Waquoit Bay is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, same business address, shared management entity; automatic match from the filings), filing 8 Form D filings between Dec 2013 and Sep 2018.
What this means One team, 8 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $59M to 209 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (8). Issuers are based in MA (8).
What this means $59M raised across the group, about $282K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: David M. Ferris (8 issuers, executive officer and promoter) and Waquoit Bay LLC (4 issuers, promoter, entity).
What this means 8 deals for a two-person team on paper. The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Sep 10, 2018.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 5 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Waquoit Bay and found 5 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.