PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:10 AM ET

Sponsor Check › Sponsor group

GE

Great Elm

One sponsor team, 14 deal companies · Wayzata, MN

Grouped because: 11 shared people, 3 shared management entities, same business address (10 issuers), similar issuer names (12) (automatic match from the filings) · not the same sponsor?

14deal companies
$471.9Mreported sold
696investors
46Form D filings
2011–2026active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group May 28, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Great Elm is a sponsor group of 14 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 46 Form D filings between Dec 2011 and May 2026.

What this means One team, 14 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $471.9M to 696 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (3), Commercial (3), "Other" (2), Other Real Estate (2) and 4 more. Issuers are based in MN (7), FL (4), CA (2), MA (1).

What this means $471.9M raised across the group, about $678K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Matthew Schliep (8 issuers, executive officer), Mark Martis (4 issuers, executive officer and director), Adam Kleinman (3 issuers, executive officer), Imperial Capital Asset Management, LLC (3 issuers, executive officer, entity), James Beltz (3 issuers, executive officer and director) and 31 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing May 28, 2026.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 17 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 46 public filings for Great Elm and found 21 differences, 4 worth asking the sponsor about: Great Elm includes 3 deals that stopped filing before reaching their target; 4 addresses are shared with 10+ issuers outside this group; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Great Elm has not run yet — it is joining a line of 48,090 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

17 cases: 5 closed (disposition not in docket feed), 7 judgment, 5 dismissed

LEGAL BAY LLC v. MUSTANG FUNDING, LLC closed
District Court, D. New Jersey · No. 2:22-cv-03941 · Filed Jun 15, 2022 · Closed Jan 23, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal
Role of MUSTANG FUNDING, LLC: Defendant · Outcome: Terminated 2023-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
Akers v. Imperial Capital Group, LLC closed
District Court, E.D. Missouri · No. 4:21-cv-00073 · Filed Jan 20, 2021 · Closed May 19, 2021 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act
Role of Imperial Capital Group, LLC: Defendant · Outcome: Terminated 2021-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state)
Great Elm Capital Group, Inc. v. Toys "R" Us, Inc. closed matched at sponsor-group level (Great Elm)
District Court, E.D. Virginia · No. 3:18-cv-00896 · Filed Dec 28, 2018 · Closed Jan 17, 2019
Role of Great Elm Capital Group, Inc.: Plaintiff · Outcome: Terminated 2019-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in VA (not the issuer's state); group issuer "great elm capital group" is a party
v. UNWIRED PLANET LLC, ET AL closed
District Court, S.D. California · No. · Filed Nov 21, 2014 · Closed Jan 13, 2015 · Nature of suit: 890 Other statutory actions
Role of v. UNWIRED PLANET LLC, ET AL: Party · Outcome: Terminated 2015-01-13 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
2160 Erie, LLC v. Long Ball Utica, LLC judgment
District Court, N.D. New York · No. 6:14-cv-01197 · Filed Sep 30, 2014 · Closed Jun 11, 2015 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-(Citizenship)
Role of 2160 Erie, LLC v. Long Ball Utica, LLC: Party · Outcome: Terminated 2015-06-11 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Unwired Planet Inc. v. Microsoft Corp. judgment
District Court, D. Delaware · No. 1:14-cv-00967 · Filed Jul 22, 2014 · Closed Jun 15, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Declaratory Judgment
Role of Unwired Planet Inc.: Plaintiff · Outcome: Terminated 2016-06-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact former company name; court in DE (not the issuer's state)
Openwave Systems Inc v. 724 Solutions US Inc closed
District Court, D. South Carolina · No. 9:10-mc-00109 · Filed Jul 27, 2010 · Closed May 9, 2011
Role of Openwave Systems Inc: Plaintiff · Outcome: Terminated 2011-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in SC (not the issuer's state)
Openwave Systems Inc. v. Myriad France S.A.S. dismissed
District Court, N.D. California · No. 3:10-cv-02805 · Filed Jun 25, 2010 · Closed Aug 29, 2011 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Openwave Systems Inc.: Plaintiff · Outcome: Terminated 2011-08-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in CA (not the issuer's state)
Openwave Systems, Inc. v. Fuld dismissed
District Court, N.D. California · No. 3:08-cv-05683 · Filed Dec 19, 2008 · Closed Jan 20, 2010 · Nature of suit: Securities/Commodities · Cause: 28:1331 Fed. Question
Role of Openwave Systems, Inc.: Plaintiff · Outcome: Terminated 2010-01-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in CA (not the issuer's state)
Phone.com, LLC v. Sovereign Bank dismissed
District Court, D. Massachusetts · No. 1:08-cv-11717 · Filed Oct 8, 2008 · Closed Mar 1, 2010 · Nature of suit: 140 Negotiable Instrument · Cause: 28:1441 Petition for Removal- Negotiable Instrumen
Role of Phone.com, LLC: Plaintiff · Outcome: Terminated 2010-03-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact former company name; court in the issuer's state (MA); different legal form (llc vs inc)
Valle v. Openwave Systems, Inc. judgment
District Court, S.D. New York · No. 1:07-cv-02512 · Filed Mar 27, 2007 · Closed Feb 27, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Openwave Systems, Inc.: Defendant · Outcome: Terminated 2009-02-27 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in NY (not the issuer's state)
Giltman v. Openwave Systems, Inc. judgment
District Court, S.D. New York · No. 1:07-cv-01916 · Filed Mar 5, 2007 · Closed Feb 27, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Openwave Systems, Inc.: Defendant · Outcome: Terminated 2009-02-27 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in NY (not the issuer's state)
Wen v. Openwave Systems, Inc. judgment
District Court, S.D. New York · No. 1:07-cv-01917 · Filed Mar 5, 2007 · Closed Feb 27, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Openwave Systems, Inc.: Defendant · Outcome: Terminated 2009-02-27 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in NY (not the issuer's state)
Garfield v. Openwave Systems, Inc. judgment
District Court, S.D. New York · No. 1:07-cv-01309 · Filed Feb 21, 2007 · Closed Feb 27, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Openwave Systems, Inc.: Defendant · Outcome: Terminated 2009-02-27 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in NY (not the issuer's state)
Louis v. Openwave Systems, Inc. dismissed
District Court, N.D. California · No. 3:05-cv-02162 · Filed May 26, 2005 · Closed Jul 26, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Openwave Systems, Inc.: Defendant · Outcome: Terminated 2005-07-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in CA (not the issuer's state)
Lancer Partners, L.P v. Openwave Systems dismissed
District Court, S.D. Florida · No. 0:05-cv-60612 · Filed Apr 15, 2005 · Closed Aug 9, 2005 · Nature of suit: 890 Other statutory actions
Role of Openwave Systems: Defendant · Outcome: Terminated 2005-08-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in FL (not the issuer's state)
Openwave Systems IPO v. Openwave Systems judgment
District Court, S.D. New York · No. 1:01-cv-09744 · Filed Nov 5, 2001 · Closed Dec 30, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Openwave Systems: Defendant · Outcome: Terminated 2009-12-30 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in NY (not the issuer's state); filed 2001, first Form D 2020
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Great Elm..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

PSINET LIQUIDATING LLC v. OPENWAVE SYSTEMS INC. closed
United States Bankruptcy Court, D. Nevada · No. 19-00108 · Filed Sep 4, 2019 · Closed Nov 6, 2019
Role of OPENWAVE SYSTEMS INC.: Defendant · Outcome: Case closed 2019-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in NV (not the issuer's state)
Golf Acquisitions, LLC v. Long Ball, LLC closed
United States Bankruptcy Court, E.D. Michigan · No. 09-06692 · Filed Oct 22, 2009 · Closed Dec 1, 2009
Role of Golf Acquisitions, LLC v. Long Ball, LLC: Party · Outcome: Case closed 2009-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
ELIZABETH LONG BALL closed
United States Bankruptcy Court, N.D. Florida · No. 95-04281 · Filed Apr 4, 1995 · Closed Sep 1, 1998
Role of ELIZABETH LONG BALL: Party · Outcome: Case closed 1998-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (FL)
OLD WORLD MEATS INC v. LONG BALL INC closed
United States Bankruptcy Court, E.D. Washington · No. 93-00130 · Filed Sep 1, 1993 · Closed Oct 4, 1993
Role of OLD WORLD MEATS INC v. LONG BALL INC: Party · Outcome: Case closed 1993-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

21 differences found between the filings for Great Elm — 4 worth asking about (compared 46 filings on Oct 24, 2026)

Note · Feb 4, 2005 – May 18, 2005

Bankruptcy case: Harry Chung and Chau Thoai Ly — filed Feb 4, 2005

United States Bankruptcy Court, N.D. California docket "Harry Chung and Chau Thoai Ly" filed Feb 4, 2005, closed May 18, 2005. Harry Chung (listed on the same filings) is listed as Debtor ("Harry Chung and Chau Thoai Ly"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Apr 4, 1995 – Sep 1, 1998

Bankruptcy case: ELIZABETH LONG BALL — filed Apr 4, 1995

United States Bankruptcy Court, N.D. Florida docket "ELIZABETH LONG BALL" filed Apr 4, 1995, closed Sep 1, 1998. LONG BALL PARTNERS LLC (member issuer) is listed as Party ("ELIZABETH LONG BALL"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Dec 22, 2020 – Oct 18, 2024

Great Elm includes 3 deals that stopped filing before reaching their target

Moir Park Properties III LP (last filing Oct 18, 2024; $10,125,000 sold of $50,000,000); Mustang Funding, LLC (last filing Aug 28, 2024; $3,150,000 sold of $10,000,000); Moir Park Properties II LP (last filing Dec 22, 2020; $9,845,000 sold of $25,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jan 5, 2016 – May 28, 2026

4 addresses are shared with 10+ issuers outside this group

75 other issuers file from the same address — 4 member issuers (LONG BALL PARTNERS LLC; Monomoy Properties, LLC; Great Elm Capital Corp.; …) · 10 other issuers file from the same address — 3 member issuers (Mustang Funding, LLC; MPI Sidecar LLC; Moir Park Properties III LP) · 23 other issuers file from the same address — Great Elm Capital Group, Inc. · 14 other issuers file from the same address — Monomoy Properties REIT, LLC

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Apr 8, 2024 – Aug 28, 2024

Form D filed 142 days after the first sale — Mustang Funding, LLC

The filing says the first sale was Apr 8, 2024. The Form D was filed Aug 28, 2024 — 142 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 127 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 9, 2021 – Dec 8, 2021

Form D filed 29 days after the first sale — Mustang Funding, LLC

The filing says the first sale was Nov 9, 2021. The Form D was filed Dec 8, 2021 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Nov 1, 2015 – Dec 14, 2015

Form D filed 43 days after the first sale — Monomoy Properties, LLC

The filing says the first sale was Nov 1, 2015. The Form D was filed Dec 14, 2015 — 43 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 28 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Aug 1, 1997 – Oct 18, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Moir Park Properties III LP (latest filing Oct 18, 2024) · No amendment in the last 12 months on an offering that may still be open — Mustang Funding, LLC (latest filing Aug 28, 2024) · No amendment in the last 12 months on an offering that may still be open — Mustang Funding, LLC (latest filing Dec 8, 2021) · No amendment in the last 12 months on an offering that may still be open — Moir Park Properties II LP (latest filing Dec 22, 2020) · No amendment in the last 12 months on an offering that may still be open — IMPERIAL CAPITAL GROUP LLC (latest filing Apr 18, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Dec 27, 2013 – May 5, 2021

10 people are no longer listed on a later amendment

Jason Reese is no longer listed on the May 5, 2021 amendment — Monomoy Properties, LLC · Imperial Capital Asset Management, LLC is no longer listed on the May 5, 2021 amendment — Monomoy Properties, LLC · Jason Reese is no longer listed on the Apr 27, 2021 amendment — LONG BALL PARTNERS LLC · Imperial Capital Asset Management, LLC is no longer listed on the Apr 27, 2021 amendment — LONG BALL PARTNERS LLC · James Beltz is no longer listed on the May 3, 2018 amendment — Monomoy Properties, LLC · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Dec 12, 2024 – Aug 28, 2025

Adam Kleinman's role changed at Great Elm Capital Corp.: director → executive officer

The Dec 12, 2024 filing lists Adam Kleinman as director; the Aug 28, 2025 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Feb 13, 2024 – Jun 25, 2024

Adam Kleinman's role changed at Great Elm Capital Corp.: executive officer → director

The Feb 13, 2024 filing lists Adam Kleinman as executive officer; the Jun 25, 2024 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
Note · Nov 15, 2018 – Sep 9, 2019

Offering amount changed between filings — Moir Park Properties LLC

The Nov 15, 2018 filing says $2,100,000 offered; the Sep 9, 2019 Form D/A says $7,200,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 2, 2015 – Feb 12, 2016

Minimum investment changed between filings — LONG BALL PARTNERS LLC

The Jan 2, 2015 filing lists a minimum of $1,000,000; the Feb 12, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 27, 2013 – Jan 2, 2015

Minimum investment changed between filings — LONG BALL PARTNERS LLC

The Dec 27, 2013 filing lists a minimum of $100,000; the Jan 2, 2015 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 27, 2011 – Aug 1, 2025

7 people are written more than one way across the filings

James Parmelee is written 2 different ways on the filings · Eric Scheyer is written 2 different ways on the filings · Matthew Drapkin is written 2 different ways on the filings · Adam Kleinman is written 2 different ways on the filings · Moir Park Capital, LLC is written 2 different ways on the filings · and 2 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Feb 13, 2024 – Jun 25, 2024

Reported net asset value range changed between filings — Great Elm Capital Corp.

"$50,000,001 - $100,000,000" (Feb 13, 2024); then "Over $100,000,000" (Jun 25, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Nov 15, 2018 – Jun 25, 2024

4 address changes between filings

Address moved from Waltham, MA to Palm Beach Gardens, FL — Great Elm Capital Corp. · Address moved from Los Angeles, CA to Palm Beach Gardens, FL — Monomoy Properties, LLC · Address moved from Los Angeles, CA to Palm Beach Gardens, FL — LONG BALL PARTNERS LLC · Address moved from Minneapolis, MN to Wayzata, MN — Moir Park Properties LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jan 5, 2016

Address on file is a registered agent / shared office — Monomoy Properties REIT, LLC

The latest filing lists 2000 Avenue of The Stars, Floor 9 South, Los Angeles, CA. That address is used by 48 issuers in our index (48 issuers in 22 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Apr 18, 2012 – May 28, 2026

Member companies were formed in 2 different states

Delaware (13), Maryland (1) — out of 14 member issuers. The odd ones out: Great Elm Capital Corp. (Maryland).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Apr 18, 2012 – May 28, 2026

Member companies list addresses in 4 different states

MN (7), FL (4), CA (2), MA (1). 1 member uses a registered-agent or shared-office address: Monomoy Properties REIT, LLC (2000 Avenue of The Stars, Floor 9 South, Los Angeles, CA).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · Feb 28, 2020

Issuer used a different name before — Great Elm Capital Group, Inc.

SEC records list prior names for this filer: UNWIRED PLANET, INC.; OPENWAVE SYSTEMS INC; PHONE COM INC. The current name on file is "Great Elm Capital Group, Inc.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 20 offerings reports sales commissions totalling $6,250; 2 report finder's fees totalling $720,855; 1 reports proceeds to related persons totalling $1,134,530. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 28, 2026 D/A
Monomoy Properties, LLC
File 021-252972
$0$0$1,134,530 (est.)
The Managing Member receives a management fee equal to 1% on an annual basis of the Issuer's assets under management for its investment management services.
None listed on this filingEDGAR ↗
May 5, 2026 D/A
LONG BALL PARTNERS LLC
File 021-70830
$0$0$0 (est.)
Prior to March 30, 2024, the Managing Member received a management fee equal to 1.5% per annum of the Issuer's assets under management. As of March 30, 2024, the Managing Member is no longer charging a management fee.
N/A no CRD number reported
via Imperial Capital, LLC (CRD 43744 ↗)
EDGAR ↗
Aug 28, 2025 D
Great Elm Group, Inc.
File 021-556167
$0$270,000$0Imperial Capital, LLC BrokerCheck CRD 000043744 ↗EDGAR ↗
Aug 28, 2025 D
Great Elm Capital Corp.
File 021-556168
$0$450,855$0Imperial Capital, LLC BrokerCheck CRD 000043744 ↗EDGAR ↗
Aug 1, 2025 D
Great Elm Group, Inc.
File 021-553505
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2024 D
Great Elm Capital Corp.
File 021-531845
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2024 D
Moir Park Properties III LP
File 021-527146
$0$0$0None listed on this filingEDGAR ↗
Aug 28, 2024 D
Mustang Funding, LLC
File 021-522674
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2024 D
Great Elm Capital Corp.
File 021-516786
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2024 D
MPI Sidecar LLC
File 021-505407
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2024 D
Great Elm Capital Corp.
File 021-505171
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2021 D
Mustang Funding, LLC
File 021-424200
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2020 D
Moir Park Properties II LP
File 021-384042
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2020 D
Big Daddy Rents LLC
File 021-375600
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2020 D
Great Elm Capital Group, Inc.
File 021-361674
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2020 D
MPC Hudson LLC
File 021-359412
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2019 D/A
Moir Park Properties LLC
File 021-325939
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2017 D
Moir Park Properties LLC
File 021-299576
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2016 D
Monomoy Properties REIT, LLC
File 021-254454
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Apr 18, 2012 D/A
IMPERIAL CAPITAL GROUP LLC
File 021-44056
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 14 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Great Elm in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗LB LONG BALL PARTNERS LLCshared people, shared management entity, same business address, similar issuer namesPalm Beach Gardens, FLPooled Investment Fund15$220,820,246
offering Indefinite · similar: $155,000–$5,250,000
210
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2026
EDGAR ↗IC IMPERIAL CAPITAL GROUP LLCshared people, similar issuer namesLos Angeles, CAInvestment Banking1$31,375,53763$5002012–2012
EDGAR ↗MP Monomoy Properties, LLCshared people, shared management entity, same business address, similar issuer namesPALM BEACH GARDENS, FLPooled Investment Fund12$130,857,421
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2026
EDGAR ↗MP Monomoy Properties REIT, LLCshared people, shared management entity, similar issuer namesLOS ANGELES, CAREITS and Finance1$125,000
offering $125,000 · similar: $125,000–$125,000
125
similar: 124–125
$1,000
similar: $1,000–$1,000
2016–2016
EDGAR ↗MP Moir Park Properties LLCshared people, same business address, similar issuer namesWayzata, MNOther Real Estate3$7,200,000
offering $7,200,000 · similar: $2,250,000–$16,950,000
28
similar: 5–32
No minimum reported
similar: $15,000–$100,000
2017–2019
EDGAR ↗MH MPC Hudson LLCshared people, shared management entity, same business address, similar issuer namesWAYZATA, MNCommercial1$1,501,516
offering $1,501,516 · similar: $1,815,000–$10,000,000
16
similar: 7–33
No minimum reported
similar: $20,000–$50,000
2020–2020
EDGAR ↗GE Great Elm Capital Group, Inc.shared people, same person name on both filings, similar issuer namesWALTHAM, MAOther1$30,000,000
offering $30,000,000 · similar: $500,000–$7,000,000
19
similar: 2–14
$1,000
similar: $5,000–$50,000
2020–2020
EDGAR ↗BD Big Daddy Rents LLCshared people, shared management entity, same business address, similar issuer namesWAYZATA, MNCommercial1$450,000
offering $450,000 · similar: $1,815,000–$10,000,000
5
similar: 7–33
No minimum reported
similar: $20,000–$50,000
2020–2020
EDGAR ↗MP Moir Park Properties II LPshared people, shared management entity, same business address, similar issuer namesWAYZATA, MNCommercial1$9,845,000
offering $25,000,000 · similar: $1,815,000–$10,000,000
48
similar: 7–33
No minimum reported
similar: $20,000–$50,000
2020–2020
EDGAR ↗MF Mustang Funding, LLCshared peopleWAYZATA, MNOther Banking and Financial Services2$3,150,000
offering $10,000,000 · similar: $2,144,500–$20,220,000
13
similar: 2–24
No minimum reported
similar: $10,000–$100,000
2021–2024
EDGAR ↗GE Great Elm Capital Corp.shared people, same business address, similar issuer namesPALM BEACH GARDENS, FLPooled Investment Fund4$23,999,999
offering $15,028,500 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗MS MPI Sidecar LLCshared people, same business addressWAYZATA, MNOther Real Estate1$3,479,739
offering $3,479,739 · similar: $2,250,000–$16,950,000
12
similar: 5–32
$100,000
similar: $15,000–$100,000
2024–2024
EDGAR ↗MP Moir Park Properties III LPshared people, same business address, similar issuer namesWAYZATA, MNOther1$10,125,000
offering $50,000,000 · similar: $500,000–$7,000,000
36
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2024–2024
EDGAR ↗GE Great Elm Group, Inc.shared people, same person name on both filings, same business address, similar issuer namesPALM BEACH GARDENS, FLInvesting2$9,000,000
offering $9,000,000 · similar: $763,000–$10,000,000
4
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (7 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗May 28, 2026Monomoy Properties, LLCD/APooled Investment FundIndefinite$130,857,421
EDGAR ↗May 5, 2026LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$220,820,246
EDGAR ↗Aug 28, 2025Great Elm Capital Corp.DPooled Investment Fund$15,028,500$15,028,500
EDGAR ↗Aug 28, 2025Great Elm Group, Inc.DInvesting$9,000,000$9,000,000
EDGAR ↗Aug 1, 2025Great Elm Group, Inc.DInvesting$2,862,654$2,862,654
EDGAR ↗May 28, 2025Monomoy Properties, LLCD/APooled Investment FundIndefinite$126,948,547
EDGAR ↗May 5, 2025LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$218,118,973
EDGAR ↗Dec 12, 2024Great Elm Capital Corp.DPooled Investment Fund$13,199,996$13,199,996
EDGAR ↗Oct 18, 2024Moir Park Properties III LPDOther$50,000,000$10,125,000
EDGAR ↗Aug 28, 2024Mustang Funding, LLCDOther Banking and Financial Services$10,000,000$2,104,862
EDGAR ↗Jun 25, 2024Great Elm Capital Corp.DPooled Investment Fund$11,999,997$11,999,997
EDGAR ↗May 8, 2024Monomoy Properties, LLCD/APooled Investment FundIndefinite$120,656,126
EDGAR ↗Apr 29, 2024LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$215,417,701
EDGAR ↗Feb 15, 2024MPI Sidecar LLCDOther Real Estate$3,479,739$3,479,739
EDGAR ↗Feb 13, 2024Great Elm Capital Corp.DPooled Investment Fund$23,999,999$23,999,999
EDGAR ↗May 8, 2023Monomoy Properties, LLCD/APooled Investment FundIndefinite$109,852,302
EDGAR ↗Apr 27, 2023LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$205,875,105
EDGAR ↗May 6, 2022Monomoy Properties, LLCD/APooled Investment FundIndefinite$101,628,752
EDGAR ↗Apr 27, 2022LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$205,182,747
EDGAR ↗Dec 8, 2021Mustang Funding, LLCDOther Banking and Financial Services$10,000,000$3,150,000
EDGAR ↗May 5, 2021Monomoy Properties, LLCD/APooled Investment FundIndefinite$86,901,173
EDGAR ↗Apr 27, 2021LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$203,988,596
EDGAR ↗Dec 22, 2020Moir Park Properties II LPDCommercial$25,000,000$9,845,000
EDGAR ↗Sep 16, 2020Big Daddy Rents LLCDCommercial$450,000$450,000
EDGAR ↗May 4, 2020Monomoy Properties, LLCD/APooled Investment FundIndefinite$84,727,905
EDGAR ↗Apr 27, 2020LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$186,290,842
EDGAR ↗Feb 28, 2020Great Elm Capital Group, Inc.DOther$30,000,000$30,000,000
EDGAR ↗Jan 30, 2020MPC Hudson LLCDCommercial$1,501,516$1,501,516
EDGAR ↗Sep 9, 2019Moir Park Properties LLCD/AOther Real Estate$7,200,000$7,200,000
EDGAR ↗May 3, 2019Monomoy Properties, LLCD/APooled Investment FundIndefinite$79,782,372
EDGAR ↗Apr 26, 2019LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$169,259,052
EDGAR ↗Nov 15, 2018Moir Park Properties LLCDOther Real Estate$2,100,000$2,100,000
EDGAR ↗May 3, 2018Monomoy Properties, LLCD/APooled Investment FundIndefinite$62,930,095
EDGAR ↗Apr 27, 2018LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$159,764,740
EDGAR ↗Nov 28, 2017Moir Park Properties LLCDOther Real Estate$2,400,000$0
EDGAR ↗Apr 21, 2017Monomoy Properties, LLCD/APooled Investment FundIndefinite$41,247,136
EDGAR ↗Apr 21, 2017LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$151,366,992
EDGAR ↗Dec 15, 2016Monomoy Properties, LLCD/APooled Investment FundIndefinite$31,147,141
EDGAR ↗Feb 12, 2016LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$134,053,941
EDGAR ↗Jan 5, 2016Monomoy Properties REIT, LLCDREITS and Finance$125,000$125,000
EDGAR ↗Dec 14, 2015Monomoy Properties, LLCDPooled Investment FundIndefinite$15,800,000
EDGAR ↗Jan 2, 2015LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$129,558,986
EDGAR ↗Dec 27, 2013LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$105,447,251
EDGAR ↗Dec 27, 2012LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$74,852,253
EDGAR ↗Apr 18, 2012IMPERIAL CAPITAL GROUP LLCD/AInvestment BankingIndefinite$31,375,537
EDGAR ↗Dec 27, 2011LONG BALL PARTNERS LLCD/APooled Investment FundIndefinite$63,790,453

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing May 28, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2011), Investment Banking (2012), Pooled Investment Fund (2015), REITS and Finance (2016), Other Real Estate (2017–2018), Commercial (2020), Other (2020), Commercial (2020), Other Banking and Financial Services (2021), Pooled Investment Fund (2024), Other Real Estate (2024), Pooled Investment Fund (2024), Other Banking and Financial Services (2024), Other (2024), Pooled Investment Fund (2024), Investing (2025). Latest offering: Pooled Investment Fund (Aug 28, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
MS Matthew SchliepExecutive Officer8Dec 14, 2015 → Oct 18, 2024
MM Mark MartisExecutive Officer, Director4Dec 27, 2011 → May 28, 2026
JR Jason ReeseExecutive Officer3Dec 27, 2011 → May 28, 2026
MD Matthew DrapkinDirector3Feb 28, 2020 → Aug 28, 2025
AK Adam KleinmanExecutive Officer3Feb 28, 2020 → Aug 28, 2025
JB James BeltzExecutive Officer, Director3Dec 14, 2015 → Aug 28, 2024
MP Moir Park Capital, LLC entityExecutive Officer, Promoter3Jan 30, 2020 → Dec 22, 2020
IC Imperial Capital Asset Management, LLC entityExecutive Officer3Dec 27, 2011 → Apr 27, 2018
PH P. Ronald HarringtonExecutive Officer3Jan 2, 2015 → Apr 21, 2017
IC Imperial Capital Asset Management, LLC entityExecutive Officer2Dec 14, 2015 → May 28, 2026
KD Keri DavisExecutive Officer2Feb 13, 2024 → Aug 28, 2025
JP James ParmeleeDirector2Feb 28, 2020 → Aug 28, 2025
ES Eric ScheyerDirector2Feb 28, 2020 → Aug 28, 2025
HC Harry ChungExecutive Officer2Dec 27, 2011 → Dec 27, 2013
EF Erik FalkDirector1Feb 13, 2024 → Aug 28, 2025
CP Chad PerryDirector1Feb 13, 2024 → Aug 28, 2025
MK Mark KuperschmidDirector1Feb 13, 2024 → Aug 28, 2025
MK Matt KaplanExecutive Officer1Feb 13, 2024 → Aug 28, 2025
DM David MatterDirector1Aug 1, 2025 → Aug 28, 2025
NM Nichole MilzExecutive Officer1Aug 1, 2025 → Aug 28, 2025
JH James HugarDirector1Aug 1, 2025 → Aug 28, 2025
LN Lloyd NathanDirector1Aug 28, 2025 → Aug 28, 2025
BS Booker SmithDirector1Aug 28, 2025 → Aug 28, 2025
JR Jason ReeseExecutive Officer, Director1Aug 1, 2025 → Aug 28, 2025
RC Richard CohenDirector1Feb 13, 2024 → Aug 28, 2025
KC Kevin CavanaughExecutive Officer, Director1Dec 8, 2021 → Aug 28, 2024
MS Mark A SnellDirector1Feb 28, 2020 → Feb 28, 2020
JS Jeffrey S SerotaDirector1Feb 28, 2020 → Feb 28, 2020
PR Peter A ReedExecutive Officer, Director1Feb 28, 2020 → Feb 28, 2020
BP Brent J PearsonExecutive Officer1Feb 28, 2020 → Feb 28, 2020
TH Thomas S Harbin IIIDirector1Feb 28, 2020 → Feb 28, 2020
JR Jason M ReeseDirector1Feb 28, 2020 → Feb 28, 2020
RH Ronald P. HarringtonExecutive Officer1Dec 14, 2015 → Dec 15, 2016
IC Imperial Capital Group Holdings, LLC entityExecutive Officer1Apr 18, 2012 → Apr 18, 2012
RW Randall Evan WoosterExecutive Officer1Apr 18, 2012 → Apr 18, 2012
JR Jason Walter ReeseExecutive Officer1Apr 18, 2012 → Apr 18, 2012

Business registration (state registry / Secretary of State)

1 of 14 issuers have a matched state registry record — records by status: active 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Great Elm.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Great Elm as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Great Elm's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #28,307 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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