PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

Sponsor Check › Sponsor group

Morgan

One sponsor team, 2 deal companies · New York, NY

Grouped because: 4 shared people, same business address (2 issuers) (automatic match from the filings) · not the same sponsor?

2deal companies
$181.9Mreported sold
1,555investors
2Form D filings
2025–2026active
1new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 27, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: Oct 24, 2026, 12:04 AM ET

The short version

Morgan is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, same business address; automatic match from the filings), filing 2 Form D filings between Jul 2025 and Aug 2026.

What this means One team, 2 deal companies, about 1 year of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $181.9M to 1,555 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2). Issuers are based in NY (2).

What this means $181.9M raised across the group, about $117K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Dan Ellenwood (2 issuers, executive officer), Indira Mahadeo (2 issuers, executive officer), Nicholas Veronis (2 issuers, executive officer and director), Stephen Jacobs (2 issuers, executive officer), Anita K. Krug (1 issuer, director) and 5 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Aug 27, 2026.

What this means still raising money this year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 10 court cases matching the name, 13 bankruptcy cases matching the name listed in Key records below.

What this means 23 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Morgan and found 5 differences, 1 worth asking the sponsor about: 105 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Morgan has not run yet — it is joining a line of 62,766 names; searches run around the clock at the hosts' allowed rate. Searched so far: 740 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

10 cases: 1 closed (disposition not in docket feed), 6 dismissed, 2 judgment, 1 open

Palmer v. Morgan, Inc. closed matched at sponsor-group level (Morgan)
District Court, M.D. Tennessee · No. 3:22-cv-01079 · Filed Dec 30, 2022 · Closed Apr 18, 2024
Role of Morgan, Inc.: Defendant · Outcome: Terminated 2024-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TN (not the issuer's state); filed 2022, issuer incorporated 2025
Williams v. Tyler and Morgan, LLC dismissed matched at sponsor-group level (Morgan)
District Court, N.D. Georgia · No. 1:07-cv-03202 · Filed Dec 27, 2007 · Closed Jul 28, 2008 · Nature of suit: 480 Consumer credit
Role of Morgan, LLC: Defendant · Outcome: Terminated 2008-07-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 2007, issuer incorporated 2025
The Morgan Corporation v. Corestates Bank N.A. dismissed matched at sponsor-group level (Morgan)
District Court, Virgin Islands · No. 3:06-cv-00072 · Filed May 1, 2006 · Closed Aug 3, 2007 · Nature of suit: Real Property: Other
Role of The Morgan Corporation: Plaintiff · Outcome: Terminated 2007-08-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in VI (not the issuer's state); filed 2006, issuer incorporated 2025
Morgan Corp. v. City of Griffin, Georgia judgment matched at sponsor-group level (Morgan)
District Court, N.D. Georgia · No. 3:04-cv-00124 · Filed Nov 8, 2004 · Closed Feb 17, 2006 · Nature of suit: 190 Other contract actions
Role of Morgan Corp.: Plaintiff · Outcome: Terminated 2006-02-17 — FJC Integrated Database disposition: Judgment on consent Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 2004, issuer incorporated 2025
Metro Sale of NY v. Morgan Corporation dismissed matched at sponsor-group level (Morgan)
District Court, E.D. New York · No. 0:90-cv-00703 · Filed Feb 28, 1990 · Closed Feb 28, 1991 · Nature of suit: 190 Other contract actions
Role of Morgan Corporation: Defendant · Outcome: Terminated 1991-02-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1990, issuer incorporated 2025
MORGAN, INC. v. BYRON ORIGINALS, INC. judgment matched at sponsor-group level (Morgan)
District Court, M.D. Alabama · No. · Filed Sep 22, 1989 · Closed Nov 21, 1990 · Nature of suit: 370 Other fraud
Role of MORGAN, INC.: Plaintiff · Outcome: Terminated 1990-11-21 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AL (not the issuer's state); filed 1989, issuer incorporated 2025
MORGAN CORPORATION v. WALTCO TRUCK BODIES INC. dismissed matched at sponsor-group level (Morgan)
District Court, E.D. Pennsylvania · No. · Filed Oct 27, 1988 · Closed Apr 27, 1989 · Nature of suit: 190 Other contract actions
Role of MORGAN CORPORATION: Plaintiff · Outcome: Terminated 1989-04-27 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1988, issuer incorporated 2025
NORTH BEACH INC v. MORGAN CO dismissed matched at sponsor-group level (Morgan)
District Court, S.D. New York · No. · Filed Jan 22, 1988 · Closed Mar 23, 1988 · Nature of suit: 190 Other contract actions
Role of MORGAN CO: Defendant · Outcome: Terminated 1988-03-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1988, issuer incorporated 2025
FARMERS FIRST BANK v. MORGAN CORPORATION dismissed matched at sponsor-group level (Morgan)
District Court, E.D. Pennsylvania · No. · Filed Dec 11, 1987 · Closed May 13, 1988 · Nature of suit: 791 Employee Retirement Income Security Act
Role of MORGAN CORPORATION: Defendant · Outcome: Terminated 1988-05-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1987, issuer incorporated 2025
Owens v. Morgan Corporation open matched at sponsor-group level (Morgan)
District Court, D. South Carolina · No. 7:84-dv-00472 · Filed Mar 8, 1984
Role of Morgan Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in SC (not the issuer's state); filed 1984, issuer incorporated 2025
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 12:04 AM ET for 1 of 2 issuers.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

Searched so far: 1 of 2 issuers in this group; 1 still to be searched. Results are added automatically.

3. Bankruptcies

13 cases: 1 open, 12 closed (disposition not in docket feed)

Lubin, as Chapter 7 Trustee for the Estate of The v. Lincoln and Morgan, LLC open matched at sponsor-group level (Morgan)
United States Bankruptcy Court, N.D. Georgia · No. 24-05123 · Filed Jun 26, 2024
Role of Morgan, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state)
Morgan Company, Inc. closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, E.D. Pennsylvania · No. 17-11943 · Filed Mar 22, 2017 · Closed Jul 24, 2017
Role of Morgan Company, Inc.: Debtor · Outcome: Case closed 2017-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 2017, issuer incorporated 2025
Morgan And Morgan, Inc. closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, N.D. Georgia · No. 13-59635 · Filed May 2, 2013 · Closed Nov 6, 2015
Role of Morgan, Inc.: Debtor · Outcome: Case closed 2015-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 2013, issuer incorporated 2025
NATHAN AND MORGAN INC. closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, D. Nevada · No. 12-16672 · Filed Jun 4, 2012 · Closed Jan 8, 2014
Role of MORGAN INC.: Debtor · Outcome: Case closed 2014-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NV (not the issuer's state); filed 2012, issuer incorporated 2025
Morgan Inc. closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, D. Hawaii · No. 05-02519 · Filed Sep 9, 2005 · Closed Sep 12, 2005
Role of Morgan Inc.: Debtor · Outcome: Case closed 2005-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in HI (not the issuer's state); filed 2005, issuer incorporated 2025
Morgan, Inc. closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, D. Hawaii · No. 05-02518 · Filed Sep 9, 2005 · Closed Nov 16, 2005
Role of Morgan, Inc.: Debtor · Outcome: Case closed 2005-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in HI (not the issuer's state); filed 2005, issuer incorporated 2025
Kendall v. Morgan Corporation closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, N.D. California · No. 05-04259 · Filed May 20, 2005 · Closed Jan 10, 2006
Role of Morgan Corporation: Defendant · Outcome: Case closed 2006-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 2005, issuer incorporated 2025
WALKER, TRUESDELL & ASSOCIATES, as Plan Administra v. MORGAN CORP closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, D. Delaware · No. 04-54834 · Filed Jul 28, 2004 · Closed Aug 30, 2006
Role of MORGAN CORP: Defendant · Outcome: Case closed 2006-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state); filed 2004, issuer incorporated 2025
Builders, Inc. v. The Morgan Company, Inc. closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, N.D. Ohio · No. 03-04456 · Filed Dec 11, 2003 · Closed Jun 9, 2005
Role of The Morgan Company, Inc.: Defendant · Outcome: Case closed 2005-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state); filed 2003, issuer incorporated 2025
Mack Sales of Atlanta, Inc. v. Morgan Corporation closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, M.D. Georgia · No. 03-05067 · Filed Apr 17, 2003 · Closed Aug 7, 2003
Role of Morgan Corporation: Defendant · Outcome: Case closed 2003-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in GA (not the issuer's state); filed 2003, issuer incorporated 2025
J.C v. Morgan, Incorporated closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, E.D. Michigan · No. 98-46963 · Filed Apr 13, 1998 · Closed Sep 3, 1998
Role of Morgan, Incorporated: Defendant · Outcome: Case closed 1998-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1998, issuer incorporated 2025
Duke Salisbury v. Morgan Corp closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, C.D. California · No. 2:95-ap-02112 · Filed Apr 18, 1995 · Closed Sep 14, 1995
Role of Morgan Corp: Defendant · Outcome: Case closed 1995-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); filed 1995, issuer incorporated 2025
Carroll, Trustee v. Morgan Company closed matched at sponsor-group level (Morgan)
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-02532 · Filed Dec 17, 1992 · Closed Nov 18, 1993
Role of Morgan Company: Defendant · Outcome: Case closed 1993-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); filed 1992, issuer incorporated 2025
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · Website on file (login.morganstanleyclientserv.com, from a web search (Bing) for the issuer name, confirmed on the homepage, filed by member CIK 2061233) — not yet read for public statements.

5 differences found between the filings for Morgan — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Note · Jan 25, 2010 – Jun 3, 2010

Bankruptcy case: Mahadeo v. Embrace Home Loans, Inc. — filed Jan 25, 2010

United States Bankruptcy Court, E.D. New York docket "Mahadeo v. Embrace Home Loans, Inc." filed Jan 25, 2010, closed Jun 3, 2010. Indira Mahadeo (listed on the same filings) is listed as Plaintiff ("Mahadeo"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jul 22, 2025 – Aug 27, 2026

105 other issuers file from the same address — 2 member issuers (Morgan Stanley Private Markets & Alternatives Fund; HB Wealth Credit Opportunities Fund)

The address on file, 60 East 42nd Street, 26th Floor, New York, NY, is used by 107 issuers in our index across 24 sponsor groups; 105 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Aug 10, 2026 – Aug 27, 2026

Form D filed 17 days after the first sale — HB Wealth Credit Opportunities Fund

The filing says the first sale was Aug 10, 2026. The Form D was filed Aug 27, 2026 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 2, 2025 – Jul 22, 2025

Form D filed 20 days after the first sale — Morgan Stanley Private Markets & Alternatives Fund

The filing says the first sale was Jul 2, 2025. The Form D was filed Jul 22, 2025 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 2, 2025 – Jul 22, 2025

No amendment in the last 12 months on an offering that may still be open — Morgan Stanley Private Markets & Alternatives Fund (latest filing Jul 22, 2025)

The latest filing for this offering is dated Jul 22, 2025 (first sale Jul 2, 2025). It reports $175,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 27, 2026 D
HB Wealth Credit Opportunities Fund
File 021-595675
$0$0$0N/A no CRD number reported
via iCapital Markets LLC (CRD 118219 ↗)
EDGAR ↗
Jul 22, 2025 D
Morgan Stanley Private Markets & Alternatives Fund
File 021-552438
$0$0$0N/A no CRD number reported
via iCapital Markets LLC (CRD 118219 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET

0 recorded documents and 0 ownership records matched to Morgan in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 23, 2026, 11:47 PM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 23, 2026, 11:47 PM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 23, 2026, 11:47 PM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗Logo Morgan Stanley Private Markets & Alternatives Fundshared people, same business addressNEW YORK, NYPooled Investment Fund1$175,000,000
offering Indefinite · similar: $155,000–$5,250,000
1550
similar: 4–27
$25,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗HW HB Wealth Credit Opportunities Fundshared people, same business addressNEW YORK, NYPooled Investment Fund1$6,900,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$25,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 27, 2026HB Wealth Credit Opportunities FundDPooled Investment FundIndefinite$6,900,000
EDGAR ↗Jul 22, 2025Morgan Stanley Private Markets & Alternatives FundDPooled Investment FundIndefinite$175,000,000

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 27, 2026. Industry history, as reported on each offering's latest filing: All 2 offerings reported: Pooled Investment Fund (2025–2026).

People across the group

NameRolesIssuers hereFirst → last listed
Nicholas Veronis Nicholas VeronisExecutive Officer, Director2Jul 22, 2025 → Aug 27, 2026
IM Indira MahadeoExecutive Officer2Jul 22, 2025 → Aug 27, 2026
DE Dan EllenwoodExecutive Officer2Jul 22, 2025 → Aug 27, 2026
SJ Stephen JacobsExecutive Officer2Jul 22, 2025 → Aug 27, 2026
CA Catherine AbelyDirector1Aug 27, 2026 → Aug 27, 2026
MB Michael BoardmanDirector1Aug 27, 2026 → Aug 27, 2026
CC Conrad CiccotelloDirector1Aug 27, 2026 → Aug 27, 2026
CR CHRISTOPHER RUSSELLDirector1Jul 22, 2025 → Jul 22, 2025
MG Mark D. GerstenDirector1Jul 22, 2025 → Jul 22, 2025
AK Anita K. KrugDirector1Jul 22, 2025 → Jul 22, 2025

Business registration (state registry / Secretary of State)

None of the 2 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Morgan.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Morgan as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

Official links only, each with where it was found. We never collect personal or family accounts. Checked Oct 24, 2026.

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Change history

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEW YORK), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

login.morganstanleyclientserv.com ↗ found on login.morganstanleyclientserv.com — web search (bing) for "Morgan Stanley New York NY"; homepage names "Morgan Stanley"