PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

Sponsor Check › Sponsor group

R

Rmb

One sponsor team, 26 deal companies · Chicago, IL

Grouped because: 10 shared people, 7 shared management entities, same business address (21 issuers), similar issuer names (23) · 15 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

26deal companies
$1.08Breported sold
1,719investors
154Form D filings
2009–2026active
1new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 29, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:14 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Rmb is a sponsor group of 26 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, same business address; automatic match from the filings), filing 154 Form D filings between Mar 2009 and Sep 2026.

What this means One team, 26 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.08B to 1,719 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (26). Issuers are based in IL (21), Cayman Islands (as filed: E9) (3), FL (1), NC (1).

What this means $1.08B raised across the group, about $626K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Frederick Paulman (20 issuers, director), Richard M. Burridge (20 issuers, director), Don Bechter (19 issuers, director), Walter Clark (15 issuers, director), Curi Capital, LLC (7 issuers, executive officer and director, entity) and 28 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Sep 29, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: CURI CAPITAL, LLC; MENDON CAPITAL ADVISORS CORP.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 154 public filings for Rmb and found 25 differences, 9 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Rmb has not run yet — it is joining a line of 4,794 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found so far — 26 of 26 issuers searched (federal courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched.. Searched so far: 26 of 26 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rmb..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found so far — 26 of 26 issuers searched (federal bankruptcy courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only).. Searched so far: 26 of 26 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

25 differences found between the filings for Rmb — 9 worth asking about (compared the newest 50 of 154 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jul 30, 2021 – Apr 6, 2022

Amount sold went down between filings — Mendon Capital Ltd.

The Jul 30, 2021 filing says $8,902,999 sold; the Apr 6, 2022 Form D/A says $3,462,914 sold — $5,440,085 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗Mendon Capital Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2021 – Apr 6, 2022

Amount sold went down between filings — MENDON CAPITAL LLC

The Jul 30, 2021 filing says $67,106,833 sold; the Apr 6, 2022 Form D/A says $9,796,600 sold — $57,310,233 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗MENDON CAPITAL LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2021 – Apr 6, 2022

Investor count went down between filings — Mendon Capital Ltd.

The Jul 30, 2021 filing reports 23 investors; the Apr 6, 2022 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗Mendon Capital Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2021 – Apr 6, 2022

Investor count went down between filings — MENDON CAPITAL LLC

The Jul 30, 2021 filing reports 94 investors; the Apr 6, 2022 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗MENDON CAPITAL LLC — PartnerFacts page ↗
Sources
Worth asking · Dec 1, 2025 – Feb 5, 2026

Form D filed 66 days after the first sale — RMB Private Investment Opportunities LLC - Series 4

The filing says the first sale was Dec 1, 2025. The Form D was filed Feb 5, 2026 — 66 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 51 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 5, 2026 ↗RMB Private Investment Opportunities LLC - Series 4 — PartnerFacts page ↗
Sources
Worth asking · Sep 1, 2003 – May 5, 2021

Form D filed 6,456 days after the first sale — Outstanding Businesses Limited Partnership

The filing says the first sale was Sep 1, 2003. The Form D was filed May 5, 2021 — 6,456 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6,441 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 5, 2021 ↗Outstanding Businesses Limited Partnership — PartnerFacts page ↗
Sources
Worth asking · May 5, 2021 – May 15, 2026

20 people are no longer listed on a later amendment

Curi RMB Capital, LLC is no longer listed on the May 15, 2026 amendment — Outstanding Businesses Limited Partnership · RMB Capital Holdings, LLC is no longer listed on the Oct 7, 2025 amendment — RMB Real Estate Opportunities QP LLC - Series 4 · Curi RMB Capital, LLC is no longer listed on the Oct 7, 2025 amendment — RMB Real Estate Opportunities QP LLC - Series 4 · RMB Capital Holdings, LLC is no longer listed on the Sep 29, 2025 amendment — RMB Private Equity Opportunities QP LLC - Series 5 · Curi RMB Capital, LLC is no longer listed on the Sep 29, 2025 amendment — RMB Private Equity Opportunities QP LLC - Series 5 · and 15 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · May 15, 2025 ↗Form D/A · May 15, 2026 ↗Curi RMB Capital, LLC — PartnerFacts page ↗Outstanding Businesses Limited Partnership — PartnerFacts page ↗
Sources
Worth asking · Apr 9, 2015 – Apr 10, 2015

2 separate companies in this group use the same name: "Mendon Capital QP Ltd."

CIK 1639145 (first filed Apr 9, 2015, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1639084 (first filed Apr 10, 2015, Chicago, IL).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Mendon Capital QP Ltd. — PartnerFacts page ↗Mendon Capital QP LP — PartnerFacts page ↗EDGAR filer page · CIK 1639145 ↗EDGAR filer page · CIK 1639084 ↗
Sources
Worth asking · Mar 18, 2010

2 separate companies in this group use the same name: "Mendon Capital Ltd."

CIK 1254229 (first filed Mar 18, 2010, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1031376 (first filed Mar 18, 2010, Key Largo, FL).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Mendon Capital Ltd. — PartnerFacts page ↗MENDON CAPITAL LLC — PartnerFacts page ↗EDGAR filer page · CIK 1254229 ↗EDGAR filer page · CIK 1031376 ↗
Sources
Note · Aug 8, 2024 – Aug 27, 2024

Form D filed 19 days after the first sale — RMB Private Investment Opportunities LLC - Series 2

The filing says the first sale was Aug 8, 2024. The Form D was filed Aug 27, 2024 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 27, 2024 ↗RMB Private Investment Opportunities LLC - Series 2 — PartnerFacts page ↗
Sources
Note · May 5, 2021 – May 20, 2022

John Michael Day's role changed at Outstanding Businesses Limited Partnership: executive officer → promoter

The May 5, 2021 filing lists John Michael Day as executive officer; the May 20, 2022 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 5, 2021 ↗Form D/A · May 20, 2022 ↗John Michael Day — PartnerFacts page ↗Outstanding Businesses Limited Partnership — PartnerFacts page ↗
Sources
Note · Feb 1, 2010 – Oct 7, 2025

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — RMB Real Estate Opportunities QP LLC - Series 4 (latest filing Oct 7, 2025) · No amendment in the last 12 months on an offering that may still be open — RMB Private Investment Opportunities LLC - Series 2 (latest filing Aug 27, 2025) · No amendment in the last 12 months on an offering that may still be open — RMB Japan Opportunities Fund, LP (latest filing Sep 13, 2024) · No amendment in the last 12 months on an offering that may still be open — RMB Private Equity Opportunities QP LLC - Series 4 (latest filing Apr 4, 2024) · No amendment in the last 12 months on an offering that may still be open — RMB Private Investment Opportunities LLC - Series 1 (latest filing Jul 15, 2022) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 7, 2025 ↗RMB Real Estate Opportunities QP LLC - Series 4 — PartnerFacts page ↗Form D/A · Aug 27, 2025 ↗RMB Private Investment Opportunities LLC - Series 2 — PartnerFacts page ↗
Sources
Note · May 15, 2025 – Aug 15, 2025

Christopher Graff is written 2 different ways on the filings

listed as "Christopher M. Graff" on 2 filings (from May 15, 2025), and "Christopher Graff" on 3 filings (from Aug 15, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 15, 2025 ↗Form D · Aug 15, 2025 ↗Christopher Graff — PartnerFacts page ↗
Sources
Note · May 20, 2022 – May 15, 2024

COLIN MICHAEL KELLY is written 2 different ways on the filings

listed as "Colin Micheal Kelly" on 2 filings (from May 20, 2022), and "Colin Michael Kelly" on the May 15, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 20, 2022 ↗Form D/A · May 15, 2024 ↗COLIN MICHAEL KELLY — PartnerFacts page ↗
Sources
Note · Sep 6, 2012 – Jan 24, 2020

Richard M. Burridge is written 3 different ways on the filings

listed as "Richard M. Burridge" on 55 filings (from Sep 6, 2012), and "Richard Burridge, Jr." on 14 filings (from Sep 27, 2013), and "Richard M. Burridge, Jr." on 7 filings (from Jan 24, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 6, 2012 ↗Form D/A · Sep 27, 2013 ↗Form D/A · Jan 24, 2020 ↗Richard M. Burridge — PartnerFacts page ↗
Sources
Note · May 15, 2024 – May 15, 2025

Address moved from Raleigh, NC to Chicago, IL — Outstanding Businesses Limited Partnership

The people listed on the May 15, 2024 filing give Raleigh, NC; on the May 15, 2025 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 15, 2024 ↗Form D/A · May 15, 2025 ↗Outstanding Businesses Limited Partnership — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – Apr 6, 2022

Address moved from Chicago, IL to Key Largo, FL — MENDON CAPITAL LLC

The people listed on the Jul 30, 2021 filing give Chicago, IL; on the Apr 6, 2022 filing they give Key Largo, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jul 30, 2021 ↗Form D/A · Apr 6, 2022 ↗MENDON CAPITAL LLC — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – Apr 6, 2022

Minimum investment changed between filings — Mendon Capital Ltd.

The Jul 30, 2021 filing lists a minimum of $250,000; the Apr 6, 2022 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗Mendon Capital Ltd. — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – Apr 6, 2022

Minimum investment changed between filings — MENDON CAPITAL LLC

The Jul 30, 2021 filing lists a minimum of $250,000; the Apr 6, 2022 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 30, 2021 ↗Form D/A (later) · Apr 6, 2022 ↗MENDON CAPITAL LLC — PartnerFacts page ↗
Sources
Note · Sep 11, 2026

Address on file is a registered agent / shared office — Mendon Capital Ltd.

The latest filing lists C/O Maples Corporate Services Ltd., Ugland House, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 13 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Sep 11, 2026 ↗Mendon Capital Ltd. — PartnerFacts page ↗
Sources
Note · Apr 5, 2021

Address on file is a registered agent / shared office — Mendon Capital QP Ltd.

The latest filing lists C/O Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 351 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Apr 5, 2021 ↗Mendon Capital QP Ltd. — PartnerFacts page ↗
Sources
Note · Mar 26, 2021

Address on file is a registered agent / shared office — Mendon Global Long/Short Financial QP Offshore Fund Ltd

The latest filing lists C/O Maples And Calder, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 9 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Mar 26, 2021 ↗Mendon Global Long/Short Financial QP Offshore Fund Ltd — PartnerFacts page ↗
Sources
Note · Oct 24, 2013 – Sep 29, 2026

Member companies were formed in 3 different states

Delaware (22), Cayman Islands (3), North Carolina (1) — out of 26 member issuers. The odd ones out: Mendon Capital Ltd. (Cayman Islands); Outstanding Businesses Limited Partnership (North Carolina); Mendon Capital QP Ltd. (Cayman Islands); Mendon Global Long/Short Financial QP Offshore Fund Ltd (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Rmb — sponsor group page ↗Mendon Capital Ltd. — PartnerFacts page ↗Outstanding Businesses Limited Partnership — PartnerFacts page ↗Mendon Capital QP Ltd. — PartnerFacts page ↗
Sources
Note · Oct 24, 2013 – Sep 29, 2026

Member companies list addresses in 4 different states

IL (21), Cayman Islands (as filed: E9) (3), FL (1), NC (1). 3 members use a registered-agent or shared-office address: Mendon Capital Ltd. (C/O Maples Corporate Services Ltd., Ugland House, Grand Cayman, Cayman Islands (as filed: E9)); Mendon Capital QP Ltd. (C/O Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9)); Mendon Global Long/Short Financial QP Offshore Fund Ltd (C/O Maples And Calder, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Rmb — sponsor group page ↗Mendon Capital Ltd. — PartnerFacts page ↗Mendon Capital QP Ltd. — PartnerFacts page ↗Mendon Global Long/Short Financial QP Offshore Fund Ltd — PartnerFacts page ↗
Sources
Note · Mar 18, 2010 – Sep 11, 2026

4 issuers used a different name before

Issuer used a different name before — Mendon Capital Ltd. · Issuer used a different name before — Series 1 of RMB Fixed Income Opportunities QP LLC · Issuer used a different name before — RMB Japan Opportunities Fund, LP · Issuer used a different name before — RMB Private Equity Opportunities QP LLC Series 3

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗Mendon Capital Ltd. — PartnerFacts page ↗EDGAR filer page ↗Series 1 of RMB Fixed Income Opportunities QP LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 154 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

2 of 31 offerings report sales commissions totalling $162,578; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 29, 2026 D/A
RMB Private Equity Opportunities QP LLC - Series 5
File 021-525169
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2026 D/A
MENDON CAPITAL LLC
File 021-222285
$0$0$0
The Manager is entitled to a Management Fee and Incentive Allocation as set forth in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Sep 11, 2026 D/A
Mendon Capital Ltd.
File 021-222396
$0$0$0
The Investment Manager is entitled to a Management Fee and Incentive Fee as set forth in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Sep 10, 2026 D/A
Series 1 of RMB Fixed Income Opportunities QP LLC
File 021-183718
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2026 D/A
Curi Capital Private Markets Fund, LP
File 021-554904
$0$0$0None listed on this filingEDGAR ↗
May 15, 2026 D/A
Outstanding Businesses Limited Partnership
File 021-398292
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2026 D
RMB Private Investment Opportunities LLC - Series 4
File 021-572490
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2025 D/A
RMB Real Estate Opportunities QP LLC - Series 4
File 021-525973
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2025 D/A
RMB Private Investment Opportunities LLC - Series 2
File 021-522532
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2025 D
RMB Private Investment Opportunities LLC - Series 3
File 021-548764
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2024 D/A
RMB Japan Opportunities Fund, LP
File 021-140342
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 4, 2024 D/A
RMB Private Equity Opportunities QP LLC - Series 4
File 021-477878
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2022 D
RMB Private Investment Opportunities LLC - Series 1
File 021-452541
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2022 D/A
RMB Private Equity Opportunities QP LLC Series 3
File 021-364449
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2022 D/A
RMB Real Estate Opportunties QP LLC Series 3
File 021-395250
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2021 D/A
Series 2 of RMB Private Equity Opportunities QP LLC
File 021-241889
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2021 D/A
Mendon Capital QP Ltd.
File 021-237612
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2021 D/A
Mendon Capital QP LP
File 021-237742
$0$0$0None listed on this filingEDGAR ↗
Mar 26, 2021 D/A
Mendon Global Long/Short Financial QP Offshore Fund Ltd
File 021-308544
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2021 D/A
Mendon Global Long/Short Financial QP Fund LP
File 021-305468
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2021 D/A
RMB Real Estate Opportunities QP LLC Series 2
File 021-255960
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2020 D/A
Iron Road Long/Short Equity Fund LP
File 021-300356
$0$0$0None listed on this filingEDGAR ↗
May 5, 2020 D
Outstanding Businesses Limited Partnership
File 021-366278
$0$0$0None listed on this filingEDGAR ↗
May 7, 2019 D
Outstanding Businesses Limited Partnership
File 021-338968
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2018 D/A
RMB Equity Opportunities QP LLC Series 1
File 021-266731
$0$0$0None listed on this filingEDGAR ↗
May 7, 2018 D/A
Outstanding Businesses Limited Partnership
File 021-67171
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2017 D/A
1837 Partners QP L.P.
File 021-175640
$0$0$0None listed on this filingEDGAR ↗
Oct 22, 2014 D/A
Series 1 of RMB Real Estate Opportunities QP LLC
File 021-205120
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2014 D/A
MENDON CAPITAL LLC
File 021-56862
$157,870$0$0Charles Halsey BrokerCheck CRD 1200688 ↗
via Inter Securities Ltd, (CRD 40733 ↗)

Channel Capital Group LLC BrokerCheck CRD 118697 ↗
via Channel Capital Group LLC (CRD 118697 ↗)

Moors and Cabot BrokerCheck CRD 594 ↗
via Moors and Cabot (CRD 594 ↗)

Michael Hamblett BrokerCheck CRD 2549123 ↗
via Burnham Securities (CRD 22549 ↗)

David Kailbourne BrokerCheck CRD 2386163 ↗
via Assent LLC (CRD 104162 ↗)

Anthony Woodruff BrokerCheck CRD 1483499 ↗
via Moors and Cabot (CRD 594 ↗)
EDGAR ↗
Mar 14, 2014 D/A
Mendon Capital Ltd.
File 021-56854
$4,708$0$0Moors and Cabot BrokerCheck CRD 594 ↗
via Moors and Cabot (CRD 594 ↗)

Fintrust Brokerage BrokerCheck CRD 41608 ↗
via Fintrust Brokerage (CRD 41608 ↗)
EDGAR ↗
Oct 24, 2013 D
Series 1 of RMB Private Equity Opportunities QP LLC
File 021-205173
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 26 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Rmb in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗OB Outstanding Businesses Limited Partnershipshared people, shared management entity, similar issuer namesRALEIGH, NCPooled Investment Fund18$163,323,687
offering Indefinite · similar: $155,000–$5,250,000
116
similar: 4–27
$250,000
similar: $1,000–$100,000
2009–2026
EDGAR ↗MC MENDON CAPITAL LLCshared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)KEY LARGO, FLPooled Investment Fund17$70,133,161
offering Indefinite · similar: $155,000–$5,250,000
94
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗MC Mendon Capital Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund17$41,893,752
offering Indefinite · similar: $155,000–$5,250,000
44
similar: 4–27
$100,000
similar: $1,000–$100,000
2010–2026
EDGAR ↗RJ RMB Japan Opportunities Fund, LPshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund17$110,000,672
offering Indefinite · similar: $155,000–$5,250,000
183
similar: 4–27
$250,000
similar: $1,000–$100,000
2010–2024
EDGAR ↗1P 1837 Partners QP L.P.shared people, same business address, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund6$74,710,961
offering Indefinite · similar: $155,000–$5,250,000
130
similar: 4–27
$250,000
similar: $1,000–$100,000
2012–2017
EDGAR ↗S1 Series 1 of RMB Fixed Income Opportunities QP LLCshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund15$163,996,762
offering Indefinite · similar: $155,000–$5,250,000
292
similar: 4–27
$250,000
similar: $1,000–$100,000
2012–2026
EDGAR ↗S1 Series 1 of RMB Real Estate Opportunities QP LLCshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund2$17,155,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$250,000
similar: $1,000–$100,000
2013–2014
EDGAR ↗S1 Series 1 of RMB Private Equity Opportunities QP LLCshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund1$16,000,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$250,000
similar: $1,000–$100,000
2013–2013
EDGAR ↗MC Mendon Capital QP Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund7$149,790,000
offering Indefinite · similar: $155,000–$5,250,000
98
similar: 4–27
$250,000
similar: $1,000–$100,000
2015–2021
EDGAR ↗MC Mendon Capital QP LPshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund7$154,035,000
offering Indefinite · similar: $155,000–$5,250,000
99
similar: 4–27
$250,000
similar: $1,000–$100,000
2015–2021
EDGAR ↗S2 Series 2 of RMB Private Equity Opportunities QP LLCshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund7$12,825,000
offering Indefinite · similar: $155,000–$5,250,000
37
similar: 4–27
$250,000
similar: $1,000–$100,000
2015–2021
EDGAR ↗RR RMB Real Estate Opportunities QP LLC Series 2shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund6$13,500,000
offering Indefinite · similar: $155,000–$5,250,000
35
similar: 4–27
$250,000
similar: $1,000–$100,000
2016–2021
EDGAR ↗RE RMB Equity Opportunities QP LLC Series 1shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund3$8,113,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
$250,000
similar: $1,000–$100,000
2016–2018
EDGAR ↗IR Iron Road Long/Short Equity Fund LPshared people, same business address, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund4$15,023,038
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
$250,000
similar: $1,000–$100,000
2017–2020
EDGAR ↗MG Mendon Global Long/Short Financial QP Fund LPshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)CHICAGO, ILPooled Investment Fund4$32,558,021
offering Indefinite · similar: $155,000–$5,250,000
33
similar: 4–27
$250,000
similar: $1,000–$100,000
2018–2021
EDGAR ↗MG Mendon Global Long/Short Financial QP Offshore Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund4$5,950,000
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$250,000
similar: $1,000–$100,000
2018–2021
EDGAR ↗RP RMB Private Equity Opportunities QP LLC Series 3shared people, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund3$27,650,000
offering Indefinite · similar: $155,000–$5,250,000
56
similar: 4–27
$250,000
similar: $1,000–$100,000
2020–2022
EDGAR ↗RR RMB Real Estate Opportunties QP LLC Series 3shared people, same business addressCHICAGO, ILPooled Investment Fund2$7,250,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$250,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗RP RMB Private Investment Opportunities LLC - Series 1shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$3,500,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
$50,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗RP RMB Private Equity Opportunities QP LLC - Series 4shared people, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$31,400,000
offering Indefinite · similar: $155,000–$5,250,000
73
similar: 4–27
$250,000
similar: $1,000–$100,000
2023–2024
EDGAR ↗RP RMB Private Investment Opportunities LLC - Series 2shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$15,740,000
offering Indefinite · similar: $155,000–$5,250,000
54
similar: 4–27
$50,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗RP RMB Private Equity Opportunities QP LLC - Series 5shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund3$12,325,000
offering Indefinite · similar: $500,000–$16,420,250
38
similar: 2–28
$250,000
similar: $5,000–$100,000
2024–2026
EDGAR ↗RR RMB Real Estate Opportunities QP LLC - Series 4shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$13,825,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$250,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗RP RMB Private Investment Opportunities LLC - Series 3shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$150,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CC Curi Capital Private Markets Fund, LPshared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund2$9,400,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$250,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗RP RMB Private Investment Opportunities LLC - Series 4shared people, shared management entity, same business address, similar issuer namesCHICAGO, ILPooled Investment Fund1$31,275,000
offering Indefinite · similar: $155,000–$5,250,000
75
similar: 4–27
$150,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 29, 2026RMB Private Equity Opportunities QP LLC - Series 5D/APooled Investment FundIndefinite$12,325,000
EDGAR ↗Sep 11, 2026Mendon Capital Ltd.D/APooled Investment FundIndefinite$3,462,914
EDGAR ↗Sep 11, 2026MENDON CAPITAL LLCD/APooled Investment FundIndefinite$9,796,600
EDGAR ↗Sep 10, 2026Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$163,996,762
EDGAR ↗Aug 17, 2026Curi Capital Private Markets Fund, LPD/APooled Investment FundIndefinite$9,400,000
EDGAR ↗May 15, 2026Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$163,323,687
EDGAR ↗Feb 5, 2026RMB Private Investment Opportunities LLC - Series 4DPooled Investment FundIndefinite$31,275,000
EDGAR ↗Oct 7, 2025RMB Real Estate Opportunities QP LLC - Series 4D/APooled Investment FundIndefinite$13,825,000
EDGAR ↗Sep 29, 2025RMB Private Equity Opportunities QP LLC - Series 5D/APooled Investment FundIndefinite$0
EDGAR ↗Sep 11, 2025Mendon Capital Ltd.D/APooled Investment FundIndefinite$3,462,914
EDGAR ↗Sep 11, 2025MENDON CAPITAL LLCD/APooled Investment FundIndefinite$9,796,600
EDGAR ↗Sep 10, 2025Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$160,946,762
EDGAR ↗Aug 27, 2025RMB Private Investment Opportunities LLC - Series 2D/APooled Investment FundIndefinite$15,740,000
EDGAR ↗Aug 15, 2025Curi Capital Private Markets Fund, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 12, 2025RMB Private Investment Opportunities LLC - Series 3DPooled Investment FundIndefinite$0
EDGAR ↗May 15, 2025Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$163,223,687
EDGAR ↗Oct 7, 2024RMB Real Estate Opportunities QP LLC - Series 4DPooled Investment FundIndefinite$0
EDGAR ↗Sep 27, 2024RMB Private Equity Opportunities QP LLC - Series 5DPooled Investment FundIndefinite$0
EDGAR ↗Sep 13, 2024RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$110,000,672
EDGAR ↗Sep 11, 2024MENDON CAPITAL LLCD/APooled Investment FundIndefinite$9,796,600
EDGAR ↗Sep 11, 2024Mendon Capital Ltd.D/APooled Investment FundIndefinite$3,462,914
EDGAR ↗Sep 9, 2024Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$154,471,762
EDGAR ↗Aug 27, 2024RMB Private Investment Opportunities LLC - Series 2DPooled Investment FundIndefinite$15,740,000
EDGAR ↗May 15, 2024Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$163,223,687
EDGAR ↗Apr 4, 2024RMB Private Equity Opportunities QP LLC - Series 4D/APooled Investment FundIndefinite$31,400,000
EDGAR ↗Sep 13, 2023RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$109,750,672
EDGAR ↗Sep 7, 2023Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$154,221,762
EDGAR ↗May 19, 2023Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$162,223,687
EDGAR ↗Apr 4, 2023RMB Private Equity Opportunities QP LLC - Series 4DPooled Investment FundIndefinite$21,650,000
EDGAR ↗Sep 26, 2022RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$109,500,672
EDGAR ↗Sep 7, 2022Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$127,239,037
EDGAR ↗Jul 15, 2022RMB Private Investment Opportunities LLC - Series 1DPooled Investment FundIndefinite$3,500,000
EDGAR ↗May 20, 2022Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$162,223,687
EDGAR ↗Apr 7, 2022RMB Real Estate Opportunties QP LLC Series 3D/APooled Investment FundIndefinite$7,250,000
EDGAR ↗Apr 7, 2022RMB Private Equity Opportunities QP LLC Series 3D/APooled Investment FundIndefinite$27,650,000
EDGAR ↗Apr 6, 2022MENDON CAPITAL LLCD/APooled Investment FundIndefinite$9,796,600
EDGAR ↗Apr 6, 2022Mendon Capital Ltd.D/APooled Investment FundIndefinite$3,462,914
EDGAR ↗Sep 24, 2021RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$89,698,179
EDGAR ↗Sep 7, 2021Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$121,923,037
EDGAR ↗Jul 30, 2021MENDON CAPITAL LLCD/APooled Investment FundIndefinite$67,106,833
EDGAR ↗Jul 30, 2021Mendon Capital Ltd.D/APooled Investment FundIndefinite$8,902,999
EDGAR ↗Jun 14, 2021Series 2 of RMB Private Equity Opportunities QP LLCD/APooled Investment FundIndefinite$12,825,000
EDGAR ↗May 5, 2021Outstanding Businesses Limited PartnershipDPooled Investment FundIndefinite$160,913,687
EDGAR ↗Apr 9, 2021RMB Real Estate Opportunties QP LLC Series 3DPooled Investment FundIndefinite$5,250,000
EDGAR ↗Apr 7, 2021RMB Private Equity Opportunities QP LLC Series 3D/APooled Investment FundIndefinite$27,650,000
EDGAR ↗Apr 5, 2021Mendon Capital QP Ltd.D/APooled Investment FundIndefinite$123,062,558
EDGAR ↗Apr 5, 2021Mendon Capital QP LPD/APooled Investment FundIndefinite$154,035,000
EDGAR ↗Mar 26, 2021Mendon Global Long/Short Financial QP Offshore Fund LtdD/APooled Investment FundIndefinite$5,950,000
EDGAR ↗Feb 12, 2021Mendon Global Long/Short Financial QP Fund LPD/APooled Investment FundIndefinite$32,558,021
EDGAR ↗Jan 25, 2021RMB Real Estate Opportunities QP LLC Series 2D/APooled Investment FundIndefinite$13,500,000
EDGAR ↗Dec 4, 2020Iron Road Long/Short Equity Fund LPD/APooled Investment FundIndefinite$15,023,038
EDGAR ↗Sep 25, 2020RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$87,268,179
EDGAR ↗Sep 4, 2020Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$116,374,272
EDGAR ↗Jul 31, 2020Mendon Capital Ltd.D/APooled Investment FundIndefinite$8,902,999
EDGAR ↗Jul 31, 2020MENDON CAPITAL LLCD/APooled Investment FundIndefinite$67,106,833
EDGAR ↗Jun 12, 2020Series 2 of RMB Private Equity Opportunities QP LLCD/APooled Investment FundIndefinite$12,825,000
EDGAR ↗May 5, 2020Outstanding Businesses Limited PartnershipDPooled Investment FundIndefinite$157,799,268
EDGAR ↗Apr 7, 2020RMB Private Equity Opportunities QP LLC Series 3DPooled Investment FundIndefinite$23,700,000
EDGAR ↗Apr 3, 2020Mendon Capital QP Ltd.D/APooled Investment FundIndefinite$123,062,558
EDGAR ↗Apr 3, 2020Mendon Capital QP LPD/APooled Investment FundIndefinite$154,035,000
EDGAR ↗Mar 27, 2020Mendon Global Long/Short Financial QP Offshore Fund LtdD/APooled Investment FundIndefinite$5,950,000
EDGAR ↗Feb 12, 2020Mendon Global Long/Short Financial QP Fund LPD/APooled Investment FundIndefinite$32,558,021
EDGAR ↗Jan 24, 2020RMB Real Estate Opportunities QP LLC Series 2D/APooled Investment FundIndefinite$13,500,000
EDGAR ↗Dec 6, 2019Iron Road Long/Short Equity Fund LPD/APooled Investment FundIndefinite$14,723,038
EDGAR ↗Sep 27, 2019RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$83,823,179
EDGAR ↗Sep 6, 2019Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$91,121,272
EDGAR ↗Aug 2, 2019Mendon Capital Ltd.D/APooled Investment FundIndefinite$8,902,999
EDGAR ↗Aug 2, 2019MENDON CAPITAL LLCD/APooled Investment FundIndefinite$66,606,833
EDGAR ↗Jun 14, 2019Series 2 of RMB Private Equity Opportunities QP LLCD/APooled Investment FundIndefinite$12,825,000
EDGAR ↗May 7, 2019Outstanding Businesses Limited PartnershipDPooled Investment FundIndefinite$149,217,456
EDGAR ↗Apr 5, 2019Mendon Capital QP Ltd.D/APooled Investment FundIndefinite$149,790,000
EDGAR ↗Apr 5, 2019Mendon Capital QP LPD/APooled Investment FundIndefinite$149,790,000
EDGAR ↗Mar 26, 2019Mendon Global Long/Short Financial QP Offshore Fund LtdD/APooled Investment FundIndefinite$5,950,000
EDGAR ↗Feb 12, 2019Mendon Global Long/Short Financial QP Fund LPD/APooled Investment FundIndefinite$32,458,021
EDGAR ↗Jan 25, 2019RMB Real Estate Opportunities QP LLC Series 2D/APooled Investment FundIndefinite$13,500,000
EDGAR ↗Dec 7, 2018Iron Road Long/Short Equity Fund LPD/APooled Investment FundIndefinite$12,868,038
EDGAR ↗Sep 28, 2018RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$73,641,361
EDGAR ↗Sep 6, 2018Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$81,801,272
EDGAR ↗Aug 2, 2018Mendon Capital Ltd.D/APooled Investment FundIndefinite$8,752,999
EDGAR ↗Aug 2, 2018MENDON CAPITAL LLCD/APooled Investment FundIndefinite$64,766,833
EDGAR ↗Jul 11, 2018RMB Equity Opportunities QP LLC Series 1D/APooled Investment FundIndefinite$8,113,000
EDGAR ↗Jun 15, 2018Series 2 of RMB Private Equity Opportunities QP LLCD/APooled Investment FundIndefinite$12,825,000
EDGAR ↗May 7, 2018Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$140,725,548
EDGAR ↗Apr 6, 2018Mendon Capital QP Ltd.D/APooled Investment FundIndefinite$50,077,558
EDGAR ↗Apr 6, 2018Mendon Capital QP LPD/APooled Investment FundIndefinite$114,968,000
EDGAR ↗Mar 26, 2018Mendon Global Long/Short Financial QP Offshore Fund LtdDPooled Investment FundIndefinite$2,000,000
EDGAR ↗Feb 13, 2018Mendon Global Long/Short Financial QP Fund LPDPooled Investment FundIndefinite$2,400,000
EDGAR ↗Jan 26, 2018RMB Real Estate Opportunities QP LLC Series 2D/APooled Investment FundIndefinite$13,500,000
EDGAR ↗Dec 8, 2017Iron Road Long/Short Equity Fund LPDPooled Investment FundIndefinite$4,491,038
EDGAR ↗Sep 28, 2017RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$52,886,361
EDGAR ↗Sep 6, 2017Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$73,938,772
EDGAR ↗Aug 2, 2017Mendon Capital Ltd.D/APooled Investment FundIndefinite$8,302,999
EDGAR ↗Aug 2, 2017MENDON CAPITAL LLCD/APooled Investment FundIndefinite$64,766,833
EDGAR ↗Jul 11, 2017RMB Equity Opportunities QP LLC Series 1D/APooled Investment FundIndefinite$7,800,000
EDGAR ↗Jun 16, 2017Series 2 of RMB Private Equity Opportunities QP LLCD/APooled Investment FundIndefinite$12,825,000
EDGAR ↗May 5, 2017Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$140,675,548
EDGAR ↗Apr 7, 2017Mendon Capital QP Ltd.D/APooled Investment FundIndefinite$14,097,652
EDGAR ↗Apr 7, 2017Mendon Capital QP LPD/APooled Investment FundIndefinite$67,375,000
EDGAR ↗Mar 29, 20171837 Partners QP L.P.D/APooled Investment FundIndefinite$74,710,961
EDGAR ↗Jan 27, 2017RMB Real Estate Opportunities QP LLC Series 2D/APooled Investment FundIndefinite$9,350,000
EDGAR ↗Oct 3, 2016RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$49,443,096
EDGAR ↗Sep 6, 2016Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$70,368,772
EDGAR ↗Aug 5, 2016Mendon Capital Ltd.D/APooled Investment FundIndefinite$4,666,743
EDGAR ↗Aug 4, 2016MENDON CAPITAL LLCD/APooled Investment FundIndefinite$37,481,872
EDGAR ↗Jul 11, 2016RMB Equity Opportunities QP LLC Series 1DPooled Investment FundIndefinite$4,800,000
EDGAR ↗Jun 16, 2016Series 2 of RMB Private Equity Opportunities QP LLCD/APooled Investment FundIndefinite$11,225,000
EDGAR ↗May 4, 2016Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$109,087,223
EDGAR ↗Apr 8, 2016Mendon Capital QP Ltd.D/APooled Investment FundIndefinite$1,229,000
EDGAR ↗Apr 8, 2016Mendon Capital QP LPD/APooled Investment FundIndefinite$15,275,000
EDGAR ↗Mar 31, 20161837 Partners QP L.P.D/APooled Investment FundIndefinite$74,410,961
EDGAR ↗Jan 26, 2016RMB Real Estate Opportunities QP LLC Series 2DPooled Investment FundIndefinite$1,105,000
EDGAR ↗Oct 1, 2015RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$42,933,291
EDGAR ↗Sep 4, 2015Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$115,558,772
EDGAR ↗Aug 6, 2015Mendon Capital Ltd.D/APooled Investment FundIndefinite$4,416,743
EDGAR ↗Aug 4, 2015MENDON CAPITAL LLCD/APooled Investment FundIndefinite$34,256,872
EDGAR ↗Jun 16, 2015Series 2 of RMB Private Equity Opportunities QP LLCDPooled Investment FundIndefinite$8,925,000
EDGAR ↗May 6, 2015Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$108,587,223
EDGAR ↗Apr 10, 2015Mendon Capital QP LPDPooled Investment FundIndefinite$11,250,000
EDGAR ↗Apr 9, 2015Mendon Capital QP Ltd.DPooled Investment FundIndefinite$929,000
EDGAR ↗Mar 31, 20151837 Partners QP L.P.D/APooled Investment FundIndefinite$73,125,961
EDGAR ↗Oct 22, 2014Series 1 of RMB Real Estate Opportunities QP LLCD/APooled Investment FundIndefinite$17,155,000
EDGAR ↗Sep 26, 2014RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$21,327,443
EDGAR ↗Sep 5, 2014Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$56,842,772
EDGAR ↗Aug 6, 2014Mendon Capital Ltd.DPooled Investment FundIndefinite$3,136,743
EDGAR ↗Aug 5, 2014MENDON CAPITAL LLCDPooled Investment FundIndefinite$26,136,872
EDGAR ↗May 6, 2014Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$108,587,223
EDGAR ↗Mar 31, 20141837 Partners QP L.P.D/APooled Investment FundIndefinite$71,425,961
EDGAR ↗Mar 14, 2014Mendon Capital Ltd.D/APooled Investment FundIndefinite$41,893,752
EDGAR ↗Mar 14, 2014MENDON CAPITAL LLCD/APooled Investment FundIndefinite$70,133,161
EDGAR ↗Oct 24, 2013Series 1 of RMB Private Equity Opportunities QP LLCDPooled Investment FundIndefinite$16,000,000
EDGAR ↗Oct 23, 2013Series 1 of RMB Real Estate Opportunities QP LLCDPooled Investment FundIndefinite$10,965,000
EDGAR ↗Sep 27, 2013RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$1,750,000
EDGAR ↗Sep 27, 2013RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$1,750,000
EDGAR ↗Sep 6, 2013Series 1 of RMB Fixed Income Opportunities QP LLCD/APooled Investment FundIndefinite$47,217,000
EDGAR ↗May 3, 2013Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$98,359,146
EDGAR ↗Mar 26, 20131837 Partners QP L.P.D/APooled Investment FundIndefinite$54,025,171
EDGAR ↗Mar 15, 2013Mendon Capital Ltd.D/APooled Investment FundIndefinite$40,366,459
EDGAR ↗Mar 15, 2013MENDON CAPITAL LLCD/APooled Investment FundIndefinite$69,183,161
EDGAR ↗Dec 14, 2012RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$1,750,000
EDGAR ↗Sep 6, 2012Series 1 of RMB Fixed Income Opportunities QP LLCDPooled Investment FundIndefinite$13,255,000
EDGAR ↗May 8, 2012RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$1,750,000
EDGAR ↗May 2, 2012Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$91,201,258
EDGAR ↗Mar 27, 20121837 Partners QP L.P.DPooled Investment FundIndefinite$44,322,016
EDGAR ↗Mar 16, 2012Mendon Capital Ltd.D/APooled Investment FundIndefinite$40,356,459
EDGAR ↗Mar 16, 2012MENDON CAPITAL LLCD/APooled Investment FundIndefinite$68,283,161
EDGAR ↗May 3, 2011Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$91,201,258
EDGAR ↗May 3, 2011RMB Japan Opportunities Fund, LPD/APooled Investment FundIndefinite$1,750,000
EDGAR ↗Mar 17, 2011Mendon Capital Ltd.D/APooled Investment FundIndefinite$40,356,459
EDGAR ↗Mar 17, 2011MENDON CAPITAL LLCD/APooled Investment FundIndefinite$68,283,161
EDGAR ↗May 6, 2010Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$85,200,458
EDGAR ↗Apr 9, 2010RMB Japan Opportunities Fund, LPDPooled Investment FundIndefinite$1,500,000
EDGAR ↗Mar 18, 2010Mendon Capital Ltd.D/APooled Investment FundIndefinite$40,217,459
EDGAR ↗Mar 18, 2010MENDON CAPITAL LLCD/APooled Investment FundIndefinite$66,933,161
EDGAR ↗Mar 16, 2009Outstanding Businesses Limited PartnershipD/APooled Investment FundIndefinite$25,000,000

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 29, 2026. Industry history, as reported on each offering's latest filing: All 31 offerings reported: Pooled Investment Fund (2009–2026).

People across the group

NameRolesIssuers hereFirst → last listed
RB Richard M. BurridgeDirector20Mar 27, 2012 → Sep 29, 2026
FP Frederick PaulmanDirector20Mar 27, 2012 → Sep 29, 2026
DB Don BechterDirector19Jan 24, 2020 → Sep 29, 2026
WC Walter ClarkDirector15Sep 6, 2012 → Dec 6, 2019
CC Curi Capital, LLC entityDirector, Executive Officer7Aug 15, 2025 → Sep 29, 2026
RC RMB Capital Holdings, LLC entityDirector7Sep 27, 2013 → Jun 12, 2025
CR Curi RMB Capital, LLC entityDirector7Aug 27, 2024 → Jun 12, 2025
MH Maher HarbExecutive Officer, Director5Aug 27, 2024 → Aug 17, 2026
CC Curi Capital Holdings, LLC entityDirector, Executive Officer4Aug 27, 2025 → Sep 29, 2026
LS Letitia SolomonDirector3Aug 6, 2014 → Sep 11, 2026
CG Christopher GraffExecutive Officer, Director3May 15, 2025 → Aug 17, 2026
RC RMB Capital Management, LLC entityDirector3Sep 27, 2013 → Sep 13, 2023
CT Charles ThomasDirector3Aug 6, 2014 → Jul 30, 2021
MC Mendon Capital Advisors Corp. entityExecutive Officer2Apr 6, 2022 → Sep 11, 2026
AS Anton V. SchutzDirector, Executive Officer2Mar 18, 2010 → Sep 11, 2026
AS Anton SchutzExecutive Officer2Apr 10, 2015 → Apr 5, 2021
RM RMB Mendon Managers LLC entityDirector2Apr 10, 2015 → Apr 5, 2021
BS Benoit SansoucyDirector1Apr 6, 2022 → Sep 11, 2026
CH Capital Holdings, LLC entityDirector1Sep 10, 2025 → Sep 10, 2026
CC Curi Capital Holdings, LLC entityDirector1Aug 15, 2025 → Aug 17, 2026
JD John Michael DayPromoter1Mar 16, 2009 → May 15, 2024
DE DIMITRI PETER ELIOPOULOSExecutive Officer1May 20, 2022 → May 15, 2024
CK COLIN MICHAEL KELLYPromoter1May 20, 2022 → May 15, 2024
MP MARK NICHOLAS PACCIONEExecutive Officer1May 20, 2022 → May 19, 2023
HM Harb MaherDirector1Jul 15, 2022 → Jul 15, 2022
RC RMB Capital Holding entityDirector1Jul 15, 2022 → Jul 15, 2022
SF SHELDON MICHAEL FOXExecutive Officer1May 6, 2010 → May 5, 2021
FT Fran TuiteExecutive Officer1Mar 31, 2015 → Mar 29, 2017
AS Amy Jeanne SullivanDirector1Mar 18, 2010 → Mar 14, 2014
TD Tom DavisDirector1Mar 18, 2010 → Mar 14, 2014
MC Mendon Capital Advisors Corporation entityExecutive Officer1Mar 18, 2010 → Mar 14, 2014
CC Clint CoghillExecutive Officer1Apr 9, 2010 → Dec 14, 2012
CM Cary MarrDirector1Mar 18, 2010 → Mar 18, 2010

Adviser registration (Form ADV)

CURI CAPITAL, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 15, 2005 · SEC file 801-63939 · Main office: CHICAGO, IL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $11,582,602,449 as reported on Form ADV filed Jul 7, 2026 (Item 5.F(2)(c)) · 16,939 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.facebook.com/curicapital1 ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 7, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

MENDON CAPITAL ADVISORS CORP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 14, 1999 · SEC file 801-56497 · Main office: KEY LARGO, FL · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $253,751,059 as reported on Form ADV filed Sep 10, 2026 (Item 5.F(2)(c)) · 3 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.MENDONCAPITAL.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 10, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (FL) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Rmb as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Rmb's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #9,431 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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