Sponsor Check › Sponsor group
3 issuers linked to one sponsor · Scottsdale, AZ
Grouped because: 1 shared person (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Dec 18, 2017 · Courts (RECAP) last checked: Oct 24, 2026, 12:29 AM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:29 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:29 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · Website on file (plasmology4.com, from the issuer's Form C filing (SEC data set), filed by member CIK 1488790) — not yet read for public statements.
0 of 17 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $1,000,000.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 18, 2017 D File 021-300969 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 20, 2016 D File 021-276683 | $0 | $0 | $1,000,000 Proceeds may be used to redeem shares of the company's common stock held by individuals identified in Item 3 and to fund the company's working capital, including payment of regular compensation payments to executive officers. | None listed on this filing |
| EDGAR ↗ | Dec 15, 2016 D File 021-276377 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 5, 2016 D File 021-260707 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 18, 2016 D File 021-257682 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 28, 2015 D File 021-253962 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 2, 2015 D File 021-246830 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 16, 2014 D File 021-221231 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 12, 2014 D File 021-219000 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 11, 2013 D File 021-191601 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2012 D/A File 021-184137 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 26, 2012 D File 021-180327 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2012 D File 021-171081 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2011 D File 021-163112 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 13, 2011 D File 021-162830 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 31, 2011 D File 021-154641 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 9, 2010 D File 021-140311 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 3 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Plasmology4 in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 12:44 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Plasmology4, Inc. | shared people | Scottsdale, AZ | Biotechnology | 14 | $2,000,000 offering $2,000,000 · similar: $2,000,000–$19,999,994 | 18 similar: 2–16 | No minimum reported similar: $10,000–$50,000 | 2010–2016 |
| EDGAR ↗ | Valley Real Estate Solutions, LLC | shared people | PHOENIX, AZ | Other Real Estate | 1 | $0 | 0 | $2,500 | 2011–2011 |
| EDGAR ↗ | Center for Orthopedic & Research Excellence, Inc. | shared people | PHOENIX, AZ | Other Health Care | 3 | $22,000,000 offering $2,200,000 · similar: $829,831–$9,999,998 | 2 similar: 2–15 | No minimum reported similar: $10,000–$54,310 | 2016–2017 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Dec 18, 2017 | Center for Orthopedic & Research Excellence, Inc. | D | Other Health Care | $2,200,000 | $2,200,000 |
| EDGAR ↗ | Dec 20, 2016 | Center for Orthopedic & Research Excellence, Inc. | D | Other Health Care | $13,971,120 | $13,971,120 |
| EDGAR ↗ | Dec 15, 2016 | Plasmology4, Inc. | D | Biotechnology | $2,000,000 | $250,000 |
| EDGAR ↗ | Apr 5, 2016 | Plasmology4, Inc. | D | Biotechnology | $5,000,000 | $125,000 |
| EDGAR ↗ | Feb 18, 2016 | Center for Orthopedic & Research Excellence, Inc. | D | Other Health Care | $22,000,000 | $22,000,000 |
| EDGAR ↗ | Dec 28, 2015 | Plasmology4, Inc. | D | Other Health Care | $1,000,000 | $1,000,000 |
| EDGAR ↗ | Sep 2, 2015 | Plasmology4, Inc. | D | Other Health Care | $3,000,000 | $300,000 |
| EDGAR ↗ | Jul 16, 2014 | Plasmology4, Inc. | D | Other Health Care | $5,000,000 | $300,000 |
| EDGAR ↗ | Jun 12, 2014 | Plasmology4, Inc. | D | Other Health Care | $2,000,000 | $2,000,000 |
| EDGAR ↗ | Feb 11, 2013 | Plasmology4, Inc. | D | Other Health Care | $10,000,000 | $0 |
| EDGAR ↗ | Dec 19, 2012 | Plasmology4, Inc. | D/A | Other Health Care | $1,800,000 | $905,000 |
| EDGAR ↗ | Sep 14, 2012 | Plasmology4, Inc. | D | Other Health Care | $1,500,000 | $0 |
| EDGAR ↗ | Jun 26, 2012 | Plasmology4, Inc. | D | Other Health Care | $1,000,000 | $1,000,000 |
| EDGAR ↗ | Jan 3, 2012 | Plasmology4, Inc. | D | Other Health Care | $3,000,000 | $40,000 |
| EDGAR ↗ | Jul 19, 2011 | Plasmology4, Inc. | D | Other Health Care | $1,000,000 | $83,663 |
| EDGAR ↗ | Jul 13, 2011 | Valley Real Estate Solutions, LLC | D | Other Real Estate | $2,000,000 | $0 |
| EDGAR ↗ | Jan 31, 2011 | Plasmology4, Inc. | D | Other Health Care | $525,000 | $362,500 |
| EDGAR ↗ | Apr 9, 2010 | Plasmology4, Inc. | D | Other Health Care | $500,000 | $25,000 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 18, 2017. Industry history, as reported on each offering's latest filing: Previous offerings: Other Health Care (2010–2011), Other Real Estate (2011), Other Health Care (2011–2016), Biotechnology (2016). Latest offering: Other Health Care (2016–2017; most recent Dec 18, 2017).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| DAVID J JACOFSKY | Executive Officer, Director | 3 | Apr 9, 2010 → Dec 18, 2017 |
| Nathan Every | Director | 1 | Dec 20, 2016 → Dec 18, 2017 |
| BRIAN MORFITT | Director | 1 | Dec 20, 2016 → Dec 18, 2017 |
| BRYAN WALL | Director | 1 | Feb 18, 2016 → Dec 18, 2017 |
| JASON SCALISE | Director | 1 | Feb 18, 2016 → Dec 18, 2017 |
| SIMON WILLMAN | Executive Officer | 1 | Feb 18, 2016 → Dec 18, 2017 |
| LYNN MASSINGALE | Director | 1 | Dec 18, 2017 → Dec 18, 2017 |
| KARIN MEYER | Executive Officer | 1 | Dec 18, 2017 → Dec 18, 2017 |
| NORMAN PAYSON | Director | 1 | Dec 18, 2017 → Dec 18, 2017 |
| ARASH ARAGHI | Executive Officer | 1 | Feb 18, 2016 → Dec 20, 2016 |
| STEVE TALLMAN | Director | 1 | Dec 20, 2016 → Dec 20, 2016 |
| PHILIP ZAORSKI | Director | 1 | Dec 20, 2016 → Dec 20, 2016 |
| BRENDAN BAKER | Executive Officer | 1 | Dec 20, 2016 → Dec 20, 2016 |
| JAMES KODJABABIAN | Executive Officer | 1 | Dec 20, 2016 → Dec 20, 2016 |
| GREGORY A WATSON | Executive Officer, Director | 1 | Apr 9, 2010 → Dec 15, 2016 |
| KEVIN P MCDOWELL | Director | 1 | Jan 31, 2011 → Dec 15, 2016 |
| RONALD D ROBINSON | Executive Officer, Director | 1 | Apr 9, 2010 → Dec 15, 2016 |
| ROBERT M HUMMEL | Executive Officer, Director | 1 | Jun 26, 2012 → Dec 15, 2016 |
| STEPHEN A BRIGIDO | Director | 1 | Jun 26, 2012 → Dec 15, 2016 |
| MARC C JACOFSKY | Executive Officer | 1 | Jun 26, 2012 → Dec 15, 2016 |
| ANDREW W MILLER JR. | Director | 1 | Jun 12, 2014 → Dec 15, 2016 |
| JAMES R LAWSON | Director | 1 | Sep 2, 2015 → Dec 15, 2016 |
| ROY W SANDERS | Director | 1 | Feb 11, 2013 → Apr 5, 2016 |
| PETER SLATE | Executive Officer | 1 | Feb 18, 2016 → Feb 18, 2016 |
| JOHN BROWN | Director | 1 | Feb 18, 2016 → Feb 18, 2016 |
| WARREN COHEN | Director | 1 | Feb 18, 2016 → Feb 18, 2016 |
| JAMES CAHILL | Director | 1 | Feb 18, 2016 → Feb 18, 2016 |
| MARK CAMPBELL | Director | 1 | Feb 18, 2016 → Feb 18, 2016 |
| STEVE MYERTHALL | Director | 1 | Feb 18, 2016 → Feb 18, 2016 |
| DAVID MARKEL | Director | 1 | Feb 18, 2016 → Feb 18, 2016 |
| RON LAWSON | Director | 1 | Jul 19, 2011 → Jul 16, 2014 |
| ROBERT TAGGART | Executive Officer | 1 | Jun 26, 2012 → Feb 11, 2013 |
| Paul Halmrast | Executive Officer | 1 | Jul 13, 2011 → Jul 13, 2011 |
| Lynn Harle | Executive Officer | 1 | Jul 13, 2011 → Jul 13, 2011 |
| Barry J Bradley | Executive Officer, Director | 1 | Apr 9, 2010 → Jan 31, 2011 |
| David K Bane | Executive Officer, Director | 1 | Apr 9, 2010 → Jan 31, 2011 |
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Sources searched: the sponsor's website (plasmology4.com) for Meta Pixel / page links; Meta Ad Library API: not yet searched (API access pending) — as of Oct 24, 2026. A pixel or page link is a fact about the sponsor's own site; it does not by itself show that ads ran. Platform pages are linked, never read.
| Source | Filed | Form | Issuer | Amount offered (as reported) | Amount sold (as reported) | Matched on |
|---|---|---|---|---|---|---|
| EDGAR ↗ | May 5, 2026 File 020-34933 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Plasmology4, Inc. Scottsdale, AZ | Not reported | Not reported on this form | same CIK (SEC registrant number) as the Form D issuer · 100% |
| EDGAR ↗ | Apr 28, 2025 File 020-34933 | Regulation Crowdfunding annual report (Form C-AR) Annual report filed | Plasmology4, Inc. Scottsdale, AZ | Not reported | Not reported on this form | same CIK (SEC registrant number) as the Form D issuer · 100% |
| EDGAR ↗ | Apr 1, 2025 File 020-34933 | Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Mar 31, 2025 | Plasmology4, Inc. SCOTTSDALE, AZ | $14,999 target · $1,234,999 maximum via StartEngine Primary, LLC | Not reported on this form | same CIK (SEC registrant number) as the Form D issuer · 100% |
| EDGAR ↗ | Feb 14, 2025 File 020-34933 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Mar 31, 2025 | Plasmology4, Inc. SCOTTSDALE, AZ | $14,999 target · $1,234,999 maximum via StartEngine Primary, LLC | Not reported on this form | same CIK (SEC registrant number) as the Form D issuer · 100% |
| EDGAR ↗ | Jan 13, 2025 File 020-34933 | Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Apr 30, 2025 | Plasmology4, Inc. SCOTTSDALE, AZ | $14,999 target · $1,234,999 maximum via StartEngine Primary, LLC | Not reported on this form | same CIK (SEC registrant number) as the Form D issuer · 100% |
| EDGAR ↗ | Oct 21, 2024 File 020-34933 | Regulation Crowdfunding offering (Form C) Offering filed · deadline Jan 20, 2025 | Plasmology4, Inc. Scottsdale, AZ | $14,999 target · $1,234,999 maximum via StartEngine Primary, LLC | Not reported on this form | same CIK (SEC registrant number) as the Form D issuer · 100% |
Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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