Offerings (SEC Form D)
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
Offerings at a glance — 5 offerings, 5 filings (one row per SEC file number)
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
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| 021-415794 | Oct 5, 2021 EDGAR ↗ | Oct 5, 2021 D EDGAR ↗ | 0 | $3,000,000 | $3,000,000 | Other |
| 021-314525 | Jun 13, 2018 EDGAR ↗ | Jun 13, 2018 D EDGAR ↗ | 0 | $1,210,000 | $1,210,000 | Other Technology |
| 021-301366 | Dec 21, 2017 EDGAR ↗ | Dec 21, 2017 D EDGAR ↗ | 0 | $1,768,080 | $1,768,080 | Other Technology |
| 021-227894 | Nov 7, 2014 EDGAR ↗ | Nov 7, 2014 D EDGAR ↗ | 0 | $3,000,000 | $100,000 | Manufacturing |
| 021-226560 | Oct 16, 2014 EDGAR ↗ | Oct 16, 2014 D EDGAR ↗ | 0 | $5,000,000 | $1,325,000 | Manufacturing |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
Oct 5, 2021 D Other — $3,000,000 sold of $3,000,000 · 1 investors EDGAR ↗
| Filing | Form D filed Oct 5, 2021SEC file no. 021-415794 · accession 0001493152-21-024654 |
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| Raise progress | $3,000,000 sold of $3,000,000 offered (100%) · $0 remaining · first sale Sep 28, 2021 |
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| Filing timing | Date of first sale: Sep 28, 2021 · Form D filed: Oct 5, 2021 (7 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 1,852 days (5.1 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 1 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire |
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| Entity details | Organized in NEVADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | ThinkEquity LLC — FINRA BrokerCheck CRD 20996 ↗ Solicits in: NJ |
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| Money to insiders | Sales commissions: $270,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: $30,000 Expense Reimbursement 3-year Warrant to purchase 5,210,526 shares of Common Stock at an Exercise Price of $0.0693 per share |
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| Signed by | /s/ Brian Knaley, Chief Financial Officer (Oct 5, 2021) |
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| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $3,000,000. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14."Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jun 13, 2018 D Other Technology — $1,210,000 sold of $1,210,000 · 9 investors EDGAR ↗
| Filing | Form D filed Jun 13, 2018SEC file no. 021-314525 · accession 0001493152-18-008593 |
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| Raise progress | $1,210,000 sold of $1,210,000 offered (100%) · $0 remaining · first sale May 23, 2018 |
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| Filing timing | Date of first sale: May 23, 2018 · Form D filed: Jun 13, 2018 (21 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 3,076 days (8.4 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 9 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $10,000 |
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| Securities offered | Equity; Option, warrant or other right to acquire |
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| Entity details | Organized in NEVADA · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | None — no CRD number reported Solicits in: CO, CT, DE, GA, TX |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Chris Bechtel, Chief Executive Officer (Jun 13, 2018) |
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| Market context | Minimum investment: $10,000. Typical range for similar offerings: $5,000–$50,000.
Offering size: $1,210,000. Typical range: $1,100,015–$10,001,163.
Investors: 9. Typical range: 2–14."Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Dec 21, 2017 D Other Technology — $1,768,080 sold of $1,768,080 · 23 investors EDGAR ↗
| Filing | Form D filed Dec 21, 2017SEC file no. 021-301366 · accession 0001493152-17-014910 |
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| Raise progress | $1,768,080 sold of $1,768,080 offered (100%) · $0 remaining · first sale Dec 12, 2017 |
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| Filing timing | Date of first sale: Dec 12, 2017 · Form D filed: Dec 21, 2017 (9 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 3,238 days (8.9 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 23 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $10,500 |
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| Securities offered | Equity; Option, warrant or other right to acquire |
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| Entity details | Organized in NEVADA · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other Technology |
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| Who is paid to sell it | None — no CRD number reported Solicits in: AK, CO, DE, IN, NY, TX, VA |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Chris Bechtel, Chief Executive Officer (Dec 21, 2017) |
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| Market context | Minimum investment: $10,500. Typical range for similar offerings: $5,000–$50,000.
Offering size: $1,768,080. Typical range: $1,100,015–$10,001,163.
Investors: 23. Typical range: 2–14."Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Nov 7, 2014 D Manufacturing — $100,000 sold of $3,000,000 · 2 investors EDGAR ↗
| Filing | Form D filed Nov 7, 2014SEC file no. 021-227894 · accession 0001493152-14-003546 |
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| Raise progress | $100,000 sold of $3,000,000 offered (3%) · $2,900,000 remaining · first sale Oct 31, 2014 |
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| Filing timing | Date of first sale: Oct 31, 2014 · Form D filed: Nov 7, 2014 (7 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,376 days (12.0 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 2 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $50,000 |
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| Securities offered | Equity; Debt; Option, warrant or other right to acquire; Security to be acquired upon exercise |
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| Entity details | Organized in NEVADA · formed more than five years before filing · revenue range: $1,000,001 - $5,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Manufacturing |
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| Who is paid to sell it | NONE — no CRD number reported · associated broker-dealer: New Bridge Securities Corporation (CRD 104065 ↗) Solicits in: All States |
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| Money to insiders | Sales commissions: $300,000 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Douglas Mckinnon, CFO (Nov 6, 2014) |
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| Market context | Minimum investment: $50,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $3,000,000. Typical range: $1,000,000–$7,247,539.
Investors: 2. Typical range: 2–13."Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Oct 16, 2014 D Manufacturing — $1,325,000 sold of $5,000,000 · 25 investors EDGAR ↗
| Filing | Form D filed Oct 16, 2014SEC file no. 021-226560 · accession 0001493152-14-003354 |
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| Raise progress | $1,325,000 sold of $5,000,000 offered (27%) · $3,675,000 remaining · first sale Apr 15, 2014 Issuer's note: Closed out the offering |
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| Filing timing | Date of first sale: Apr 15, 2014 · Form D filed: Oct 16, 2014 (184 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,575 days (12.5 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 25 total · includes 4 non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $25,000 |
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| Securities offered | Security to be acquired upon exercise |
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| Entity details | Organized in NEVADA · formed more than five years before filing · revenue range: $1,000,001 - $5,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Manufacturing |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Douglas McKinnon, CFO (Oct 16, 2014) |
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| Market context | Minimum investment: $25,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $5,000,000. Typical range: $1,000,000–$7,247,539.
Investors: 25. Typical range: 2–13."Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Oct 5, 2021. Industry as reported, by offering: Previous offerings: Manufacturing (2014), Other Technology (2017–2018). Latest offering: Other (Oct 5, 2021).
Key people 10
Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
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| AM Anthony McDonald | Executive Officer, Director | CO | Oct 5, 2021 on 1 of 5 filings listed on the latest filing | — |
| BK Brian Knaley | Executive Officer | CO | Oct 5, 2021 on 1 of 5 filings listed on the latest filing | 1 other issuer |
| JS James Shipley | Director | CO | Oct 5, 2021 on 1 of 5 filings listed on the latest filing | — |
| NE Nicholas Etten | Director | CO | Oct 5, 2021 on 1 of 5 filings listed on the latest filing | — |
| CB Chris Bechtel | Executive Officer, Director | CO | Dec 21, 2017 → Jun 13, 2018 on 2 of 5 filings not listed on the latest filing (Oct 5, 2021) | — |
| JS J. Taylor Simonton | Director | CO | Dec 21, 2017 → Jun 13, 2018 on 2 of 5 filings not listed on the latest filing (Oct 5, 2021) | — |
| TK Timothy J. Keating also filed as Timothy Keating | Director | CO | Dec 21, 2017 → Jun 13, 2018 on 2 of 5 filings not listed on the latest filing (Oct 5, 2021) | — |
| BK Brandy Keen | Director | CO | Dec 21, 2017 on 1 of 5 filings not listed on the latest filing (Oct 5, 2021) | — |
| PK Paul Kelly | Executive Officer | CO | Dec 21, 2017 on 1 of 5 filings not listed on the latest filing (Oct 5, 2021) | — |
| TB Thomas Douglas Bollich | Executive Officer, Director | CO | Oct 16, 2014 → Nov 7, 2014 on 2 of 5 filings not listed on the latest filing (Oct 5, 2021) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Connections
Other issuers listing the same people:
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Adviser registration (Form ADV)
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Surna Inc..
Meta advertising
No Meta Pixel ids or Facebook / Instagram page links on file for Surna Inc. as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Public profiles
Public profiles official links and public statements, each with its source and date
No website or social profile named in Surna Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #180,069 of 374,652 in line (17 issuers searched so far).
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for CO yet).
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