Espalier is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names; automatic match from the filings), filing 12 Form D filings between Jan 2011 and Jan 2016.
What this means One team, 2 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $534.1M to 105 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2). Issuers are based in NY (1), Cayman Islands (as filed: E9) (1).
What this means $534.1M raised across the group, about $5.09M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Espalier Global Management LLC (2 issuers, executive officer, entity), Steven C. Plank (2 issuers, executive officer), Wojciech Uzdelewicz (2 issuers, executive officer and director), Espalier V, LLC (1 issuer, executive officer, entity), Inderjit Singh (1 issuer, director) and 1 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jan 20, 2016.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Espalier and found 14 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.