901
$0$0$0
Certain persons listed in Item 4 may receive a management fee based on the value of the issuer's assets and/or a performance-based fee based on the issuer's profits.
None listed on this filingEDGAR ↗
Jun 18, 2025 D/A
9823 FLI FUND LIMITED PARTNERSHIP
File 021-512518
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Aug 4, 2023 D/A
PRECEPT FUND LP
File 021-117138
$0$0$0None listed on this filingEDGAR ↗
Nov 30, 2022 D
Precept Digital Assets Fund, LP
File 021-466139
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2022 D/A
Precept Special Situation Fund, L.P.
File 021-408987
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2021 D/A
Precept Credit Opportunities Fund, L.P.
File 021-236017
$0$0$0None listed on this filingEDGAR ↗
May 17, 2021 D
Precept Ventures 7, LP
File 021-399682
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2016 D/A
PRECEPT FUND L P
File 021-128902
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2016 D/A
PRECEPT FUND QP L P
File 021-117150
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2016 D/A
PRECEPT EAGLE FUND LP
File 021-128980
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2016 D/A
Precept Special Situation Fund, L.P.
File 021-139390
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 13 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Precept in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PF PRECEPT FUND L Pshared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund8$2,524,221
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2016
EDGAR ↗PF PRECEPT FUND QP L Pshared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund8$2,164,790
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2016
EDGAR ↗PM PRECEPT MANAGEMENT PARTNERS LPshared people, shared management entity, same business address, similar issuer namesDALLAS, TXPooled Investment Fund18$52,422,896
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2026
EDGAR ↗PF PRECEPT FUND LPshared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund19$150,919,498
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2023
EDGAR ↗PE PRECEPT EAGLE FUND LPshared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund8$6,707,225
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2016
EDGAR ↗PS Precept Special Situation Fund, L.P.shared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund11$54,790,506
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2022
EDGAR ↗PC Precept Credit Opportunities Fund, L.P.shared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund8$5,755,986
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2021
EDGAR ↗PV Precept Ventures 7, LPshared people, shared management entity, similar issuer namesDALLAS, TXPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗9F 9823 Fund, L.P.shared people, shared management entity, same business addressDALLAS, TXPooled Investment Fund5$125,952,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$500,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗PD Precept Digital Assets Fund, LPshared people, similar issuer namesDALLAS, TXPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗9F 9823 FLI FUND LIMITED PARTNERSHIPshared people, shared management entityDALLAS, TXPooled Investment Fund2$1,080,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗9B 9823 BlueSand Fund, Ltd.shared people, shared management entity, same business addressDALLAS, TXPooled Investment Fund2$610,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗PS Precept SLPE Access Fund, LPshared people, same business address, similar issuer namesDALLAS, TXPooled Investment Fund2$1,250,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 9, 20269823 BlueSand Fund, Ltd.D/APooled Investment FundIndefinite$610,000,000
EDGAR ↗Sep 4, 2026Precept SLPE Access Fund, LPD/APooled Investment FundIndefinite$1,236,543
EDGAR ↗Sep 4, 20269823 Fund, L.P.D/APooled Investment FundIndefinite$125,952,000
EDGAR ↗Sep 4, 2026PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$52,422,896
EDGAR ↗May 5, 2026Precept SLPE Access Fund, LPDPooled Investment FundIndefinite$1,250,000
EDGAR ↗Aug 28, 20259823 Fund, L.P.D/APooled Investment FundIndefinite$125,952,000
EDGAR ↗Aug 28, 2025PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$52,422,896
EDGAR ↗Jun 18, 20259823 FLI FUND LIMITED PARTNERSHIPD/APooled Investment FundIndefinite$1,080,000
EDGAR ↗Mar 6, 20259823 BlueSand Fund, Ltd.DPooled Investment FundIndefinite$610,000,000
EDGAR ↗Aug 13, 20249823 Fund, L.P.D/APooled Investment FundIndefinite$117,952,000
EDGAR ↗Aug 13, 2024PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$52,422,896
EDGAR ↗May 7, 20249823 FLI FUND LIMITED PARTNERSHIPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 4, 2023PRECEPT FUND LPD/APooled Investment FundIndefinite$150,919,498
EDGAR ↗Aug 4, 2023PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$50,065,896
EDGAR ↗Jun 2, 20239823 Fund, L.P.D/APooled Investment FundIndefinite$25,000,000
EDGAR ↗Nov 30, 2022Precept Digital Assets Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 30, 20229823 Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 5, 2022Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$48,500,000
EDGAR ↗Aug 5, 2022PRECEPT FUND LPD/APooled Investment FundIndefinite$123,951,577
EDGAR ↗Aug 5, 2022PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗Aug 5, 2021Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,755,986
EDGAR ↗Aug 5, 2021Precept Special Situation Fund, L.P.DPooled Investment FundIndefinite$23,400,000
EDGAR ↗Aug 5, 2021PRECEPT FUND LPD/APooled Investment FundIndefinite$123,951,579
EDGAR ↗Aug 5, 2021PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗May 17, 2021Precept Ventures 7, LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 6, 2020Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,755,986
EDGAR ↗Aug 6, 2020PRECEPT FUND LPD/APooled Investment FundIndefinite$122,910,903
EDGAR ↗Aug 6, 2020PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗Aug 6, 2019Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,755,986
EDGAR ↗Aug 6, 2019PRECEPT FUND LPD/APooled Investment FundIndefinite$122,866,840
EDGAR ↗Aug 6, 2019PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗Aug 6, 2018Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,755,986
EDGAR ↗Aug 6, 2018PRECEPT FUND LPD/APooled Investment FundIndefinite$122,466,840
EDGAR ↗Aug 6, 2018PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗Aug 10, 2017PRECEPT FUND LPD/APooled Investment FundIndefinite$116,716,840
EDGAR ↗Aug 9, 2017Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,743,986
EDGAR ↗Aug 9, 2017PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗Aug 12, 2016Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,414,408
EDGAR ↗Aug 12, 2016Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Aug 12, 2016PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$6,707,225
EDGAR ↗Aug 12, 2016PRECEPT FUND LPD/APooled Investment FundIndefinite$40,687,929
EDGAR ↗Aug 12, 2016PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,493,002
EDGAR ↗Aug 12, 2016PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,164,790
EDGAR ↗Aug 12, 2016PRECEPT FUND L PD/APooled Investment FundIndefinite$2,524,221
EDGAR ↗Aug 13, 2015Precept Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$5,402,408
EDGAR ↗Aug 13, 2015Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Aug 13, 2015PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$6,707,225
EDGAR ↗Aug 13, 2015PRECEPT FUND LPD/APooled Investment FundIndefinite$39,687,929
EDGAR ↗Aug 13, 2015PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$6,134,039
EDGAR ↗Aug 13, 2015PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,164,790
EDGAR ↗Aug 13, 2015PRECEPT FUND L PD/APooled Investment FundIndefinite$1,270,000
EDGAR ↗Mar 16, 2015Precept Credit Opportunities Fund, L.P.DPooled Investment FundIndefinite$4,815,000
EDGAR ↗Aug 13, 2014Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Aug 13, 2014PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$6,707,225
EDGAR ↗Aug 13, 2014PRECEPT FUND LPD/APooled Investment FundIndefinite$38,886,835
EDGAR ↗Aug 13, 2014PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$4,302,252
EDGAR ↗Aug 13, 2014PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,164,790
EDGAR ↗Aug 13, 2014PRECEPT FUND L PD/APooled Investment FundIndefinite$520,000
EDGAR ↗Aug 14, 2013Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Aug 13, 2013PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$6,707,225
EDGAR ↗Aug 13, 2013PRECEPT FUND LPD/APooled Investment FundIndefinite$13,011,788
EDGAR ↗Aug 13, 2013PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$2,622,617
EDGAR ↗Aug 13, 2013PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,064,790
EDGAR ↗Aug 13, 2013PRECEPT FUND L PD/APooled Investment FundIndefinite$520,000
EDGAR ↗Aug 13, 2012Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Aug 13, 2012PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$6,707,225
EDGAR ↗Aug 13, 2012PRECEPT FUND LPD/APooled Investment FundIndefinite$12,387,792
EDGAR ↗Aug 13, 2012PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$2,184,763
EDGAR ↗Aug 13, 2012PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,064,790
EDGAR ↗Aug 13, 2012PRECEPT FUND L PD/APooled Investment FundIndefinite$520,000
EDGAR ↗May 7, 2012PRECEPT FUND LPD/APooled Investment FundIndefinite$12,187,792
EDGAR ↗Feb 16, 2012PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$2,184,763
EDGAR ↗Feb 16, 2012PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,064,790
EDGAR ↗Feb 16, 2012PRECEPT FUND L PD/APooled Investment FundIndefinite$520,000
EDGAR ↗Feb 14, 2012PRECEPT FUND LPD/APooled Investment FundIndefinite$11,987,792
EDGAR ↗Dec 6, 2011Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Dec 6, 2011PRECEPT FUND LPD/APooled Investment FundIndefinite$11,827,792
EDGAR ↗Nov 9, 2011PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$6,707,225
EDGAR ↗Nov 9, 2011PRECEPT FUND LPD/APooled Investment FundIndefinite$10,827,792
EDGAR ↗Apr 6, 2011PRECEPT FUND LPD/APooled Investment FundIndefinite$10,627,792
EDGAR ↗Mar 1, 2011PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$207,225
EDGAR ↗Mar 1, 2011PRECEPT FUND LPD/APooled Investment FundIndefinite$10,562,792
EDGAR ↗Mar 1, 2011PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$2,184,763
EDGAR ↗Mar 1, 2011PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,064,790
EDGAR ↗Mar 1, 2011PRECEPT FUND L PD/APooled Investment FundIndefinite$520,000
EDGAR ↗Dec 7, 2010Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$54,790,506
EDGAR ↗Aug 11, 2010Precept Special Situation Fund, L.P.D/APooled Investment FundIndefinite$45,258,269
EDGAR ↗Mar 9, 2010Precept Special Situation Fund, L.P.DPooled Investment FundIndefinite$38,896,073
EDGAR ↗Mar 3, 2010PRECEPT EAGLE FUND LPD/APooled Investment FundIndefinite$207,225
EDGAR ↗Mar 3, 2010PRECEPT FUND LPD/APooled Investment FundIndefinite$10,487,792
EDGAR ↗Mar 3, 2010PRECEPT MANAGEMENT PARTNERS LPD/APooled Investment FundIndefinite$2,184,763
EDGAR ↗Mar 3, 2010PRECEPT FUND QP L PD/APooled Investment FundIndefinite$2,064,790
EDGAR ↗Mar 3, 2010PRECEPT FUND L PD/APooled Investment FundIndefinite$520,000

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 9, 2026. Industry history, as reported on each offering's latest filing: All 14 offerings reported: Pooled Investment Fund (2010–2026).

People across the group

NameRolesIssuers hereFirst → last listed
NR Nick RoossienExecutive Officer, Director10Mar 3, 2010 → Sep 9, 2026
DB D. Blair BakerExecutive Officer8Mar 3, 2010 → Sep 4, 2026
PM Precept Management, LLC entityDirector8Mar 3, 2010 → Aug 13, 2024
PC Precept Capital Management, L.P. entityDirector8Mar 3, 2010 → Aug 4, 2023
DB Dana Blair BakerExecutive Officer, Director, Promoter5Nov 30, 2022 → Sep 9, 2026
B9 BLAIR 9823 Capital, L.P. - entityDirector, Promoter3Jun 2, 2023 → Sep 9, 2026
SI Sean InggsDirector1Mar 6, 2025 → Sep 9, 2026
BW BENJAMIN WOOLFDirector1Mar 6, 2025 → Sep 9, 2026
9C 9823 Capital, L.P. entityDirector1Aug 4, 2023 → Sep 4, 2026
PL Precept Legacy, LP entityDirector, Promoter1May 5, 2026 → Sep 4, 2026
PD Precept Digital Blair Asset Management LP entityExecutive Officer, Director, Promoter1Nov 30, 2022 → Nov 30, 2022
MM Marshall McKinneyExecutive Officer, Promoter1Nov 30, 2022 → Nov 30, 2022
WS White Star Blair Capital, LP entityDirector, Promoter1Nov 30, 2022 → Nov 30, 2022

Business registration (state registry / Secretary of State)

6 of 13 issuers have a matched state registry record — records by status: active 6.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

PRECEPT MANAGEMENT, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 23, 2006 · SEC file 801-66256 · Main office: DALLAS, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $5,410,000 as reported on Form ADV filed Jul 1, 2026 (Item 5.F(2)(c)) · 3 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.PRECEPTFUND.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

9823 CAPITAL, LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 6, 2023 · SEC file 801-127155 · Main office: DALLAS, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $677,134,000 as reported on Form ADV filed Jul 1, 2026 (Item 5.F(2)(c)) · 19 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.9823.capital ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Precept as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Precept's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #9,323 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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