PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

Sponsor Check › Sponsor group

E

Espalier

One sponsor team, 2 deal companies · New York, NY

Grouped because: 2 shared people, 1 shared management entity, similar issuer names (2) (automatic match from the filings) · not the same sponsor?

2deal companies
$534.1Mreported sold
105investors
12Form D filings
2011–2016active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 20, 2016 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Espalier is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names; automatic match from the filings), filing 12 Form D filings between Jan 2011 and Jan 2016.

What this means One team, 2 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $534.1M to 105 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2). Issuers are based in NY (1), Cayman Islands (as filed: E9) (1).

What this means $534.1M raised across the group, about $5.09M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Espalier Global Management LLC (2 issuers, executive officer, entity), Steven C. Plank (2 issuers, executive officer), Wojciech Uzdelewicz (2 issuers, executive officer and director), Espalier V, LLC (1 issuer, executive officer, entity), Inderjit Singh (1 issuer, director) and 1 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jan 20, 2016.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 12 public filings for Espalier and found 14 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Espalier has not run yet — it is joining a line of 7,712 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Espalier..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

14 differences found between the filings for Espalier — 5 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jan 24, 2012 – Jan 24, 2013

Amount sold went down between filings — Espalier Global Offshore Fund, Ltd.

The Jan 24, 2012 filing says $204,811,866 sold; the Jan 24, 2013 Form D/A says $43,001,866 sold — $161,810,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jan 24, 2012 – Jan 24, 2013

Investor count went down between filings — Espalier Global Offshore Fund, Ltd.

The Jan 24, 2012 filing reports 34 investors; the Jan 24, 2013 Form D/A reports 17 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jan 22, 2015 – Jan 20, 2016

Wojciech Uzdelewicz is no longer listed on the Jan 20, 2016 amendment — Espalier Global Partners LP

Wojciech Uzdelewicz appears on the Jan 22, 2015 Form D/A (executive officer) but not on the Jan 20, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jan 22, 2015 – Jan 20, 2016

Steven C. Plank is no longer listed on the Jan 20, 2016 amendment — Espalier Global Offshore Fund, Ltd.

Steven C. Plank appears on the Jan 22, 2015 Form D/A (executive officer) but not on the Jan 20, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Jan 22, 2015 – Jan 20, 2016

Steven C. Plank is no longer listed on the Jan 20, 2016 amendment — Espalier Global Partners LP

Steven C. Plank appears on the Jan 22, 2015 Form D/A (executive officer) but not on the Jan 20, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Jan 24, 2013 – Jan 20, 2016

4 role changes for the same people across filings

Espalier Global Management LLC's role changed at Espalier Global Partners LP: executive officer, promoter → executive officer · Espalier Global Management LLC's role changed at Espalier Global Offshore Fund, Ltd.: executive officer, promoter → executive officer · Espalier V, LLC's role changed at Espalier Global Partners LP: executive officer, promoter → executive officer · Wojciech Uzdelewicz's role changed at Espalier Global Offshore Fund, Ltd.: executive officer → director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Jan 1, 2011 – Jan 20, 2016

No amendment in the last 12 months on an offering that may still be open — Espalier Global Offshore Fund, Ltd. (latest filing Jan 20, 2016)

The latest filing for this offering is dated Jan 20, 2016 (first sale Jan 1, 2011). It reports $120,030,642 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 1, 2011 – Jan 20, 2016

No amendment in the last 12 months on an offering that may still be open — Espalier Global Partners LP (latest filing Jan 20, 2016)

The latest filing for this offering is dated Jan 20, 2016 (first sale Jan 1, 2011). It reports $414,072,500 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 22, 2015 – Jan 20, 2016

Address moved from New York, NY to Grand Cayman, Cayman Islands (as filed: E9) — Espalier Global Offshore Fund, Ltd.

The people listed on the Jan 22, 2015 filing give New York, NY; on the Jan 20, 2016 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (Elian Fiduciary Services (Cayman) Ltd., 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 624 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Jan 23, 2014 – Jan 22, 2015

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Espalier Global Offshore Fund, Ltd.

The people listed on the Jan 23, 2014 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Jan 22, 2015 filing they give New York, NY. The address now on file (Elian Fiduciary Services (Cayman) Ltd., 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 624 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Jan 20, 2016

Address on file is a registered agent / shared office — Espalier Global Offshore Fund, Ltd.

The latest filing lists Elian Fiduciary Services (Cayman) Ltd., 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 624 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Jan 20, 2016

Address on file is a registered agent / shared office — Espalier Global Partners LP

The latest filing lists Espalier Global Management Llc, 599 Lexington Avenue, Suite 4110, New York, NY. That address is used by 37 issuers in our index (37 issuers in 32 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Jan 20, 2016

Member companies were formed in 2 different states

Delaware (1), Cayman Islands (1) — out of 2 member issuers. The odd ones out: Espalier Global Offshore Fund, Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Jan 20, 2016

Member companies list addresses in 2 different states

NY (1), Cayman Islands (as filed: E9) (1). 2 members use a registered-agent or shared-office address: Espalier Global Partners LP (Espalier Global Management Llc, 599 Lexington Avenue, Suite 4110, New York, NY); Espalier Global Offshore Fund, Ltd. (Elian Fiduciary Services (Cayman) Ltd., 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2016 D/A
Espalier Global Partners LP
File 021-153806
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Jan 20, 2016 D/A
Espalier Global Offshore Fund, Ltd.
File 021-153807
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager receives customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Espalier in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗EG Espalier Global Partners LPshared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund6$414,072,500
offering Indefinite · similar: $155,000–$5,250,000
71
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2016
EDGAR ↗EG Espalier Global Offshore Fund, Ltd.shared people, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$204,811,866
offering Indefinite · similar: $155,000–$5,250,000
34
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2011–2016

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jan 20, 2016Espalier Global Offshore Fund, Ltd.D/APooled Investment FundIndefinite$120,030,642
EDGAR ↗Jan 20, 2016Espalier Global Partners LPD/APooled Investment FundIndefinite$414,072,500
EDGAR ↗Jan 22, 2015Espalier Global Partners LPD/APooled Investment FundIndefinite$412,772,500
EDGAR ↗Jan 22, 2015Espalier Global Offshore Fund, Ltd.D/APooled Investment FundIndefinite$119,030,642
EDGAR ↗Jan 23, 2014Espalier Global Offshore Fund, Ltd.D/APooled Investment FundIndefinite$115,730,642
EDGAR ↗Jan 23, 2014Espalier Global Partners LPD/APooled Investment FundIndefinite$362,332,500
EDGAR ↗Jan 24, 2013Espalier Global Offshore Fund, Ltd.D/APooled Investment FundIndefinite$43,001,866
EDGAR ↗Jan 24, 2013Espalier Global Partners LPD/APooled Investment FundIndefinite$334,370,000
EDGAR ↗Jan 24, 2012Espalier Global Offshore Fund, Ltd.D/APooled Investment FundIndefinite$204,811,866
EDGAR ↗Jan 24, 2012Espalier Global Partners LPD/APooled Investment FundIndefinite$237,195,000
EDGAR ↗Jan 14, 2011Espalier Global Offshore Fund, Ltd.DPooled Investment FundIndefinite$6,460,000
EDGAR ↗Jan 14, 2011Espalier Global Partners LPDPooled Investment FundIndefinite$76,955,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 20, 2016. Industry history, as reported on each offering's latest filing: All 2 offerings reported: Pooled Investment Fund (2011).

People across the group

NameRolesIssuers hereFirst → last listed
WU Wojciech UzdelewiczDirector, Executive Officer2Jan 14, 2011 → Jan 20, 2016
EG Espalier Global Management LLC entityExecutive Officer2Jan 22, 2015 → Jan 20, 2016
SP Steven C. PlankExecutive Officer2Jan 23, 2014 → Jan 22, 2015
TP Tom ParsonsDirector1Jan 14, 2011 → Jan 20, 2016
IS Inderjit SinghDirector1Jan 14, 2011 → Jan 20, 2016
EV Espalier V, LLC entityExecutive Officer1Jan 22, 2015 → Jan 20, 2016

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Espalier.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Espalier as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Espalier's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #293,519 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

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