Group linked by Robert A. Schick is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 3 Form D filings between Feb 2010 and Oct 2020.
What this means One team, 2 deal companies, about 10 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $17.8M to 128 investors (latest filing per issuer). Industries as reported: Commercial Banking (2). Issuers are based in NY (2).
What this means $17.8M raised across the group, about $139K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Activity: 0 new offerings in the last 12 months; latest filing Oct 28, 2020.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Group linked by Robert A. Schick and found 8 differences: Clair J. Britt, Jr.'s role changed at LYONS BANCORP INC: director → executive officer, director; Thomas L. Kime's role changed at LYONS BANCORP INC: director → executive officer, director; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.