PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

Sponsor Check › Sponsor group

S

Serenitas

One sponsor team, 8 deal companies · Grand Cayman, Cayman Islands (as filed: E9)

Grouped because: 11 shared people, 3 shared management entities, same business address (3 issuers), similar issuer names (8) (automatic match from the filings) · not the same sponsor?

8deal companies
$1.51Breported sold
287investors
52Form D filings
2013–2026active
2new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 3, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Serenitas is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 52 Form D filings between Jul 2013 and Jun 2026.

What this means One team, 8 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.51B to 287 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (8). Issuers are based in Cayman Islands (as filed: E9) (4), MA (4).

What this means $1.51B raised across the group, about $5.27M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Alun Davies (6 issuers, director), Brad G Cowdroy (6 issuers, director), Joseph F Tower (6 issuers, director), LMCG Investments, LLC (6 issuers, promoter, entity), William J Bruce (4 issuers, director) and 17 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 2 new offerings in the last 12 months; latest filing Jun 3, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: LMCG INVESTMENTS, LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 22 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 52 public filings for Serenitas and found 21 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Serenitas has not run yet — it is joining a line of 17,670 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

22 cases: 8 closed (disposition not in docket feed), 11 dismissed, 2 judgment, 1 open

In Re: Application for Exemption from Electronic Public Access Fees by Emerging Markets Investors Alliance closed
District Court, S.D. New York · No. 1:24-mc-00215 · Filed May 9, 2024 · Closed May 9, 2024
Role of In Re: Application for Exemption from Electronic Public Access Fees by Emerging Markets Investors Alliance: Party · Outcome: Terminated 2024-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
In re Application of Fourworld Event Opportunities, LP and Genesis Emerging Markets Investment Company closed
District Court, N.D. California · No. 3:22-mc-80325 · Filed Dec 1, 2022 · Closed Feb 23, 2023 · Nature of suit: Other Statutory Actions · Cause: Civil Miscellaneous Case
Role of In re Application of Fourworld Event Opportunities, LP and Genesis Emerging Markets Investment Company: Party · Outcome: Terminated 2023-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Contrarian Emerging Markets, L.P. v. The Republic of Ecuador closed
District Court, S.D. New York · No. 1:20-cv-05890 · Filed Jul 29, 2020 · Closed Aug 17, 2020 · Nature of suit: 850 Securities/Commodities · Cause: 15:78j(b)ss Stockholder Suit
Role of Contrarian Emerging Markets, L.P. v. The Republic of Ecuador: Party · Outcome: Terminated 2020-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Republic of Kazakhstan v. Black River Emerging Markets Funds Ltd. dismissed
District Court, D. Minnesota · No. 0:18-cv-00413 · Filed Feb 12, 2018 · Closed Feb 15, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Republic of Kazakhstan v. Black River Emerging Markets Funds Ltd.: Party · Outcome: Terminated 2018-02-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
Marquee of Emerging Markets, Inc. v. Advansoft International, Inc. dismissed
District Court, N.D. Illinois · No. 1:17-cv-04297 · Filed Jun 7, 2017 · Closed May 17, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1330 Breach of Contract
Role of Marquee of Emerging Markets, Inc. v. Advansoft International, Inc.: Party · Outcome: Terminated 2018-05-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Insparo Emerging Markets Credit Fund v. The Republic of Argentina closed
District Court, S.D. New York · No. 1:16-cv-04086 · Filed Jun 1, 2016 · Closed Aug 15, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1603 Suit on Loan Agreements
Role of Insparo Emerging Markets Credit Fund v. The Republic of Argentina: Party · Outcome: Terminated 2019-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Advanced Media Networks, LLC v. Emerging Markets Communications, LLC closed
District Court, M.D. Florida · No. 8:16-cv-00520 · Filed Mar 3, 2016 · Closed Mar 7, 2016 · Nature of suit: 190 Other contract actions
Role of Advanced Media Networks, LLC v. Emerging Markets Communications, LLC: Party · Outcome: Terminated 2016-03-07 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Spinnaker Global Emerging Markets Fund LTD v. The Republic of Argentina dismissed
District Court, S.D. New York · No. 1:16-cv-01191 · Filed Feb 16, 2016 · Closed May 27, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1332oc Diversity-Other Contract
Role of Spinnaker Global Emerging Markets Fund LTD v. The Republic of Argentina: Party · Outcome: Terminated 2016-05-27 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Carbures Europe, S.A. v. Emerging Markets Intrinsic Cayman Ltd. dismissed
District Court, S.D. New York · No. 1:15-cv-09199 · Filed Nov 23, 2015 · Closed Nov 24, 2015 · Nature of suit: 190 Contract: Other · Cause: 28:1332oc Diversity-Other Contract
Role of Carbures Europe, S.A. v. Emerging Markets Intrinsic Cayman Ltd.: Party · Outcome: Terminated 2015-11-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
WGI Emerging Markets Fund, LLC v. Petroleo Brasileiro S.A. - Petrobras judgment
District Court, S.D. New York · No. 1:15-cv-07568 · Filed Sep 24, 2015 · Closed Oct 10, 2018 · Nature of suit: 850 Securities/Commodities · Cause: 15:78j(b)ss Stockholder Suit
Role of WGI Emerging Markets Fund, LLC v. Petroleo Brasileiro S.A. - Petrobras: Party · Outcome: Terminated 2018-10-10 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Aberdeen Emerging Markets Fund v. Aon Hewitt Investment Consulting, Inc. closed
District Court, S.D. New York · No. 1:15-cv-03860 · Filed May 19, 2015 · Closed Jul 27, 2018 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:78m(a) Securities Exchange Act
Role of Aberdeen Emerging Markets Fund v. Aon Hewitt Investment Consulting, Inc.: Party · Outcome: Terminated 2018-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Dimensional Emerging Markets Value Fund v. Petroleo Brasileiro S.A.- Petrobras dismissed
District Court, S.D. New York · No. 1:15-cv-02165 · Filed Mar 23, 2015 · Closed Dec 13, 2016 · Nature of suit: 850 Securities/Commodities · Cause: 28:1331sv Fed. Question: Securities Violation
Role of Dimensional Emerging Markets Value Fund v. Petroleo Brasileiro S.A.- Petrobras: Party · Outcome: Terminated 2016-12-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Everest Capital Emerging Markets Fund, L.P. v. The Republic of Argentina dismissed
District Court, S.D. New York · No. 1:14-cv-10220 · Filed Dec 31, 2014 · Closed Mar 3, 2015 · Nature of suit: 190 Other contract actions
Role of Everest Capital Emerging Markets Fund, L.P. v. The Republic of Argentina: Party · Outcome: Terminated 2015-03-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Gramercy Emerging Markets Fund v. Allied Irish Banks, P.L.C. dismissed
District Court, N.D. Illinois · No. 1:11-cv-05948 · Filed Aug 26, 2011 · Closed Dec 13, 2011 · Nature of suit: 160 Contract: Stockholders Suits · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of Gramercy Emerging Markets Fund v. Allied Irish Banks, P.L.C.: Party · Outcome: Terminated 2011-12-13 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Global Emerging Markets North America, Inc. v. Expocarga, S.A. dismissed
District Court, S.D. New York · No. 1:10-cv-00976 · Filed Feb 5, 2010 · Closed Nov 20, 2012 · Nature of suit: 190 Other contract actions
Role of Global Emerging Markets North America, Inc. v. Expocarga, S.A.: Party · Outcome: Terminated 2012-11-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
LONG v. EMERGING MARKETS GROUP LTD. dismissed
District Court, E.D. Virginia · No. 1:09-cv-00499 · Filed May 7, 2009 · Closed Aug 10, 2009 · Nature of suit: 190 Other contract actions
Role of LONG v. EMERGING MARKETS GROUP LTD.: Party · Outcome: Terminated 2009-08-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in VA (not the issuer's state)
LONG v. EMERGING MARKETS GROUP LTD. closed
District Court, District of Columbia · No. 1:09-cv-00193 · Filed Feb 3, 2009 · Closed Apr 20, 2009 · Nature of suit: 190 Other contract actions
Role of LONG v. EMERGING MARKETS GROUP LTD.: Party · Outcome: Terminated 2009-04-20 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
Gramercy Emerging Markets Fund, LTD. v. The Republic of Argentina closed
District Court, S.D. New York · No. 1:08-cv-01113 · Filed Feb 4, 2008 · Closed Dec 6, 2011 · Nature of suit: 190 Other contract actions
Role of Gramercy Emerging Markets Fund, LTD. v. The Republic of Argentina: Party · Outcome: Terminated 2011-12-06 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Global Emerging Markets North America, Inc. v. Strategic Capital Group, LLC. judgment
District Court, S.D. New York · No. 1:05-cv-10167 · Filed Dec 2, 2005 · Closed Feb 14, 2006 · Nature of suit: 190 Other contract actions
Role of Global Emerging Markets North America, Inc. v. Strategic Capital Group, LLC.: Party · Outcome: Terminated 2006-02-14 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
VAN ECK EMERGING MARKETS OPPORTUNITY FUND, L.P. v. THE REPUBLIC OF NICARAGUA open
District Court, District of Columbia · No. 1:04-mc-00311 · Filed Jun 18, 2004
Role of VAN ECK EMERGING MARKETS OPPORTUNITY FUND, L.P. v. THE REPUBLIC OF NICARAGUA: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
Schall v. Morgan Stanley Global Emerging Markets, Inc. dismissed
District Court, W.D. Missouri · No. 6:04-cv-03142 · Filed Apr 23, 2004 · Closed Nov 14, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Schall v. Morgan Stanley Global Emerging Markets, Inc.: Party · Outcome: Terminated 2005-11-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Arab Banking Corp. v. MG Emerging Markets dismissed
District Court, S.D. New York · No. 1:96-cv-03864 · Filed May 22, 1996 · Closed Jul 25, 1997 · Nature of suit: 190 Other contract actions
Role of Arab Banking Corp. v. MG Emerging Markets: Party · Outcome: Terminated 1997-07-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Serenitas..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

Emerging Markets Investment Properties, LLC open
United States Bankruptcy Court, S.D. Georgia · No. 24-40817 · Filed Sep 17, 2024
Role of Emerging Markets Investment Properties, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Emerging Markets Communications, LLC closed
United States Bankruptcy Court, D. Delaware · No. 20-11837 · Filed Jul 22, 2020 · Closed Jun 14, 2021
Role of Emerging Markets Communications, LLC: Party · Outcome: Case closed 2021-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

21 differences found between the filings for Serenitas — 4 worth asking about (compared the newest 50 of 52 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 31, 2016 – Sep 18, 2017

Amount sold went down between filings — Emerging Markets Equity Fund, Ltd.

The Aug 31, 2016 filing says $175,631,460 sold; the Sep 18, 2017 Form D/A says $79,225,238 sold — $96,406,222 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 31, 2016 ↗Form D/A (later) · Sep 18, 2017 ↗Emerging Markets Equity Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jul 3, 2014 – May 20, 2015

Investor count went down between filings — Serenitas Credit Gamma Offshore Fund, Ltd.

The Jul 3, 2014 filing reports 4 investors; the May 20, 2015 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jul 3, 2014 ↗Form D/A (later) · May 20, 2015 ↗Serenitas Credit Gamma Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · May 7, 2019 – Mar 13, 2026

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Amit Snir trading as A.S. Financial Services — Serenitas Credit Gamma Offshore Fund, Ltd. · Paid seller listed without a CRD number: Encounter Capital Israel Ltd. — Serenitas Credit Gamma Offshore Fund, Ltd. · Paid seller listed without a CRD number: Encounter Capital Limited — Serenitas Credit Gamma Offshore Fund, Ltd. · Paid seller listed without a CRD number: Michael Mikkelsen — Serenitas Credit Gamma Offshore Fund, Ltd.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Mar 13, 2026 ↗BrokerCheck search: Amit Snir trading as A.S. Financial Services ↗Serenitas Credit Gamma Offshore Fund, Ltd. — PartnerFacts page ↗BrokerCheck search: Encounter Capital Israel Ltd. ↗
Sources
Worth asking · Jul 3, 2014 – Sep 12, 2018

21 people are no longer listed on a later amendment

Brad Cowdroy is no longer listed on the Sep 12, 2018 amendment — Emerging Markets Small Cap Equity Fund, Ltd. · F. LMCG Investments, LLC is no longer listed on the Sep 12, 2018 amendment — Emerging Markets Small Cap Equity Fund, Ltd. · William J Bruce is no longer listed on the Sep 2, 2016 amendment — Emerging Markets Small Cap Equity Fund, Ltd. · J. LMCG Investments, LLC is no longer listed on the Sep 2, 2016 amendment — Emerging Markets Small Cap Equity Fund, Ltd. · William J Bruce is no longer listed on the Aug 31, 2016 amendment — Emerging Markets Equity Fund, Ltd. · and 16 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Sep 18, 2017 ↗Form D/A · Sep 12, 2018 ↗Brad Cowdroy — PartnerFacts page ↗Emerging Markets Small Cap Equity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jul 3, 2014 – May 20, 2015

Serenitas Capital, L.P.'s role changed at Serenitas Credit Gamma Fund, LLC: executive officer → promoter

The Jul 3, 2014 filing lists Serenitas Capital, L.P. as executive officer; the May 20, 2015 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 3, 2014 ↗Form D/A · May 20, 2015 ↗Serenitas Capital, L.P. — PartnerFacts page ↗Serenitas Credit Gamma Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 3, 2013 – Jul 3, 2014

Serenitas Capital, L.P.'s role changed at Serenitas Credit Gamma Fund, LLC: promoter → executive officer

The Jul 3, 2013 filing lists Serenitas Capital, L.P. as promoter; the Jul 3, 2014 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 3, 2013 ↗Form D/A · Jul 3, 2014 ↗Serenitas Capital, L.P. — PartnerFacts page ↗Serenitas Credit Gamma Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 3, 2013 – Jul 3, 2014

Serenitas Capital Partners, LLC's role changed at Serenitas Credit Gamma Fund, LLC: executive officer → promoter

The Jul 3, 2013 filing lists Serenitas Capital Partners, LLC as executive officer; the Jul 3, 2014 Form D/A lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jul 3, 2013 ↗Form D/A · Jul 3, 2014 ↗Serenitas Capital Partners, LLC — PartnerFacts page ↗Serenitas Credit Gamma Fund, LLC — PartnerFacts page ↗
Sources
Note · Oct 1, 2014 – Oct 16, 2020

No amendment in the last 12 months on an offering that may still be open — Emerging Markets Equity Fund, Ltd. (latest filing Oct 16, 2020)

The latest filing for this offering is dated Oct 16, 2020 (first sale Oct 1, 2014). It reports $204,805,759 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 16, 2020 ↗Emerging Markets Equity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Sep 3, 2013 – Jun 3, 2026

Kenneth Leslie Swan is written 2 different ways on the filings

listed as "Kenneth L. Swan" on 2 filings (from Sep 3, 2013), and "Kenneth Leslie Swan" on 2 filings (from Jun 3, 2026).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 3, 2013 ↗Form D · Jun 3, 2026 ↗Kenneth Leslie Swan — PartnerFacts page ↗
Sources
Note · Sep 3, 2013 – May 20, 2015

Joseph F Tower is written 2 different ways on the filings

listed as "Joseph F. Tower III" on 14 filings (from Sep 3, 2013), and "Joseph F Tower" on 32 filings (from May 20, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 3, 2013 ↗Form D/A · May 20, 2015 ↗Joseph F Tower — PartnerFacts page ↗
Sources
Note · Jul 3, 2014 – May 10, 2023

7 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Boston, MA — Serenitas Credit Gamma Offshore Fund, Ltd. · Address moved from Boston, MA to Grand Cayman, Cayman Islands (as filed: E9) — Emerging Markets Small Cap Equity Fund, Ltd. · Address moved from Boston, MA to Grand Cayman, Cayman Islands (as filed: E9) — Emerging Markets Equity Fund, Ltd. · Address moved from Boston, MA to Grand Cayman, Cayman Islands (as filed: E9) — Serenitas Credit Gamma Offshore Fund, Ltd. · Address moved from Boston, MA to Grand Cayman, Cayman Islands (as filed: E9) — Serenitas Credit Gamma Fund, LLC · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 12, 2022 ↗Form D/A · May 10, 2023 ↗Serenitas Credit Gamma Offshore Fund, Ltd. — PartnerFacts page ↗Form D · May 19, 2015 ↗
Sources
Note · Sep 3, 2013 – Oct 16, 2020

Reported net asset value range changed between filings — Emerging Markets Equity Fund, Ltd.

"Decline to Disclose" (Sep 3, 2013); then "No Aggregate Net Asset Value" (Oct 16, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 3, 2013 ↗Form D/A · Oct 16, 2020 ↗Emerging Markets Equity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · May 19, 2015 – Oct 7, 2020

Reported net asset value range changed between filings — Emerging Markets Small Cap Equity Fund, Ltd.

"Decline to Disclose" (May 19, 2015); then "No Aggregate Net Asset Value" (Oct 7, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 19, 2015 ↗Form D/A · Oct 7, 2020 ↗Emerging Markets Small Cap Equity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · May 9, 2025 – Mar 13, 2026

Minimum investment changed between filings — Serenitas Credit Gamma Fund, LLC

The May 9, 2025 filing lists a minimum of $0; the Mar 13, 2026 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 9, 2025 ↗Form D/A (later) · Mar 13, 2026 ↗Serenitas Credit Gamma Fund, LLC — PartnerFacts page ↗
Sources
Note · Feb 6, 2025 – Jun 5, 2025

Minimum investment changed between filings — Serenitas Dynamic Alpha Fund, LLC

The Feb 6, 2025 filing lists a minimum of $0; the Jun 5, 2025 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 6, 2025 ↗Form D/A (later) · Jun 5, 2025 ↗Serenitas Dynamic Alpha Fund, LLC — PartnerFacts page ↗
Sources
Note · Jul 3, 2014 – May 20, 2015

Minimum investment changed between filings — Serenitas Credit Gamma Offshore Fund, Ltd.

The Jul 3, 2014 filing lists a minimum of $1,000,000; the May 20, 2015 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 3, 2014 ↗Form D/A (later) · May 20, 2015 ↗Serenitas Credit Gamma Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Jul 3, 2014 – May 20, 2015

Minimum investment changed between filings — Serenitas Credit Gamma Fund, LLC

The Jul 3, 2014 filing lists a minimum of $1,000,000; the May 20, 2015 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 3, 2014 ↗Form D/A (later) · May 20, 2015 ↗Serenitas Credit Gamma Fund, LLC — PartnerFacts page ↗
Sources
Note · Oct 7, 2020 – Jun 3, 2026

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — LMCG Absolute Return Offshore Fund, LP · Address on file is a registered agent / shared office — Serenitas Credit Gamma Offshore Fund, Ltd. · Address on file is a registered agent / shared office — Emerging Markets Equity Fund, Ltd. · Address on file is a registered agent / shared office — Emerging Markets Small Cap Equity Fund, Ltd.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Jun 3, 2026 ↗LMCG Absolute Return Offshore Fund, LP — PartnerFacts page ↗Form D/A · Mar 13, 2026 ↗Serenitas Credit Gamma Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Oct 7, 2020 – Jun 3, 2026

Member companies were formed in 2 different states

Cayman Islands (5), Delaware (3) — out of 8 member issuers. The odd ones out: Serenitas Credit Gamma Fund, LLC (Delaware); Serenitas Dynamic Alpha Fund, LLC (Delaware); LMCG Absolute Return Fund, LP (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Serenitas — sponsor group page ↗Serenitas Credit Gamma Fund, LLC — PartnerFacts page ↗Serenitas Dynamic Alpha Fund, LLC — PartnerFacts page ↗LMCG Absolute Return Fund, LP — PartnerFacts page ↗
Sources
Note · Oct 7, 2020 – Jun 3, 2026

Member companies list addresses in 2 different states

Cayman Islands (as filed: E9) (4), MA (4). 4 members use a registered-agent or shared-office address: Serenitas Credit Gamma Offshore Fund, Ltd. (89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); Emerging Markets Equity Fund, Ltd. (190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)); Emerging Markets Small Cap Equity Fund, Ltd. (190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)); LMCG Absolute Return Offshore Fund, LP (89 Nexus Way, Camana Bay, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Serenitas — sponsor group page ↗Serenitas Credit Gamma Offshore Fund, Ltd. — PartnerFacts page ↗Emerging Markets Equity Fund, Ltd. — PartnerFacts page ↗Emerging Markets Small Cap Equity Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Sep 3, 2013 – Oct 16, 2020

Issuer used a different name before — Emerging Markets Equity Fund, Ltd.

SEC records list prior names for this filer: LMCG Emerging Markets Equity Fund, Ltd.. The current name on file is "Emerging Markets Equity Fund, Ltd.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Emerging Markets Equity Fund, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 52 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $5,506,981; 1 reports finder's fees totalling $1,421,925; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 3, 2026 D
LMCG Absolute Return Fund, LP
File 021-585999
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D
LMCG Absolute Return Offshore Fund, LP
File 021-586004
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2026 D/A
Serenitas Credit Gamma Fund, LLC
File 021-199076
$0$1,421,925$0Agecroft Partners, LLC BrokerCheck CRD 139227 ↗EDGAR ↗
Mar 13, 2026 D/A
Serenitas Credit Gamma Offshore Fund, Ltd.
File 021-199129
$5,506,981$0$0Agecroft Partners, LLC BrokerCheck CRD 139227 ↗
Encounter Capital Israel Ltd. no CRD number reported
Amit Snir trading as A.S. Financial Services no CRD number reported		EDGAR ↗
Feb 19, 2026 D/A
Serenitas Dynamic Alpha Fund, LLC
File 021-504734
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Serenitas Dynamic Alpha Offshore Fund, Ltd.
File 021-504740
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2020 D/A
Emerging Markets Equity Fund, Ltd.
File 021-202236
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 7, 2020 D/A
Emerging Markets Small Cap Equity Fund, Ltd.
File 021-240169
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Serenitas in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SC Serenitas Credit Gamma Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund14$438,905,724
offering Indefinite · similar: $500,000–$16,420,250
62
similar: 2–28
$200,000
similar: $5,000–$100,000
2013–2026
EDGAR ↗SC Serenitas Credit Gamma Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund14$543,716,537
offering Indefinite · similar: $500,000–$16,420,250
169
similar: 2–28
$100,000
similar: $5,000–$100,000
2013–2026
EDGAR ↗EM Emerging Markets Equity Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund8$204,805,759
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2013–2020
EDGAR ↗EM Emerging Markets Small Cap Equity Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2015–2020
EDGAR ↗SD Serenitas Dynamic Alpha Fund, LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund4$152,697,000
offering Indefinite · similar: $500,000–$16,420,250
19
similar: 2–28
$200,000
similar: $5,000–$100,000
2024–2026
EDGAR ↗SD Serenitas Dynamic Alpha Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund4$171,258,343
offering Indefinite · similar: $500,000–$16,420,250
27
similar: 2–28
$100,000
similar: $5,000–$100,000
2024–2026
EDGAR ↗LA LMCG Absolute Return Fund, LPshared people, shared management entity, similar issuer namesBOSTON, MAPooled Investment Fund1$200,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗LA LMCG Absolute Return Offshore Fund, LPshared people, shared management entity, similar issuer namesCAMANA BAY, Cayman Islands (as filed: E9)Pooled Investment Fund1$325,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 3, 2026LMCG Absolute Return Offshore Fund, LPDPooled Investment FundIndefinite$325,000
EDGAR ↗Jun 3, 2026LMCG Absolute Return Fund, LPDPooled Investment FundIndefinite$200,000
EDGAR ↗Mar 13, 2026Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$543,716,537
EDGAR ↗Mar 13, 2026Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$438,905,724
EDGAR ↗Feb 19, 2026Serenitas Dynamic Alpha Offshore Fund, Ltd.D/APooled Investment FundIndefinite$171,258,343
EDGAR ↗Feb 19, 2026Serenitas Dynamic Alpha Fund, LLCD/APooled Investment FundIndefinite$152,697,000
EDGAR ↗Jun 5, 2025Serenitas Dynamic Alpha Offshore Fund, Ltd.D/APooled Investment FundIndefinite$171,008,343
EDGAR ↗Jun 5, 2025Serenitas Dynamic Alpha Fund, LLCD/APooled Investment FundIndefinite$142,697,000
EDGAR ↗May 9, 2025Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$438,905,724
EDGAR ↗May 9, 2025Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$543,716,537
EDGAR ↗Feb 6, 2025Serenitas Dynamic Alpha Offshore Fund, Ltd.D/APooled Investment FundIndefinite$171,008,343
EDGAR ↗Feb 6, 2025Serenitas Dynamic Alpha Fund, LLCD/APooled Investment FundIndefinite$134,697,000
EDGAR ↗May 7, 2024Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$438,905,724
EDGAR ↗May 7, 2024Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$543,716,537
EDGAR ↗Feb 8, 2024Serenitas Dynamic Alpha Offshore Fund, Ltd.DPooled Investment FundIndefinite$250,000
EDGAR ↗Feb 8, 2024Serenitas Dynamic Alpha Fund, LLCDPooled Investment FundIndefinite$4,750,000
EDGAR ↗May 10, 2023Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$218,055,724
EDGAR ↗May 10, 2023Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$413,591,537
EDGAR ↗May 12, 2022Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$149,285,724
EDGAR ↗May 12, 2022Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$358,961,537
EDGAR ↗May 11, 2021Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$273,246,537
EDGAR ↗May 11, 2021Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$127,385,724
EDGAR ↗Oct 16, 2020Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$204,805,759
EDGAR ↗Oct 7, 2020Emerging Markets Small Cap Equity Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jun 5, 2020Emerging Markets Small Cap Equity Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jun 5, 2020Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$204,805,759
EDGAR ↗May 22, 2020Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$162,864,292
EDGAR ↗May 22, 2020Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$67,185,724
EDGAR ↗May 7, 2019Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$153,210,332
EDGAR ↗May 7, 2019Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$63,935,724
EDGAR ↗Sep 17, 2018Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$191,952,859
EDGAR ↗Sep 12, 2018Emerging Markets Small Cap Equity Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 9, 2018Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$29,585,724
EDGAR ↗May 9, 2018Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$43,110,322
EDGAR ↗Sep 18, 2017Emerging Markets Small Cap Equity Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Sep 18, 2017Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$79,225,238
EDGAR ↗May 4, 2017Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$7,595,322
EDGAR ↗May 4, 2017Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$23,550,000
EDGAR ↗Sep 2, 2016Emerging Markets Small Cap Equity Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Aug 31, 2016Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$175,631,460
EDGAR ↗Jul 12, 2016Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$7,595,322
EDGAR ↗Jul 12, 2016Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$23,550,000
EDGAR ↗Sep 9, 2015Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$136,600,958
EDGAR ↗May 20, 2015Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$23,550,000
EDGAR ↗May 20, 2015Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$7,595,322
EDGAR ↗May 19, 2015Emerging Markets Small Cap Equity Fund, Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 3, 2014Emerging Markets Equity Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jul 3, 2014Serenitas Credit Gamma Fund, LLCD/APooled Investment FundIndefinite$16,550,000
EDGAR ↗Jul 3, 2014Serenitas Credit Gamma Offshore Fund, Ltd.D/APooled Investment FundIndefinite$4,595,321
EDGAR ↗Sep 3, 2013Emerging Markets Equity Fund, Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 8, 2013Serenitas Credit Gamma Offshore Fund, Ltd.DPooled Investment FundIndefinite$1,900,000
EDGAR ↗Jul 3, 2013Serenitas Credit Gamma Fund, LLCDPooled Investment FundIndefinite$14,550,000

Activity: 2 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 3, 2026. Industry history, as reported on each offering's latest filing: All 8 offerings reported: Pooled Investment Fund (2013–2026).

People across the group

NameRolesIssuers hereFirst → last listed
LI LMCG Investments, LLC entityPromoter6May 20, 2015 → Jun 3, 2026
AD Alun DaviesDirector6Jul 12, 2016 → Mar 13, 2026
JT Joseph F TowerDirector6Sep 3, 2013 → Mar 13, 2026
BC Brad G CowdroyDirector6May 20, 2015 → Mar 13, 2026
WB William J BruceDirector4May 19, 2015 → Sep 9, 2015
KS Kenneth Leslie SwanDirector3Sep 3, 2013 → Jun 3, 2026
JD John D. DespotopulosDirector2Jun 3, 2026 → Jun 3, 2026
AF AR Fund GP, LLC entityPromoter2Jun 3, 2026 → Jun 3, 2026
SC Serenitas Capital, L.P. entityPromoter2Jul 3, 2013 → Mar 13, 2026
AE Andreas EcknerExecutive Officer2Jul 3, 2013 → Jul 3, 2014
DW David WeeksExecutive Officer, Director2Jul 3, 2013 → Jul 3, 2014
ET Edwin TsuiExecutive Officer, Director2Jul 3, 2013 → Jul 3, 2014
AK Ajit KumarExecutive Officer, Director2Jul 3, 2013 → Jul 3, 2014
GH Guillaume HorelExecutive Officer2Jul 3, 2013 → Jul 3, 2014
SM Serenitas MMGP Ltd. entityPromoter1May 20, 2015 → Mar 13, 2026
SM Serenitas MMGP 2 Ltd. entityPromoter1Feb 8, 2024 → Feb 19, 2026
FL F. LMCG Investments, LLC entityPromoter1Sep 9, 2015 → Oct 16, 2020
JL J. LMCG Investments, LLC entityPromoter1May 19, 2015 → Oct 7, 2020
BC Brad CowdroyDirector1May 19, 2015 → Sep 18, 2017
GL G. Lee Munder Capital Group, LLC entityPromoter1Sep 3, 2013 → Sep 3, 2014
EC Edith G. ConyersDirector1Sep 3, 2013 → Sep 3, 2014
SC Serenitas Capital Partners, LLC entityPromoter1Jul 3, 2013 → Jul 3, 2014

Adviser registration (Form ADV)

LMCG INVESTMENTS, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jul 6, 2009 · SEC file 801-70357 · Main office: BOSTON, MA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $6,834,293,270 as reported on Form ADV filed Apr 9, 2026 (Item 5.F(2)(c)) · 1,965 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/lmcginvestments ↗

Item 11 disclosure questions as answered on Form ADV filed Apr 9, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (MA), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Serenitas as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Serenitas's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,734 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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