GB SCIENCES INC is a corporation organized in Nevada (formed more than five years before filing), based in Las Vegas, NV.
What this means A deal company is usually set up for one investment; its Form D is the notice it files after selling to investors.
It has filed 11 Form D filings (11 originals, 0 amendments) for 11 offerings between Apr 2014 and Aug 2023. The latest filing of each offering reports a combined $24.9M sold of $33.5M offered to 191 investors; industry as reported: biotechnology; latest exemption Rule 506(b).
What this means A repeat filer — 11 separate raises over about 9 years. Amendments are routine updates (an ongoing raise must update its Form D at least once a year).
Key people as listed: Andrea Small-Howard (executive officer and director), Edmond DeFrank (director), John Poss (executive officer and director), Zach Swarts (executive officer), Leslie Bocskor (director) and 5 more.
What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.
Reported money out: $2.88M in sales commissions and $4M of proceeds to officers, directors or promoters (latest filing per offering). Paid to sell it: Network 1 Financial Securities, Inc., Network 1 Financial Services, Inc., Network 1 Financial Services. Inc..
What this means $4M of investor money was reported as going to the people running the deal — about 16.1% of what was sold. The form does not say what for (fees, salaries, buying something from them); ask. $2.88M went to brokers for selling it (about 11.6% of what was sold).
Activity: 0 new offerings in the last 12 months; no amendment on file; latest filing Aug 2, 2023.
What this means No new raise filed in the past year — this deal company may be done raising, or simply quiet.
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched GB SCIENCES INC.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for GB SCIENCES INC and found 6 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.