Issuers in this group
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|
| EDGAR ↗ | EE EM-ES Feeder Fund L.P. | shared people, shared management entity, same business address | ROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8) | Pooled Investment Fund | 13 | $105,944,055 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2014–2025 |
| EDGAR ↗ | EE EM ES SFL Hedge Investment SPV LP | shared people, shared management entity, same business address | ROAD TOWN, TORTOLA, Virgin Islands, British (as filed: D8) | Pooled Investment Fund | 13 | $127,265,217 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2014–2026 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Timeline of offerings
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|
| EDGAR ↗ | Mar 25, 2026 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $127,265,217 |
| EDGAR ↗ | Dec 1, 2025 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $105,944,055 |
| EDGAR ↗ | Mar 25, 2025 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $125,265,217 |
| EDGAR ↗ | Nov 29, 2024 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $103,344,055 |
| EDGAR ↗ | Mar 22, 2024 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $120,615,217 |
| EDGAR ↗ | Nov 30, 2023 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $87,902,691 |
| EDGAR ↗ | Mar 22, 2023 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $111,553,498 |
| EDGAR ↗ | Dec 1, 2022 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $74,822,972 |
| EDGAR ↗ | Mar 22, 2022 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $99,153,221 |
| EDGAR ↗ | Nov 30, 2021 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $62,808,386 |
| EDGAR ↗ | Apr 12, 2021 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $72,824,107 |
| EDGAR ↗ | Nov 30, 2020 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $56,564,144 |
| EDGAR ↗ | Apr 13, 2020 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $70,824,107 |
| EDGAR ↗ | Nov 27, 2019 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $37,196,732 |
| EDGAR ↗ | Apr 11, 2019 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $31,676,907 |
| EDGAR ↗ | Nov 29, 2018 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $37,196,732 |
| EDGAR ↗ | Apr 11, 2018 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $20,929,465 |
| EDGAR ↗ | Nov 29, 2017 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $20,050,000 |
| EDGAR ↗ | Apr 14, 2017 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $10,229,000 |
| EDGAR ↗ | Dec 1, 2016 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $10,900,000 |
| EDGAR ↗ | Aug 8, 2016 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $8,900,000 |
| EDGAR ↗ | Dec 2, 2015 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $5,600,000 |
| EDGAR ↗ | Aug 12, 2015 | EM ES SFL Hedge Investment SPV LP | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 12, 2015 | EM-ES Feeder Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $5,000,000 |
| EDGAR ↗ | Aug 6, 2014 | EM ES SFL Hedge Investment SPV LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 6, 2014 | EM-ES Feeder Fund L.P. | D | Pooled Investment Fund | Indefinite | $0 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 25, 2026. Industry history, as reported on each offering's latest filing: All 2 offerings reported: Pooled Investment Fund (2014).
People across the group
| Name | Roles | Issuers here | First → last listed |
|---|
| JM Jim Mead | Executive Officer, Promoter | 2 | Nov 30, 2023 → Mar 25, 2026 |
| DP David Payne | Executive Officer, Promoter | 2 | Aug 6, 2014 → Mar 22, 2023 |
| EE EM-ES Fund Management LLP entity | Executive Officer, Promoter | 2 | Aug 6, 2014 → Apr 11, 2018 |
| EE EM ES Fund Management LLC entity | Executive Officer | 2 | Aug 6, 2014 → Apr 11, 2018 |
| AS Anthony Steinberg | Promoter | 2 | Aug 6, 2014 → Apr 11, 2018 |
| EE EM ES Fund Management Ltd entity | Executive Officer | 2 | Dec 2, 2015 → Apr 11, 2018 |
Adviser registration (Form ADV)
EM-ES FUND MANAGEMENT LTD. — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Apr 13, 2017 · SEC file 802-110452 · Main office: ROAD TOWN, TORTOLA · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.
Websites listed on Form ADV (Item 1.I): www.emesfunds.com ↗
Item 11 disclosure questions as answered on Form ADV filed Mar 26, 2026: 0 of 24 answered “Yes”
- No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
EM-ES FUND MANAGEMENT LLP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since May 5, 2017 · SEC file 802-110581 · Main office: LONDON, ENGLAND · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.
Websites listed on Form ADV (Item 1.I): WWW.EMESFUNDS.COM ↗
Item 11 disclosure questions as answered on Form ADV filed Jun 12, 2026: 0 of 24 answered “Yes”
- No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, different legal form as filed (LP vs LLC), no state to compare, issuer filed in D8 · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
Meta advertising
No Meta Pixel ids or Facebook / Instagram page links on file for Em Es Sfl as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Public profiles and social
No website or social profile named in Em Es Sfl's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #35,890 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓
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