EMERGENT METALS CORP. — Form D filings, lawsuits, regulatory actions, key people

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this issuer.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET.

4. Differences between public sources

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

5. Money to insiders and sales commissions

0 of 7 offerings report sales commissions; 1 reports finder's fees totalling $9,500; 2 report proceeds to related persons totalling $18,000. (includes amounts the issuer reported as estimates)

Source	Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it
EDGAR ↗	Jan 23, 2026 D File 021-570996	$0	$0	$0 (est.) A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments	None listed on this filing
EDGAR ↗	Dec 11, 2024 D File 021-531749	$0	$0	$0 (est.) A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments	None listed on this filing
EDGAR ↗	Dec 23, 2022 D File 021-468616	$0	$0	$0 (est.) Proceeds of the offering may be used for general working capital purposes, including payments to officers and directors in the ordinary course, but proceeds are not specifically earmarked for such payments.	None listed on this filing
EDGAR ↗	Oct 26, 2020 D File 021-378791	$0	$0	$0 (est.) Proceeds of the offering may be used for general working capital purposes and may thus be used for payments to officers and directors in the ordinary course but have not been specifically earmarked for such payments.	None listed on this filing
EDGAR ↗	Jan 15, 2013 D File 021-190236	$0	$0	$0	None listed on this filing
EDGAR ↗	Dec 23, 2011 D File 021-170676	$0	$0	$10,000 (est.) The gross proceeds of the offering may be used in part for general working capital, which may include salary payments.	None listed on this filing
EDGAR ↗	Mar 20, 2009 D File 021-61607	$0	$9,500	$8,000 (est.) The gross proceeds of $200,600 received will be used for general working capital, which may include salary payments to one or more Officers or Directors.	Maria C. von Adelung no CRD number reported via unknown

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 7 offerings, 7 filings (one row per SEC file number)

File no.	Original Form D	Latest filing	Offered (latest)	Sold (latest)	Industry (latest)
021-570996	Jan 23, 2026 EDGAR ↗	Jan 23, 2026 D EDGAR ↗	$323,775	$107,925	Other
021-531749	Dec 11, 2024 EDGAR ↗	Dec 11, 2024 D EDGAR ↗	$24,952	$24,952	Other
021-468616	Dec 23, 2022 EDGAR ↗	Dec 23, 2022 D EDGAR ↗	$38,575	$16,772	Other
021-378791	Oct 26, 2020 EDGAR ↗	Oct 26, 2020 D EDGAR ↗	$48,423	$20,753	Other
021-190236	Jan 15, 2013 EDGAR ↗	Jan 15, 2013 D EDGAR ↗	$1,004,600	$467,139	Other
021-170676	Dec 23, 2011 EDGAR ↗	Dec 23, 2011 D EDGAR ↗	Indefinite	$294,510	Other
021-61607	Mar 20, 2009 EDGAR ↗	Mar 20, 2009 D EDGAR ↗	$800,000	$200,600	Other

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Jan 23, 2026 D Other — $107,925 sold of $323,775 · 1 investors EDGAR ↗

Filing	Form D filed Jan 23, 2026 SEC file no. 021-570996 · accession 0002064835-26-000013
Raise progress	$107,925 sold of $323,775 offered (33%) · $215,850 remaining · first sale Jan 15, 2026 Issuer's note: Dollar amounts have been converted from Canadian dollars using the 0.7195 Bank of Canada daily exchange rate on 1-15-26. Total Remaining to be Sold is the aggregate exercise price of warrants sold in the United States.
Filing timing	Date of first sale: Jan 15, 2026 · Form D filed: Jan 23, 2026 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	282 days (0.8 years)
Annual amendments	Issuer reported the offering may last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	1 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each comprised of one common share and one common share purchase warrant with an exercise price of C$0.10 and a term of 24 months
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
Signed by	David Watkinson, President and CEO (Jan 23, 2026)
Market context	Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $323,775. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Dec 11, 2024 D Other — $24,952 sold of $24,952 · 1 investors EDGAR ↗

Filing	Form D filed Dec 11, 2024 SEC file no. 021-531749 · accession 0001727689-24-000148
Raise progress	$24,952 sold of $24,952 offered (100%) · $0 remaining · first sale Nov 14, 2024 Issuer's note: Dollar amounts have been converted from Canadian dollars using the 0.7129 Bank of Canada daily exchange rate on 11-14-24.
Filing timing	Date of first sale: Nov 14, 2024 · Form D filed: Dec 11, 2024 (27 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	709 days (1.9 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	1 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
Signed by	David Watkinson, President and CEO (Dec 11, 2024)
Market context	Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $24,952. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Dec 23, 2022 D Other — $16,772 sold of $38,575 · 2 investors EDGAR ↗

Filing	Form D filed Dec 23, 2022 SEC file no. 021-468616 · accession 0001727689-22-000042
Raise progress	$16,772 sold of $38,575 offered (43%) · $21,803 remaining · first sale Oct 21, 2022 Issuer's note: Dollar amounts were converted from Canadian dollars using the 0.7292 Bank of Canada daily exchange rate in effect on 10-21-22. Total Remaining to be Sold represents the aggregate exercise price of all warrants issued to U.S. investors in the offering.
Filing timing	Date of first sale: Oct 21, 2022 · Form D filed: Dec 23, 2022 (63 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	1,464 days (4.0 years)
Annual amendments	Issuer reported the offering may last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	2 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each comprised of one common share and one common share purchase warrant having an exercise price of C$0.26 and a term of 24 months
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Proceeds of the offering may be used for general working capital purposes, including payments to officers and directors in the ordinary course, but proceeds are not specifically earmarked for such payments.
Signed by	David Watkinson, Chief Executive Officer (Dec 23, 2022)
Market context	Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $38,575. Typical range: $500,000–$7,000,000. Investors: 2. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Oct 26, 2020 D Other — $20,753 sold of $48,423 · 4 investors EDGAR ↗

Filing	Form D filed Oct 26, 2020 SEC file no. 021-378791 · accession 0001727689-20-000011
Raise progress	$20,753 sold of $48,423 offered (43%) · $27,670 remaining · first sale Sep 18, 2020 Issuer's note: US dollars in this Form D were converted from Canadian dollars using the 0.7584 Bank of Canada daily exchange rate on 9-18-20. Total Remaining to be Sold represents the aggregate exercise price of all warrants sold in the offering in the United States.
Filing timing	Date of first sale: Sep 18, 2020 · Form D filed: Oct 26, 2020 (38 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	2,227 days (6.1 years)
Annual amendments	Issuer reported the offering may last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	4 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted	$2,389
Securities offered	Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each comprised of one common share and one common share purchase warrant with a 2-year term and an exercise price of CAD$0.12.
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.) Issuer's note: Proceeds of the offering may be used for general working capital purposes and may thus be used for payments to officers and directors in the ordinary course but have not been specifically earmarked for such payments.
Signed by	David Watkinson, President and CEO (Oct 23, 2020)
Market context	Minimum investment: $2,389. Typical range for similar offerings: $5,000–$50,000. Offering size: $48,423. Typical range: $500,000–$7,000,000. Investors: 4. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Jan 15, 2013 D Other — $467,139 sold of $1,004,600 · 1 investors EDGAR ↗

Filing	Form D filed Jan 15, 2013 SEC file no. 021-190236 · accession 0001199392-13-000005
Raise progress	$467,139 sold of $1,004,600 offered (47%) · $537,461 remaining · first sale Dec 28, 2012 Issuer's note: Dollar amounts in this report have been converted to US dollars from Canadian dollars using the exchange rate of Cdn$1.00 = US$1.0046 in effect on 12-28-12.
Filing timing	Date of first sale: Dec 28, 2012 · Form D filed: Jan 15, 2013 (18 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	5,048 days (13.8 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	1 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each comprised of one common share and one-half common share purchase warrant. Each whole warrant entitles the holder to purchase, for a period of 24 months, one additional common share.
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed by	David Watkinson, President and Chief Executive Officer (Jan 14, 2013)
Market context	Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Dec 23, 2011 D Other — $294,510 sold of Indefinite · 5 investors EDGAR ↗

Filing	Form D filed Dec 23, 2011 SEC file no. 021-170676 · accession 0000950142-11-002084
Raise progress	$294,510 sold of Indefinite offered · Indefinite remaining · first sale Nov 18, 2011 Issuer's note: Units were offered in Canada and the U.S. The total amount of the offering was CDN $2,000,000. CDN $585,000 of Units remain to be sold. The above amount is converted from $CDN at the 11-18-2011 noon rate.
Filing timing	Date of first sale: Nov 18, 2011 · Form D filed: Dec 23, 2011 (35 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	5,454 days (14.9 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	5 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Other: Units, each unit consisting of one common share and one non-transferable common share purchase warrant.
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $10,000 (est.) Issuer's note: The gross proceeds of the offering may be used in part for general working capital, which may include salary payments.
Signed by	David Watkinson, President and Chief Executive Officer (Dec 23, 2011)
Market context	Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Mar 20, 2009 D Other — $200,600 sold of $800,000 · 10 investors EDGAR ↗

Filing	Form D filed Mar 20, 2009 SEC file no. 021-61607 · accession 0001199392-09-000003
Raise progress	$200,600 sold of $800,000 offered (25%) · $599,400 remaining · first sale Mar 5, 2009
Filing timing	Date of first sale: Mar 5, 2009 · Form D filed: Mar 20, 2009 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	6,442 days (17.6 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	10 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted	$100,000
Securities offered	Other: Units, each consisting of one common share and one non-transferable common share purchase warrant.
Entity details	Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Not Applicable (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Other
Who is paid to sell it	Maria C. von Adelung — no CRD number reported · associated broker-dealer: unknown
Money to insiders	Sales commissions: $0 · Finder's fees: $9,500 · Proceeds to officers, directors, promoters: $8,000 (est.) Issuer's note: The gross proceeds of $200,600 received will be used for general working capital, which may include salary payments to one or more Officers or Directors.
Signed by	I. Rodrigo A. Romo, Corporate Secretary (Mar 19, 2009)
Market context	Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

All Form D filings for this CIK on SEC EDGAR ↗. History: 1 new offering in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jan 23, 2026. Industry as reported, by offering: All 7 offerings reported: Other (2009–2026).

Key people (related persons as listed on Form D)

Name	Relationship	Address state	On filings (first → last)	Also listed on
Andrew MacRitchie	Director	British Columbia, Canada (as filed: A1)	Jan 15, 2013 → Jan 23, 2026 on 5 of 7 filings listed on the latest filing	8 other issuers
David Watkinson also filed as David G. Watkinson	Executive Officer, Director	CA	Mar 20, 2009 → Jan 23, 2026 on 7 of 7 filings listed on the latest filing	1 other issuer
Grant Smith also filed as Grant T. Smith	Executive Officer, Director	British Columbia, Canada (as filed: A1)	Jan 15, 2013 → Jan 23, 2026 on 3 of 7 filings listed on the latest filing	4 other issuers
Julien Davy	Director	British Columbia, Canada (as filed: A1)	Dec 23, 2022 → Jan 23, 2026 on 3 of 7 filings listed on the latest filing	1 other issuer
Michael Leahy	Director	British Columbia, Canada (as filed: A1)	Jan 23, 2026 on 1 of 7 filings listed on the latest filing	—
Vincent Garibaldi	Director	British Columbia, Canada (as filed: A1)	Oct 26, 2020 → Dec 11, 2024 on 3 of 7 filings not listed on the latest filing (Jan 23, 2026)	—
Robert Rosner	Executive Officer, Director	British Columbia, Canada (as filed: A1)	Oct 26, 2020 → Dec 23, 2022 on 2 of 7 filings not listed on the latest filing (Jan 23, 2026)	3 other issuers
Kenneth R. Yurichuk	Executive Officer, Director	Ontario, Canada (as filed: A6)	Mar 20, 2009 → Jan 15, 2013 on 3 of 7 filings not listed on the latest filing (Jan 23, 2026)	1 other issuer
Sargent H. Berner	Executive Officer, Director	British Columbia, Canada (as filed: A1)	Mar 20, 2009 → Jan 15, 2013 on 3 of 7 filings not listed on the latest filing (Jan 23, 2026)	4 other issuers
Stephen J. Wilkinson	Director, Executive Officer	British Columbia, Canada (as filed: A1)	Mar 20, 2009 → Jan 15, 2013 on 3 of 7 filings not listed on the latest filing (Jan 23, 2026)	1 other issuer
William J. Witte	Director	British Columbia, Canada (as filed: A1)	Mar 20, 2009 → Jan 15, 2013 on 3 of 7 filings not listed on the latest filing (Jan 23, 2026)	1 other issuer
I. Rodrigo A. Romo	Executive Officer	British Columbia, Canada (as filed: A1)	Mar 20, 2009 on 1 of 7 filings not listed on the latest filing (Jan 23, 2026)	1 other issuer
Robin A. W. Elliott	Director	British Columbia, Canada (as filed: A1)	Mar 20, 2009 on 1 of 7 filings not listed on the latest filing (Jan 23, 2026)	—

Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Andrew J. MacRitchie) — the filing on EDGAR is the source.

Connections

Other issuers listing the same people:

PACIFIC RIDGE EXPLORATION LTD — Sargent H. Berner · latest filing Jul 22, 2026
Ameriwest Critical Metals Inc. — David Watkinson · latest filing Mar 27, 2026
Fairchild Gold Corp. — Robert Rosner · latest filing Jun 18, 2025
Heliostar Metals Ltd. — Grant T. Smith · latest filing Jul 20, 2023
Winshear Gold Corp. — Andrew MacRitchie · latest filing May 22, 2023
FireFox Gold Corp. — Andrew MacRitchie · latest filing Nov 4, 2022
VIRGINIA ENERGY RESOURCES INC — Andrew MacRitchie · latest filing Oct 21, 2021
CAT Strategic Metals Corp — Robert Rosner · latest filing Jun 2, 2021
CAT Strategic Metals Corp — Julien Davy · latest filing Jun 2, 2021
Lucky Minerals Inc. — Robert Rosner · latest filing Mar 4, 2021
Goldplay Mining Inc. — Andrew MacRitchie · latest filing Feb 18, 2021
Roughrider Exploration Ltd — Andrew MacRitchie · latest filing Apr 15, 2020
Skeena Resources Ltd — Andrew MacRitchie · latest filing May 1, 2019
Buckingham Copper Corp. — Andrew MacRitchie · latest filing Apr 19, 2019
Eros Resources Corp. — Andrew MacRitchie · latest filing Jul 25, 2017
Aurora Solar Technologies Inc. — Grant T. Smith · latest filing Jul 26, 2016
Premium Exploration Inc — Grant T. Smith · latest filing Jan 7, 2014
RIVERSTONE RESOURCES INC — I. Rodrigo A. Romo · latest filing Dec 21, 2012
El Tigre Silver Corp. — Grant T. Smith · latest filing Oct 30, 2012
Enterprise Energy Resources Ltd. — Sargent H. Berner · latest filing Aug 12, 2011
VALGOLD RESOURCES LTD — Stephen J. Wilkinson · latest filing Apr 22, 2010
VALGOLD RESOURCES LTD — Kenneth R. Yurichuk · latest filing Apr 22, 2010
VALGOLD RESOURCES LTD — Sargent H. Berner · latest filing Apr 22, 2010
VALGOLD RESOURCES LTD — William J. Witte · latest filing Apr 22, 2010
Cap-Link Ventures Ltd. — Sargent H. Berner · latest filing Dec 16, 2009

Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Meta advertising

Meta advertising Meta Pixel and page links found on the sponsor's own site; ads from Meta's Ad Library where the API returns them

Not yet searched.

Sources to be searched: the sponsor's website (none on record yet; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.

Public profiles

Public profiles official links and public statements, each with its source and date

Not found in sources searched.

Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website is known only from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim or Form ADV Item 1.I of its matched adviser — we never look it up elsewhere. We never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for issuers located outside the US (business address code as filed: A1; jurisdiction of organization as filed: BRITISH COLUMBIA, CANADA) yet).

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