PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

Sponsor Check › Sponsor group

WS

West Street

One sponsor team, 50 deal companies · Luxembourg, Luxembourg (as filed: N4)

Grouped because: 19 shared people, same business address (40 issuers), similar issuer names (27) · 5 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

50deal companies
$10.46Breported sold
2,699investors
84Form D filings
2017–2026active
11new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

West Street is a sponsor group of 50 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, same business address; automatic match from the filings), filing 84 Form D filings between Sep 2017 and Oct 2026.

What this means One team, 50 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $10.46B to 2,699 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (50). Issuers are based in Luxembourg (as filed: N4) (36), NY (11), Cayman Islands (as filed: E9) (2), Ontario, Canada (as filed: A6) (1).

What this means $10.46B raised across the group, about $3.88M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Stephane Lachance (26 issuers, executive officer and director), Paul Goes (24 issuers, executive officer and director), Paul Brogan (16 issuers, executive officer and director), Laurent Jacques (11 issuers, executive officer and director), Anne-Sophie Davreux (8 issuers, executive officer and director) and 31 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 11 new offerings in the last 12 months; latest filing Oct 13, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: NEUBERGER BERMAN INVESTMENT ADVISERS LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 84 public filings for West Street and found 15 differences, 4 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; 4 addresses are shared with 10+ issuers outside this group; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for West Street has not run yet — it is #14,611 of 34,218 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched West Street..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

15 differences found between the filings for West Street — 4 worth asking about (compared the newest 50 of 84 filings on Oct 24, 2026; older filings not covered)

Note · Sep 16, 2010 – Feb 25, 2014

Bankruptcy case: Neuberger Berman LLC v. Fridator Trust — filed Sep 16, 2010

United States Bankruptcy Court, S.D. New York docket "Neuberger Berman LLC v. Fridator Trust" filed Sep 16, 2010, closed Feb 25, 2014. Neuberger Berman Investment Advisers LLC (listed on the same filings) is listed as Party ("Neuberger Berman LLC v. Fridator Trust"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Sep 16, 2010 – Jun 26, 2013

Bankruptcy case: Neuberger Berman LLC v. Brown Brothers Harriman & Co. — filed Sep 16, 2010

United States Bankruptcy Court, S.D. New York docket "Neuberger Berman LLC v. Brown Brothers Harriman & Co." filed Sep 16, 2010, closed Jun 26, 2013. Neuberger Berman Investment Advisers LLC (listed on the same filings) is listed as Party ("Neuberger Berman LLC v. Brown Brothers Harriman & Co."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jun 1, 2009 – Jun 23, 2011

Bankruptcy case: Neuberger Berman, LLC v. PNC Bank, National Association — filed Jun 1, 2009

United States Bankruptcy Court, S.D. New York docket "Neuberger Berman, LLC v. PNC Bank, National Association" filed Jun 1, 2009, closed Jun 23, 2011. Neuberger Berman Investment Advisers LLC (listed on the same filings) is listed as Party ("Neuberger Berman, LLC v. PNC Bank, National Association"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jul 26, 2024 – Aug 26, 2025

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: HMC Global — NB Private Debt Fund V Lux (A) SCSp · Paid seller listed without a CRD number: Fossar Markets hf. — NB Private Debt Fund V Lux (A) SCSp · Paid seller listed without a CRD number: HMC Global — NB Private Debt Fund V Lux (B) SCSp · Paid seller listed without a CRD number: Fossar Markets hf. — NB Private Debt Fund V Lux (B) SCSp

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Aug 28, 2018 – Oct 13, 2026

4 addresses are shared with 10+ issuers outside this group

12 other issuers file from the same address — 9 member issuers (NB Private Debt Fund IV (Canada Feeder) LP; Volta Investments, SLP; AP Impact Offshore Fund SCSP SICAV-RAIF; …) · 1,237 other issuers file from the same address — 11 member issuers (BYDC Investors Offshore, SLP; B&B Investors Offshore, SLP; WSCP Prime Holdings, SLP; …) · 89 other issuers file from the same address — NB Private Debt Fund IV (Swiss Feeder) (B) LP · 26 other issuers file from the same address — NB Private Debt Fund IV (Japan Feeder) LP

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Dec 28, 2022 – Sep 22, 2026

4 Form Ds were filed more than 15 days after the first sale

Form D filed 906 days after the first sale — Rocket Co-Invest, SLP · Form D filed 21 days after the first sale — Y Co-Invest (B), SCSp · Form D filed 21 days after the first sale — Y Co-Invest, SCSp · Form D filed 36 days after the first sale — West Street Private Markets 2023 Offshore, SLP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Mar 24, 2021 – Sep 25, 2025

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V (Canada Feeder) (B) LP (latest filing Sep 25, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V (Canada Feeder) LP (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V (Japan Feeder) LP (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V Lux (B) SCSp (latest filing Aug 26, 2025) · No amendment in the last 12 months on an offering that may still be open — NB Private Debt Fund V (Swiss Feeder) SCSp (latest filing Aug 26, 2025) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Nov 21, 2022 – Sep 25, 2025

9 people are no longer listed on a later amendment

Stephane Lachance is no longer listed on the Sep 25, 2025 amendment — NB Private Debt Fund V (Canada Feeder) (B) LP · Stephane Lachance is no longer listed on the Aug 26, 2025 amendment — NB Private Debt Fund V (Canada Feeder) LP · Stephane Lachance is no longer listed on the Aug 26, 2025 amendment — NB Private Debt Fund V (Japan Feeder) LP · Stephane Lachance is no longer listed on the Aug 26, 2025 amendment — NB Private Debt Fund V Lux (B) SCSp · Stephane Lachance is no longer listed on the Aug 26, 2025 amendment — NB Private Debt Fund V (Swiss Feeder) SCSp · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Aug 26, 2022 – Jan 26, 2026

Laurent Jacques is written 2 different ways on the filings

listed as "Laurent Jacques" on 11 filings (from Aug 26, 2022), and "Laurent Frederic Jacques" on 2 filings (from Jan 26, 2026).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · May 26, 2021 – Aug 5, 2024

Rohan Armand Fourie is written 2 different ways on the filings

listed as "Rohan Armand Fourie" on 2 filings (from May 26, 2021), and "Rohan Fourie" on the Aug 5, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jan 29, 2024 – Jul 15, 2026

Address moved from Grand Duchy of Luxembourg, Luxembourg (as filed: N4) to Luxembourg, Luxembourg (as filed: N4) — Rocket Co-Invest, SLP

The people listed on the Jan 29, 2024 filing give Grand Duchy of Luxembourg, Luxembourg (as filed: N4); on the Jul 15, 2026 filing they give Luxembourg, Luxembourg (as filed: N4).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Sep 25, 2025

Address on file is a registered agent / shared office — NB Private Debt Fund V (Canada Feeder) (B) LP

The latest filing lists 199 Bay Street, Suite 5300, Commerce Court West, Toronto, Ontario, Canada (as filed: A6). That address is used by 7 issuers in our index (7 issuers in 4 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Oct 30, 2017 – Oct 13, 2026

Member companies were formed in 3 different states

Luxembourg (41), Cayman Islands (6), Ontario, Canada (3) — out of 50 member issuers. The odd ones out: NB Private Debt Fund IV (Canada Feeder) LP (Cayman Islands); NB Private Debt Fund IV (Japan Feeder) LP (Cayman Islands); NB Private Debt Fund IV (Swiss Feeder) (B) LP (Cayman Islands); NB Private Debt Fund V (Japan Feeder) LP (Cayman Islands); NB Private Debt Fund V (Canada Feeder) LP (Ontario, Canada); NBPD Daybreak (Japan Feeder) LP (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Oct 30, 2017 – Oct 13, 2026

Member companies list addresses in 4 different states

Luxembourg (as filed: N4) (36), NY (11), Cayman Islands (as filed: E9) (2), Ontario, Canada (as filed: A6) (1). 3 members use a registered-agent or shared-office address: NB Private Debt Fund IV (Japan Feeder) LP (Ugland House, Po Box 309, George Town, Grand Cayman, Cayman Islands (as filed: E9)); NB Private Debt Fund IV (Swiss Feeder) (B) LP (Ugland House, Po Box 309, Grand Cayman, Cayman Islands (as filed: E9)); NB Private Debt Fund V (Canada Feeder) (B) LP (199 Bay Street, Suite 5300, Commerce Court West, Toronto, Ontario, Canada (as filed: A6)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · Jun 25, 2024 – Aug 5, 2024

Issuer used a different name before — PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIF

SEC records list prior names for this filer: PE Berk XI Offshore Feeder Fund SCSP SICAV-RAIF. The current name on file is "PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIF".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 84 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 53 offerings reports sales commissions totalling $88,750; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 13, 2026 D
Taurus Co-Invest, SCSp
File 021-600850
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Sep 22, 2026 D
Y Co-Invest, SCSp
File 021-598361
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Sep 22, 2026 D
Y Co-Invest (B), SCSp
File 021-598362
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jul 30, 2026 D
Neuberger Specialty Finance Fund IV (Lux) SCSp
File 021-592718
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Jul 30, 2026 D
Neuberger Specialty Finance Fund IV (Japan) Feeder LP
File 021-592717
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Jul 15, 2026 D
Rocket Co-Invest, SLP
File 021-590853
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jul 8, 2026 D
West Street Asia Credit (Unlevered) Offshore Feeder SLP
File 021-589953
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jun 22, 2026 D
West Grove Re Access Offshore SCSp
File 021-588125
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 000000361 ↗EDGAR ↗
May 5, 2026 D/A
West Street Growth Equity Partners II Luxembourg SLP
File 021-545260
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Mar 12, 2026 D
Neuberger Berman Principal Strategies Merger Arbitrage Fund SCSp
File 021-576236
$0 (est.)$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jan 27, 2026 D/A
NBPD Daybreak (Japan Feeder) LP
File 021-503855
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jan 26, 2026 D
NBPD Daybreak (Canada Feeder) LP
File 021-571164
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Neuberger Berman Canada ULC BrokerCheck CRD 284803 ↗
EDGAR ↗
Oct 29, 2025 D
NBPD Ironwood Fund SCSp
File 021-562447
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Sep 25, 2025 D/A
NB Private Debt Fund V (Canada Feeder) (B) LP
File 021-525417
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Neuberger Berman Canada ULC BrokerCheck CRD 284803 ↗
EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V (Canada Feeder) LP
File 021-488157
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Neuberger Berman Canada ULC BrokerCheck CRD 284803 ↗
EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V (Swiss Feeder) SCSp
File 021-488161
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V (Japan Feeder) LP
File 021-488164
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V Lux (B) SCSp
File 021-488165
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
HMC Global no CRD number reported
Fossar Markets hf. no CRD number reported
EDGAR ↗
Aug 26, 2025 D/A
NB Private Debt Fund V Lux (A) SCSp
File 021-488167
$0 (est.)$0 (est.)$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
HMC Global no CRD number reported
Fossar Markets hf. no CRD number reported
EDGAR ↗
Aug 1, 2025 D/A
West Street Capital Partners IX Luxembourg SLP
File 021-520447
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Aug 5, 2024 D/A
PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIF
File 021-516868
$88,750$0$0Citi Private Alternatives, LLC BrokerCheck CRD 153777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
May 8, 2024 D/A
NB Specialty Finance Fund III (Lux) SCSp
File 021-481347
$0 (est.)$0 (est.)$0 (est.)Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
EDGAR ↗
Apr 4, 2024 D/A
WSCP Prime Holdings, SLP
File 021-391804
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jan 29, 2024 D
Rocket Co-Invest, SLP
File 021-503746
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Nov 29, 2023 D
GLE Investors, SLP
File 021-498286
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Aug 30, 2023 D
NBPD Daybreak (Swiss Feeder) SCSp
File 021-491006
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 30, 2023 D
NBPD Daybreak Fund SCSp
File 021-491007
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Aug 25, 2023 D/A
Horizon Energy Storage Europe, SLP
File 021-457207
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Mar 14, 2023 D/A
West Street Global Growth Partners Europe, SLP
File 021-400776
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗
Feb 2, 2023 D
West Street Private Markets 2023 Offshore, SLP
File 021-472423
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Oct 21, 2022 D
Norgine Investments, SLP
File 021-462494
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Aug 1, 2022 D/A
Volta Investments, SLP
File 021-402248
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Aug 1, 2022 D
AP Impact Offshore Fund SCSP SICAV-RAIF
File 021-454262
$0$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
EDGAR ↗
Apr 1, 2022 D/A
NB Private Debt Fund IV (Swiss Feeder) (B) LP
File 021-394370
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Apr 1, 2022 D/A
NB Private Debt Fund IV Lux (B) SCSp
File 021-394374
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Mar 3, 2022 D
West Street Capital Partners VIII Europe, SLP
File 021-435690
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Feb 25, 2022 D/A
NB Private Debt Fund IV (Japan Feeder) LP
File 021-390702
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Feb 15, 2022 D/A
NB Private Debt Fund IV Lux (A) SCSp
File 021-383083
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Jan 24, 2022 D
West Street Private Markets 2022 Offshore, SLP
File 021-430617
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Nov 17, 2021 D
West Street Capital Partners Co-Invest A, SLP
File 021-421547
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Nov 3, 2021 D/A
NB Private Debt Fund IV (Swiss Feeder) SCSp
File 021-379340
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Nov 3, 2021 D/A
NB Private Debt Fund IV (Canada Feeder) LP
File 021-379346
$0$0$0Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Sep 29, 2021 D
LRQA Investments, SLP
File 021-414977
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Apr 12, 2021 D
B&B Investors Offshore, SLP
File 021-395423
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Mar 12, 2021 D/A
ICG Senior Debt Partners Fund SICAV-SIF S.C.A - ICG SDP 4B
File 021-362650
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 15, 2019 D
B&B Investors Offshore, SLP
File 021-344336
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jan 9, 2019 D/A
NB Private Debt Fund III Lux-A SCSp
File 021-295567
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2018 D
BYDC Investors Offshore, SLP
File 021-320183
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Nov 28, 2017 D
ICG Senior Debt Partners Fund - ICG SDP 3
File 021-299611
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2017 D
ICG Senior Debt Partners Fund - ICG SDP 3C
File 021-299500
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2017 D
ICG Senior Debt Partners Fund - ICG SDP 3B
File 021-299484
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2017 D
ICG Senior Debt Partners Fund - ICG SDP 3B
File 021-299485
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2017 D
ICG Senior Debt Partners Fund- ICG Arizona Senior Direct Lending Credit Fund
File 021-297653
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 50 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:28 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to West Street in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:28 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗NP NB Private Debt Fund III Lux-A SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$294,075,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2019
EDGAR ↗IS ICG Senior Debt Partners Fund- ICG Arizona Senior Direct Lending Credit Fundshared people, similar issuer namesLuxembourg City, Luxembourg (as filed: N4)Pooled Investment Fund1$250,993,050
offering $401,000,000 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗IS ICG Senior Debt Partners Fund - ICG SDP 3Cshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLUXEMBOURG CITY, Luxembourg (as filed: N4)Pooled Investment Fund1$764,296,080
offering $764,296,080 · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗IS ICG Senior Debt Partners Fund - ICG SDP 3Bshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLUXEMBOURG CITY, Luxembourg (as filed: N4)Pooled Investment Fund2$290,500,000
offering $290,500,000 · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗IS ICG Senior Debt Partners Fund - ICG SDP 3shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLUXEMBOURG CITY, Luxembourg (as filed: N4)Pooled Investment Fund1$1,939,283,640
offering $1,939,283,640 · similar: $155,000–$5,250,000
52
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗BI BYDC Investors Offshore, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund1$42,000,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2018
EDGAR ↗BB B&B Investors Offshore, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund2$24,726,000
offering Indefinite · similar: $500,000–$16,420,250
48
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2019–2021
EDGAR ↗IS ICG Senior Debt Partners Fund SICAV-SIF S.C.A - ICG SDP 4Bshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$280,000,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗NP NB Private Debt Fund IV (Canada Feeder) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLuxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$485,320,000
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗NP NB Private Debt Fund IV (Swiss Feeder) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesLuxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$68,050,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗NP NB Private Debt Fund IV Lux (A) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$157,379,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2022
EDGAR ↗NP NB Private Debt Fund IV (Japan Feeder) LPshared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$25,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗WP WSCP Prime Holdings, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund3$112,714,248
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2024
EDGAR ↗NP NB Private Debt Fund IV (Swiss Feeder) (B) LPshared people, similar issuer names, director listed on many unrelated issuers (not used to group)Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$10,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗NP NB Private Debt Fund IV Lux (B) SCSpshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$760,500,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗WS West Street Global Growth Partners Europe, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund2$750,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2023
EDGAR ↗VI Volta Investments, SLPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$814,572,000
offering Indefinite · similar: $500,000–$16,420,250
1016
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2022
EDGAR ↗LI LRQA Investments, SLPshared people, same business address, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund1$69,260,940
offering Indefinite · similar: $500,000–$16,420,250
4
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2021
EDGAR ↗WS West Street Capital Partners Co-Invest A, SLPshared people, same business address, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund1$227,335,000
offering Indefinite · similar: $500,000–$16,420,250
346
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2021
EDGAR ↗WS West Street Private Markets 2022 Offshore, SLPshared people, same business addressGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund1$3,000,000
offering Indefinite · similar: $500,000–$16,420,250
5
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2022–2022
EDGAR ↗WS West Street Capital Partners VIII Europe, SLPshared people, same business address, director listed on many unrelated issuers (not used to group)Grand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund1$500,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2022–2022
EDGAR ↗AI AP Impact Offshore Fund SCSP SICAV-RAIFshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$1,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗HE Horizon Energy Storage Europe, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund2$9,250,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗NI Norgine Investments, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund1$35,450,000
offering Indefinite · similar: $500,000–$16,420,250
53
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2022–2022
EDGAR ↗WS West Street Private Markets 2023 Offshore, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund1$250,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2023
EDGAR ↗NS NB Specialty Finance Fund III (Lux) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$244,100,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2024
EDGAR ↗NP NB Private Debt Fund V Lux (A) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$142,085,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NP NB Private Debt Fund V (Swiss Feeder) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$50,400,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NP NB Private Debt Fund V Lux (B) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$417,480,000
offering Indefinite · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NP NB Private Debt Fund V (Japan Feeder) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$85,000,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NP NB Private Debt Fund V (Canada Feeder) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$425,750,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗ND NBPD Daybreak Fund SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesGRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗ND NBPD Daybreak (Swiss Feeder) SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesGRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗GI GLE Investors, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund1$8,993,828
offering Indefinite · similar: $500,000–$16,420,250
2
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2023
EDGAR ↗RC Rocket Co-Invest, SLPshared people, same business addressNEW YORK, NYPooled Investment Fund2$170,895,236
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗ND NBPD Daybreak (Japan Feeder) LPshared people, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$150,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗PB PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIFshared people, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund3$5,251,000
offering Indefinite · similar: $155,000–$5,250,000
11
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗WS West Street Capital Partners IX Luxembourg SLPshared people, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$831,434,761
offering Indefinite · similar: $155,000–$5,250,000
475
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NP NB Private Debt Fund V (Canada Feeder) (B) LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesToronto, Ontario, Canada (as filed: A6)Pooled Investment Fund2$117,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗WS West Street Growth Equity Partners II Luxembourg SLPshared people, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$491,462,000
offering Indefinite · similar: $155,000–$5,250,000
248
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗NI NBPD Ironwood Fund SCSpshared people, similar issuer namesLuxembourg, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗ND NBPD Daybreak (Canada Feeder) LPshared people, same business address, similar issuer namesGRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$40,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NB Neuberger Berman Principal Strategies Merger Arbitrage Fund SCSpshared people, same business addressLuxembourg, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗WG West Grove Re Access Offshore SCSpshared peopleLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗WS West Street Asia Credit (Unlevered) Offshore Feeder SLPshared people, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$90,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS Neuberger Specialty Finance Fund IV (Lux) SCSpshared people, same business address, similar issuer namesGRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NS Neuberger Specialty Finance Fund IV (Japan) Feeder LPshared people, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗YC Y Co-Invest, SCSpshared people, same business address, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$5,115,110
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗YC Y Co-Invest (B), SCSpshared people, same business address, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$180,750,725
offering Indefinite · similar: $155,000–$5,250,000
222
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗TC Taurus Co-Invest, SCSpshared people, same business addressLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$363,841,750
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 13, 2026Taurus Co-Invest, SCSpDPooled Investment FundIndefinite$363,841,750
EDGAR ↗Sep 22, 2026Y Co-Invest (B), SCSpDPooled Investment FundIndefinite$180,750,725
EDGAR ↗Sep 22, 2026Y Co-Invest, SCSpDPooled Investment FundIndefinite$5,115,110
EDGAR ↗Jul 30, 2026Neuberger Specialty Finance Fund IV (Japan) Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2026Neuberger Specialty Finance Fund IV (Lux) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 15, 2026Rocket Co-Invest, SLPDPooled Investment FundIndefinite$170,895,236
EDGAR ↗Jul 8, 2026West Street Asia Credit (Unlevered) Offshore Feeder SLPDPooled Investment FundIndefinite$90,000,000
EDGAR ↗Jun 22, 2026West Grove Re Access Offshore SCSpDPooled Investment FundIndefinite$0
EDGAR ↗May 5, 2026West Street Growth Equity Partners II Luxembourg SLPD/APooled Investment FundIndefinite$491,462,000
EDGAR ↗Mar 12, 2026Neuberger Berman Principal Strategies Merger Arbitrage Fund SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jan 27, 2026NBPD Daybreak (Japan Feeder) LPD/APooled Investment FundIndefinite$150,000,000
EDGAR ↗Jan 26, 2026NBPD Daybreak (Canada Feeder) LPDPooled Investment FundIndefinite$40,000,000
EDGAR ↗Oct 29, 2025NBPD Ironwood Fund SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Sep 25, 2025NB Private Debt Fund V (Canada Feeder) (B) LPD/APooled Investment FundIndefinite$117,000,000
EDGAR ↗Aug 26, 2025NB Private Debt Fund V (Canada Feeder) LPD/APooled Investment FundIndefinite$425,750,000
EDGAR ↗Aug 26, 2025NB Private Debt Fund V (Japan Feeder) LPD/APooled Investment FundIndefinite$85,000,000
EDGAR ↗Aug 26, 2025NB Private Debt Fund V Lux (B) SCSpD/APooled Investment FundIndefinite$417,480,000
EDGAR ↗Aug 26, 2025NB Private Debt Fund V (Swiss Feeder) SCSpD/APooled Investment FundIndefinite$50,400,000
EDGAR ↗Aug 26, 2025NB Private Debt Fund V Lux (A) SCSpD/APooled Investment FundIndefinite$142,085,000
EDGAR ↗Aug 1, 2025West Street Capital Partners IX Luxembourg SLPD/APooled Investment FundIndefinite$831,434,761
EDGAR ↗May 5, 2025West Street Growth Equity Partners II Luxembourg SLPDPooled Investment FundIndefinite$72,150,000
EDGAR ↗Jan 30, 2025NBPD Daybreak (Japan Feeder) LPD/APooled Investment FundIndefinite$150,000,000
EDGAR ↗Sep 30, 2024NB Private Debt Fund V (Canada Feeder) (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 5, 2024PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIFD/APooled Investment FundIndefinite$5,251,000
EDGAR ↗Aug 2, 2024West Street Capital Partners IX Luxembourg SLPDPooled Investment FundIndefinite$570,059,761
EDGAR ↗Jul 26, 2024NB Private Debt Fund V (Canada Feeder) LPD/APooled Investment FundIndefinite$209,500,000
EDGAR ↗Jul 26, 2024NB Private Debt Fund V (Japan Feeder) LPD/APooled Investment FundIndefinite$35,000,000
EDGAR ↗Jul 26, 2024NB Private Debt Fund V Lux (B) SCSpD/APooled Investment FundIndefinite$287,200,000
EDGAR ↗Jul 26, 2024NB Private Debt Fund V (Swiss Feeder) SCSpD/APooled Investment FundIndefinite$42,750,000
EDGAR ↗Jul 26, 2024NB Private Debt Fund V Lux (A) SCSpD/APooled Investment FundIndefinite$95,085,000
EDGAR ↗Jul 16, 2024PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIFD/APooled Investment FundIndefinite$4,001,000
EDGAR ↗Jun 25, 2024PE Berk XI Offshore Feeder Fund SCSp SICAV-RAIFDPooled Investment FundIndefinite$1,501,000
EDGAR ↗May 8, 2024NB Specialty Finance Fund III (Lux) SCSpD/APooled Investment FundIndefinite$244,100,000
EDGAR ↗Apr 4, 2024WSCP Prime Holdings, SLPD/APooled Investment FundIndefinite$112,714,248
EDGAR ↗Jan 30, 2024NBPD Daybreak (Japan Feeder) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 29, 2024Rocket Co-Invest, SLPDPooled Investment FundIndefinite$88,947,368
EDGAR ↗Nov 29, 2023GLE Investors, SLPDPooled Investment FundIndefinite$8,993,828
EDGAR ↗Aug 30, 2023NBPD Daybreak Fund SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Aug 30, 2023NBPD Daybreak (Swiss Feeder) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Aug 25, 2023Horizon Energy Storage Europe, SLPD/APooled Investment FundIndefinite$9,250,000
EDGAR ↗Jul 28, 2023NB Private Debt Fund V Lux (A) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023NB Private Debt Fund V Lux (B) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023NB Private Debt Fund V (Japan Feeder) LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023NB Private Debt Fund V (Swiss Feeder) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023NB Private Debt Fund V (Canada Feeder) LPDPooled Investment FundIndefinite$0
EDGAR ↗May 10, 2023NB Specialty Finance Fund III (Lux) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 14, 2023West Street Global Growth Partners Europe, SLPD/APooled Investment FundIndefinite$750,000
EDGAR ↗Feb 2, 2023West Street Private Markets 2023 Offshore, SLPDPooled Investment FundIndefinite$250,000
EDGAR ↗Nov 21, 2022WSCP Prime Holdings, SLPD/APooled Investment FundIndefinite$97,908,967
EDGAR ↗Oct 21, 2022Norgine Investments, SLPDPooled Investment FundIndefinite$35,450,000
EDGAR ↗Aug 26, 2022Horizon Energy Storage Europe, SLPDPooled Investment FundIndefinite$9,250,000
EDGAR ↗Aug 1, 2022Volta Investments, SLPD/APooled Investment FundIndefinite$814,572,000
EDGAR ↗Aug 1, 2022AP Impact Offshore Fund SCSP SICAV-RAIFDPooled Investment FundIndefinite$1,000
EDGAR ↗Apr 1, 2022NB Private Debt Fund IV Lux (B) SCSpD/APooled Investment FundIndefinite$760,500,000
EDGAR ↗Apr 1, 2022NB Private Debt Fund IV (Swiss Feeder) (B) LPD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Mar 3, 2022West Street Capital Partners VIII Europe, SLPDPooled Investment FundIndefinite$500,000
EDGAR ↗Feb 25, 2022NB Private Debt Fund IV (Japan Feeder) LPD/APooled Investment FundIndefinite$25,000,000
EDGAR ↗Feb 15, 2022NB Private Debt Fund IV Lux (A) SCSpD/APooled Investment FundIndefinite$157,379,000
EDGAR ↗Jan 24, 2022West Street Private Markets 2022 Offshore, SLPDPooled Investment FundIndefinite$3,000,000
EDGAR ↗Nov 17, 2021West Street Capital Partners Co-Invest A, SLPDPooled Investment FundIndefinite$227,335,000
EDGAR ↗Nov 3, 2021NB Private Debt Fund IV (Canada Feeder) LPD/APooled Investment FundIndefinite$485,320,000
EDGAR ↗Nov 3, 2021NB Private Debt Fund IV (Swiss Feeder) SCSpD/APooled Investment FundIndefinite$68,050,000
EDGAR ↗Sep 29, 2021LRQA Investments, SLPDPooled Investment FundIndefinite$69,260,940
EDGAR ↗Jun 9, 2021Volta Investments, SLPDPooled Investment FundIndefinite$714,992,500
EDGAR ↗May 26, 2021West Street Global Growth Partners Europe, SLPDPooled Investment FundIndefinite$750,000
EDGAR ↗Apr 12, 2021B&B Investors Offshore, SLPDPooled Investment FundIndefinite$1,158,883
EDGAR ↗Apr 1, 2021NB Private Debt Fund IV Lux (B) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Apr 1, 2021NB Private Debt Fund IV (Swiss Feeder) (B) LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2021ICG Senior Debt Partners Fund SICAV-SIF S.C.A - ICG SDP 4BD/APooled Investment FundIndefinite$280,000,000
EDGAR ↗Mar 10, 2021WSCP Prime Holdings, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 26, 2021NB Private Debt Fund IV (Japan Feeder) LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 14, 2020NB Private Debt Fund IV Lux (A) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2020NB Private Debt Fund IV (Canada Feeder) LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 30, 2020NB Private Debt Fund IV (Swiss Feeder) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 12, 2020ICG Senior Debt Partners Fund SICAV-SIF S.C.A - ICG SDP 4BDPooled Investment FundIndefinite$100,000,000
EDGAR ↗Jul 15, 2019B&B Investors Offshore, SLPDPooled Investment FundIndefinite$24,726,000
EDGAR ↗Jan 9, 2019NB Private Debt Fund III Lux-A SCSpD/APooled Investment FundIndefinite$294,075,000
EDGAR ↗Aug 28, 2018BYDC Investors Offshore, SLPDPooled Investment FundIndefinite$42,000,000
EDGAR ↗Nov 28, 2017ICG Senior Debt Partners Fund - ICG SDP 3DPooled Investment Fund$1,939,283,640$1,939,283,640
EDGAR ↗Nov 27, 2017ICG Senior Debt Partners Fund - ICG SDP 3BDPooled Investment Fund$290,500,000$290,500,000
EDGAR ↗Nov 27, 2017ICG Senior Debt Partners Fund - ICG SDP 3BDPooled Investment Fund$290,500,000$290,500,000
EDGAR ↗Nov 27, 2017ICG Senior Debt Partners Fund - ICG SDP 3CDPooled Investment Fund$764,296,080$764,296,080
EDGAR ↗Oct 30, 2017ICG Senior Debt Partners Fund- ICG Arizona Senior Direct Lending Credit FundDPooled Investment Fund$401,000,000$250,993,050
EDGAR ↗Sep 28, 2017NB Private Debt Fund III Lux-A SCSpDPooled Investment FundIndefinite$0

Activity: 11 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 13, 2026. Industry history, as reported on each offering's latest filing: All 53 offerings reported: Pooled Investment Fund (2017–2026).

People across the group

NameRolesIssuers hereFirst → last listed
SL Stephane LachanceExecutive Officer, Director26Sep 28, 2017 → Sep 30, 2024
PG Paul GoesExecutive Officer, Director24Nov 3, 2021 → Jul 30, 2026
PB Paul BroganExecutive Officer, Director16Sep 29, 2021 → Oct 13, 2026
LJ Laurent JacquesDirector, Executive Officer11Aug 26, 2022 → Jul 30, 2026
AD Anne-Sophie DavreuxExecutive Officer, Director8Sep 28, 2017 → Feb 15, 2022
SL Stephanie LachanceExecutive Officer, Director6Feb 26, 2021 → Apr 1, 2022
CK Claire KasumbaDirector, Executive Officer6Mar 10, 2021 → Jun 9, 2021
KP Kalaivaanee Candasamy PattenExecutive Officer, Director5May 5, 2025 → Oct 13, 2026
MM Michelle McDonaldExecutive Officer, Director5Aug 26, 2022 → Apr 4, 2024
CS Constanze SchmidtDirector5Apr 12, 2021 → Mar 3, 2022
CB Cedric BradferDirector5Nov 27, 2017 → Jul 15, 2019
CS Christophe SeywertExecutive Officer, Director4Nov 29, 2023 → Jul 15, 2026
KR Karuna RamburunExecutive Officer, Director4Aug 2, 2024 → Jul 8, 2026
DD Dylan DaviesDirector4Nov 27, 2017 → Mar 12, 2021
DS Debt Partners ICG SeniorDirector4Oct 30, 2017 → Nov 28, 2017
RF Rohan Armand FourieDirector, Executive Officer3May 26, 2021 → Aug 5, 2024
PK Paul KingDirector3Nov 27, 2017 → Nov 28, 2017
JL JEFFREY LOCKEExecutive Officer2Aug 1, 2022 → Aug 5, 2024
JM James McGillDirector2Jan 24, 2022 → Aug 1, 2022
VP Vaanee PattenDirector1Jul 15, 2026 → Jul 15, 2026
WG West Grove Re Access Offshore Advisors entityExecutive Officer1Jun 22, 2026 → Jun 22, 2026
KP Kalaivaanee Candasamy PattenExecutive Officer1Jun 22, 2026 → Jun 22, 2026
FG Francesca GranaExecutive Officer1Jun 22, 2026 → Jun 22, 2026
NB Neuberger Berman Investment Advisers LLC entityExecutive Officer1Mar 12, 2026 → Mar 12, 2026
JR Joseph RotterDirector1Mar 12, 2026 → Mar 12, 2026
JP Jorge PerezDirector1Mar 12, 2026 → Mar 12, 2026
NB Neuberger Berman Principal Strategies Merger Arbitrage GP SARL entityPromoter1Mar 12, 2026 → Mar 12, 2026
FM Francesco MogliaExecutive Officer1Oct 29, 2025 → Oct 29, 2025
NI NBPD Ironwood Lux Associates SARL entityPromoter1Oct 29, 2025 → Oct 29, 2025
MS Michael SchwartzExecutive Officer1Oct 29, 2025 → Oct 29, 2025
DS Dominique SaaymanExecutive Officer1Jun 25, 2024 → Jul 16, 2024
AD Alexandru DobreDirector1Nov 29, 2023 → Nov 29, 2023
HE Horizon Energy Storage Solutions Advisors S.a.r.l. entityDirector1Aug 26, 2022 → Aug 25, 2023
WS West Street Capital Partners VIII Advisors, S.a.r.l. entityDirector1Oct 21, 2022 → Oct 21, 2022
IS ICG Senior Debt Partners S.a.r.l entityExecutive Officer, Promoter1Mar 12, 2020 → Mar 12, 2021
SL St?phane LachanceExecutive Officer1Dec 14, 2020 → Dec 14, 2020

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 50 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

NEUBERGER BERMAN INVESTMENT ADVISERS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 23, 2003 · SEC file 801-61757 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $398,649,911,459 as reported on Form ADV filed Sep 24, 2026 (Item 5.F(2)(c)) · 43,954 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/nbprivatewealth ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 24, 2026: 1 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in N4 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for West Street as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in West Street's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #262,706 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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