Pediapharm is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, same business address; automatic match from the filings), filing 3 Form D filings between Oct 2018 and Mar 2020.
What this means One team, 2 deal companies, about 2 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $496K to 3 investors (latest filing per issuer). Industries as reported: Pharmaceuticals (2). Issuers are based in Quebec, Canada (as filed: A8) (2).
What this means $496K raised across the group, about $165K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Benoit Gravel (2 issuers, director), Michael Mueller (2 issuers, director), Roland Boivin (2 issuers, executive officer), Adele Gulfo (1 issuer, director), Ken d'Entremont (1 issuer, executive officer and director) and 6 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Mar 13, 2020.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Pediapharm and found 4 differences: Last filing Oct 30, 2018 with 35% of the target sold; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.