PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:36 AM ET

Sponsor Check › Sponsor group

P

Pennant

One sponsor team, 10 deal companies · Summit, NJ

Grouped because: 7 shared people, 3 shared management entities, same business address (8 issuers), similar issuer names (10) (automatic match from the filings) · not the same sponsor?

10deal companies
$7.42Breported sold
1,441investors
78Form D filings
2009–2018active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 2, 2018 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Pennant is a sponsor group of 10 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 78 Form D filings between Mar 2009 and Feb 2018.

What this means One team, 10 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $7.42B to 1,441 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (10). Issuers are based in NJ (8), Cayman Islands (as filed: E9) (2).

What this means $7.42B raised across the group, about $5.15M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Alan P. Fournier (10 issuers, executive officer and director), Evan Burtton (4 issuers, director), P. Pennant Capital Management, L.L.C. (4 issuers, executive officer, entity), Pennant General Partner, L.L.C. (4 issuers, executive officer, entity), Scott Dakers (4 issuers, director) and 5 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 2, 2018.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 78 public filings for Pennant and found 17 differences, 4 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Pennant has not run yet — it is joining a line of 36,832 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Broadway Gate Master Fund, Ltd. v. Ocwen Financial Corporation dismissed
District Court, S.D. Florida · No. 9:16-cv-80056 · Filed Jan 12, 2016 · Closed Dec 28, 2017 · Nature of suit: 450 Commerce ICC Rates, Etc. · Cause: 28:1331 Fed. Question: Securities Violation
Role of Broadway Gate Master Fund, Ltd. v. Ocwen Financial Corporation: Party · Outcome: Terminated 2017-12-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Pennant..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for Pennant — 4 worth asking about (compared the newest 50 of 78 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 22, 2012 – Mar 5, 2014

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Pennant Windward Fund, Ltd. · Amount sold went down between filings — Pennant Offshore Partners, Ltd. · Amount sold went down between filings — Pennant Credit Opportunities Offshore Fund, Ltd. · Amount sold went down between filings — Broadway Gate Offshore Fund, Ltd.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 5, 2013 ↗Form D/A (later) · Mar 5, 2014 ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗Form D/A (earlier) · Mar 5, 2013 ↗
Sources
Worth asking · Aug 22, 2012 – Mar 5, 2014

4 offerings reported fewer investors on a later filing

Investor count went down between filings — Pennant Windward Fund, Ltd. · Investor count went down between filings — Pennant Offshore Partners, Ltd. · Investor count went down between filings — Pennant Credit Opportunities Offshore Fund, Ltd. · Investor count went down between filings — Broadway Gate Offshore Fund, Ltd.

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Mar 5, 2013 ↗Form D/A (later) · Mar 5, 2014 ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗Form D/A (earlier) · Mar 5, 2013 ↗
Sources
Note · Nov 1, 2001 – Feb 2, 2018

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Pennant Windward Fund, L.P. (latest filing Feb 2, 2018) · No amendment in the last 12 months on an offering that may still be open — Pennant Windward Fund, Ltd. (latest filing Feb 2, 2018) · No amendment in the last 12 months on an offering that may still be open — Pennant Onshore Partners, L.P. (latest filing Feb 2, 2018) · No amendment in the last 12 months on an offering that may still be open — Pennant Offshore Partners, Ltd. (latest filing Feb 2, 2018) · No amendment in the last 12 months on an offering that may still be open — Pennant Credit Opportunities Offshore Fund, Ltd. (latest filing Feb 6, 2015) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 2, 2018 ↗Pennant Windward Fund, L.P. — PartnerFacts page ↗Form D/A · Feb 2, 2018 ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Mar 5, 2014 – Feb 5, 2016

8 people are no longer listed on a later amendment

Alan P. Fournier is no longer listed on the Feb 5, 2016 amendment — Pennant Windward Fund, L.P. · Alan P. Fournier is no longer listed on the Feb 5, 2016 amendment — Pennant Onshore Partners, L.P. · Ronan Guilfoyle is no longer listed on the Feb 6, 2015 amendment — Pennant Windward Fund, Ltd. · Ronan Guilfoyle is no longer listed on the Feb 6, 2015 amendment — Pennant Offshore Partners, Ltd. · Ronan Guilfoyle is no longer listed on the Feb 6, 2015 amendment — Pennant Credit Opportunities Offshore Fund, Ltd. · and 3 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 6, 2015 ↗Form D/A · Feb 5, 2016 ↗Alan P. Fournier — PartnerFacts page ↗Pennant Windward Fund, L.P. — PartnerFacts page ↗
Sources
Note · Feb 5, 2016 – Feb 2, 2017

Minimum investment changed between filings — Pennant Windward Fund, L.P.

The Feb 5, 2016 filing lists a minimum of $1,000,000; the Feb 2, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 5, 2016 ↗Form D/A (later) · Feb 2, 2017 ↗Pennant Windward Fund, L.P. — PartnerFacts page ↗
Sources
Note · Feb 5, 2016 – Feb 2, 2017

Minimum investment changed between filings — Pennant Windward Fund, Ltd.

The Feb 5, 2016 filing lists a minimum of $1,000,000; the Feb 2, 2017 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 5, 2016 ↗Form D/A (later) · Feb 2, 2017 ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Feb 5, 2016 – Feb 2, 2017

Minimum investment changed between filings — Pennant Onshore Partners, L.P.

The Feb 5, 2016 filing lists a minimum of $1,000,000; the Feb 2, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 5, 2016 ↗Form D/A (later) · Feb 2, 2017 ↗Pennant Onshore Partners, L.P. — PartnerFacts page ↗
Sources
Note · Feb 5, 2016 – Feb 2, 2017

Minimum investment changed between filings — Pennant Offshore Partners, Ltd.

The Feb 5, 2016 filing lists a minimum of $1,000,000; the Feb 2, 2017 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 5, 2016 ↗Form D/A (later) · Feb 2, 2017 ↗Pennant Offshore Partners, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 12, 2009 – Apr 24, 2009

Alan P. Fournier is written 2 different ways on the filings

listed as "Alan P. Fournier" on 63 filings (from Mar 12, 2009), and "Alan Fournier" on the Apr 24, 2009 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 12, 2009 ↗Form D · Apr 24, 2009 ↗Alan P. Fournier — PartnerFacts page ↗
Sources
Note · Mar 12, 2009 – Mar 3, 2010

Reported net asset value range changed between filings — Pennant Windward Fund, L.P.

"Not Applicable" (Mar 12, 2009); then "Decline to Disclose" (Mar 3, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 12, 2009 ↗Form D/A · Mar 3, 2010 ↗Pennant Windward Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 10, 2009 – Feb 6, 2015

7 address changes between filings

Address moved from Grand Cayman Ky1-1108, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Broadway Gate Offshore Fund, Ltd. · Address moved from Chatham, NJ to Summit, NJ — Pennant Windward Fund, L.P. · Address moved from Chatham, NJ to Summit, NJ — Pennant Onshore Partners, L.P. · Address moved from Chatham, NJ to Summit, NJ — Pennant Credit Opportunities Fund, L.P. · Address moved from Chatham, NJ to Summit, NJ — Broadway Gate Onshore Fund, LP · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 5, 2014 ↗Form D/A · Feb 6, 2015 ↗Broadway Gate Offshore Fund, Ltd. — PartnerFacts page ↗Form D/A · Mar 5, 2012 ↗
Sources
Worth asking · Mar 12, 2009

2 separate companies in this group use the same name: "Pennant Windward Fund, Ltd."

CIK 1352712 (first filed Mar 12, 2009, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1352711 (first filed Mar 12, 2009, Summit, NJ).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Pennant Windward Fund, Ltd. — PartnerFacts page ↗Pennant Windward Fund, L.P. — PartnerFacts page ↗EDGAR filer page · CIK 1352712 ↗EDGAR filer page · CIK 1352711 ↗
Sources
Note · Feb 2, 2018

Address on file is a registered agent / shared office — Pennant Windward Fund, Ltd.

The latest filing lists Ss&c Fund Services (Cayman) Ltd, 45 Market Street, Suite 3205, 2nd Floor, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 18 issuers in our index (7 of 18 issuers filed c/o a registered agent / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Feb 2, 2018 ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Feb 2, 2018

Address on file is a registered agent / shared office — Pennant Offshore Partners, Ltd.

The latest filing lists Ss&c Fund Services (Cayman) Ltd, 45 Market Street, Suite 3205, 2nd Floor, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 18 issuers in our index (7 of 18 issuers filed c/o a registered agent / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Feb 2, 2018 ↗Pennant Offshore Partners, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Feb 2, 2018

Member companies were formed in 2 different states

Delaware (6), Cayman Islands (4) — out of 10 member issuers. The odd ones out: Pennant Offshore Partners, Ltd. (Cayman Islands); Pennant Windward Fund, Ltd. (Cayman Islands); Broadway Gate Offshore Fund, Ltd. (Cayman Islands); Pennant Credit Opportunities Offshore Fund, Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Pennant — sponsor group page ↗Pennant Offshore Partners, Ltd. — PartnerFacts page ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗Broadway Gate Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Feb 2, 2018

Member companies list addresses in 2 different states

NJ (8), Cayman Islands (as filed: E9) (2). 2 members use a registered-agent or shared-office address: Pennant Offshore Partners, Ltd. (Ss&c Fund Services (Cayman) Ltd, 45 Market Street, Suite 3205, 2nd Floor, Grand Cayman, Cayman Islands (as filed: E9)); Pennant Windward Fund, Ltd. (Ss&c Fund Services (Cayman) Ltd, 45 Market Street, Suite 3205, 2nd Floor, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Pennant — sponsor group page ↗Pennant Offshore Partners, Ltd. — PartnerFacts page ↗Pennant Windward Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 10, 2009 – Feb 2, 2018

7 issuers used a different name before

Issuer used a different name before — Pennant Windward Fund, L.P. · Issuer used a different name before — Pennant Onshore Partners, L.P. · Issuer used a different name before — Pennant Offshore Partners, Ltd. · Issuer used a different name before — Pennant Credit Opportunities Fund, L.P. · Issuer used a different name before — Broadway Gate Onshore Fund, LP · and 2 more

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗Pennant Windward Fund, L.P. — PartnerFacts page ↗EDGAR filer page ↗Pennant Onshore Partners, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 78 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 2, 2018 D/A
Pennant Offshore Partners, Ltd.
File 021-47701
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 2, 2018 D/A
Pennant Onshore Partners, L.P.
File 021-117222
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 2, 2018 D/A
Pennant Windward Fund, L.P.
File 021-127757
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 2, 2018 D/A
Pennant Windward Fund, Ltd.
File 021-99252
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Feb 6, 2015 D/A
Broadway Gate Onshore Fund, LP
File 021-117014
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 6, 2015 D/A
Broadway Gate Offshore Fund, Ltd.
File 021-117027
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 6, 2015 D/A
Pennant Credit Opportunities Fund, L.P.
File 021-130466
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Feb 6, 2015 D/A
Pennant Credit Opportunities Offshore Fund, Ltd.
File 021-130467
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 5, 2012 D/A
Pennant Onshore Qualified, L.P.
File 021-47702
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 3, 2010 D/A
Pennant Spinnaker Fund, L.P.
File 021-117214
$0$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 10 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Pennant in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗BG Broadway Gate Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSUMMIT, NJPooled Investment Fund9$674,046,585
offering Indefinite · similar: $155,000–$5,250,000
80
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗BG Broadway Gate Onshore Fund, LPshared people, shared management entity, same business address, similar issuer namesSUMMIT, NJPooled Investment Fund9$496,498,579
offering Indefinite · similar: $155,000–$5,250,000
134
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗PO Pennant Onshore Partners, L.P.shared people, shared management entity, same business address, similar issuer namesSUMMIT, NJPooled Investment Fund10$476,532,469
offering Indefinite · similar: $155,000–$5,250,000
211
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2018
EDGAR ↗PO Pennant Onshore Qualified, L.P.shared people, same business address, similar issuer namesCHATHAM, NJPooled Investment Fund4$439,468,838108$1,000,0002009–2012
EDGAR ↗PO Pennant Offshore Partners, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund10$289,692,840
offering Indefinite · similar: $155,000–$5,250,000
101
similar: 4–27
$50,000
similar: $1,000–$100,000
2009–2018
EDGAR ↗PW Pennant Windward Fund, L.P.shared people, shared management entity, same business address, similar issuer namesSUMMIT, NJPooled Investment Fund10$2,371,472,353
offering Indefinite · similar: $155,000–$5,250,000
465
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2018
EDGAR ↗PW Pennant Windward Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund10$2,525,560,224
offering Indefinite · similar: $155,000–$5,250,000
235
similar: 4–27
$50,000
similar: $1,000–$100,000
2009–2018
EDGAR ↗PS Pennant Spinnaker Fund, L.P.shared people, same business address, similar issuer namesCHATHAM, NJPooled Investment Fund2$117,171,74739$1,000,0002009–2010
EDGAR ↗PC Pennant Credit Opportunities Fund, L.P.shared people, shared management entity, same business address, similar issuer namesSUMMIT, NJPooled Investment Fund7$104,355,314
offering Indefinite · similar: $155,000–$5,250,000
48
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2015
EDGAR ↗PC Pennant Credit Opportunities Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesSUMMIT, NJPooled Investment Fund7$129,807,734
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2009–2015

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 2, 2018Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$2,371,472,353
EDGAR ↗Feb 2, 2018Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$2,525,560,224
EDGAR ↗Feb 2, 2018Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$476,532,469
EDGAR ↗Feb 2, 2018Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$163,561,039
EDGAR ↗Feb 2, 2017Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$2,463,560,224
EDGAR ↗Feb 2, 2017Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$158,432,543
EDGAR ↗Feb 2, 2017Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$461,738,780
EDGAR ↗Feb 2, 2017Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$2,369,972,353
EDGAR ↗Feb 5, 2016Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$124,437,304
EDGAR ↗Feb 5, 2016Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$424,594,366
EDGAR ↗Feb 5, 2016Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$2,225,008,926
EDGAR ↗Feb 5, 2016Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$2,360,397,353
EDGAR ↗Feb 6, 2015Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$1,855,122,852
EDGAR ↗Feb 6, 2015Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$1,969,167,835
EDGAR ↗Feb 6, 2015Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$373,624,282
EDGAR ↗Feb 6, 2015Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$80,035,141
EDGAR ↗Feb 6, 2015Pennant Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$129,807,734
EDGAR ↗Feb 6, 2015Pennant Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$104,355,314
EDGAR ↗Feb 6, 2015Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$496,498,579
EDGAR ↗Feb 6, 2015Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$600,413,083
EDGAR ↗Mar 5, 2014Pennant Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$90,855,314
EDGAR ↗Mar 5, 2014Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$353,155,663
EDGAR ↗Mar 5, 2014Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$1,816,762,363
EDGAR ↗Mar 5, 2014Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$527,753,083
EDGAR ↗Mar 5, 2014Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$80,035,141
EDGAR ↗Mar 5, 2014Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$1,456,158,860
EDGAR ↗Mar 5, 2014Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$460,454,179
EDGAR ↗Mar 5, 2014Pennant Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$112,857,734
EDGAR ↗Aug 22, 2013Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$418,417,279
EDGAR ↗Aug 22, 2013Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$471,901,325
EDGAR ↗Mar 5, 2013Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$2,144,453,016
EDGAR ↗Mar 5, 2013Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$289,692,840
EDGAR ↗Mar 5, 2013Pennant Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$119,482,734
EDGAR ↗Mar 5, 2013Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$335,347,663
EDGAR ↗Mar 5, 2013Pennant Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$90,855,314
EDGAR ↗Mar 5, 2013Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$1,628,235,321
EDGAR ↗Aug 22, 2012Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$674,046,585
EDGAR ↗Aug 22, 2012Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$387,568,945
EDGAR ↗Mar 5, 2012Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$2,002,659,183
EDGAR ↗Mar 5, 2012Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$1,282,132,287
EDGAR ↗Mar 5, 2012Pennant Onshore Qualified, L.P.D/APooled Investment FundIndefinite$439,468,838
EDGAR ↗Mar 5, 2012Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$311,010,402
EDGAR ↗Mar 5, 2012Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$285,162,934
EDGAR ↗Mar 5, 2012Pennant Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$112,482,734
EDGAR ↗Mar 5, 2012Pennant Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$79,171,871
EDGAR ↗Aug 3, 2011Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$349,099,492
EDGAR ↗Aug 3, 2011Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$573,791,930
EDGAR ↗Mar 3, 2011Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$1,772,466,281
EDGAR ↗Mar 3, 2011Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$1,204,237,287
EDGAR ↗Mar 3, 2011Pennant Onshore Qualified, L.P.D/APooled Investment FundIndefinite$439,456,438
EDGAR ↗Mar 3, 2011Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$103,311,059
EDGAR ↗Mar 3, 2011Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$284,808,034
EDGAR ↗Mar 3, 2011Pennant Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$109,482,734
EDGAR ↗Mar 3, 2011Pennant Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$79,171,871
EDGAR ↗Aug 3, 2010Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$243,030,652
EDGAR ↗Aug 3, 2010Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$115,081,562
EDGAR ↗Mar 8, 2010Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$109,211,562
EDGAR ↗Mar 8, 2010Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$237,555,652
EDGAR ↗Mar 3, 2010Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$1,595,960,673
EDGAR ↗Mar 3, 2010Pennant Windward Fund, L.P.D/APooled Investment FundIndefinite$957,406,374
EDGAR ↗Mar 3, 2010Pennant Spinnaker Fund, L.P.D/APooled Investment FundIndefinite$117,171,747
EDGAR ↗Mar 3, 2010Pennant Onshore Qualified, L.P.D/APooled Investment FundIndefinite$386,146,728
EDGAR ↗Mar 3, 2010Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$98,533,059
EDGAR ↗Mar 3, 2010Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$279,244,579
EDGAR ↗Mar 3, 2010Pennant Credit Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$93,607,734
EDGAR ↗Mar 3, 2010Pennant Credit Opportunities Fund, L.P.D/APooled Investment FundIndefinite$49,217,240
EDGAR ↗Apr 24, 2009Pennant Credit Opportunities Offshore Fund, Ltd.DPooled Investment FundIndefinite$5,000,000
EDGAR ↗Apr 24, 2009Pennant Credit Opportunities Fund, L.P.DPooled Investment FundIndefinite$10,755,000
EDGAR ↗Mar 12, 2009Pennant Windward Fund, Ltd.D/APooled Investment FundIndefinite$574,918,743
EDGAR ↗Mar 12, 2009Pennant Windward Fund, L.P.DPooled Investment FundIndefinite$436,711,801
EDGAR ↗Mar 12, 2009Pennant Spinnaker Fund, L.P.D/APooled Investment FundIndefinite$79,528,877
EDGAR ↗Mar 12, 2009Pennant Onshore Qualified, L.P.D/APooled Investment FundIndefinite$303,346,868
EDGAR ↗Mar 12, 2009Pennant Onshore Partners, L.P.D/APooled Investment FundIndefinite$95,832,074
EDGAR ↗Mar 12, 2009Pennant Offshore Partners, Ltd.D/APooled Investment FundIndefinite$274,714,754
EDGAR ↗Mar 10, 2009Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$131,930,652
EDGAR ↗Mar 10, 2009Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$87,168,015
EDGAR ↗Mar 10, 2009Broadway Gate Offshore Fund, Ltd.D/APooled Investment FundIndefinite$11,850,000
EDGAR ↗Mar 10, 2009Broadway Gate Onshore Fund, LPD/APooled Investment FundIndefinite$86,735,015

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 2, 2018. Industry history, as reported on each offering's latest filing: All 10 offerings reported: Pooled Investment Fund (2009).

People across the group

NameRolesIssuers hereFirst → last listed
AF Alan P. FournierDirector, Executive Officer10Mar 12, 2009 → Feb 2, 2018
SD Scott DakersDirector4Mar 10, 2009 → Feb 2, 2018
EB Evan BurttonDirector4Mar 10, 2009 → Feb 2, 2018
PP P. Pennant Capital Management, L.L.C. entityExecutive Officer4Feb 6, 2015 → Feb 2, 2018
PG Pennant General Partner, L.L.C. entityExecutive Officer4Feb 6, 2015 → Feb 2, 2018
RG Ronan GuilfoyleDirector3Mar 12, 2009 → Mar 5, 2014
DB David BreeDirector3Mar 12, 2009 → Mar 5, 2014
PC Pennant Capital Management, LLC entityExecutive Officer2Feb 5, 2016 → Feb 2, 2018
JD Joerg DiedrichDirector, Executive Officer2Mar 10, 2009 → Mar 8, 2010
LA Lee AtzilExecutive Officer2Mar 10, 2009 → Mar 8, 2010

Business registration (state registry / Secretary of State)

None of the 10 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Pennant.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Pennant as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Pennant's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #259,007 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

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Business registries

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