PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

Sponsor Check › Sponsor group

C

Coller

One sponsor team, 12 deal companies · Luxembourg, Luxembourg (as filed: N4)

Grouped because: 14 shared people, 6 shared management entities, same business address (2 issuers), similar issuer names (12) · 8 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

12deal companies
$11.37Breported sold
39investors
13Form D filings
2015–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group May 18, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Coller is a sponsor group of 12 issuers that PartnerFacts links to one sponsor (shared people, same person name on both filings, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 13 Form D filings between Sep 2015 and May 2026.

What this means One team, 12 deal companies, about 11 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $11.37B to 39 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (12). Issuers are based in Luxembourg (as filed: N4) (11), Cayman Islands (as filed: E9) (1).

What this means $11.37B raised across the group, about $291.5M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Paul Cornet (11 issuers, executive officer and director), Alain Guerard (8 issuers, executive officer and director), Sophie Mosnier (8 issuers, executive officer and director), Frank Ochsenfeld (5 issuers, executive officer), Sean Allen (5 issuers, executive officer and director) and 27 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing May 18, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: HANOVER INVESTORS MANAGEMENT LLP; HANOVER INVESTORS MANAGEMENT (MALTA) LIMITED.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 13 public filings for Coller and found 15 differences, 3 worth asking the sponsor about: Coller includes 3 deals that stopped filing before reaching their target; 5 addresses are shared with 10+ issuers outside this group; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Coller has not run yet — it is joining a line of 39,226 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Coller..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

15 differences found between the filings for Coller — 3 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Sep 10, 2015 – Jul 25, 2023

Coller includes 3 deals that stopped filing before reaching their target

Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1 (last filing Jul 25, 2023; $5,368,480 sold of $18,868,400); Hanover Active Equity Fund III S.C.A. SICAV-RAIF (last filing Jun 16, 2022; $0 sold of $548,730,000); Hanover Active Equity Fund LP (last filing Sep 10, 2015; $3,703,568 sold of $106,240,368). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1 — PartnerFacts page ↗Hanover Active Equity Fund III S.C.A. SICAV-RAIF — PartnerFacts page ↗Hanover Active Equity Fund LP — PartnerFacts page ↗
Sources
Worth asking · Sep 10, 2015 – Jul 28, 2023

5 addresses are shared with 10+ issuers outside this group

24 other issuers file from the same address — 2 member issuers (Coller GP-led & Direct Secondaries - C, SLP; Coller LP Secondaries - C, SLP) · 83 other issuers file from the same address — 5 member issuers (Coller Credit Opportunities I - C, SLP; Coller Credit Opportunities I - D, SLP; Coller Credit Opportunities I - Annex I, SLP; …) · 46 other issuers file from the same address — 2 member issuers (Hanover Active Equity Fund III S.C.A. SICAV-RAIF; Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1) · 10 other issuers file from the same address — Hanover Active Equity Fund II S.C.A. SICAV-RAIF · 29 other issuers file from the same address — Hanover Active Equity Fund LP

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Coller GP-led & Direct Secondaries - C, SLP — PartnerFacts page ↗Coller LP Secondaries - C, SLP — PartnerFacts page ↗EDGAR filer page · Coller GP-led & Direct Secondaries - C, SLP ↗Coller Credit Opportunities I - C, SLP — PartnerFacts page ↗
Sources
Note · Sep 18, 2018 – Oct 4, 2018

Form D filed 16 days after the first sale — Hanover Active Equity Fund II S.C.A. SICAV-RAIF

The filing says the first sale was Sep 18, 2018. The Form D was filed Oct 4, 2018 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 4, 2018 ↗Hanover Active Equity Fund II S.C.A. SICAV-RAIF — PartnerFacts page ↗
Sources
Note · Jul 12, 2023 – Jul 25, 2023

No amendment in the last 12 months on an offering that may still be open — Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1 (latest filing Jul 25, 2023)

The latest filing for this offering is dated Jul 25, 2023 (first sale Jul 12, 2023). It reports $5,368,480 sold of $18,868,400 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 25, 2023 ↗Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1 — PartnerFacts page ↗
Sources
Note · Sep 18, 2018 – Oct 4, 2018

No amendment in the last 12 months on an offering that may still be open — Hanover Active Equity Fund II S.C.A. SICAV-RAIF (latest filing Oct 4, 2018)

The latest filing for this offering is dated Oct 4, 2018 (first sale Sep 18, 2018). It reports $75,704,500 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 4, 2018 ↗Hanover Active Equity Fund II S.C.A. SICAV-RAIF — PartnerFacts page ↗
Sources
Note · Aug 27, 2015 – Sep 10, 2015

No amendment in the last 12 months on an offering that may still be open — Hanover Active Equity Fund LP (latest filing Sep 10, 2015)

The latest filing for this offering is dated Sep 10, 2015 (first sale Aug 27, 2015). It reports $3,703,568 sold of $106,240,368 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 10, 2015 ↗Hanover Active Equity Fund LP — PartnerFacts page ↗
Sources
Worth asking · Dec 20, 2022 – May 18, 2026

Frank Ochsenfeld is no longer listed on the May 18, 2026 amendment — Coller International Partners IX - C, SLP

Frank Ochsenfeld appears on the Dec 20, 2022 Form D (executive officer) but not on the May 18, 2026 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Dec 20, 2022 ↗Form D/A · May 18, 2026 ↗Frank Ochsenfeld — PartnerFacts page ↗Coller International Partners IX - C, SLP — PartnerFacts page ↗
Sources
Note · Dec 20, 2022 – May 18, 2026

4 role changes for the same people across filings

Paul Cornet's role changed at Coller International Partners IX - C, SLP: executive officer → director · Alain Guerard's role changed at Coller International Partners IX - C, SLP: executive officer → director · Sophie Mosnier's role changed at Coller International Partners IX - C, SLP: executive officer → director · Cyril Joseph Mahon's role changed at Coller International Partners IX - C, SLP: executive officer → director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Dec 20, 2022 ↗Form D/A · May 18, 2026 ↗Paul Cornet — PartnerFacts page ↗Coller International Partners IX - C, SLP — PartnerFacts page ↗
Sources
Note · Dec 20, 2022 – May 18, 2026

Offering amount changed between filings — Coller International Partners IX - C, SLP

The Dec 20, 2022 filing says an indefinite amount offered; the May 18, 2026 Form D/A says $11,284,206,649.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 20, 2022 ↗Form D/A (later) · May 18, 2026 ↗Coller International Partners IX - C, SLP — PartnerFacts page ↗
Sources
Note · Jul 19, 2021 – May 18, 2026

Alain Guerard is written 2 different ways on the filings

listed as "Alain Guerard" on 8 filings (from Jul 19, 2021), and "Alain Maurice Bernard Guerard" on the May 18, 2026 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 19, 2021 ↗Form D/A · May 18, 2026 ↗Alain Guerard — PartnerFacts page ↗
Sources
Note · Oct 4, 2018 – Jun 16, 2022

Paul Cornet is written 3 different ways on the filings

listed as "Paul-Emile Cornet" on the Oct 4, 2018 filing, and "Paul Cornet" on 8 filings (from Jul 19, 2021), and "Paul-Emile Wai-Kwong Cornet" on 3 filings (from Jun 16, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 4, 2018 ↗Form D · Jul 19, 2021 ↗Form D · Jun 16, 2022 ↗Paul Cornet — PartnerFacts page ↗
Sources
Note · Oct 4, 2018 – Jun 16, 2022

Jan Frederik Lundqvist is written 2 different ways on the filings

listed as "Jan Fredrik Wilhelm Lundqvist" on the Oct 4, 2018 filing, and "Jan Frederik Lundqvist" on 2 filings (from Jun 16, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 4, 2018 ↗Form D · Jun 16, 2022 ↗Jan Frederik Lundqvist — PartnerFacts page ↗
Sources
Note · Sep 10, 2015 – Jul 28, 2023

9 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Coller Credit Secondaries - Opportunities Fund II - C, SLP · Address on file is a registered agent / shared office — Coller Credit Secondaries - Opportunities Fund II - Annex I - C, SLP · Address on file is a registered agent / shared office — Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1 · Address on file is a registered agent / shared office — Hanover Active Equity Fund III S.C.A. SICAV-RAIF · Address on file is a registered agent / shared office — Coller Credit Opportunities I - Annex I, SLP · and 4 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Jul 28, 2023 ↗Coller Credit Secondaries - Opportunities Fund II - C, SLP — PartnerFacts page ↗Form D · Jul 28, 2023 ↗Coller Credit Secondaries - Opportunities Fund II - Annex I - C, SLP — PartnerFacts page ↗
Sources
Note · Sep 10, 2015 – May 18, 2026

Member companies were formed in 2 different states

Luxembourg (11), Cayman Islands (1) — out of 12 member issuers. The odd ones out: Hanover Active Equity Fund LP (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Coller — sponsor group page ↗Hanover Active Equity Fund LP — PartnerFacts page ↗
Sources
Note · Sep 10, 2015 – May 18, 2026

Member companies list addresses in 2 different states

Luxembourg (as filed: N4) (11), Cayman Islands (as filed: E9) (1). 9 members use a registered-agent or shared-office address: Hanover Active Equity Fund LP (Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands (as filed: E9)); Hanover Active Equity Fund II S.C.A. SICAV-RAIF (5, Rue Guillaume Kroll, Luxembourg, Luxembourg (as filed: N4)); Coller Credit Opportunities I - C, SLP (15, Boulevard F.W. Raiffeisen, Luxembourg, Luxembourg (as filed: N4)); Coller Credit Opportunities I - D, SLP (15, Boulevard F.W. Raiffeisen, Luxembourg, Luxembourg (as filed: N4)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Coller — sponsor group page ↗Hanover Active Equity Fund LP — PartnerFacts page ↗Hanover Active Equity Fund II S.C.A. SICAV-RAIF — PartnerFacts page ↗Coller Credit Opportunities I - C, SLP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 12 offerings reports sales commissions totalling $12,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 18, 2026 D/A
Coller International Partners IX - C, SLP
File 021-468039
$12,000,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jul 28, 2023 D
Coller Credit Secondaries - Opportunities Fund II - Annex I - C, SLP
File 021-488214
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2023 D
Coller Credit Secondaries - Opportunities Fund II - C, SLP
File 021-488211
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2023 D
Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1
File 021-487789
$0$0$0 (est.)
Hanover Investors Management (Malta) Limited will receive a management fee as outlined in the offering documents. Such amount is indeterminable at this time.
None listed on this filingEDGAR ↗
Dec 20, 2022 D
Coller GP-led & Direct Secondaries - C, SLP
File 021-468045
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2022 D
Coller LP Secondaries - C, SLP
File 021-468042
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2022 D
Hanover Active Equity Fund III S.C.A. SICAV-RAIF
File 021-449422
$0$0$0 (est.)
Hanover Investors Management (Malta) Limited will receive a management fee as outlined in the offering documents. Such amount is indeterminable at this time.
None listed on this filingEDGAR ↗
Jul 20, 2021 D
Coller Credit Opportunities I - Annex I, SLP
File 021-407032
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2021 D
Coller Credit Opportunities I - C, SLP
File 021-406740
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2021 D
Coller Credit Opportunities I - D, SLP
File 021-406744
$0$0$0None listed on this filingEDGAR ↗
Oct 4, 2018 D
Hanover Active Equity Fund II S.C.A. SICAV-RAIF
File 021-322768
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2015 D
Hanover Active Equity Fund LP
File 021-247389
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 12 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Coller in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗HA Hanover Active Equity Fund LPshared people, same person name on both filings, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$3,703,568
offering $106,240,368 · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗HA Hanover Active Equity Fund II S.C.A. SICAV-RAIFshared people, same person name on both filings, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$75,704,500
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗CC Coller Credit Opportunities I - C, SLPshared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗CC Coller Credit Opportunities I - D, SLPshared people, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗CC Coller Credit Opportunities I - Annex I, SLPshared people, similar issuer names, director listed on many unrelated issuers (not used to group)LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗HA Hanover Active Equity Fund III S.C.A. SICAV-RAIFshared people, same person name on both filings, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering $548,730,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗CG Coller GP-led & Direct Secondaries - C, SLPshared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)LEUDELANGE, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗CS Coller LP Secondaries - C, SLPshared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)LEUDELANGE, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗CI Coller International Partners IX - C, SLPshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$11,284,206,649
offering $11,284,206,649 · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2026
EDGAR ↗HC Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1shared people, same person name on both filings, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$5,368,480
offering $18,868,400 · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗CC Coller Credit Secondaries - Opportunities Fund II - Annex I - C, SLPshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗CC Coller Credit Secondaries - Opportunities Fund II - C, SLPshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗May 18, 2026Coller International Partners IX - C, SLPD/APooled Investment Fund$11,284,206,649$11,284,206,649
EDGAR ↗Jul 28, 2023Coller Credit Secondaries - Opportunities Fund II - C, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 28, 2023Coller Credit Secondaries - Opportunities Fund II - Annex I - C, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 25, 2023Hanover Co-Invest B S.C.A. SICAV-RAIF Sub-Fund 1DPooled Investment Fund$18,868,400$5,368,480
EDGAR ↗Dec 20, 2022Coller LP Secondaries - C, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 20, 2022Coller GP-led & Direct Secondaries - C, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 20, 2022Coller International Partners IX - C, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 16, 2022Hanover Active Equity Fund III S.C.A. SICAV-RAIFDPooled Investment Fund$548,730,000$0
EDGAR ↗Jul 20, 2021Coller Credit Opportunities I - Annex I, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 19, 2021Coller Credit Opportunities I - D, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 19, 2021Coller Credit Opportunities I - C, SLPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 4, 2018Hanover Active Equity Fund II S.C.A. SICAV-RAIFDPooled Investment FundIndefinite$75,704,500
EDGAR ↗Sep 10, 2015Hanover Active Equity Fund LPDPooled Investment Fund$106,240,368$3,703,568

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing May 18, 2026. Industry history, as reported on each offering's latest filing: All 12 offerings reported: Pooled Investment Fund (2015–2023).

People across the group

NameRolesIssuers hereFirst → last listed
PC Paul CornetExecutive Officer, Director11Oct 4, 2018 → May 18, 2026
AG Alain GuerardDirector, Executive Officer8Jul 19, 2021 → May 18, 2026
SM Sophie MosnierDirector, Executive Officer8Jul 19, 2021 → May 18, 2026
SA Sean AllenDirector, Executive Officer5Jul 19, 2021 → Jul 28, 2023
FO Frank OchsenfeldExecutive Officer5Dec 20, 2022 → Jul 28, 2023
HI Hanover Investors Management LLP entityPromoter4Sep 10, 2015 → Jul 25, 2023
MP Matthew PeacockExecutive Officer, Director4Sep 10, 2015 → Jul 25, 2023
CM Cyril Joseph MahonExecutive Officer, Director3Dec 20, 2022 → May 18, 2026
CI Coller International Partners IX Luxembourg GP S.a r.l. entityPromoter3Dec 20, 2022 → May 18, 2026
TR Tom RussellExecutive Officer3Oct 4, 2018 → Jul 25, 2023
JL Jan Frederik LundqvistExecutive Officer3Oct 4, 2018 → Jul 25, 2023
RH Remco HaaxmanDirector3Jul 19, 2021 → Jul 20, 2021
CC Coller Credit Secondaries - Opportunities Fund II GP, S.a r.l. entityPromoter2Jul 28, 2023 → Jul 28, 2023
HI Hanover Investors Management (Malta) Limited entityDirector2Jun 16, 2022 → Jul 25, 2023
TD Taavi Keith Arthur Keskinen DaviesDirector2Jun 16, 2022 → Jul 25, 2023
JW Jeremy WestheadExecutive Officer2Jun 16, 2022 → Jul 25, 2023
HG HAEF III GP S.a r.l. entityExecutive Officer, Promoter2Jun 16, 2022 → Jul 25, 2023
GS Giles SmythExecutive Officer2Jun 16, 2022 → Jul 25, 2023
JW John WoodardExecutive Officer2Jun 16, 2022 → Jul 25, 2023
CC Coller Credit Opportunities I GP, S.a r.l. entityPromoter2Jul 19, 2021 → Jul 19, 2021
CC Coller Credit Opportunities I - Annex I GP, S.a r.l. entityPromoter1Jul 20, 2021 → Jul 20, 2021
PM Philip Zarb MizziExecutive Officer1Oct 4, 2018 → Oct 4, 2018
AA Abalone Asset Management Limited entityExecutive Officer1Oct 4, 2018 → Oct 4, 2018
JD Jos DhodyExecutive Officer1Oct 4, 2018 → Oct 4, 2018
RB Rebecca BoscottExecutive Officer1Oct 4, 2018 → Oct 4, 2018
HG HAEFII GP S.ar.l. entityExecutive Officer, Promoter1Oct 4, 2018 → Oct 4, 2018
IP Ian PowellExecutive Officer1Oct 4, 2018 → Oct 4, 2018
ML Martin LaidlawDirector1Sep 10, 2015 → Sep 10, 2015
FL Fred LundqvistDirector1Sep 10, 2015 → Sep 10, 2015
HI Hanover Investors Management (Cayman) Limited entityPromoter1Sep 10, 2015 → Sep 10, 2015
HA Hanover AEF General Partner LP entityExecutive Officer, Promoter1Sep 10, 2015 → Sep 10, 2015
HA Hanover AEF GP Limited entityExecutive Officer1Sep 10, 2015 → Sep 10, 2015

Business registration (state registry / Secretary of State)

None of the 12 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

HANOVER INVESTORS MANAGEMENT LLP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Nov 3, 2021 · SEC file 802-122810 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.hanoverinvestors.com ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 26, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

HANOVER INVESTORS MANAGEMENT (MALTA) LIMITED — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Nov 2, 2021 · SEC file 802-122799 · Main office: SLIEMA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): www.hanoverinvestors.com ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 26, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in N4 · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Coller as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Coller's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #26,210 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Look further

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