PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

Sponsor Check › Sponsor group

GA

Global Atlantic Ivy

One sponsor team, 15 deal companies · Hamilton, Bermuda (as filed: D0)

Grouped because: 22 shared people, 5 shared management entities, same business address (4 issuers), similar issuer names (13) · 4 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

15deal companies
$10.81Breported sold
1,652investors
22Form D filings
2013–2025active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 20, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Global Atlantic Ivy is a sponsor group of 15 issuers that PartnerFacts links to one sponsor (shared people, same person name on both filings, similar issuer names, shared management entity, same business address; automatic match from the filings), filing 22 Form D filings between May 2013 and Oct 2025.

What this means One team, 15 deal companies, about 12 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $10.81B to 1,652 investors (latest filing per issuer). Industries as reported: Insurance (12), "Other" (2), Pooled Investment Fund (1). Issuers are based in Bermuda (as filed: D0) (7), Ontario, Canada (as filed: A6) (3), NY (2), United Kingdom (as filed: X0) (2) and 1 more.

What this means $10.81B raised across the group, about $6.54M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Manu Sareen (8 issuers, executive officer and director), Alberto Autmezguine (7 issuers, executive officer), Catherine Valeri (6 issuers, executive officer), Darryl Herrick (6 issuers, executive officer and director), Tom Hulst (6 issuers, executive officer and director) and 51 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Oct 20, 2025.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: KOHLBERG KRAVIS ROBERTS & CO. L.P..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 9 court cases matching the name listed in Key records below.

What this means 9 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for Global Atlantic Ivy and found 13 differences, 5 worth asking the sponsor about: Adviser KOHLBERG KRAVIS ROBERTS & CO. L.P. reports disciplinary disclosures on Form ADV; 4 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Global Atlantic Ivy has not run yet — it is joining a line of 34,814 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 4 open, 5 closed (disposition not in docket feed)

POWERS v. GLOBAL ATLANTIC FINANCIAL GROUP open
District Court, E.D. Pennsylvania · No. 2:24-cv-01138 · Filed Mar 15, 2024
Role of GLOBAL ATLANTIC FINANCIAL GROUP: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name made of generic words; court in PA (not the issuer's state)
Bernstein v. The Global Atlantic Financial Group LLC open
District Court, D. Massachusetts · No. 1:23-cv-13038 · Filed Dec 11, 2023 · Nature of suit: 370 Other Fraud · Cause: 28:1332 Diversity-Fraud
Role of The Global Atlantic Financial Group LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name made of generic words; court in MA (not the issuer's state)
Clancy v. The Global Atlantic Financial Group, LLC open
District Court, D. Massachusetts · No. 1:23-cv-12766 · Filed Nov 14, 2023 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of The Global Atlantic Financial Group, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name made of generic words; court in MA (not the issuer's state)
Guzman v. The Global Atlantic Financial Group LLC open
District Court, D. Massachusetts · No. 1:23-cv-12762 · Filed Nov 14, 2023 · Nature of suit: P.I.: Other · Cause: 28:1453
Role of The Global Atlantic Financial Group LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name made of generic words; court in MA (not the issuer's state)
Bernstein v. The Global Atlantic Financial Group LLC closed
District Court, S.D. New York · No. 1:23-cv-09868 · Filed Nov 8, 2023 · Closed Dec 8, 2023 · Nature of suit: 370 Other Fraud · Cause: 28:1332fr Diversity-Fraud
Role of The Global Atlantic Financial Group LLC: Defendant · Outcome: Terminated 2023-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in NY (not the issuer's state)
Guzman v. The Global Atlantic Financial Group LLC closed
District Court, S.D. New York · No. 1:23-cv-08150 · Filed Sep 14, 2023 · Closed Nov 8, 2023 · Nature of suit: P.I.: Other · Cause: 28:1453 Class Action Fairness Act
Role of The Global Atlantic Financial Group LLC: Defendant · Outcome: Terminated 2023-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in NY (not the issuer's state)
Clancy v. The Global Atlantic Financial Group, LLC closed
District Court, S.D. New York · No. 1:23-cv-07975 · Filed Sep 8, 2023 · Closed Nov 8, 2023 · Nature of suit: 360 P.I.: Other · Cause: 28:1332ds Diversity-Contract Dispute
Role of The Global Atlantic Financial Group, LLC: Defendant · Outcome: Terminated 2023-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in NY (not the issuer's state)
Bennoitt v. Global Atlantic Financial Group, LLC closed
District Court, E.D. Louisiana · No. 2:23-cv-02481 · Filed Jul 12, 2023 · Closed Oct 23, 2023
Role of Global Atlantic Financial Group, LLC: Defendant · Outcome: Terminated 2023-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in LA (not the issuer's state)
Jesse Cantu v. Global Atlantic Financial Group, LLC closed
District Court, C.D. California · No. 2:23-cv-01895 · Filed Mar 14, 2023 · Closed Jun 14, 2023 · Nature of suit: Other Statutory Actions · Cause: 28:1441 Notice of Removal
Role of Global Atlantic Financial Group, LLC: Defendant · Outcome: Terminated 2023-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in CA (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Global Atlantic Ivy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Global Atlantic Ivy — 5 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Oct 15, 2008

Adviser KOHLBERG KRAVIS ROBERTS & CO. L.P. reports disciplinary disclosures on Form ADV

The firm's Form ADV answers "yes" to Item 11 (disciplinary history) — items 11C(2), 11C(4), 11C(5), 11D(2), 11D(4), 11D(5), 11E(2). It is linked to GA Iris LLC (member issuer). Status on file: Approved since Oct 15, 2008.

What this means The firm answered "yes" to at least one disciplinary question on its SEC adviser form. The details are in the ADV on adviserinfo.sec.gov.

Form ADV · KOHLBERG KRAVIS ROBERTS & CO. L.P. ↗GA Iris LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 24, 2016 – Oct 20, 2025

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Lee & Partners — Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. · Paid seller listed without a CRD number: Castlehill Capital Advisors Pte. Ltd. — Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. · Paid seller listed without a CRD number: Goldman Sachs Bank AG — Global Atlantic (Fin) Co · Paid seller listed without a CRD number: Goldman Sachs International — Global Atlantic (Fin) Co

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Oct 20, 2025 ↗BrokerCheck search: Lee & Partners ↗Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. — PartnerFacts page ↗BrokerCheck search: Castlehill Capital Advisors Pte. Ltd. ↗
Sources
Worth asking · May 14, 2024

84 other issuers file from the same address — GA Iris LLC

The address on file, 30 Hudson Yards, New York, NY, is used by 85 issuers in our index across 5 sponsor groups; 84 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

GA Iris LLC — PartnerFacts page ↗EDGAR filer page · GA Iris LLC ↗
Sources
Note · Oct 6, 2016 – Oct 24, 2016

Form D filed 18 days after the first sale — Global Atlantic (Fin) Co

The filing says the first sale was Oct 6, 2016. The Form D was filed Oct 24, 2016 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 24, 2016 ↗Global Atlantic (Fin) Co — PartnerFacts page ↗
Sources
Note · Dec 9, 2021 – Aug 14, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Global Atlantic Ivy Co-Invest Vehicle III L.P. (latest filing Aug 14, 2025) · No amendment in the last 12 months on an offering that may still be open — Global Atlantic Ivy III Aggregator L.P. (latest filing Jul 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Ivy UK Co-Invest Vehicle II Ltd (latest filing Dec 9, 2022) · No amendment in the last 12 months on an offering that may still be open — Ivy Co-Invest Vehicle II LLC (latest filing Dec 9, 2022) · No amendment in the last 12 months on an offering that may still be open — Global Atlantic Financial Group LLC (latest filing Dec 1, 2022)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Aug 14, 2025 ↗Global Atlantic Ivy Co-Invest Vehicle III L.P. — PartnerFacts page ↗Form D/A · Jul 1, 2025 ↗Global Atlantic Ivy III Aggregator L.P. — PartnerFacts page ↗
Sources
Worth asking · Dec 9, 2021 – Dec 9, 2022

4 people are no longer listed on a later amendment

Jarladth Travers is no longer listed on the Dec 9, 2022 amendment — Ivy UK Co-Invest Vehicle II Ltd · Jarladth Travers is no longer listed on the Dec 9, 2022 amendment — Ivy Co-Invest Vehicle II LLC · Tom Hulst is no longer listed on the Dec 9, 2022 amendment — Ivy UK Co-Invest Vehicle II Ltd · Tom Hulst is no longer listed on the Dec 9, 2022 amendment — Ivy Co-Invest Vehicle II LLC

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Dec 9, 2021 ↗Form D/A · Dec 9, 2022 ↗Jarladth Travers — PartnerFacts page ↗Ivy UK Co-Invest Vehicle II Ltd — PartnerFacts page ↗
Sources
Note · Feb 16, 2021 – Dec 1, 2022

Allan Levine's role changed at Global Atlantic Financial Group LLC: director → executive officer, director

The Feb 16, 2021 filing lists Allan Levine as director; the Dec 1, 2022 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Feb 16, 2021 ↗Form D · Dec 1, 2022 ↗Allan Levine — PartnerFacts page ↗Global Atlantic Financial Group LLC — PartnerFacts page ↗
Sources
Note · May 13, 2013 – Dec 1, 2022

4 people are written more than one way across the filings

Robert Michael Arena, Jr. is written 2 different ways on the filings · Hanben Kim Lee is written 2 different ways on the filings · Allan Levine is written 2 different ways on the filings · Kathleen M Redgate is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Feb 16, 2021 ↗Form D · Dec 1, 2022 ↗Robert Michael Arena, Jr. — PartnerFacts page ↗Form D · Oct 24, 2016 ↗
Sources
Worth asking · May 13, 2013 – Feb 16, 2021

2 separate companies in this group use the same name: "Global Atlantic Financial Group"

CIK 1576146 (first filed May 13, 2013, Hamilton, Bermuda (as filed: D0)); CIK 1837034 (first filed Feb 16, 2021, Hamilton, Bermuda (as filed: D0)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Global Atlantic Financial Group — PartnerFacts page ↗Global Atlantic Financial Group LLC — PartnerFacts page ↗EDGAR filer page · CIK 1576146 ↗EDGAR filer page · CIK 1837034 ↗
Sources
Note · Apr 3, 2020 – Oct 20, 2025

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. · Address on file is a registered agent / shared office — Global Atlantic Ivy Co-Invest Vehicle III Feeder L.P. · Address on file is a registered agent / shared office — Global Atlantic Ivy Co-Invest Vehicle III ESC Feeder L.P. · Address on file is a registered agent / shared office — Ivy Co-Invest Vehicle LLC

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D · Oct 20, 2025 ↗Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. — PartnerFacts page ↗Form D · Oct 20, 2025 ↗Global Atlantic Ivy Co-Invest Vehicle III Feeder L.P. — PartnerFacts page ↗
Sources
Note · May 13, 2013 – Oct 20, 2025

Member companies were formed in 5 different states

Bermuda (5), Cayman Islands (3), Ontario, Canada (3), Delaware (2), United Kingdom (2) — out of 15 member issuers. The odd ones out: Global Atlantic Financial Group (Cayman Islands); Global Atlantic (Fin) Co (Delaware); Ivy Co-Invest Vehicle LLC (Cayman Islands); Ivy UK Co-Invest Vehicle Ltd (United Kingdom); Ivy Co-Invest Vehicle II LLC (Cayman Islands); Ivy UK Co-Invest Vehicle II Ltd (United Kingdom).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Global Atlantic Ivy — sponsor group page ↗Global Atlantic Financial Group — PartnerFacts page ↗Global Atlantic (Fin) Co — PartnerFacts page ↗Ivy Co-Invest Vehicle LLC — PartnerFacts page ↗
Sources
Note · May 13, 2013 – Oct 20, 2025

Member companies list addresses in 5 different states

Bermuda (as filed: D0) (7), Ontario, Canada (as filed: A6) (3), NY (2), United Kingdom (as filed: X0) (2), Cayman Islands (as filed: E9) (1). 4 members use a registered-agent or shared-office address: Ivy Co-Invest Vehicle LLC (Conyers Trust Company (Cayman) Limited, Cricket Square, Hutchins Drive, George Town, Grand Cayman, Cayman Islands (as filed: E9)); Global Atlantic Ivy Co-Invest Vehicle III ESC Feeder L.P. (199 Bay Street, Commerce Court West, Suite 5300, Toronto, Ontario, Canada (as filed: A6)); Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. (199 Bay Street, Commerce Court West, Suite 5300, Toronto, Ontario, Canada (as filed: A6)); Global Atlantic Ivy Co-Invest Vehicle III Feeder L.P. (199 Bay Street, Commerce Court West, Suite 5300, Toronto, Ontario, Canada (as filed: A6)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Global Atlantic Ivy — sponsor group page ↗Ivy Co-Invest Vehicle LLC — PartnerFacts page ↗Global Atlantic Ivy Co-Invest Vehicle III ESC Feeder L.P. — PartnerFacts page ↗Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P. — PartnerFacts page ↗
Sources
Note · Feb 16, 2021 – Dec 1, 2022

Issuer used a different name before — Global Atlantic Financial Group LLC

SEC records list prior names for this filer: Magnolia Parent LLC. The current name on file is "Global Atlantic Financial Group LLC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Global Atlantic Financial Group LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

9 of 17 offerings report sales commissions totalling $234,295,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 20, 2025 D
Global Atlantic Ivy Co-Invest Vehicle III ESC Feeder L.P.
File 021-561395
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 20, 2025 D
Global Atlantic Ivy Co-Invest Vehicle III Feeder L.P.
File 021-561399
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 20, 2025 D
Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P.
File 021-561404
$20,000,000 (est.)$0$0 (est.)Lee & Partners no CRD number reported
Castlehill Capital Advisors Pte. Ltd. no CRD number reported		EDGAR ↗
Oct 20, 2025 D
Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P.
File 021-561405
$20,000,000 (est.)$0$0 (est.)Lee & Partners no CRD number reported
Castlehill Capital Advisors Pte. Ltd. no CRD number reported		EDGAR ↗
Aug 14, 2025 D/A
Global Atlantic Ivy Co-Invest Vehicle III L.P.
File 021-529426
$45,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Goldman Sachs & Co. LLC (CRD 000000361 ↗)

None no CRD number reported
via KKR Capital Markets LLC (CRD 000143571 ↗)

None no CRD number reported
via DB Financial Investment Co., Ltd

None no CRD number reported
via Lee & Partners

None no CRD number reported
via Hesed Investment Consulting Co., Ltd.

None no CRD number reported
via Castlehill Capital Advisors Pte. Ltd.
EDGAR ↗
Jul 1, 2025 D/A
Global Atlantic Ivy III Aggregator L.P.
File 021-529425
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 14, 2024 D
GA Iris LLC
File 021-513270
$0$0$0None listed on this filingEDGAR ↗
Feb 1, 2024 D
Ivy Peak Co-Invest II LLC
File 021-504127
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 20, 2023 D
Ivy Peak Co-Invest LLC
File 021-495336
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 9, 2022 D/A
Ivy Co-Invest Vehicle II LLC
File 021-424357
$35,750,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Goldman Sachs & Co. LLC (CRD 361 ↗)

None no CRD number reported
via KKR Capital Markets LLC (CRD 143571 ↗)
EDGAR ↗
Dec 9, 2022 D/A
Ivy UK Co-Invest Vehicle II Ltd
File 021-424356
$35,750,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Goldman Sachs & Co. LLC (CRD 361 ↗)

None no CRD number reported
via KKR Capital Markets LLC (CRD 143571 ↗)
EDGAR ↗
Dec 1, 2022 D
Global Atlantic Financial Group LLC
File 021-466216
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2021 D
Global Atlantic Financial Group LLC
File 021-389585
$12,670,000$0$0KKR Capital Markets LLC BrokerCheck CRD 143571 ↗
via KKR Capital Markets LLC (CRD 143571 ↗)

Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Apr 3, 2020 D
Ivy Co-Invest Vehicle LLC
File 021-364267
$31,000,000 (est.)$0 (est.)$0 (est.)Goldman Sachs & Co. LLC no CRD number reported
Barclays Capital Inc. no CRD number reported		EDGAR ↗
Apr 3, 2020 D
Ivy UK Co-Invest Vehicle Ltd
File 021-364268
$31,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Goldman Sachs & Co. LLC (CRD 361 ↗)

None no CRD number reported
via Barclays Capital Inc. (CRD 19714 ↗)
EDGAR ↗
Oct 24, 2016 D
Global Atlantic (Fin) Co
File 021-273117
$3,125,000 (est.)$0 (est.)$0 (est.)Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
Goldman Sachs Bank AG no CRD number reported
Goldman Sachs International no CRD number reported		EDGAR ↗
May 13, 2013 D
Global Atlantic Financial Group
File 021-196386
$0$0$0
Gross proceeds of the offering were paid by the Issuer to Goldman Sachs Group, Inc. as consideration for the transfer of the reinsurance business of Goldman Sachs to Global Atlantic. Timothy J. O?Neill is a managing director of Goldman Sachs Group, Inc.
Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 15 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:31 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Global Atlantic Ivy in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:31 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗GA Global Atlantic Financial Groupshared people, same person name on both filings, similar issuer namesHAMILTON, Bermuda (as filed: D0)Insurance1$1,014,419,250903No minimum reported2013–2013
EDGAR ↗GA Global Atlantic (Fin) Coshared people, same person name on both filingsNew York, NYInsurance1$250,000,000
offering $250,000,000 · similar: $750,000–$13,000,000
377
similar: 1–13
$25,000
similar: $6,403–$560,000
2016–2016
EDGAR ↗IC Ivy Co-Invest Vehicle LLCshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Other1$0
offering Indefinite · similar: $500,000–$7,000,000
0
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2020
EDGAR ↗IU Ivy UK Co-Invest Vehicle Ltdshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LONDON, United Kingdom (as filed: X0)Other1$0
offering Indefinite · similar: $500,000–$7,000,000
0
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2020–2020
EDGAR ↗GA Global Atlantic Financial Group LLCshared people, same person name on both filings, similar issuer namesHamilton, Bermuda (as filed: D0)Insurance2$1,926,206,232
offering Indefinite · similar: $750,000–$13,000,000
87
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2021–2022
EDGAR ↗IC Ivy Co-Invest Vehicle II LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)HAMILTON, Bermuda (as filed: D0)Insurance2$1,145,795,000
offering Indefinite · similar: $750,000–$13,000,000
198
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2021–2022
EDGAR ↗IU Ivy UK Co-Invest Vehicle II Ltdshared people, same person name on both filings, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LONDON, United Kingdom (as filed: X0)Insurance2$1,216,795,000
offering Indefinite · similar: $750,000–$13,000,000
10
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2021–2022
EDGAR ↗IP Ivy Peak Co-Invest LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesHAMILTON, Bermuda (as filed: D0)Insurance1$0
offering Indefinite · similar: $750,000–$13,000,000
0
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2023–2023
EDGAR ↗IP Ivy Peak Co-Invest II LLCshared people, similar issuer namesHAMILTON, Bermuda (as filed: D0)Insurance1$0
offering Indefinite · similar: $750,000–$13,000,000
0
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2024–2024
EDGAR ↗GI GA Iris LLCshared people, same person name on both filingsNew York, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗GA Global Atlantic Ivy Co-Invest Vehicle III L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesHAMILTON, Bermuda (as filed: D0)Insurance3$3,511,892,500
offering Indefinite · similar: $750,000–$13,000,000
76
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2024–2025
EDGAR ↗GA Global Atlantic Ivy III Aggregator L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesHAMILTON, Bermuda (as filed: D0)Insurance2$3,173,092,500
offering Indefinite · similar: $750,000–$13,000,000
1
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2024–2025
EDGAR ↗GA Global Atlantic Ivy Co-Invest Vehicle III ESC Feeder L.P.shared people, same person name on both filings, shared management entity, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Insurance1$0
offering Indefinite · similar: $750,000–$13,000,000
0
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2025–2025
EDGAR ↗GA Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P.shared people, same person name on both filings, shared management entity, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Insurance2$0
offering Indefinite · similar: $750,000–$13,000,000
0
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2025–2025
EDGAR ↗GA Global Atlantic Ivy Co-Invest Vehicle III Feeder L.P.shared people, same person name on both filings, shared management entity, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Insurance1$0
offering Indefinite · similar: $750,000–$13,000,000
0
similar: 1–13
No minimum reported
similar: $6,403–$560,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 20, 2025Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P.DInsuranceIndefinite$0
EDGAR ↗Oct 20, 2025Global Atlantic Ivy Co-Invest Vehicle III Rated Feeder L.P.DInsuranceIndefinite$0
EDGAR ↗Oct 20, 2025Global Atlantic Ivy Co-Invest Vehicle III Feeder L.P.DInsuranceIndefinite$0
EDGAR ↗Oct 20, 2025Global Atlantic Ivy Co-Invest Vehicle III ESC Feeder L.P.DInsuranceIndefinite$0
EDGAR ↗Aug 14, 2025Global Atlantic Ivy Co-Invest Vehicle III L.P.D/AInsuranceIndefinite$3,511,892,500
EDGAR ↗Jul 1, 2025Global Atlantic Ivy III Aggregator L.P.D/AInsuranceIndefinite$3,173,092,500
EDGAR ↗Jul 1, 2025Global Atlantic Ivy Co-Invest Vehicle III L.P.D/AInsuranceIndefinite$3,173,092,500
EDGAR ↗Nov 14, 2024Global Atlantic Ivy III Aggregator L.P.DInsuranceIndefinite$0
EDGAR ↗Nov 14, 2024Global Atlantic Ivy Co-Invest Vehicle III L.P.DInsuranceIndefinite$0
EDGAR ↗May 14, 2024GA Iris LLCDPooled Investment FundIndefinite$0
EDGAR ↗Feb 1, 2024Ivy Peak Co-Invest II LLCDInsuranceIndefinite$0
EDGAR ↗Oct 20, 2023Ivy Peak Co-Invest LLCDInsuranceIndefinite$0
EDGAR ↗Dec 9, 2022Ivy UK Co-Invest Vehicle II LtdD/AInsuranceIndefinite$1,216,795,000
EDGAR ↗Dec 9, 2022Ivy Co-Invest Vehicle II LLCD/AInsuranceIndefinite$1,145,795,000
EDGAR ↗Dec 1, 2022Global Atlantic Financial Group LLCDInsuranceIndefinite$500,000,000
EDGAR ↗Dec 9, 2021Ivy UK Co-Invest Vehicle II LtdDInsuranceIndefinite$0
EDGAR ↗Dec 9, 2021Ivy Co-Invest Vehicle II LLCDInsuranceIndefinite$0
EDGAR ↗Feb 16, 2021Global Atlantic Financial Group LLCDInsurance$1,926,206,232$1,926,206,232
EDGAR ↗Apr 3, 2020Ivy UK Co-Invest Vehicle LtdDOtherIndefinite$0
EDGAR ↗Apr 3, 2020Ivy Co-Invest Vehicle LLCDOtherIndefinite$0
EDGAR ↗Oct 24, 2016Global Atlantic (Fin) CoDInsurance$250,000,000$250,000,000
EDGAR ↗May 13, 2013Global Atlantic Financial GroupDInsurance$1,014,419,250$1,014,419,250

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 20, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Insurance (2013–2016), Other (2020), Insurance (2021–2024), Pooled Investment Fund (2024). Latest offering: Insurance (2024–2025; most recent Oct 20, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
MS Manu SareenExecutive Officer, Director8Oct 24, 2016 → Oct 20, 2025
AA Alberto AutmezguineExecutive Officer7Dec 9, 2022 → Oct 20, 2025
DH Darryl HerrickExecutive Officer, Director6May 14, 2024 → Oct 20, 2025
CV Catherine ValeriExecutive Officer6Dec 9, 2022 → Oct 20, 2025
TH Tom HulstExecutive Officer, Director6Apr 3, 2020 → Aug 14, 2025
JM Julie McDonaldExecutive Officer5Nov 14, 2024 → Oct 20, 2025
JM Justin MacNeilExecutive Officer5Nov 14, 2024 → Oct 20, 2025
JK Jason KaoExecutive Officer5Nov 14, 2024 → Oct 20, 2025
GA Global Atlantic Financial Limited entityPromoter5Apr 3, 2020 → Oct 20, 2023
TH Thomas HulstExecutive Officer, Director4Dec 9, 2022 → Feb 1, 2024
JT Jarladth TraversDirector4Apr 3, 2020 → Dec 9, 2021
IC Ivy Co-Invest Vehicle III Feeder GP LLC entityPromoter3Oct 20, 2025 → Oct 20, 2025
PT Peter TedoneDirector3Dec 9, 2022 → Aug 14, 2025
AL Allan LevineExecutive Officer, Director3May 13, 2013 → Dec 1, 2022
SR Samuel RamosExecutive Officer3May 13, 2013 → Dec 1, 2022
BB Billy ButcherDirector2Nov 14, 2024 → Aug 14, 2025
BD Brian DillardDirector2Jul 1, 2025 → Aug 14, 2025
DP Doug PaulsDirector2Nov 14, 2024 → Aug 14, 2025
GA GLOBAL ATLANTIC IVY III GP LLC entityPromoter2Nov 14, 2024 → Aug 14, 2025
GA Global Atlantic Limited (Delaware) entityPromoter2Feb 1, 2024 → May 14, 2024
RF Roy FellowesDirector2Oct 20, 2023 → Feb 1, 2024
BS Barclay SimmonsDirector2Oct 20, 2023 → Feb 1, 2024
LD Law Debenture Corporate Services Limited entityExecutive Officer2Apr 3, 2020 → Dec 9, 2022
HL Hanben Kim LeeExecutive Officer, Director2Oct 24, 2016 → Dec 1, 2022
JG Jane GrassoExecutive Officer2Apr 3, 2020 → Apr 3, 2020
KR Kathleen M RedgateExecutive Officer, Director2May 13, 2013 → Oct 24, 2016
AG April GaldaExecutive Officer2May 13, 2013 → Oct 24, 2016
KK Kohlberg Kravis Roberts & Co. L.P. entityExecutive Officer1May 14, 2024 → May 14, 2024
HL H. Kim LeeDirector1May 14, 2024 → May 14, 2024
AS Andrew ShainbergExecutive Officer1Dec 9, 2022 → Dec 9, 2022
BL Benjamin LeeDirector1Dec 9, 2022 → Dec 9, 2022
EA Eileen AptmanDirector1Dec 9, 2022 → Dec 9, 2022
DU David Ben-UrDirector1Dec 9, 2022 → Dec 9, 2022
RF Robert FellowesDirector1Dec 9, 2022 → Dec 9, 2022
ES Everard SimmonsDirector1Dec 9, 2022 → Dec 9, 2022
SD Suzanne O. DonohoeDirector1Feb 16, 2021 → Dec 1, 2022
SN Scott C. NuttallDirector1Feb 16, 2021 → Dec 1, 2022
RS Richard SpencerDirector1Feb 16, 2021 → Dec 1, 2022
JB Joseph Y. BaeDirector1Feb 16, 2021 → Dec 1, 2022
CL Craig LeeDirector1Feb 16, 2021 → Dec 1, 2022
JG John GrafDirector1Feb 16, 2021 → Dec 1, 2022
DP Douglas PaulsDirector1Feb 16, 2021 → Dec 1, 2022
CS Catherine SmithDirector1Feb 16, 2021 → Dec 1, 2022
AA Anupam AgarwalExecutive Officer1Dec 1, 2022 → Dec 1, 2022
RA Robert Michael Arena, Jr.Executive Officer1Feb 16, 2021 → Dec 1, 2022
EW Edward WilsonExecutive Officer1Feb 16, 2021 → Dec 1, 2022
DS Daniel Patrick O'SheaExecutive Officer1Feb 16, 2021 → Feb 16, 2021
AA Agarwal AnupamExecutive Officer1Feb 16, 2021 → Feb 16, 2021
KF Kevin FelixDirector1Feb 16, 2021 → Feb 16, 2021
NM Nicholas von MoltkeExecutive Officer, Director1Oct 24, 2016 → Oct 24, 2016
SS Scott D SilvermanExecutive Officer1Oct 24, 2016 → Oct 24, 2016
GS Gary SilberExecutive Officer1Oct 24, 2016 → Oct 24, 2016
PS Philip SherrillExecutive Officer1Oct 24, 2016 → Oct 24, 2016
BM Benjamin MaselExecutive Officer1Oct 24, 2016 → Oct 24, 2016
JF John J FowlerExecutive Officer1Oct 24, 2016 → Oct 24, 2016
GD Gilles M. DellaertExecutive Officer, Director1Oct 24, 2016 → Oct 24, 2016

Business registration (state registry / Secretary of State)

None of the 15 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

KOHLBERG KRAVIS ROBERTS & CO. L.P. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Oct 15, 2008 · SEC file 801-69634 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $399,895,855,728 as reported on Form ADV filed Sep 25, 2026 (Item 5.F(2)(c)) · 227 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.KKR.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 25, 2026: 7 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:02 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Global Atlantic Ivy as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Global Atlantic Ivy's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #62,747 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗