PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:16 AM ET

Sponsor Check › Sponsor group

Q

Qvt

One sponsor team, 17 deal companies · New York, NY

Grouped because: 5 shared people, 3 shared management entities, same business address (7 issuers), similar issuer names (15) (automatic match from the filings) · not the same sponsor?

17deal companies
$3.15Breported sold
269investors
74Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Apr 14, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:13 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Qvt is a sponsor group of 17 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 74 Form D filings between Jul 2009 and Apr 2026.

What this means One team, 17 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.15B to 269 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (17). Issuers are based in NY (10), Cayman Islands (as filed: E9) (7).

What this means $3.15B raised across the group, about $11.7M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Daniel Allen Gold (17 issuers, executive officer and director), Nicholas David Sputnick Brumm (17 issuers, executive officer and director), Arthur Pai-Shih Chu (16 issuers, executive officer), Tracy Chuin Fu (16 issuers, executive officer), QVT Associates GP LLC (12 issuers, executive officer and promoter, entity) and 9 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Apr 14, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: QVT FINANCIAL LP.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 74 public filings for Qvt and found 16 differences, 6 worth asking the sponsor about: Adviser QVT FINANCIAL LP reports disciplinary disclosures on Form ADV; Form D filed 74 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Qvt has not run yet — it is joining a line of 50,436 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found so far — 17 of 17 issuers searched (federal courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched.. Searched so far: 17 of 17 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Qvt..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found so far — 17 of 17 issuers searched (federal bankruptcy courts (CourtListener / RECAP), last checked Oct 24, 2026)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only).. Searched so far: 17 of 17 issuers in this group; 0 still to be searched. Results are added automatically.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for Qvt — 6 worth asking about (compared the newest 50 of 74 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 21, 2012

Adviser QVT FINANCIAL LP reports disciplinary disclosures on Form ADV

The firm's Form ADV answers "yes" to Item 11 (disciplinary history) — items 11D(2). It is linked to QVT Offshore Ltd. (member issuer). Our match estimate: 80%. Status on file: Approved since Feb 21, 2012.

What this means The firm answered "yes" to at least one disciplinary question on its SEC adviser form. The details are in the ADV on adviserinfo.sec.gov.

Form ADV · QVT FINANCIAL LP ↗QVT Offshore Ltd. — PartnerFacts page ↗
Sources
Note · Apr 16, 1998 – Feb 13, 2025

10 bankruptcy cases name the subject or team members

Bankruptcy case: Glosslab 127 Fourth Avenue LLC — filed Dec 23, 2024 · Bankruptcy case: 6365 Fourth Avenue Corp. v. 1237 Dean Street Corp. — filed Apr 10, 2020 · Bankruptcy case: 6365 Fourth Avenue Corp. and 11 Forest Avenue Corp. — filed Nov 4, 2019 · Bankruptcy case: 231 Fourth Avenue Lyceum, LLC — filed Apr 11, 2013 · Bankruptcy case: 90 Fourth Avenue LLC — filed Mar 16, 2010 · and 5 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Fourth Avenue Capital Partners GP LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Note · Feb 4, 2011 – Apr 14, 2026

4 addresses are shared with 10+ issuers outside this group

17 other issuers file from the same address — QVT Family Office Offshore LP · 18 other issuers file from the same address — 2 member issuers (QVT Offshore Ltd.; Menes Fund LP) · 24 other issuers file from the same address — QVT Fund LP · 23 other issuers file from the same address — 2 member issuers (Quintessence Overseas LP; Quintessence Global LP)

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

QVT Family Office Offshore LP — PartnerFacts page ↗EDGAR filer page · QVT Family Office Offshore LP ↗QVT Offshore Ltd. — PartnerFacts page ↗Menes Fund LP — PartnerFacts page ↗
Sources
Worth asking · Aug 1, 2016 – Oct 14, 2016

Form D filed 74 days after the first sale — QVT Series Holdings LP - Series SLV Onshore

The filing says the first sale was Aug 1, 2016. The Form D was filed Oct 14, 2016 — 74 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 59 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 14, 2016 ↗QVT Series Holdings LP - Series SLV Onshore — PartnerFacts page ↗
Sources
Worth asking · Aug 1, 2016 – Oct 14, 2016

Form D filed 74 days after the first sale — QVT Series Holdings LP - Series SLV Offshore

The filing says the first sale was Aug 1, 2016. The Form D was filed Oct 14, 2016 — 74 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 59 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 14, 2016 ↗QVT Series Holdings LP - Series SLV Offshore — PartnerFacts page ↗
Sources
Note · Feb 1, 2012 – Oct 16, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — QVT Series Holdings LP - Series SLV Onshore (latest filing Oct 16, 2020) · No amendment in the last 12 months on an offering that may still be open — QVT Series Holdings LP - Series SLV Offshore (latest filing Oct 16, 2020) · No amendment in the last 12 months on an offering that may still be open — Menes Fund LP (latest filing Jun 27, 2018) · No amendment in the last 12 months on an offering that may still be open — QVT Onshore LP (latest filing Oct 2, 2017) · No amendment in the last 12 months on an offering that may still be open — QVT Fund LP (latest filing Aug 15, 2017) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 16, 2020 ↗QVT Series Holdings LP - Series SLV Onshore — PartnerFacts page ↗Form D/A · Oct 16, 2020 ↗QVT Series Holdings LP - Series SLV Offshore — PartnerFacts page ↗
Sources
Worth asking · Oct 1, 2015 – Sep 30, 2016

Chuin QVT Financial LP is no longer listed on the Sep 30, 2016 amendment — QVT Onshore LP

Chuin QVT Financial LP appears on the Oct 1, 2015 Form D/A (executive officer) but not on the Sep 30, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 1, 2015 ↗Form D/A · Sep 30, 2016 ↗Chuin QVT Financial LP — PartnerFacts page ↗QVT Onshore LP — PartnerFacts page ↗
Sources
Worth asking · Mar 11, 2016 – Apr 15, 2016

Chuin QVT Financial LP is no longer listed on the Apr 15, 2016 amendment — Fourth Avenue FF Opportunities LP - Series A

Chuin QVT Financial LP appears on the Mar 11, 2016 Form D (executive officer) but not on the Apr 15, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Mar 11, 2016 ↗Form D/A · Apr 15, 2016 ↗Chuin QVT Financial LP — PartnerFacts page ↗Fourth Avenue FF Opportunities LP - Series A — PartnerFacts page ↗
Sources
Worth asking · Jun 26, 2014 – Jun 26, 2015

QVT Financial LP is no longer listed on the Jun 26, 2015 amendment — Menes Fund LP

QVT Financial LP appears on the Jun 26, 2014 Form D/A (executive officer) but not on the Jun 26, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jun 26, 2014 ↗Form D/A · Jun 26, 2015 ↗QVT Financial LP — PartnerFacts page ↗Menes Fund LP — PartnerFacts page ↗
Sources
Note · May 3, 2013 – Apr 14, 2025

9 role changes for the same people across filings

QVT Associates GP LLC's role changed at QVT Family Office Offshore LP: executive officer, promoter → executive officer · QVT Associates GP LLC's role changed at QVT Family Office Offshore LP: promoter → executive officer, promoter · QVT Associates GP LLC's role changed at QVT Family Office Onshore LP: promoter → executive officer · QVT Associates GP LLC's role changed at Menes Fund LP: promoter → executive officer · QVT Associates GP LLC's role changed at QVT Onshore LP: promoter → executive officer · and 4 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Apr 12, 2024 ↗Form D/A · Apr 14, 2025 ↗QVT Associates GP LLC — PartnerFacts page ↗QVT Family Office Offshore LP — PartnerFacts page ↗
Sources
Note · May 3, 2012 – Jun 27, 2017

4 people are written more than one way across the filings

Nicholas David Sputnick Brumm is written 3 different ways on the filings · Daniel Allen Gold is written 2 different ways on the filings · Arthur Pai-Shih Chu is written 2 different ways on the filings · Tracy Chuin Fu is written 3 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · May 3, 2012 ↗Form D · Jun 26, 2013 ↗Form D/A · Jun 27, 2017 ↗Nicholas David Sputnick Brumm — PartnerFacts page ↗
Sources
Note · May 5, 2017 – Apr 14, 2026

6 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — QVT Family Office Offshore LP · Address on file is a registered agent / shared office — QVT Series Holdings LP - Series SLV Onshore · Address on file is a registered agent / shared office — QVT Series Holdings LP - Series SLV Offshore · Address on file is a registered agent / shared office — Menes Fund LP · Address on file is a registered agent / shared office — QVT Fund LP · and 1 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Apr 14, 2026 ↗QVT Family Office Offshore LP — PartnerFacts page ↗Form D/A · Oct 16, 2020 ↗QVT Series Holdings LP - Series SLV Onshore — PartnerFacts page ↗
Sources
Note · Jan 31, 2011 – Apr 14, 2026

Member companies were formed in 2 different states

Delaware (10), Cayman Islands (7) — out of 17 member issuers. The odd ones out: QVT Fund LP (Cayman Islands); QVT Offshore Ltd. (Cayman Islands); Quintessence Overseas LP (Cayman Islands); Quintessence Global LP (Cayman Islands); QVT International L.P. (Cayman Islands); Menes Fund LP (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Qvt — sponsor group page ↗QVT Fund LP — PartnerFacts page ↗QVT Offshore Ltd. — PartnerFacts page ↗Quintessence Overseas LP — PartnerFacts page ↗
Sources
Note · Jan 31, 2011 – Apr 14, 2026

Member companies list addresses in 2 different states

NY (10), Cayman Islands (as filed: E9) (7). 9 members use a registered-agent or shared-office address: QVT Fund LP (Intertrust Corp. Services (Cayman) Ltd, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)); QVT Offshore Ltd. (Intertrust Corporate Services Cayman Ltd, 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands (as filed: E9)); Quintessence Overseas LP (Walker House, 87 Mary Street, George Town Grand Cayman, Cayman Islands (as filed: E9)); Quintessence Global LP (Walker House, 87 Mary Street, George Town Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Qvt — sponsor group page ↗QVT Fund LP — PartnerFacts page ↗QVT Offshore Ltd. — PartnerFacts page ↗Quintessence Overseas LP — PartnerFacts page ↗
Sources
Note · Apr 10, 2018 – Apr 14, 2026

Issuer used a different name before — QVT Family Office Onshore LP

SEC records list prior names for this filer: QVT V Onshore LP. The current name on file is "QVT Family Office Onshore LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗QVT Family Office Onshore LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 74 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 19 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 14, 2026 D/A
QVT Family Office Offshore LP
File 021-309797
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2026 D/A
QVT Family Office Onshore LP
File 021-309800
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2020 D/A
QVT Series Holdings LP - Series SLV Offshore
File 021-272498
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2020 D/A
QVT Series Holdings LP - Series SLV Onshore
File 021-272496
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2018 D/A
Menes Fund LP
File 021-198642
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management and an incentive fee based on performance.
None listed on this filingEDGAR ↗
Oct 2, 2017 D/A
QVT Onshore LP
File 021-177649
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Aug 15, 2017 D/A
QVT Fund LP
File 021-222912
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Jul 27, 2017 D
Fourth Avenue FF Opportunities LP - Series E
File 021-291611
$0$0$0None listed on this filingEDGAR ↗
May 5, 2017 D/A
Quintessence Associates LP
File 021-177655
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
May 5, 2017 D/A
QVT Offshore Ltd.
File 021-177713
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management and an incentive fee based on performance.
None listed on this filingEDGAR ↗
Apr 15, 2016 D/A
Fourth Avenue FF Opportunities LP - Series A
File 021-259089
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2016 D
Fourth Avenue FF Opportunities LP - Series B
File 021-261049
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2012 D/A
Ashokan Associates LP
File 021-163466
$0$0$0
The Investment Manager is entitled to receive a management fee based on capital commitments or assets under management.
None listed on this filingEDGAR ↗
Feb 4, 2011 D/A
Quintessence Associates LP
File 021-105959
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Feb 4, 2011 D/A
Quintessence Overseas LP
File 021-105990
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Feb 4, 2011 D/A
Quintessence Global LP
File 021-105989
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Feb 1, 2011 D/A
QVT Offshore Ltd.
File 021-68850
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Jan 31, 2011 D/A
QVT Associates II LP
File 021-132569
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗
Jan 31, 2011 D/A
QVT International L.P.
File 021-132759
$0$0$0
The Investment Manager is entitled to receive a management fee based on assets under management.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 17 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:13 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Qvt in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:13 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗QA QVT Associates II LPshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$1,380,446,20084$5,0002009–2011
EDGAR ↗QI QVT International L.P.shared people, shared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$441,500,00020$100,0002009–2011
EDGAR ↗QO QVT Offshore Ltd.shared people, shared management entity, similar issuer namesGeorge Town, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund8$270,266,484
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
$50,000
similar: $1,000–$100,000
2011–2017
EDGAR ↗QA Quintessence Associates LPshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund7$124,910,097
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$5,000
similar: $1,000–$100,000
2011–2017
EDGAR ↗QO Quintessence Overseas LPshared people, shared management entity, similar issuer namesGeorge Town Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$50,0001$5,000,0002011–2011
EDGAR ↗QG Quintessence Global LPshared people, shared management entity, similar issuer namesGeorge Town Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$4,988,3011$5,000,0002011–2011
EDGAR ↗AA Ashokan Associates LPshared people, same business addressNEW YORK, NYPooled Investment Fund2$44,197,69820No minimum reported2011–2012
EDGAR ↗QO QVT Onshore LPshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund8$451,442,550
offering Indefinite · similar: $155,000–$5,250,000
49
similar: 4–27
$5,000
similar: $1,000–$100,000
2012–2017
EDGAR ↗MF Menes Fund LPshared people, shared management entityGeorge Town, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund6$26,260,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000
similar: $1,000–$100,000
2013–2018
EDGAR ↗QF QVT Fund LPshared people, shared management entity, similar issuer namesGeorge Town, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund5$10,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000
similar: $1,000–$100,000
2014–2017
EDGAR ↗FA Fourth Avenue FF Opportunities LP - Series Ashared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund2$5,489,640
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗FA Fourth Avenue FF Opportunities LP - Series Bshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$7,840,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗QS QVT Series Holdings LP - Series SLV Offshoreshared people, shared management entity, similar issuer namesNew York, NYPooled Investment Fund5$10,189,577
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2020
EDGAR ↗QS QVT Series Holdings LP - Series SLV Onshoreshared people, shared management entity, similar issuer namesNew York, NYPooled Investment Fund5$6,044,365
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2020
EDGAR ↗FA Fourth Avenue FF Opportunities LP - Series Eshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund1$8,057,826
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗QF QVT Family Office Offshore LPshared people, shared management entity, similar issuer namesCamana Bay, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund9$29,897,938
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$100,000
similar: $1,000–$100,000
2018–2026
EDGAR ↗QF QVT Family Office Onshore LPshared people, shared management entity, similar issuer namesNew York, NYPooled Investment Fund9$505,905,296
offering Indefinite · similar: $155,000–$5,250,000
30
similar: 4–27
$5,000
similar: $1,000–$100,000
2018–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Apr 14, 2026QVT Family Office Offshore LPD/APooled Investment FundIndefinite$29,897,938
EDGAR ↗Apr 14, 2026QVT Family Office Onshore LPD/APooled Investment FundIndefinite$505,905,296
EDGAR ↗Apr 14, 2025QVT Family Office Onshore LPD/APooled Investment FundIndefinite$496,864,726
EDGAR ↗Apr 14, 2025QVT Family Office Offshore LPD/APooled Investment FundIndefinite$29,897,938
EDGAR ↗Apr 12, 2024QVT Family Office Onshore LPD/APooled Investment FundIndefinite$496,831,173
EDGAR ↗Apr 12, 2024QVT Family Office Offshore LPD/APooled Investment FundIndefinite$29,897,938
EDGAR ↗Apr 12, 2023QVT Family Office Onshore LPD/APooled Investment FundIndefinite$491,581,802
EDGAR ↗Apr 12, 2023QVT Family Office Offshore LPD/APooled Investment FundIndefinite$29,897,938
EDGAR ↗Apr 12, 2022QVT Family Office Onshore LPD/APooled Investment FundIndefinite$479,578,234
EDGAR ↗Apr 12, 2022QVT Family Office Offshore LPD/APooled Investment FundIndefinite$29,897,938
EDGAR ↗Apr 12, 2021QVT Family Office Onshore LPD/APooled Investment FundIndefinite$475,015,545
EDGAR ↗Apr 12, 2021QVT Family Office Offshore LPD/APooled Investment FundIndefinite$29,897,938
EDGAR ↗Oct 16, 2020QVT Series Holdings LP - Series SLV OnshoreD/APooled Investment FundIndefinite$6,044,365
EDGAR ↗Oct 16, 2020QVT Series Holdings LP - Series SLV OffshoreD/APooled Investment FundIndefinite$10,189,577
EDGAR ↗Apr 10, 2020QVT Family Office Offshore LPD/APooled Investment FundIndefinite$26,311,483
EDGAR ↗Apr 10, 2020QVT Family Office Onshore LPD/APooled Investment FundIndefinite$467,469,101
EDGAR ↗Oct 16, 2019QVT Series Holdings LP - Series SLV OnshoreD/APooled Investment FundIndefinite$6,044,365
EDGAR ↗Oct 16, 2019QVT Series Holdings LP - Series SLV OffshoreD/APooled Investment FundIndefinite$10,189,577
EDGAR ↗Apr 10, 2019QVT Family Office Onshore LPD/APooled Investment FundIndefinite$465,763,783
EDGAR ↗Apr 10, 2019QVT Family Office Offshore LPD/APooled Investment FundIndefinite$26,311,483
EDGAR ↗Oct 16, 2018QVT Series Holdings LP - Series SLV OnshoreD/APooled Investment FundIndefinite$6,000,940
EDGAR ↗Oct 16, 2018QVT Series Holdings LP - Series SLV OffshoreD/APooled Investment FundIndefinite$9,124,205
EDGAR ↗Jun 27, 2018Menes Fund LPD/APooled Investment FundIndefinite$26,260,000
EDGAR ↗Apr 10, 2018QVT Family Office Onshore LPDPooled Investment FundIndefinite$452,835,551
EDGAR ↗Apr 10, 2018QVT Family Office Offshore LPDPooled Investment FundIndefinite$26,311,483
EDGAR ↗Oct 16, 2017QVT Series Holdings LP - Series SLV OnshoreD/APooled Investment FundIndefinite$6,000,940
EDGAR ↗Oct 16, 2017QVT Series Holdings LP - Series SLV OffshoreD/APooled Investment FundIndefinite$8,973,670
EDGAR ↗Oct 2, 2017QVT Onshore LPD/APooled Investment FundIndefinite$451,442,550
EDGAR ↗Aug 15, 2017QVT Fund LPD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Jul 27, 2017Fourth Avenue FF Opportunities LP - Series EDPooled Investment FundIndefinite$8,057,826
EDGAR ↗Jun 27, 2017Menes Fund LPD/APooled Investment FundIndefinite$26,260,000
EDGAR ↗May 5, 2017Quintessence Associates LPD/APooled Investment FundIndefinite$8,110,593
EDGAR ↗May 5, 2017QVT Offshore Ltd.D/APooled Investment FundIndefinite$210,862,804
EDGAR ↗Oct 14, 2016QVT Series Holdings LP - Series SLV OnshoreDPooled Investment FundIndefinite$3,728,113
EDGAR ↗Oct 14, 2016QVT Series Holdings LP - Series SLV OffshoreDPooled Investment FundIndefinite$8,825,592
EDGAR ↗Sep 30, 2016QVT Onshore LPD/APooled Investment FundIndefinite$444,040,120
EDGAR ↗Aug 15, 2016QVT Fund LPD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Jun 27, 2016Menes Fund LPD/APooled Investment FundIndefinite$16,260,000
EDGAR ↗May 5, 2016Quintessence Associates LPD/APooled Investment FundIndefinite$8,110,593
EDGAR ↗May 5, 2016QVT Offshore Ltd.D/APooled Investment FundIndefinite$210,760,992
EDGAR ↗Apr 15, 2016Fourth Avenue FF Opportunities LP - Series AD/APooled Investment FundIndefinite$5,489,640
EDGAR ↗Apr 11, 2016Fourth Avenue FF Opportunities LP - Series BDPooled Investment FundIndefinite$7,840,000
EDGAR ↗Mar 11, 2016Fourth Avenue FF Opportunities LP - Series ADPooled Investment FundIndefinite$5,489,640
EDGAR ↗Oct 1, 2015QVT Onshore LPD/APooled Investment FundIndefinite$433,050,120
EDGAR ↗Aug 14, 2015QVT Fund LPD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Jun 26, 2015Menes Fund LPD/APooled Investment FundIndefinite$16,260,000
EDGAR ↗May 5, 2015Quintessence Associates LPD/APooled Investment FundIndefinite$8,110,593
EDGAR ↗May 5, 2015QVT Offshore Ltd.D/APooled Investment FundIndefinite$178,617,749
EDGAR ↗Oct 1, 2014QVT Onshore LPD/APooled Investment FundIndefinite$425,635,120
EDGAR ↗Aug 14, 2014QVT Fund LPD/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Aug 14, 2014QVT Fund LPDPooled Investment FundIndefinite$10,000,000
EDGAR ↗Jun 26, 2014Menes Fund LPD/APooled Investment FundIndefinite$6,260,000
EDGAR ↗May 5, 2014Quintessence Associates LPD/APooled Investment FundIndefinite$8,110,593
EDGAR ↗May 5, 2014QVT Offshore Ltd.D/APooled Investment FundIndefinite$166,891,992
EDGAR ↗Oct 1, 2013QVT Onshore LPD/APooled Investment FundIndefinite$387,986,119
EDGAR ↗Jun 26, 2013Menes Fund LPDPooled Investment FundIndefinite$6,250,000
EDGAR ↗May 3, 2013Quintessence Associates LPD/APooled Investment FundIndefinite$8,110,593
EDGAR ↗May 3, 2013QVT Offshore Ltd.D/APooled Investment FundIndefinite$106,683,992
EDGAR ↗Oct 1, 2012QVT Onshore LPD/APooled Investment FundIndefinite$377,292,119
EDGAR ↗Jul 25, 2012Ashokan Associates LPD/APooled Investment FundIndefinite$44,197,698
EDGAR ↗May 9, 2012QVT Offshore Ltd.D/APooled Investment FundIndefinite$93,473,992
EDGAR ↗May 9, 2012QVT Onshore LPD/APooled Investment FundIndefinite$375,210,869
EDGAR ↗May 4, 2012QVT Offshore Ltd.DPooled Investment FundIndefinite$93,473,992
EDGAR ↗May 3, 2012QVT Onshore LPDPooled Investment FundIndefinite$375,210,869
EDGAR ↗May 3, 2012Quintessence Associates LPDPooled Investment FundIndefinite$510,593
EDGAR ↗Jul 26, 2011Ashokan Associates LPDPooled Investment FundIndefinite$10,281,207
EDGAR ↗Feb 4, 2011Quintessence Global LPD/APooled Investment FundIndefinite$4,988,301
EDGAR ↗Feb 4, 2011Quintessence Overseas LPD/APooled Investment FundIndefinite$50,000
EDGAR ↗Feb 4, 2011Quintessence Associates LPD/APooled Investment FundIndefinite$124,910,097
EDGAR ↗Feb 1, 2011QVT Offshore Ltd.D/APooled Investment FundIndefinite$270,266,484
EDGAR ↗Jan 31, 2011QVT International L.P.D/APooled Investment FundIndefinite$441,500,000
EDGAR ↗Jan 31, 2011QVT Associates II LPD/APooled Investment FundIndefinite$1,380,446,200
EDGAR ↗Jul 15, 2009QVT International L.P.DPooled Investment FundIndefinite$441,500,000
EDGAR ↗Jul 9, 2009QVT Associates II LPDPooled Investment FundIndefinite$1,341,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 14, 2026. Industry history, as reported on each offering's latest filing: All 19 offerings reported: Pooled Investment Fund (2009–2018).

People across the group

NameRolesIssuers hereFirst → last listed
NB Nicholas David Sputnick BrummExecutive Officer, Director17Jul 9, 2009 → Apr 14, 2026
DG Daniel Allen GoldExecutive Officer, Director17Jul 9, 2009 → Apr 14, 2026
AC Arthur Pai-Shih ChuExecutive Officer16Jul 9, 2009 → Apr 14, 2026
TF Tracy Chuin FuExecutive Officer16Jul 9, 2009 → Apr 14, 2026
QA QVT Associates GP LLC entityExecutive Officer, Promoter12Jul 9, 2009 → Apr 14, 2026
QF QVT Financial LP entityExecutive Officer3May 4, 2012 → Jun 27, 2018
FA Fourth Avenue Capital Partners GP LLC entityPromoter3Mar 11, 2016 → Jul 27, 2017
LB Lars Ernest BaderExecutive Officer2Jul 9, 2009 → Jul 15, 2009
WW W. William WoodsDirector1Feb 1, 2011 → May 5, 2017
IP Ian PilgrimDirector1Feb 1, 2011 → May 5, 2017
CQ Chuin QVT Financial LP entityExecutive Officer1Mar 11, 2016 → Mar 11, 2016
AA Ashokan Associates GP LLC entityExecutive Officer1Jul 25, 2012 → Jul 25, 2012
WW William W. WoodsDirector1May 4, 2012 → May 9, 2012
DG Dan Allen GoldExecutive Officer1Jul 26, 2011 → Jul 26, 2011

Business registration (state registry / Secretary of State)

4 of 17 issuers have a matched state registry record — records by status: withdrawn 3 · active 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

QVT FINANCIAL LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Feb 21, 2012 · SEC file 801-73049 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,786,665,823 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 7 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.QVT.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 1 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Qvt as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Qvt's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #354,769 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Business registries

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