PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

Sponsor Check › Issuer

FN

FORGE NANO, INC.

Corporation · organized in Delaware · formed more than five years before filing · Thornton, CO

$44.2Mreported sold (max)
33investors (max)
6offerings
9Form D filings
2017–2024filing years
0new, last 12 mo
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Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer Jan 3, 2024 · Courts (RECAP) last checked: Oct 24, 2026, 2:13 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

FORGE NANO, INC. is a corporation organized in Delaware (formed more than five years before filing), based in Thornton, CO.

What this means A deal company is usually set up for one investment; its Form D is the notice it files after selling to investors.

It has filed 9 Form D filings (6 originals, 3 amendments) for 6 offerings between Oct 2017 and Jan 2024. The latest filing of each offering reports a combined $72.7M sold of $123M offered to 124 investors; industry as reported: manufacturing, other technology; latest exemption Rule 506(b).

What this means A repeat filer — 6 separate raises over about 7 years. Amendments are routine updates (an ongoing raise must update its Form D at least once a year).

Key people as listed: Chris Lee (director), Gary Ullman (director), Michael Danner (director), Millicent Pitts-DiCicco (director), Paul Lichty (executive officer and director) and 16 more.

What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.

Reported money out: $245K in sales commissions (latest filing per offering). Paid to sell it: Pickwick Capital Partners, Silver Leaf Partners, LLC.

What this means $245K went to brokers for selling it (about 0.3% of what was sold).

Activity: 0 new offerings in the last 12 months; latest amendment Jan 3, 2024; latest filing Jan 3, 2024.

What this means No new raise filed in the past year — this deal company may be done raising, or simply quiet.

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched FORGE NANO, INC..

State business registry: CO registry lists Forge Nano, Inc. as active ("Good Standing" as printed), formed Apr 13, 2011, registered agent PAUL ROBERT LICHTY.

What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for FORGE NANO, INC. and found 7 differences, 2 worth asking the sponsor about: Jim LaCasse is no longer listed on the Jan 3, 2024 amendment; Thomas Lehnert is no longer listed on the Jan 3, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

Business registration (state registry / Secretary of State)

State business registry (Secretary of State) 1 record matched to FORGE NANO, INC.
Forge Nano, Inc. CO Secretary of State active
Status as the registry prints it: Good Standing
Entity no. 20111223339 · FPC · Formed: Apr 13, 2011 in DE
Address on file: 12300 Grant St Ste 110, Thornton, CO, 80241
Registered agent: PAUL ROBERT LICHTY (Lafayette, CO)
Matched on: exact name key; legal form corp; address state CO; zip 80241 · confidence 0.86 · Dataset row we read ↗ · Official registry page ↗ · Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

What the community is saying

Community search for FORGE NANO, INC. has not run yet — it is joining a line of 58,160 names; searches run around the clock at the hosts' allowed rate. Searched so far: 652 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:13 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched FORGE NANO, INC...

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:13 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

7 differences found between the filings for FORGE NANO, INC. — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Note · Sep 29, 2017 – Jan 5, 2023

4 Form Ds were filed more than 15 days after the first sale

Form D filed 16 days after the first sale — FORGE NANO, INC. · Form D filed 55 days after the first sale — FORGE NANO, INC. · Form D filed 18 days after the first sale — FORGE NANO, INC. · Form D filed 21 days after the first sale — FORGE NANO, INC.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 5, 2023 ↗FORGE NANO, INC. — PartnerFacts page ↗Form D · Mar 28, 2022 ↗Form D · Jun 21, 2021 ↗
Sources
Note · Sep 29, 2017 – Jan 3, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FORGE NANO, INC. (latest filing Jan 3, 2024) · No amendment in the last 12 months on an offering that may still be open — FORGE NANO, INC. (latest filing Mar 28, 2022) · No amendment in the last 12 months on an offering that may still be open — FORGE NANO, INC. (latest filing Jun 21, 2021) · No amendment in the last 12 months on an offering that may still be open — FORGE NANO, INC. (latest filing Jan 7, 2019) · No amendment in the last 12 months on an offering that may still be open — FORGE NANO, INC. (latest filing Oct 24, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 3, 2024 ↗FORGE NANO, INC. — PartnerFacts page ↗Form D/A · Mar 28, 2022 ↗Form D · Jun 21, 2021 ↗
Sources
Worth asking · Jan 5, 2023 – Jan 3, 2024

Jim LaCasse is no longer listed on the Jan 3, 2024 amendment — FORGE NANO, INC.

Jim LaCasse appears on the Jan 5, 2023 Form D (director) but not on the Jan 3, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 5, 2023 ↗Form D/A · Jan 3, 2024 ↗Jim LaCasse — PartnerFacts page ↗FORGE NANO, INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 5, 2023 – Jan 3, 2024

Thomas Lehnert is no longer listed on the Jan 3, 2024 amendment — FORGE NANO, INC.

Thomas Lehnert appears on the Jan 5, 2023 Form D (director) but not on the Jan 3, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jan 5, 2023 ↗Form D/A · Jan 3, 2024 ↗Thomas Lehnert — PartnerFacts page ↗FORGE NANO, INC. — PartnerFacts page ↗
Sources
Note · Oct 24, 2017 – Aug 23, 2018

James Trevey's role changed at FORGE NANO, INC.: executive officer, director → director

The Oct 24, 2017 filing lists James Trevey as executive officer, director; the Aug 23, 2018 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Oct 24, 2017 ↗Form D · Aug 23, 2018 ↗James Trevey — PartnerFacts page ↗FORGE NANO, INC. — PartnerFacts page ↗
Sources
Note · Oct 20, 2017 – Jun 21, 2021

Industry group changed between filings — FORGE NANO, INC.

"Manufacturing" (Oct 20, 2017 to Jan 7, 2019); then "Other Technology" (Jun 21, 2021 to Jan 3, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 20, 2017 ↗Form D · Jun 21, 2021 ↗FORGE NANO, INC. — PartnerFacts page ↗
Sources
Note · Jan 7, 2019 – Jun 21, 2021

Address moved from Louisville, CO to Thornton, CO — FORGE NANO, INC.

The people listed on the Jan 7, 2019 filing give Louisville, CO; on the Jun 21, 2021 filing they give Thornton, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 7, 2019 ↗Form D · Jun 21, 2021 ↗FORGE NANO, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 6 offerings report sales commissions totalling $244,800; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 3, 2024 D/A
File 021-469828
$0$0$0Pickwick Capital Partners BrokerCheck CRD 130672 ↗EDGAR ↗
Mar 28, 2022 D/A
File 021-439158
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2021 D
File 021-403642
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2019 D
File 021-329828
$110,550$0$0Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗
via Silver Leaf Partners, LLC (CRD 126694 ↗)
EDGAR ↗
Aug 23, 2018 D
File 021-319960
$27,500$0$0Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗EDGAR ↗
Oct 24, 2017 D/A
File 021-297179
$106,750$0$0Silver Leaf Partners, LLC BrokerCheck CRD 126694 ↗
via Silver Leaf Partners, LLC (CRD 126694 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to FORGE NANO, INC. in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this issuer: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 6 offerings, 9 filings (one row per SEC file number)
File no.Original Form DLatest filingAmendmentsOffered (latest)Sold (latest)Industry (latest)
021-469828Jan 5, 2023 EDGAR ↗Jan 3, 2024 D/A EDGAR ↗1
latest Jan 3, 2024
$70,000,000$44,217,408Other Technology
021-439158Mar 28, 2022 EDGAR ↗Mar 28, 2022 D/A EDGAR ↗1
latest Mar 28, 2022
$7,500,000$670,000Other Technology
021-403642Jun 21, 2021 EDGAR ↗Jun 21, 2021 D EDGAR ↗0$9,999,958$2,815,757Other Technology
021-329828Jan 7, 2019 EDGAR ↗Jan 7, 2019 D EDGAR ↗0$31,007,690$21,007,690Manufacturing
021-319960Aug 23, 2018 EDGAR ↗Aug 23, 2018 D EDGAR ↗0$1,000,000$1,000,000Manufacturing
021-297179Oct 20, 2017 EDGAR ↗Oct 24, 2017 D/A EDGAR ↗1
latest Oct 24, 2017
$3,500,000$3,035,000Manufacturing

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Jan 3, 2024 D/A Other Technology — $44,217,408 sold of $70,000,000 · 25 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 3, 2024 · amends 0001393725-23-000002 ↗
SEC file no. 021-469828 · accession 0001393725-24-000003 · filing 2 of 2 in this offering
Raise progress$44,217,408 sold of $70,000,000 offered (63%) · $25,782,592 remaining · first sale Dec 20, 2022
Filing timingDate of first sale: Dec 20, 2022 · Original Form D filed: Jan 5, 2023 (16 days after first sale) · This amendment (Form D/A) filed: Jan 3, 2024
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale1,405 days (3.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 3, 2024. Most recent amendment for this offering in our index: this filing, Jan 3, 2024.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors25 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$1
Securities offeredOther: Series C Convertible Preferred Stock
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itPickwick Capital Partners — FINRA BrokerCheck CRD 130672 ↗
Solicits in: All States
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Secretary (Jan 3, 2024)
Changes vs previous filing
  • total sold: $15,000,000 (Jan 5, 2023) → $44,217,408 (Jan 3, 2024)
  • remaining: $55,000,000 (Jan 5, 2023) → $25,782,592 (Jan 3, 2024)
  • investors: 1 (Jan 5, 2023) → 25 (Jan 3, 2024)
  • may last more than one year: no (Jan 5, 2023) → yes (Jan 3, 2024)
  • related persons added (Jan 3, 2024): Chris Lee, Millicent Pitts-DiCicco
  • related persons no longer listed (Jan 3, 2024): Thomas Lehnert, Jim LaCasse
Compared with the D filed Jan 5, 2023 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $1. Typical range for similar offerings: $5,000–$50,000.
Offering size: $70,000,000. Typical range: $1,100,015–$10,001,163.
Investors: 25. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 5, 2023 D Other Technology — $15,000,000 sold of $70,000,000 · 1 investors EDGAR ↗
FilingForm D filed Jan 5, 2023
SEC file no. 021-469828 · accession 0001393725-23-000002 · filing 1 of 2 in this offering
Raise progress$15,000,000 sold of $70,000,000 offered (21%) · $55,000,000 remaining · first sale Dec 20, 2022
Filing timingDate of first sale: Dec 20, 2022 · Form D filed: Jan 5, 2023 (16 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale1,405 days (3.8 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Jan 3, 2024 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$1
Securities offeredOther: Series C Convertible Preferred Stock
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itPickwick Capital Partners — FINRA BrokerCheck CRD 130672 ↗
Solicits in: All States
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Secretary (Jan 5, 2023)
Market contextMinimum investment: $1. Typical range for similar offerings: $5,000–$50,000.
Offering size: $70,000,000. Typical range: $1,100,015–$10,001,163.
Investors: 1. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Mar 28, 2022 D/A Other Technology — $670,000 sold of $7,500,000 · 4 investors EDGAR ↗
FilingForm D/A (amendment) filed Mar 28, 2022 · amends 0001719324-22-000002 ↗
SEC file no. 021-439158 · accession 0001719324-22-000003 · filing 2 of 2 in this offering
Raise progress$670,000 sold of $7,500,000 offered (9%) · $6,830,000 remaining · first sale Feb 1, 2022
Filing timingDate of first sale: Feb 1, 2022 · Original Form D filed: Mar 28, 2022 (55 days after first sale) · This amendment (Form D/A) filed: Mar 28, 2022
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale1,727 days (4.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Mar 28, 2022. Most recent amendment for this offering in our index: this filing, Mar 28, 2022.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors4 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$1
Securities offeredOther: Convertible note
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Secretary (Mar 28, 2022)
Changes vs previous filing
  • related persons no longer listed (Mar 28, 2022): Jack McFarland
Compared with the D filed Mar 28, 2022 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $1. Typical range for similar offerings: $5,000–$50,000.
Offering size: $7,500,000. Typical range: $1,100,015–$10,001,163.
Investors: 4. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Mar 28, 2022 D Other Technology — $670,000 sold of $7,500,000 · 4 investors EDGAR ↗
FilingForm D filed Mar 28, 2022
SEC file no. 021-439158 · accession 0001719324-22-000002 · filing 1 of 2 in this offering
Raise progress$670,000 sold of $7,500,000 offered (9%) · $6,830,000 remaining · first sale Feb 1, 2022
Filing timingDate of first sale: Feb 1, 2022 · Form D filed: Mar 28, 2022 (55 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale1,727 days (4.7 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Mar 28, 2022 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors4 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$1
Securities offeredOther: Convertible note
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Chief Financial Officer (Mar 28, 2022)
Market contextMinimum investment: $1. Typical range for similar offerings: $5,000–$50,000.
Offering size: $7,500,000. Typical range: $1,100,015–$10,001,163.
Investors: 4. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jun 21, 2021 D Other Technology — $2,815,757 sold of $9,999,958 · 23 investors EDGAR ↗
FilingForm D filed Jun 21, 2021
SEC file no. 021-403642 · accession 0001719324-21-000002
Raise progress$2,815,757 sold of $9,999,958 offered (28%) · $7,184,201 remaining · first sale Jun 3, 2021
Filing timingDate of first sale: Jun 3, 2021 · Form D filed: Jun 21, 2021 (18 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale1,970 days (5.4 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors23 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther Technology
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Chief Financial Officer (Jun 21, 2021)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $9,999,958. Typical range: $1,100,015–$10,001,163.
Investors: 23. Typical range: 2–14.
"Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 7, 2019 D Manufacturing — $21,007,690 sold of $31,007,690 · 33 investors EDGAR ↗
FilingForm D filed Jan 7, 2019
SEC file no. 021-329828 · accession 0001719324-19-000001
Raise progress$21,007,690 sold of $31,007,690 offered (68%) · $10,000,000 remaining · first sale Dec 23, 2018
Issuer's note: Amount sold includes value assigned to converting note holders
Filing timingDate of first sale: Dec 23, 2018 · Form D filed: Jan 7, 2019 (15 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale2,863 days (7.8 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors33 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$25,000
Securities offeredEquity; Security to be acquired upon exercise; Other: Convertible preferred stock
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryManufacturing
Who is paid to sell itSilver Leaf Partners, LLC — FINRA BrokerCheck CRD 126694 ↗ · associated broker-dealer: Silver Leaf Partners, LLC (CRD 126694 ↗)
Solicits in: AL, CA, CO, CT, DC, DE, FL, IA, IN, NY, OH, OR, VA
Money to insidersSales commissions: $110,550 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Chief Financial Officer (Jan 7, 2019)
Market contextMinimum investment: $25,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $31,007,690. Typical range: $1,000,000–$7,247,539.
Investors: 33. Typical range: 2–13.
"Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Aug 23, 2018 D Manufacturing — $1,000,000 sold of $1,000,000 · 14 investors EDGAR ↗
FilingForm D filed Aug 23, 2018
SEC file no. 021-319960 · accession 0001719324-18-000001
Raise progress$1,000,000 sold of $1,000,000 offered (100%) · $0 remaining · first sale Aug 9, 2018
Filing timingDate of first sale: Aug 9, 2018 · Form D filed: Aug 23, 2018 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale2,999 days (8.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors14 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$25,000
Securities offeredDebt; Other: Convertible notes convertible into equity securities of the Issuer
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryManufacturing
Who is paid to sell itSilver Leaf Partners, LLC — FINRA BrokerCheck CRD 126694 ↗
Solicits in: CO, DC, NY
Money to insidersSales commissions: $27,500 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Chief Financial Officer (Aug 20, 2018)
Market contextMinimum investment: $25,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $1,000,000. Typical range: $1,000,000–$7,247,539.
Investors: 14. Typical range: 2–13.
"Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Oct 24, 2017 D/A Manufacturing — $3,035,000 sold of $3,500,000 · 25 investors EDGAR ↗
FilingForm D/A (amendment) filed Oct 24, 2017 · amends 0001719324-17-000001 ↗
SEC file no. 021-297179 · accession 0001719324-17-000002 · filing 2 of 2 in this offering
Raise progress$3,035,000 sold of $3,500,000 offered (87%) · $465,000 remaining · first sale Sep 29, 2017
Filing timingDate of first sale: Sep 29, 2017 · Original Form D filed: Oct 20, 2017 (21 days after first sale) · This amendment (Form D/A) filed: Oct 24, 2017
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale3,313 days (9.1 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Oct 24, 2017. Most recent amendment for this offering in our index: this filing, Oct 24, 2017.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors25 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$50,000
Securities offeredDebt; Other: Convertible notes convertible into equity securities of the Issuer
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryManufacturing
Who is paid to sell itSilver Leaf Partners, LLC — FINRA BrokerCheck CRD 126694 ↗ · associated broker-dealer: Silver Leaf Partners, LLC (CRD 126694 ↗)
Solicits in: AL, AZ, CA, CO, CT, DC, DE, FL, IN, NY, OH, OR, VA
Money to insidersSales commissions: $106,750 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Chief Financial Officer (Oct 23, 2017)
Changes vs previous filing
  • sales commissions: $0 (Oct 20, 2017) → $106,750 (Oct 24, 2017)
Compared with the D filed Oct 20, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $50,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $3,500,000. Typical range: $1,000,000–$7,247,539.
Investors: 25. Typical range: 2–13.
"Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Oct 20, 2017 D Manufacturing — $3,035,000 sold of $3,500,000 · 25 investors EDGAR ↗
FilingForm D filed Oct 20, 2017
SEC file no. 021-297179 · accession 0001719324-17-000001 · filing 1 of 2 in this offering
Raise progress$3,035,000 sold of $3,500,000 offered (87%) · $465,000 remaining · first sale Sep 29, 2017
Filing timingDate of first sale: Sep 29, 2017 · Form D filed: Oct 20, 2017 (21 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,313 days (9.1 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Oct 24, 2017 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors25 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$50,000
Securities offeredDebt; Other: Convertible notes convertible into equity securities of the Issuer
Entity detailsOrganized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryManufacturing
Who is paid to sell itSilver Leaf Partners, LLC — FINRA BrokerCheck CRD 126694 ↗ · associated broker-dealer: Silver Leaf Partners, LLC (CRD 126694 ↗)
Solicits in: AL, AZ, CO, CT, DC, DE, FL, IN, NY, OH, OR, VA
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJack McFarland, Chief Financial Officer (Oct 19, 2017)
Market contextMinimum investment: $50,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $3,500,000. Typical range: $1,000,000–$7,247,539.
Investors: 25. Typical range: 2–13.
"Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Amendment history — 3 amendments on this page, each compared with the filing before it in the same offering
Amendment filedFile no.Compared withWhat changed (both values as filed)
Jan 3, 2024 EDGAR ↗021-469828Jan 5, 2023 Dtotal sold: $15,000,000 (Jan 5, 2023) → $44,217,408 (Jan 3, 2024) · remaining: $55,000,000 (Jan 5, 2023) → $25,782,592 (Jan 3, 2024) · investors: 1 (Jan 5, 2023) → 25 (Jan 3, 2024) · and 3 more (open the filing above)
Mar 28, 2022 EDGAR ↗021-439158Mar 28, 2022 Drelated persons no longer listed (Mar 28, 2022): Jack McFarland
Oct 24, 2017 EDGAR ↗021-297179Oct 20, 2017 Dsales commissions: $0 (Oct 20, 2017) → $106,750 (Oct 24, 2017)

Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jan 3, 2024. Industry as reported, by offering: Previous offerings: Manufacturing (2017–2019). Latest offering: Other Technology (2021–2023; most recent Jan 5, 2023).

Key people 16

Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.

NameRelationshipAddress stateOn filings (first → last)Also listed on
CL Chris LeeDirectorCOJan 3, 2024
on 1 of 9 filings
listed on the latest filing
—
GU Gary UllmanDirectorCOJan 5, 2023 → Jan 3, 2024
on 2 of 9 filings
listed on the latest filing
—
MD Michael DannerDirectorCOAug 23, 2018 → Jan 3, 2024
on 7 of 9 filings
listed on the latest filing
—
MD Millicent Pitts-DiCiccoDirectorCOJan 3, 2024
on 1 of 9 filings
listed on the latest filing
—
PL Paul LichtyExecutive Officer, DirectorCOOct 20, 2017 → Jan 3, 2024
on 9 of 9 filings
listed on the latest filing
—
JL Jim LaCasseDirectorCOMar 28, 2022 → Jan 5, 2023
on 3 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
TL Thomas LehnertDirectorCOMar 28, 2022 → Jan 5, 2023
on 3 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
JM Jack McFarland
also filed as Jack Mcfarland
Executive OfficerCOOct 20, 2017 → Mar 28, 2022
on 6 of 9 filings
not listed on the latest filing (Jan 3, 2024)
3 other issuers
JT James TreveyExecutive Officer, DirectorCOOct 20, 2017 → Mar 28, 2022
on 7 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
ID Ingo DrescherDirectorCOJun 21, 2021
on 1 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
JL James LaCasseDirectorCOJun 21, 2021
on 1 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
Michael Kleinberg Michael KleinbergExecutive OfficerCOJun 21, 2021
on 1 of 9 filings
not listed on the latest filing (Jan 3, 2024)
1 other issuer
DK David KingDirectorCOOct 20, 2017 → Jan 7, 2019
on 4 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
DT Dennis TownsendDirectorCOOct 20, 2017 → Jan 7, 2019
on 4 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
RS Reuben SarkarExecutive OfficerCOJan 7, 2019
on 1 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—
BF Bill FleckyExecutive OfficerCOOct 20, 2017 → Oct 24, 2017
on 2 of 9 filings
not listed on the latest filing (Jan 3, 2024)
—

Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people:

Shared address: this business address appears on filings for 1 other issuer. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched FORGE NANO, INC..

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for FORGE NANO, INC. as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Public profiles

Public profiles official links and public statements, each with its source and date

No website or social profile named in FORGE NANO, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #109,432 of 374,652 in line (1,386 issuers searched so far).

Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for CO yet).

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