PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:03 AM ET

Sponsor Check › Sponsor group

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Logo: equityzen.com ↗

Equityzen

One sponsor team, 28 deal companies · New York, NY

Grouped because: 4 shared people, 2 shared management entities, same business address (28 issuers) (automatic match from the filings) · not the same sponsor?

28deal companies
$11.1Mreported sold
459investors
29Form D filings
2017–2017active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 4, 2017 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Equityzen is a sponsor group of 28 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address; automatic match from the filings), filing 29 Form D filings between Sep 2017 and Dec 2017.

What this means One team, 28 deal companies. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $11.1M to 459 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (28). Issuers are based in NY (28).

What this means $11.1M raised across the group, about $24K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Assure Fund Management II LLC (28 issuers, director, entity), EquityZen Advisors (28 issuers, executive officer and director, entity), Shiraram Bhashyam (28 issuers, executive officer and director), Erin Rosenthal (14 issuers, executive officer), Ade Ojo (13 issuers, executive officer) and 2 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Dec 4, 2017.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: EQUITYZEN ADVISORS LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 29 public filings for Equityzen and found 7 differences, 4 worth asking the sponsor about: 161 other issuers file from the same address; Form D filed 160 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Equityzen has not run yet — it is joining a line of 46,000 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Equityzen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

7 differences found between the filings for Equityzen — 4 worth asking about (compared 29 filings on Oct 24, 2026)

Worth asking · Sep 1, 2017 – Dec 4, 2017

161 other issuers file from the same address — 28 member issuers (EquityZen Growth Technology Fund LLC - Series 120; EquityZen Growth Technology Fund LLC - Series 107; EquityZen Growth Technology Fund LLC - Series 110; …)

The address on file, 10 West 18th St, 7th Floor, New York, NY, is used by 189 issuers in our index across 2 sponsor groups; 161 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

EquityZen Growth Technology Fund LLC - Series 120 — PartnerFacts page ↗EquityZen Growth Technology Fund LLC - Series 107 — PartnerFacts page ↗EquityZen Growth Technology Fund LLC - Series 110 — PartnerFacts page ↗EDGAR filer page · EquityZen Growth Technology Fund LLC - Series 120 ↗
Sources
Worth asking · Jun 2, 2017 – Nov 9, 2017

Form D filed 160 days after the first sale — EquityZen Growth Technology Fund LLC - Series 121

The filing says the first sale was Jun 2, 2017. The Form D was filed Nov 9, 2017 — 160 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 145 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 9, 2017 ↗EquityZen Growth Technology Fund LLC - Series 121 — PartnerFacts page ↗
Sources
Note · Aug 16, 2017 – Sep 5, 2017

Form D filed 20 days after the first sale — EquityZen Growth Technology Fund LLC - Series 141

The filing says the first sale was Aug 16, 2017. The Form D was filed Sep 5, 2017 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 5, 2017 ↗EquityZen Growth Technology Fund LLC - Series 141 — PartnerFacts page ↗
Sources
Note · Aug 18, 2017 – Sep 5, 2017

Form D filed 18 days after the first sale — EquityZen Growth Technology Fund LLC - Series 107

The filing says the first sale was Aug 18, 2017. The Form D was filed Sep 5, 2017 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 5, 2017 ↗EquityZen Growth Technology Fund LLC - Series 107 — PartnerFacts page ↗
Sources
Worth asking · Nov 13, 2017 – Dec 4, 2017

Erin Rosenthal is no longer listed on the Dec 4, 2017 amendment — EquityZen Growth Technology Fund LLC - Series 161

Erin Rosenthal appears on the Nov 13, 2017 Form D (executive officer) but not on the Dec 4, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 13, 2017 ↗Form D/A · Dec 4, 2017 ↗Erin Rosenthal — PartnerFacts page ↗EquityZen Growth Technology Fund LLC - Series 161 — PartnerFacts page ↗
Sources
Worth asking · Nov 13, 2017 – Dec 4, 2017

Shiraram Bhashyam is no longer listed on the Dec 4, 2017 amendment — EquityZen Growth Technology Fund LLC - Series 161

Shiraram Bhashyam appears on the Nov 13, 2017 Form D (executive officer, director) but not on the Dec 4, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Nov 13, 2017 ↗Form D/A · Dec 4, 2017 ↗Shiraram Bhashyam — PartnerFacts page ↗EquityZen Growth Technology Fund LLC - Series 161 — PartnerFacts page ↗
Sources
Note · Nov 13, 2017 – Dec 4, 2017

Offering amount changed between filings — EquityZen Growth Technology Fund LLC - Series 161

The Nov 13, 2017 filing says $90,018 offered; the Dec 4, 2017 Form D/A says $594,126.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 13, 2017 ↗Form D/A (later) · Dec 4, 2017 ↗EquityZen Growth Technology Fund LLC - Series 161 — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

28 of 28 offerings report sales commissions totalling $553,520; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 4, 2017 D/A
EquityZen Growth Technology Fund LLC - Series 161
File 021-298514
$29,706$0$0EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Nov 9, 2017 D
EquityZen Growth Technology Fund LLC - Series 121
File 021-298405
$4,251$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Nov 1, 2017 D
EquityZen Growth Technology Fund LLC - Series 157
File 021-297886
$25,262$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Nov 1, 2017 D
EquityZen Growth Technology Fund LLC - Series 158
File 021-297888
$22,609$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Nov 1, 2017 D
EquityZen Growth Technology Fund LLC- Series 167
File 021-297889
$9,806$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Nov 1, 2017 D
EquityZen Growth Technology Fund LLC - Series 134
File 021-297890
$33,683$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Nov 1, 2017 D
EquityZen Growth Technology Fund LLC - Series 120
File 021-297891
$13,975$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 26, 2017 D
EquityZen Growth Technology Fund LLC - Series 159
File 021-297459
$12,583$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 19, 2017 D
EquityZen Growth Technology Fund LLC - Series 126
File 021-297017
$4,500$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 13, 2017 D
EquityZen Growth Technology Fund LLC - Series 153
File 021-296566
$8,501$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 13, 2017 D
EquityZen Growth Technology Fund LLC - Series 160
File 021-296567
$12,003$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 13, 2017 D
EquityZen Growth Technology Fund LLC - Series 142
File 021-296569
$53,179$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 13, 2017 D
EquityZen Growth Technology Fund LLC - Series 130
File 021-296654
$12,003$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 3, 2017 D
EquityZen Growth Technology Fund LLC - Series 150
File 021-295882
$21,107$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Oct 3, 2017 D
EquityZen Growth Technology Fund LLC - Series 110
File 021-295884
$14,501$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 14, 2017 D
EquityZen Growth Technology Fund LLC - Series 112
File 021-294698
$8,547$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 14, 2017 D
EquityZen Growth Technology Fund LLC - Series 152
File 021-294699
$6,500$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 7, 2017 D
EquityZen Growth Technology Fund LLC - Series 143
File 021-294261
$18,196$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 7, 2017 D
EquityZen Growth Technology Fund LLC - Series 139
File 021-294264
$13,750$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 7, 2017 D
EquityZen Growth Technology Fund LLC - Series 147
File 021-294265
$21,340$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 145
File 021-294006
$9,500$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 140
File 021-294007
$29,737$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 107
File 021-294008
$7,563$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 129
File 021-294009
$6,400$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 137
File 021-294010
$65,998$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 141
File 021-294011
$18,551$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 5, 2017 D
EquityZen Growth Technology Fund LLC - Series 116
File 021-294012
$24,000$0$0 (est.)
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
Sep 1, 2017 D
EquityZen Growth Technology Fund LLC - Series 122
File 021-293989
$45,769$0$0
The Manager and its affiliates may receive Incentive Distributions and Administration Fees as more fully set forth in the offering materials.
EquityZen Securities LLC BrokerCheck CRD 281820 ↗
via EquityZen Securities LLC (CRD 281820 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 28 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Equityzen in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 122shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$915,395
offering $915,395 · similar: $155,000–$5,250,000
45
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 107shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$196,271
offering $196,271 · similar: $155,000–$5,250,000
11
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 116shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$510,000
offering $510,000 · similar: $155,000–$5,250,000
15
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 145shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$190,000
offering $190,000 · similar: $155,000–$5,250,000
3
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 137shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$1,319,974
offering $1,319,974 · similar: $155,000–$5,250,000
39
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 140shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$594,750
offering $594,750 · similar: $155,000–$5,250,000
25
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 129shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$128,000
offering $128,000 · similar: $155,000–$5,250,000
4
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 141shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$371,028
offering $371,028 · similar: $155,000–$5,250,000
8
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 139shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$275,010
offering $275,010 · similar: $155,000–$5,250,000
17
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 143shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$371,428
offering $371,428 · similar: $155,000–$5,250,000
11
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 147shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$426,806
offering $426,806 · similar: $155,000–$5,250,000
13
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 112shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$170,940
offering $170,940 · similar: $155,000–$5,250,000
10
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 152shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$130,000
offering $130,000 · similar: $155,000–$5,250,000
7
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 110shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$290,021
offering $290,021 · similar: $155,000–$5,250,000
9
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 150shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$422,152
offering $422,152 · similar: $155,000–$5,250,000
25
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 153shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$170,037
offering $170,037 · similar: $155,000–$5,250,000
6
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 160shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$111,314
offering $111,314 · similar: $155,000–$5,250,000
4
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 142shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$1,076,582
offering $1,076,582 · similar: $155,000–$5,250,000
45
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 130shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$240,075
offering $240,075 · similar: $155,000–$5,250,000
14
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 126shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$90,000
offering $90,000 · similar: $155,000–$5,250,000
5
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 159shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$251,668
offering $251,668 · similar: $155,000–$5,250,000
11
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 120shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$279,500
offering $279,500 · similar: $155,000–$5,250,000
10
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC- Series 167shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$211,135
offering $211,135 · similar: $155,000–$5,250,000
5
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 134shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$688,672
offering $688,672 · similar: $155,000–$5,250,000
26
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 158shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$452,190
offering $452,190 · similar: $155,000–$5,250,000
29
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 157shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$505,250
offering $505,250 · similar: $155,000–$5,250,000
27
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 121shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund1$90,077
offering $90,077 · similar: $155,000–$5,250,000
8
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗Logo EquityZen Growth Technology Fund LLC - Series 161shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNew York, NYPooled Investment Fund2$594,126
offering $594,126 · similar: $155,000–$5,250,000
27
similar: 4–27
$10,000
similar: $1,000–$100,000
2017–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 4, 2017EquityZen Growth Technology Fund LLC - Series 161D/APooled Investment Fund$594,126$594,126
EDGAR ↗Nov 13, 2017EquityZen Growth Technology Fund LLC - Series 161DPooled Investment Fund$90,018$90,018
EDGAR ↗Nov 9, 2017EquityZen Growth Technology Fund LLC - Series 121DPooled Investment Fund$90,077$90,077
EDGAR ↗Nov 1, 2017EquityZen Growth Technology Fund LLC - Series 120DPooled Investment Fund$279,500$279,500
EDGAR ↗Nov 1, 2017EquityZen Growth Technology Fund LLC - Series 134DPooled Investment Fund$688,672$688,672
EDGAR ↗Nov 1, 2017EquityZen Growth Technology Fund LLC- Series 167DPooled Investment Fund$211,135$211,135
EDGAR ↗Nov 1, 2017EquityZen Growth Technology Fund LLC - Series 158DPooled Investment Fund$452,190$452,190
EDGAR ↗Nov 1, 2017EquityZen Growth Technology Fund LLC - Series 157DPooled Investment Fund$505,250$505,250
EDGAR ↗Oct 26, 2017EquityZen Growth Technology Fund LLC - Series 159DPooled Investment Fund$251,668$251,668
EDGAR ↗Oct 19, 2017EquityZen Growth Technology Fund LLC - Series 126DPooled Investment Fund$90,000$90,000
EDGAR ↗Oct 13, 2017EquityZen Growth Technology Fund LLC - Series 130DPooled Investment Fund$240,075$240,075
EDGAR ↗Oct 13, 2017EquityZen Growth Technology Fund LLC - Series 142DPooled Investment Fund$1,076,582$1,076,582
EDGAR ↗Oct 13, 2017EquityZen Growth Technology Fund LLC - Series 160DPooled Investment Fund$111,314$111,314
EDGAR ↗Oct 13, 2017EquityZen Growth Technology Fund LLC - Series 153DPooled Investment Fund$170,037$170,037
EDGAR ↗Oct 3, 2017EquityZen Growth Technology Fund LLC - Series 110DPooled Investment Fund$290,021$290,021
EDGAR ↗Oct 3, 2017EquityZen Growth Technology Fund LLC - Series 150DPooled Investment Fund$422,152$422,152
EDGAR ↗Sep 14, 2017EquityZen Growth Technology Fund LLC - Series 152DPooled Investment Fund$130,000$130,000
EDGAR ↗Sep 14, 2017EquityZen Growth Technology Fund LLC - Series 112DPooled Investment Fund$170,940$170,940
EDGAR ↗Sep 7, 2017EquityZen Growth Technology Fund LLC - Series 147DPooled Investment Fund$426,806$426,806
EDGAR ↗Sep 7, 2017EquityZen Growth Technology Fund LLC - Series 139DPooled Investment Fund$275,010$275,010
EDGAR ↗Sep 7, 2017EquityZen Growth Technology Fund LLC - Series 143DPooled Investment Fund$371,428$371,428
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 116DPooled Investment Fund$510,000$510,000
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 141DPooled Investment Fund$371,028$371,028
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 137DPooled Investment Fund$1,319,974$1,319,974
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 129DPooled Investment Fund$128,000$128,000
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 107DPooled Investment Fund$196,271$196,271
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 140DPooled Investment Fund$594,750$594,750
EDGAR ↗Sep 5, 2017EquityZen Growth Technology Fund LLC - Series 145DPooled Investment Fund$190,000$190,000
EDGAR ↗Sep 1, 2017EquityZen Growth Technology Fund LLC - Series 122DPooled Investment Fund$915,395$915,395

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 4, 2017. Industry history, as reported on each offering's latest filing: All 28 offerings reported: Pooled Investment Fund (2017).

People across the group

NameRolesIssuers hereFirst → last listed
EA EquityZen Advisors entityExecutive Officer, Director28Sep 1, 2017 → Dec 4, 2017
AF Assure Fund Management II LLC entityDirector28Sep 1, 2017 → Dec 4, 2017
SB Shiraram BhashyamExecutive Officer, Director28Sep 1, 2017 → Nov 13, 2017
ER Erin RosenthalExecutive Officer14Sep 1, 2017 → Nov 13, 2017
AO Ade OjoExecutive Officer13Oct 3, 2017 → Nov 1, 2017
MJ Mateo JohnsonExecutive Officer2Nov 9, 2017 → Dec 4, 2017
SB Shriram BhashyamExecutive Officer, Director1Dec 4, 2017 → Dec 4, 2017

Business registration (state registry / Secretary of State)

None of the 28 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

EQUITYZEN ADVISORS LLC — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Jul 26, 2017 · SEC file 802-111048 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): EQUITYZEN.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 3 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • Yes (1 disclosure reported) — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Equityzen as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Equityzen's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #266,398 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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