PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:39 AM ET

Sponsor Check › Sponsor group

ET

Empros Technologies

One sponsor team, 27 deal companies · San Francisco, CA

Grouped because: 3 shared people, 3 shared management entities, same business address (27 issuers), similar issuer names (27) (automatic match from the filings) · not the same sponsor?

27deal companies
$956.8Mreported sold
1,003investors
48Form D filings
2017–2026active
6new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 16, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Empros Technologies is a sponsor group of 27 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 48 Form D filings between Oct 2017 and Oct 2026.

What this means One team, 27 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $956.8M to 1,003 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (27). Issuers are based in CA (27).

What this means $956.8M raised across the group, about $954K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Alexander Fishman (26 issuers, executive officer and promoter), Empros Fund Management, LLC (21 issuers, executive officer and promoter, entity), Empros Capital LLC (20 issuers, director and promoter, entity), Assure Fund Management II LLC (8 issuers, executive officer and director, entity), Jeremy Neilson (8 issuers, executive officer) and 4 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 6 new offerings in the last 12 months; latest filing Oct 16, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: EMPROS CAPITAL LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 48 public filings for Empros Technologies and found 14 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 4 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Empros Technologies has not run yet — it is joining a line of 58,298 names; searches run around the clock at the hosts' allowed rate. Searched so far: 654 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Empros Technologies..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

14 differences found between the filings for Empros Technologies — 5 worth asking about (compared 48 filings on Oct 24, 2026)

Worth asking · Dec 8, 2021 – May 9, 2023

Amount sold went down between filings — Empros Technologies Fund XI, LLC

The Dec 8, 2021 filing says $7,112,016 sold; the May 9, 2023 Form D/A says $2,144,013 sold — $4,968,003 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jan 26, 2022 – May 9, 2023

Amount sold went down between filings — Empros Technologies Fund X, LLC

The Jan 26, 2022 filing says $68,706,938 sold; the May 9, 2023 Form D/A says $66,027,906 sold — $2,679,032 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Jun 15, 2021 – May 9, 2023

4 offerings reported fewer investors on a later filing

Investor count went down between filings — Empros Technologies Fund XII, LLC · Investor count went down between filings — Empros Technologies Fund XI, LLC · Investor count went down between filings — Empros Technologies Fund X, LLC · Investor count went down between filings — Empros Technologies Fund X, LLC

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Worth asking · Jun 2, 2017 – Oct 16, 2026

23 Form Ds were filed more than 15 days after the first sale

Form D filed 113 days after the first sale — Empros Technologies Fund XLVII, LLC · Form D filed 110 days after the first sale — Empros Technologies Fund XLI, LLC · Form D filed 246 days after the first sale — Empros Technologies Fund XXXV, LLC · Form D filed 105 days after the first sale — Empros Technologies Fund XXXIV, LLC · Form D filed 212 days after the first sale — Empros Technologies Fund XXVII, LLC · and 18 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Dec 13, 2021 – Apr 1, 2025

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Empros Technologies Fund XXXIII, LLC (latest filing Apr 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Empros Technologies Fund XIX, LLC (latest filing Jan 8, 2025) · No amendment in the last 12 months on an offering that may still be open — Empros Technologies Fund XXXII, LLC (latest filing Mar 28, 2024) · No amendment in the last 12 months on an offering that may still be open — Empros Technologies Fund XXIII, LLC (latest filing Jan 26, 2024) · No amendment in the last 12 months on an offering that may still be open — Empros Technologies Fund XXXI LLC (latest filing Sep 15, 2023) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Oct 4, 2017 – May 9, 2023

25 people are no longer listed on a later amendment

Jeremy Neilson is no longer listed on the May 9, 2023 amendment — Empros Technologies Fund XX, LLC · Jeremy Neilson is no longer listed on the May 9, 2023 amendment — Empros Technologies Fund XVII, LLC · Jeremy Neilson is no longer listed on the May 9, 2023 amendment — EMPROS TECHNOLOGIES FUND XIV LLC · Jeremy Neilson is no longer listed on the May 9, 2023 amendment — Empros Technologies Fund XII, LLC · Jeremy Neilson is no longer listed on the May 9, 2023 amendment — Empros Technologies Fund XI, LLC · and 20 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Oct 4, 2017 – May 9, 2023

17 offerings changed their target amount between filings

Offering amount changed between filings — Empros Technologies Fund XXII, LLC · Offering amount changed between filings — Empros Technologies Fund XX, LLC · Offering amount changed between filings — Empros Technologies Fund XVII, LLC · Offering amount changed between filings — EMPROS TECHNOLOGIES FUND XIV LLC · Offering amount changed between filings — Empros Technologies Fund XII, LLC · and 12 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Jun 15, 2021 – May 9, 2023

Minimum investment changed between filings — EMPROS TECHNOLOGIES FUND XIV LLC

The Jun 15, 2021 filing lists a minimum of $0; the May 9, 2023 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 8, 2021 – May 9, 2023

Minimum investment changed between filings — Empros Technologies Fund XI, LLC

The Dec 8, 2021 filing lists a minimum of $0; the May 9, 2023 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Dec 8, 2021 – Feb 14, 2022

Minimum investment changed between filings — Empros Technologies Fund XII, LLC

The Dec 8, 2021 filing lists a minimum of $4,000; the Feb 14, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 15, 2021 – Jan 26, 2022

Minimum investment changed between filings — Empros Technologies Fund X, LLC

The Jun 15, 2021 filing lists a minimum of $10,000; the Jan 26, 2022 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 2, 2018 – Oct 7, 2022

Empros Capital LLC is written 2 different ways on the filings

listed as "Empros Capital" on 2 filings (from Apr 2, 2018), and "Empros Capital LLC" on 23 filings (from Oct 7, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Oct 4, 2017 – May 9, 2023

8 address changes between filings

Address moved from Salt Lake City, UT to San Francisco, CA — Empros Technologies Fund XX, LLC · Address moved from Salt Lake City, UT to San Francisco, CA — Empros Technologies Fund XVII, LLC · Address moved from Salt Lake City, UT to San Francisco, CA — EMPROS TECHNOLOGIES FUND XIV LLC · Address moved from Salt Lake City, UT to San Francisco, CA — Empros Technologies Fund XII, LLC · Address moved from Salt Lake City, UT to San Francisco, CA — Empros Technologies Fund XI, LLC · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Oct 7, 2022 – May 9, 2023

Issuer used a different name before — Empros Technologies Fund XXII, LLC

SEC records list prior names for this filer: Empros Technologies Fund LLC XXII, LLC. The current name on file is "Empros Technologies Fund XXII, LLC".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

5 of 27 offerings report sales commissions totalling $622,952; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 16, 2026 D
Empros Technologies Fund XLVII, LLC
File 021-601523
$54,476 (est.)$0$0
The governing documents of the issuer disclose any associated fees including but not limited to a management fee, incentive fee, & fees for warehoused investments. Certain fees may be charged through Old City Securities LLC.
Alternative Markets BrokerCheck CRD 336243 ↗
Old City Securities BrokerCheck CRD 171910 ↗
Emerson Equity LLC BrokerCheck CRD 130032 ↗
EDGAR ↗
Oct 6, 2026 D/A
Empros Technologies Fund XXXIV, LLC
File 021-506288
$21,274$0$0
The governing documents of the issuer disclose any associated fees including but not limited to a management fee, incentive fee, & fees for warehoused investments. Certain fees may be charged through Old City Securities LLC.
RAINMAKER SECURITIES, LLC BrokerCheck CRD 132995 ↗EDGAR ↗
Aug 12, 2026 D/A
Empros Technologies Fund XXXVI, LLC
File 021-554317
$0$0$0None listed on this filingEDGAR ↗
May 4, 2026 D
Empros Technologies Fund XLI, LLC
File 021-582696
$0$0$0None listed on this filingEDGAR ↗
May 4, 2026 D
Empros Technologies Fund XLIII, LLC
File 021-582697
$0$0$0None listed on this filingEDGAR ↗
May 4, 2026 D
Empros Technologies Fund XLIV, LLC
File 021-582698
$0$0$0None listed on this filingEDGAR ↗
May 4, 2026 D
Empros Technologies Fund XLVI, LLC
File 021-582699
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2025 D
Empros Technologies Fund XXXV, LLC
File 021-566578
$10,504$0$0Christine Elizabeth Healey BrokerCheck CRD 6074272 ↗
via Old City Securities LLC (CRD 171910 ↗)
EDGAR ↗
Apr 1, 2025 D/A
Empros Technologies Fund XXXIII, LLC
File 021-509042
$125,739$0$0
The governing documents of the issuer disclose any associated fees including but not limited to a management fee, incentive fee, & markup for warehoused investments. Certain fees may be charged through Old City Securities LLC.
HIIVE MARKETS LIMITED BrokerCheck CRD 316580 ↗
HEDGEBAY SECURITIES LLC BrokerCheck CRD 121136 ↗
EDGAR ↗
Jan 8, 2025 D
Empros Technologies Fund XIX, LLC
File 021-534637
$410,959$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
Christine Healey BrokerCheck CRD 6074272 ↗
via Old City Securities LLC (CRD 171910 ↗)

Joseph Gelet BrokerCheck CRD 5389183 ↗
via Old City Securities LLC (CRD 171910 ↗)
EDGAR ↗
Mar 28, 2024 D
Empros Technologies Fund XXXII, LLC
File 021-508889
$0$0$0
The governing documents of the issuer disclose any associated fees including but not limited to a management fee, incentive fee, & markup for warehoused investments. Certain fees may be charged through Old City Securites LLC.
None listed on this filingEDGAR ↗
Jan 26, 2024 D/A
Empros Technologies Fund XXIII, LLC
File 021-430929
$0$0$0
The governing documents of the issuer disclose any associated fees including but not limited to a management fee, incentive fee, & markup for warehoused investments. Certain fees may be charged through Old City Securities LLC.
None listed on this filingEDGAR ↗
Sep 15, 2023 D
Empros Technologies Fund XXXI LLC
File 021-492272
$0$0$0 (est.)
THE GOVERNING DOCUMENTS OF THE ISSUER DISCLOSE ANY ASSOCIATED FEES INCLUDING AN INCENTIVE FEE & MARKUP FOR WAREHOUSED INVESTMENTS. ALEXANDER FISHMAN IS A REGISTERED REPRESENTATIVE OF OLD CITY SERCURITIES LLC & WILL BENEFIT FROM SUCH FEES.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Payment Technologies Fund, LLC
File 021-295977
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & mark up for warehoused investments. Alexander Fishman is a registered representative of Old City Securities & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Technologies Fund XII, LLC
File 021-402913
$0$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
EMPROS TECHNOLOGIES FUND XIV LLC
File 021-402935
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & mark up for warehoused investments. Alexander Fishman is a registered representative of Old City Securities & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Technologies Fund XI, LLC
File 021-402911
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & mark up for warehoused investments. Alexander Fishman is a registered representative of Old City Securities & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Technologies Fund X, LLC
File 021-402910
$0$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Technologies Fund XVII, LLC
File 021-424187
$0$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Technologies Fund XX, LLC
File 021-424229
$0$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
May 9, 2023 D/A
Empros Technologies Fund XXII, LLC
File 021-461119
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
Jan 6, 2023 D
Empros Technologies Fund XXVII, LLC
File 021-469921
$0$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
Dec 19, 2022 D
Empros Technologies Fund XXVIII, LLC
File 021-467880
$0$0$0
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & markup for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
Oct 7, 2022 D
Empros Technologies Fund XXI, LLC
File 021-461116
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & mark up for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
Oct 7, 2022 D
Empros Technologies Fund XXV, LLC
File 021-461121
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & mark up for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
Oct 7, 2022 D
Empros Technologies Fund XXVI, LLC
File 021-461122
$0$0$0 (est.)
The governing documents of the issuer disclose any associated fees including a management fee, incentive fee, & mark up for warehoused investments. Alexander Fishman is a registered representative of Old City Securities LLC & will benefit from such fees.
None listed on this filingEDGAR ↗
Apr 24, 2018 D/A
Empros Capital Partners Fund I, LLC
File 021-309095
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 27 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Empros Technologies in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗EP Empros Payment Technologies Fund, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$5,258,968
offering $5,258,968 · similar: $155,000–$5,250,000
12
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2017–2023
EDGAR ↗EC Empros Capital Partners Fund I, LLCshared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund2$1,140,186
offering $1,140,186 · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗ET Empros Technologies Fund XII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$33,953,818
offering $33,953,818 · similar: $155,000–$5,250,000
99
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ET EMPROS TECHNOLOGIES FUND XIV LLCshared people, shared management entity, same business address, similar issuer namesSan Francisco, CAPooled Investment Fund2$12,015,253
offering $12,015,253 · similar: $155,000–$5,250,000
2
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ET Empros Technologies Fund XI, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$7,112,016
offering $2,144,013 · similar: $155,000–$5,250,000
8
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ET Empros Technologies Fund X, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund3$68,706,938
offering $66,027,906 · similar: $155,000–$5,250,000
111
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ET Empros Technologies Fund XVII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$42,163,777
offering $42,163,777 · similar: $155,000–$5,250,000
74
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ET Empros Technologies Fund XX, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$3,287,475
offering $3,287,475 · similar: $155,000–$5,250,000
21
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗ET Empros Technologies Fund XXIII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund4$72,898,031
offering Indefinite · similar: $155,000–$5,250,000
98
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗ET Empros Technologies Fund XXII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$52,043,181
offering $52,043,181 · similar: $155,000–$5,250,000
57
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2023
EDGAR ↗ET Empros Technologies Fund XXI, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$20,030,006
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗ET Empros Technologies Fund XXV, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$6,598,771
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗ET Empros Technologies Fund XXVI, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$2,128,280
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗ET Empros Technologies Fund XXVIII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$12,104,412
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2022
EDGAR ↗ET Empros Technologies Fund XXVII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$31,103,718
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗ET Empros Technologies Fund XXXI LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$2,588,576
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗ET Empros Technologies Fund XXXIV, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$48,482,249
offering Indefinite · similar: $155,000–$5,250,000
90
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗ET Empros Technologies Fund XXXII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$10,590,828
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2024–2024
EDGAR ↗ET Empros Technologies Fund XXXIII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$33,283,563
offering Indefinite · similar: $155,000–$5,250,000
46
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗ET Empros Technologies Fund XIX, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$46,889,250
offering Indefinite · similar: $155,000–$5,250,000
42
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗ET Empros Technologies Fund XXXVI, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund2$122,079,526
offering Indefinite · similar: $155,000–$5,250,000
81
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗ET Empros Technologies Fund XXXV, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$9,003,287
offering Indefinite · similar: $155,000–$5,250,000
19
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗ET Empros Technologies Fund XLI, LLCshared people, shared management entity, same business address, similar issuer namesBEVERLY HILLS, CAPooled Investment Fund1$37,080,408
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗ET Empros Technologies Fund XLIII, LLCshared people, shared management entity, same business address, similar issuer namesBEVERLY HILLS, CAPooled Investment Fund1$232,474,177
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗ET Empros Technologies Fund XLIV, LLCshared people, shared management entity, same business address, similar issuer namesBEVERLY HILLS, CAPooled Investment Fund1$3,284,275
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗ET Empros Technologies Fund XLVI, LLCshared people, shared management entity, same business address, similar issuer namesBEVERLY HILLS, CAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗ET Empros Technologies Fund XLVII, LLCshared people, shared management entity, same business address, similar issuer namesSAN FRANCISCO, CAPooled Investment Fund1$48,127,510
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 16, 2026Empros Technologies Fund XLVII, LLCDPooled Investment FundIndefinite$48,127,510
EDGAR ↗Oct 6, 2026Empros Technologies Fund XXXIV, LLCD/APooled Investment FundIndefinite$48,482,249
EDGAR ↗Aug 12, 2026Empros Technologies Fund XXXVI, LLCD/APooled Investment FundIndefinite$122,079,526
EDGAR ↗May 4, 2026Empros Technologies Fund XLVI, LLCDPooled Investment FundIndefinite$0
EDGAR ↗May 4, 2026Empros Technologies Fund XLIV, LLCDPooled Investment FundIndefinite$3,284,275
EDGAR ↗May 4, 2026Empros Technologies Fund XLIII, LLCDPooled Investment FundIndefinite$232,474,177
EDGAR ↗May 4, 2026Empros Technologies Fund XLI, LLCDPooled Investment FundIndefinite$37,080,408
EDGAR ↗Dec 12, 2025Empros Technologies Fund XXXV, LLCDPooled Investment FundIndefinite$9,003,287
EDGAR ↗Aug 11, 2025Empros Technologies Fund XXXVI, LLCDPooled Investment FundIndefinite$7,621,388
EDGAR ↗Apr 1, 2025Empros Technologies Fund XXXIII, LLCD/APooled Investment FundIndefinite$33,283,563
EDGAR ↗Jan 8, 2025Empros Technologies Fund XIX, LLCDPooled Investment FundIndefinite$46,889,250
EDGAR ↗Mar 29, 2024Empros Technologies Fund XXXIII, LLCDPooled Investment FundIndefinite$7,608,021
EDGAR ↗Mar 28, 2024Empros Technologies Fund XXXII, LLCDPooled Investment FundIndefinite$10,590,828
EDGAR ↗Feb 28, 2024Empros Technologies Fund XXXIV, LLCDPooled Investment FundIndefinite$6,767,757
EDGAR ↗Jan 26, 2024Empros Technologies Fund XXIII, LLCD/APooled Investment FundIndefinite$72,898,031
EDGAR ↗Sep 15, 2023Empros Technologies Fund XXXI LLCDPooled Investment FundIndefinite$2,588,576
EDGAR ↗May 9, 2023Empros Technologies Fund XXII, LLCD/APooled Investment Fund$52,043,181$52,043,181
EDGAR ↗May 9, 2023Empros Technologies Fund XX, LLCD/APooled Investment Fund$3,287,475$3,287,475
EDGAR ↗May 9, 2023Empros Technologies Fund XVII, LLCD/APooled Investment Fund$42,163,777$42,163,777
EDGAR ↗May 9, 2023EMPROS TECHNOLOGIES FUND XIV LLCD/APooled Investment Fund$12,015,253$12,015,253
EDGAR ↗May 9, 2023Empros Technologies Fund XII, LLCD/APooled Investment Fund$33,953,818$33,953,818
EDGAR ↗May 9, 2023Empros Technologies Fund XI, LLCD/APooled Investment Fund$2,144,013$2,144,013
EDGAR ↗May 9, 2023Empros Technologies Fund X, LLCD/APooled Investment Fund$66,027,906$66,027,906
EDGAR ↗May 9, 2023Empros Payment Technologies Fund, LLCD/APooled Investment Fund$5,258,968$5,258,968
EDGAR ↗Jan 26, 2023Empros Technologies Fund XXIII, LLCD/APooled Investment FundIndefinite$33,582,741
EDGAR ↗Jan 6, 2023Empros Technologies Fund XXVII, LLCDPooled Investment FundIndefinite$31,103,718
EDGAR ↗Dec 19, 2022Empros Technologies Fund XXVIII, LLCDPooled Investment FundIndefinite$12,104,412
EDGAR ↗Oct 7, 2022Empros Technologies Fund XXVI, LLCDPooled Investment FundIndefinite$2,128,280
EDGAR ↗Oct 7, 2022Empros Technologies Fund XXV, LLCDPooled Investment FundIndefinite$6,598,771
EDGAR ↗Oct 7, 2022Empros Technologies Fund XXI, LLCDPooled Investment FundIndefinite$20,030,006
EDGAR ↗Oct 7, 2022Empros Technologies Fund XXII, LLCDPooled Investment FundIndefinite$23,384,541
EDGAR ↗Feb 14, 2022Empros Technologies Fund XXIII, LLCD/APooled Investment Fund$24,998,961$24,998,961
EDGAR ↗Feb 14, 2022Empros Technologies Fund XVII, LLCD/APooled Investment Fund$34,822,400$34,822,400
EDGAR ↗Feb 14, 2022Empros Technologies Fund XII, LLCD/APooled Investment Fund$30,607,888$30,607,888
EDGAR ↗Jan 26, 2022Empros Technologies Fund XXIII, LLCDPooled Investment Fund$18,783,489$18,783,489
EDGAR ↗Jan 26, 2022Empros Technologies Fund X, LLCD/APooled Investment Fund$68,706,938$68,706,938
EDGAR ↗Jan 26, 2022Empros Technologies Fund XVII, LLCD/APooled Investment Fund$34,812,511$34,812,511
EDGAR ↗Dec 8, 2021Empros Technologies Fund XX, LLCDPooled Investment Fund$2,886,000$2,886,000
EDGAR ↗Dec 8, 2021Empros Technologies Fund XVII, LLCDPooled Investment Fund$34,249,990$34,249,990
EDGAR ↗Dec 8, 2021Empros Technologies Fund XII, LLCD/APooled Investment Fund$30,527,888$30,527,888
EDGAR ↗Dec 8, 2021Empros Technologies Fund XI, LLCD/APooled Investment Fund$7,112,016$7,112,016
EDGAR ↗Jun 15, 2021Empros Technologies Fund X, LLCDPooled Investment Fund$68,071,837$68,071,837
EDGAR ↗Jun 15, 2021Empros Technologies Fund XI, LLCDPooled Investment Fund$5,000,008$5,000,008
EDGAR ↗Jun 15, 2021EMPROS TECHNOLOGIES FUND XIV LLCDPooled Investment Fund$10,075,249$10,075,249
EDGAR ↗Jun 15, 2021Empros Technologies Fund XII, LLCDPooled Investment Fund$12,865,044$12,865,044
EDGAR ↗Apr 24, 2018Empros Capital Partners Fund I, LLCD/APooled Investment Fund$1,140,186$1,140,186
EDGAR ↗Apr 2, 2018Empros Capital Partners Fund I, LLCDPooled Investment Fund$1,015,000$1,015,000
EDGAR ↗Oct 4, 2017Empros Payment Technologies Fund, LLCDPooled Investment Fund$5,094,008$5,094,008

Activity: 6 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 16, 2026. Industry history, as reported on each offering's latest filing: All 27 offerings reported: Pooled Investment Fund (2017–2026).

People across the group

NameRolesIssuers hereFirst → last listed
AF Alexander FishmanExecutive Officer, Promoter26Oct 7, 2022 → Oct 16, 2026
EF Empros Fund Management, LLC entityPromoter, Executive Officer21May 9, 2023 → Oct 16, 2026
EC Empros Capital LLC entityPromoter, Director20Apr 2, 2018 → Oct 16, 2026
Jeremy Neilson Jeremy NeilsonExecutive Officer8Oct 4, 2017 → Feb 14, 2022
AF Assure Fund Management II LLC entityExecutive Officer, Director8Apr 2, 2018 → Feb 14, 2022
RT Richard ThomsExecutive Officer8Apr 2, 2018 → Feb 14, 2022
AF Alex FishmanExecutive Officer1Apr 2, 2018 → Apr 24, 2018
AO Ade OjoExecutive Officer1Oct 4, 2017 → Oct 4, 2017
MA Management Assure Fund Management II entityDirector1Oct 4, 2017 → Oct 4, 2017

Business registration (state registry / Secretary of State)

None of the 27 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

EMPROS CAPITAL LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Aug 3, 2022 · SEC file 801-126284 · Main office: SAN FRANCISCO, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $2,338,357,251 as reported on Form ADV filed Jul 14, 2026 (Item 5.F(2)(c)) · 21 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/empros-capital ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 14, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

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