Novel is a sponsor group of 3 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names; automatic match from the filings), filing 4 Form D filings between Apr 2013 and Mar 2024.
What this means One team, 3 deal companies, about 11 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $34.7M to 99 investors (latest filing per issuer). Industries as reported: Other Technology (1), Pooled Investment Fund (1), Other Banking and Financial Services (1). Issuers are based in KS (3).
What this means $34.7M raised across the group, about $350K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Juan Carlos Antequera (3 issuers, executive officer and director), Keith Harrington (2 issuers, executive officer and director), C Jason Payne (1 issuer, director), Stephen Wolfe (1 issuer, director) and Wayne Morgan (1 issuer, executive officer and director).
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Mar 11, 2024.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Novel and found 5 differences: Form D filed 17 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.